Citation Nr: 0604185 Decision Date: 02/14/06 Archive Date: 02/22/06 DOCKET NO. 04-09 510 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Waco, Texas THE ISSUE Entitlement to a compensable disability rating for benign pericarditis. REPRESENTATION Appellant represented by: Texas Veterans Commission ATTORNEY FOR THE BOARD H. E. Costas, Associate Counsel INTRODUCTION The veteran served on active duty from April 1970 to April 1972. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a July 2003 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Waco, Texas. In November 2000, the veteran initiated a claim for a compensable disability rating for his service connected pericarditis. By means of an August 2001 rating decision, the RO held that a compensable evaluation was not warranted. The veteran submitted a notice of disagreement; however, he did not perfect his appeal in a timely fashion. By means of a letter dated April 14, 2003, the veteran was informed that his VA Form 9 was untimely. Accordingly, the VA Form 9, received in April 2003, is construed as a reopened claim. FINDINGS OF FACT There is no medical evidence of record that demonstrates any acute or chronic pericarditis or any of its sequelae. CONCLUSION OF LAW The criteria for a compensable evaluation for pericarditis have not been met. 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 4.1, 4.10, 4.14, 4.104, Diagnostic Code 7002 (2005). REASONS AND BASES FOR FINDINGS AND CONCLUSION VA's duties under the Veterans Claims Assistance Act of 2000 (VCAA), 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, 5126, and 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a), are assessed before the merits of the appeal. Of record is a June 2003 letter that notified the veteran of any information and evidence needed to substantiate and complete the claim for an increased rating. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b)(1); Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002). The letter provided the substantive standard to validate that type of claim. Additionally, VA indicated which portion of that information should be provided by the claimant, and which portion VA will try to obtain on the claimant's behalf. In addition, the letter instructed the claimant to identify any additional evidence or information pertinent to the claim. The United States Court of Appeals for Veteran Claims (Court) in Pelegrini v. Principi, 18 Vet. App. 112 (2004), continued to recognize that typically a VCAA notice, as required by 38 U.S.C.A. § 5103(a), must be provided to a claimant before the initial unfavorable agency of original jurisdiction (AOJ) decision on a claim for VA benefits. In this case, an application was received in April 2003. Thereafter, the RO provided notice in June 2003. Additionally, the veteran was generally advised to submit any additional evidence that pertained to the claim. Id. at 121. Therefore, for the circumstances of this case, the requirements of Pelegrini regarding the timing and content of a VCAA notice have been fulfilled. Next, VCAA requires VA to assist the claimant in obtaining evidence necessary to substantiate a claim, 38 C.F.R. § 3.159(c), which includes obtaining a medical examination when such is necessary to make a decision on the claim. In terms of obtaining records, VA fulfilled its duty to assist by obtaining service medical records; VA treatment records; and VA examination reports dated in May 2003 and April 2004. Further VA examination is not necessary because the most recent examination report of record is sufficient and complete for the purposes of making a decision on the pending claim. See Green (Victor) v. Derwinski, 1 Vet. App. 121, 123-243 (1991). For all the foregoing reasons, VA fulfilled its duties to the appellant for this appeal. Laws and Regulations Disability evaluations are determined by the application of a schedule of ratings which is based on average impairment of earning capacity. 38 U.S.C.A. § 1155; 38 C.F.R. Part 4. Separate rating codes identify the various disabilities. 38 C.F.R. Part 4. Where there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7 (2004). Any reasonable doubt regarding the degree of disability is resolved in favor of the veteran. 38 C.F.R. § 4.3 (2005). The Court held in Francisco v. Brown, 7 Vet. App. 55, 58 (1994), that compensation for service-connected injury is limited to those claims which show present disability, and where entitlement to compensation has already been established and an increase in the disability rating is at issue, the present level of disability is of primary importance. Analysis The veteran's service-connected benign pericarditis has been rated in accordance with the diagnostic criteria found at 38 C.F.R. Part 4, Diagnostic Code 7002 (2005). This diagnostic code is based in part on symptoms associated with and results of metabolic equivalency tests. One MET (metabolic equivalent) is the energy cost of standing quietly at rest and represents an oxygen uptake of 3.5 milliliters per kilogram of body weight per minute. When the level of METs at which dyspnea, fatigue, angina, dizziness, or syncope develops is required for evaluation, and a laboratory determination of METs by exercise testing cannot be done for medical reasons, an estimation by a medical examiner of the level of activity (expressed in METs and supported by specific examples, such as slow stair climbing or shoveling snow) that results in dyspnea, fatigue, angina, dizziness, or syncope may be used. 38 C.F.R. § 4.104 (2005). A 10 percent rating is assigned for workload of greater than 7 METs but not greater than 10 METs results in dyspnea, fatigue, angina, dizziness, or syncope; or, continuous medication required. A 30 percent rating is assigned for workload of greater than 5 METs but not greater than 7 METs results in dyspnea, fatigue, angina, dizziness, or syncope; or, evidence of cardiac hypertrophy or dilatation on electro- cardiogram, echocardiogram, or X-ray. A rating of 60 percent shall be assigned for more than one episode of acute congestive heart failure in the past year; or, workload of greater than 3 METs but not greater than 5 METs results in dyspnea, fatigue, angina