Citation Nr: 0417844 Decision Date: 07/02/04 Archive Date: 07/14/04 DOCKET NO. 02-08 776 ) DATE ) ) On appeal from the Department of Veterans Affairs Medical and Regional Office Center in Wichita, Kansas THE ISSUE Entitlement to service connection for intention tremors. REPRESENTATION Appellant represented by: Veterans of Foreign Wars of the United States WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD Carol L. Eckart INTRODUCTION The veteran served on active duty from September 1974 to September 1978. This case comes before the Board of Veterans' Appeals (Board) from a rating decision of July 2001 from the Regional Office (RO) of the Department of Veterans Affairs (VA), in Wichita, Kansas. In May 2003 the veteran testified at a hearing held before this Veterans Law Judge at the RO. FINDINGS OF FACT 1. The evidence reflects that the veteran's tremor disorder, currently diagnosed as benign essential tremor, preexisted service, but is equivocal as to whether it was congenital in nature. 2. The evidence reflects that the tremor disorder underwent a permanent increase in severity during service. CONCLUSION OF LAW A tremor disorder, diagnosed as benign essential tremor was as likely as not aggravated by active service. 38 U.S.C.A. §§ 1131, 1153, 5102, 5103, 5103A, 5106, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.303, 3.306 (2003). REASONS AND BASES FOR FINDINGS AND CONCLUSION The veteran contends that his tremor disorder is the result of his military service. He alleged in his hearing testimony of May 2003 that he began having hand tremors in the 1970's while in the service. He denied having trouble with his hands prior to entering the military in his hearing testimony. He testified that the tremors increased after he left the military. The veteran's September 1974 entrance examination is negative for any findings or complaints of tremors or any sort of nervous system problems. Service medical records reflect that the veteran was seen in September 1975 for complaints of his hands shaking, especially when trying to write or do fine work. There was no evidence of disease. An October 1975 treatment note revealed complaints of "life long" nervous shaking in the hands, most noted when doing fine movements such as writing. He was noted to be a heavy coffee drinker and light smoker. He was instructed to cut out caffeine and smoking and return in three weeks for a recheck. In September 1976, he was noted to have been seen many times for complaints of fine tremors in his hands, with poor writing and inability to do fine movements in the machine shop where he worked. His father was said to have similar problems. He was noted to have stopped smoking and caffeine without significant improvement. Neurological exam showed fine tremor of the hands. The impression was familial tremor. He was referred to neurology in the same month and the neurology department noted a history of movement disorder since childhood. Onset was uncertain, was not associated with an illness and had remained unchanged. The tremors were noted to be limited to the hands and worsened with activities such as painting or working with machines. They were said to be changing for the worse, as he could no longer write. His father was noted to have a tremor problem, but no other family members. The impression rendered was action tremor that seemed to be familial in nature without other neurological manifestations. The report of a May 2001 VA examination reflects that the claims file was reviewed, with a history of treatment shown in service for hand tremors. The examiner noted that a handwriting sample taken in September 1976 appeared normal, although a straight line drawn showed mild tremulousness. Also noted in the service records was a mild finger to nose tremor. The examiner apparently reviewed an examination report from June 1997 that revealed a similar history to that shown in this report. This examination was said to show finger to nose tremor and sustention tremor, indicating the presence of tremor with outstretched hands. A history of taking propranolol was noted. The history of the veteran mentioning a similar tremor in his father in service was noted. The veteran's medical history involved complaints of the tremor having been present since the mid 1970's. It was said to have been progressively worsening, but minimally so. The veteran tended to also refer to his tremors as "nervousness" and he indicated that it was much more so on his right side. The tremors were noted to affect his ability to perform work as a material handler and do other tasks. The left hand had minimal tremors, but he also used his left hand to try to steady his right hand. The veteran gave a history of the tremors having caused adverse employment actions in the past and also indicated that they affected him socially. He indicated that drinking alcohol caused his tremors to stop. Again the history of his father having a tremor problem was noted, but the veteran also mentioned that his father had other problems and so he wasn't sure whether his father's tremor was the same type as his. On physical examination, a minimal tremor was noted on finger to nose testing on the right hand. The tremor was also brought out on touching the center of a 1-centimeter circle. Less of a tremor was noted on the left hand, but it was noticeable. The veteran could write his name normally, as compared to hand writing samples in the 1980's and pen capping was normal. There did appear to be a slightly noticeable waviness of vertical lines when he wrote his name. A sine wave copy clearly showed a tremor prominent at upstroke of sine wave. It was prominent but of minimal amplitude. No cogwheel rigidity or ataxia was present. Reflexes were 1/2 in the upper extremities, with slightly greater prominence at the right biceps. Lower extremity examination yielded no significant findings. He was able to unbutton a shirt and remove shoes and socks normally. The examiner in the May 2001 VA examination gave an onset time for the veteran's tremors as some time in the mid 1970's. The course was very slightly progressive. The tremors were noted to be prominent when the veteran was stressed. The diagnosis was intention tremor. The tremor appeared to interfere most with activities in which quick and fine movements were needed. The examiner opined that the tremor was slightly worse as compared to 25 years ago. In May 2003, the veteran's mother stated that she was widowed from the veteran's father and did not know the veteran's father to have any sort of "nervous condition" as long as he lived. She also stated that the veteran did not have any shaking in his hand prior to entering the service, but did have a "nervous condition" after he got out of the military. In March 2004, the claims file was reviewed by a VA neurologist, pursuant to a written request from the Board. This examiner noted that review of the file included the veteran's sworn testimony, his mother statements and the medical records. The examiner opined that based on the veteran's military records and statements, the neurological diagnosis is "benign essential tremor" which is an exaggerated tremor of unknown etiology. Some of these tremors were familiar in nature and as such are considered congenital disorders. There was no clear cut statement in the records that the veteran's father had an essential tremor and there were no medical records of the veteran's father showing he had an essential tremor. The veteran's mother stated that her husband, the veteran's father, never had a tremor. The veteran's statement at the Review Board was noted to say that his father might have had a tremor, but also indicated that there were other medical problems and he would need to speak to his mother before confirming knowledge of his father's medical condition. The VA neurologist in the March 2004 letter indicated that the veteran's response to alcohol solidified the diagnosis and that laboratory analysis failed to demonstrate other causes of an exaggerated physiological tremor. The examiner noted that several factors must be taken into consideration when offering an opinion and interpretations of what is documented. The most telling was his entrance physical and history taken in September 1974. There was no mention of a tremor or any documentation of a tremor on physical examination, the procedure of which was said to be a stressful one and thus would be more likely to exacerbate a physiological tremor. This did not happen during this examination. The initial presentation of tremors was said to have happened around the summer of 1976, when he was advised to stop ingestion of coffee and smoking. The examiner pointed out that caffeinated beverages were known to exacerbate a physiological tremor. The examiner also noted that the record indicated that the veteran's tremor was abated by drinking alcohol and also that a trial of propanolol was attempted, but he couldn't tolerate the side effects. The examiner opined that following review of the case and the documentation provided, the veteran was suffering from benign essential tremor, possibly familial in nature. His initial presentation was in the service, exacerbated by conditions of his workplace. The question of whether the tremor was familial in nature was controversial in that there was conflicting evidence. The examiner could not state with certainty that the veteran's tremor was a pre existing condition. Rather it appeared to be a condition that presented during his military service, exacerbated by the work/stress environment there and progressed clinically as a familial or non-familial tremor. Service connection may be established for a disability resulting from personal injury suffered or disease contracted in the line of duty or for aggravation of preexisting injury suffered or disease contracted in the line of duty. 38 U.S.C.A. § 1131 (West 2002); 38 C.F.R. § 3.303 (2003). Service connection may be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d) (2003). Where there is a chronic disease shown as such in service or within the presumptive period under § 3.307 so as to permit a finding of service connection, subsequent manifestations of the same chronic disease at any later date, however, remote, are service connected, unless clearly attributable to intercurrent causes. 38 C.F.R. § 3.303(b) (2003). This rule does not mean that any manifestations in service will permit service connection. To show chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time as distinguished from merely isolated findings or a diagnosis including the word "chronic". When the disease entity is established, there is no requirement of evidentiary showing of continuity. When the fact of chronicity in service is not adequately supported, then a showing of continuity after discharge is required to support the claim. 38 C.F.R. § 3.303(b) (2003). Under 38 C.F.R. § 3.303(c) (2003) congenital or developmental disorders, including refractive errors of the eyes, are not diseases or injuries for the purpose of VA disability compensation. The Court has held that, in order to prevail on the issue of service connection, there must be medical evidence of a (1) current disability; (2) medical, or in certain circumstances, lay evidence of inservice incurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the claimed inservice disease or injury and the present disease or injury. Hickson v. West, 12 Vet. App. 247, 253 (1999); see also Pond v. West, 12 Vet. App. 341, 346 (1999). The Board must assess the credibility and weight of all the evidence, including the medical evidence, to determine its probative value, accounting for evidence which it finds to be persuasive or unpersuasive, and providing reasons for rejecting any evidence favorable to the claimant. See Masors v. Derwinski, 2 Vet. App. 181 (1992); Wilson v. Derwinski, 2 Vet. App. 614, 618 (1992); Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Equal weight is not accorded to each piece of evidence contained in the record; every item of evidence does not have the same probative value. A veteran will be considered to have been in sound condition when examined, accepted and enrolled for service, except as to defects, infirmities, or disorders noted at entrance into service, or where clear and unmistakable (obvious or manifest) evidence demonstrates that an injury or disease existed prior thereto. 38 U.S.C.A. § 1111 (West 2002); 38 C.F.R. § 3.304(b) (2003). In VAOPGCPREC 3-2003, VA's General Counsel held that to rebut the presumption of sound condition under 38 U.S.C. § 1111, VA must show by clear and unmistakable evidence both that the disease or injury existed prior to service and that the disease or injury was not aggravated by service. The claimant is not required to show that the disease or injury increased in severity during service before VA's duty under the second prong of this rebuttal standard attaches. It was concluded that the provisions of 38 C.F.R. § 3.304(b) are inconsistent with 38 U.S.C. § 1111 insofar as § 3.304(b) states that the presumption of sound condition may be rebutted solely by clear and unmistakable evidence that a disease or injury existed prior to service. It was held that 38 C.F.R. § 3.304(b) is therefore invalid. VAOPGCPREC 3-2003 (2003). A preexisting injury or disease will be considered to have been aggravated by active service, where there is an increase in disability during such service, unless there is a specific finding that the increase in disability is due to the natural progress of the disease. 38 U.S.C.A. § 1153 (West 2002); 38 C.F.R. § 3.306(a) (2003). Aggravation may not be conceded where the disability underwent no increase in severity during service on the basis of all the evidence of record pertaining to the manifestations of the disability prior to, during, and subsequent to service. 38 U.S.C.A. § 1153 (West 2002); 38 C.F.R. § 3.306(b) (2003). As shown above, there is both positive and negative evidence in this matter. The opinion from the VA physician in March 2004 suggests that it was likely as not that the veteran's tremor disorder, diagnosed as benign essential tremor, presented in service and was aggravated and exacerbated by service. The service medical records show that the tremors were first noted in service, in October 1975. The unfavorable evidence consists of the evidence, including the service medical records that suggest that the veteran's tremor disorder was familial in nature. There are some notations indicating that his father had a tremor disorder, but was never clear as to whether it was the same type. The veteran's mother denied that the father had a tremor disorder. At best, the evidence is equivocal as to whether the father had a tremor disorder that was the same as his son's. Thus the evidence suggests that it is as likely as not that the veteran's tremor disorder was not congenital in nature and that even if preexisting service, it was aggravated by service. In Alemany v. Brown, 9 Vet. App. 518 (1996), the Court noted that in light of the benefit of the doubt provisions of 38 U.S.C.A. § 5107(b), an accurate determination of etiology is not a condition precedent to granting service connection; nor is "definite etiology" or "obvious etiology." In Gilbert v. Derwinski, 1 Vet. App. 49 (1990), the Court stated that "a veteran need only demonstrate that there is an 'approximate balance of positive and negative evidence' in order to prevail." In Gilbert, the Court specifically stated that entitlement need not be established beyond a reasonable doubt, by clear and convincing evidence, or by a fair preponderance of the evidence. Under the benefit of the doubt doctrine established by Congress, when the evidence is in relative equipoise, the law dictates that the veteran prevails. Thus, to deny a claim on its merits, the preponderance of the evidence must be against the claim. Thus, in view of this evidence, and with application of the benefit of the doubt rule, the Board concludes that the veteran's tremor disorder, diagnosed as benign essential tremors was aggravated by service. Accordingly, service connection is granted for a tremor disorder. The Board has considered the veteran's claim with respect to the Veterans Claims Assistance Act of 2000, 38 U.S.C.A. §§ 5100 et. Seq. (West 2002). Given the favorable outcome as noted above, no conceivable prejudice to the veteran could result from this adjudication. See Bernard v. Brown, 4 Vet. App. 384, 393 (1993). Thus the additional delay in the adjudication of this issue which would result from a remand solely to allow the RO to apply the VCAA would not be justified. ORDER The claim for entitlement to service connection for benign essential tremors is granted. ____________________________________________ CHERYL L. MASON Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs YOUR RIGHTS TO APPEAL OUR DECISION The attached decision by the Board of Veterans' Appeals (BVA or Board) is the final decision for all issues addressed in the "Order" section of the decision. The Board may also choose to remand an issue or issues to the local VA office for additional development. If the Board did this in your case, then a "Remand" section follows the "Order." However, you cannot appeal an issue remanded to the local VA office because a remand is not a final decision. The advice below on how to appeal a claim applies only to issues that were allowed, denied, or dismissed in the "Order." If you are satisfied with the outcome of your appeal, you do not need to do anything. We will return your file to your local VA office to implement the BVA's decision. However, if you are not satisfied with the Board's decision on any or all of the issues allowed, denied, or dismissed, you have the following options, which are listed in no particular order of importance: ? Appeal to the United States Court of Appeals for Veterans Claims (Court) ? File with the Board a motion for reconsideration of this decision ? File with the Board a motion to vacate this decision ? File with the Board a motion for revision of this decision based on clear and unmistakable error. Although it would not affect this BVA decision, you may choose to also: ? Reopen your claim at the local VA office by submitting new and material evidence. There is no time limit for filing a motion for reconsideration, a motion to vacate, or a motion for revision based on clear and unmistakable error with the Board, or a claim to reopen at the local VA office. None of these things is mutually exclusive - you can do all five things at the same time if you wish. However, if you file a Notice of Appeal with the Court and a motion with the Board at the same time, this may delay your case because of jurisdictional conflicts. If you file a Notice of Appeal with the Court before you file a motion with the BVA, the BVA will not be able to consider your motion without the Court's permission. How long do I have to start my appeal to the Court? You have 120 days from the date this decision was mailed to you (as shown on the first page of this decision) to file a Notice of Appeal with the United States Court of Appeals for Veterans Claims. If you also want to file a motion for reconsideration or a motion to vacate, you will still have time to appeal to the Court. As long as you file your motion(s) with the Board within 120 days of the date this decision was mailed to you, you will then have another 120 days from the date the BVA decides the motion for reconsideration or the motion to vacate to appeal to the Court. You should know that even if you have a representative, as discussed below, it is your responsibility to make sure that your appeal to Court is filed on time. How do I appeal to the United States Court of Appeals for Veterans Claims? Send your Notice of Appeal to the Court at: Clerk, U.S. Court of Appeals for Veterans Claims 625 Indiana Avenue, NW, Suite 900 Washington, DC 20004-2950 You can get information about the Notice of Appeal, the procedure for filing a Notice of Appeal, the filing fee (or a motion to waive the filing fee if payment would cause financial hardship), and other matters covered by the Court's rules directly from the Court. You can also get this information from the Court's web site on the Internet at www.vetapp.uscourts.gov, and you can download forms directly from that website. The Court's facsimile number is (202) 501-5848. To ensure full protection of your right of appeal to the Court, you must file your Notice of Appeal with the Court, not with the Board, or any other VA office. How do I file a motion for reconsideration? You can file a motion asking the BVA to reconsider any part of this decision by writing a letter to the BVA stating why you believe that the BVA committed an obvious error of fact or law in this decision, or stating that new and material military service records have been discovered that apply to your appeal. If the BVA has decided more than one issue, be sure to tell us which issue(s) you want reconsidered. Send your letter to: Director, Management and Administration (014) Board of Veterans' Appeals 810 Vermont Avenue, NW Washington, DC 20420 VA FORM JUN 2003 (RS) 4597 Page 1 CONTINUED Remember, the Board places no time limit on filing a motion for reconsideration, and you can do this at any time. However, if you also plan to appeal this decision to the Court, you must file your motion within 120 days from the date of this decision. How do I file a motion to vacate? You can file a motion asking the BVA to vacate any part of this decision by writing a letter to the BVA stating why you believe you were denied due process of law during your appeal. For example, you were denied your right to representation through action or inaction by VA personnel, you were not provided a Statement of the Case or Supplemental Statement of the Case, or you did not get a personal hearing that you requested. You can also file a motion to vacate any part of this decision on the basis that the Board allowed benefits based on false or fraudulent evidence. Send this motion to the address above for the Director, Management and Administration, at the Board. Remember, the Board places no time limit on filing a motion to vacate, and you can do this at any time. However, if you also plan to appeal this decision to the Court, you must file your motion within 120 days from the date of this decision. How do I file a motion to revise the Board's decision on the basis of clear and unmistakable error? You can file a motion asking that the Board revise this decision if you believe that the decision is based on "clear and unmistakable error" (CUE). Send this motion to the address above for the Director, Management and Administration, at the Board. You should be careful when preparing such a motion because it must meet specific requirements, and the Board will not review a final decision on this basis more than once. You should carefully review the Board's Rules of Practice on CUE, 38 C.F.R. 20.1400 -- 20.1411, and seek help from a qualified representative before filing such a motion. See discussion on representation below. Remember, the Board places no time limit on filing a CUE review motion, and you can do this at any time. How do I reopen my claim? You can ask your local VA office to reopen your claim by simply sending them a statement indicating that you want to reopen your claim. However, to be successful in reopening your claim, you must submit new and material evidence to that office. See 38 C.F.R. 3.156(a). Can someone represent me in my appeal? Yes. You can always represent yourself in any claim before VA, including the BVA, but you can also appoint someone to represent you. An accredited representative of a recognized service organization may represent you free of charge. VA approves these organizations to help veterans, service members, and dependents prepare their claims and present them to VA. An accredited representative works for the service organization and knows how to prepare and present claims. You can find a listing of these organizations on the Internet at: www.va.gov/vso. You can also choose to be represented by a private attorney or by an "agent." (An agent is a person who is not a lawyer, but is specially accredited by VA.) If you want someone to represent you before the Court, rather than before VA, then you can get information on how to do so by writing directly to the Court. Upon request, the Court will provide you with a state-by-state listing of persons admitted to practice before the Court who have indicated their availability to represent appellants. This information is also provided on the Court's website at www.vetapp.uscourts.gov. Do I have to pay an attorney or agent to represent me? Except for a claim involving a home or small business VA loan under Chapter 37 of title 38, United States Code, attorneys or agents cannot charge you a fee or accept payment for services they provide before the date BVA makes a final decision on your appeal. If you hire an attorney or accredited agent within 1 year of a final BVA decision, then the attorney or agent is allowed to charge you a fee for representing you before VA in most situations. An attorney can also charge you for representing you before the Court. VA cannot pay fees of attorneys or agents. Fee for VA home and small business loan cases: An attorney or agent may charge you a reasonable fee for services involving a VA home loan or small business loan. For more information, read section 5904, title 38, United States Code. In all cases, a copy of any fee agreement between you and an attorney or accredited agent must be sent to: Office of the Senior Deputy Vice Chairman (012) Board of Veterans' Appeals 810 Vermont Avenue, NW Washington, DC 20420 The Board may decide, on its own, to review a fee agreement for reasonableness, or you or your attorney or agent can file a motion asking the Board to do so. Send such a motion to the address above for the Office of the Senior Deputy Vice Chairman at the Board. VA FORM JUN 2003 (RS) 4597 Page 2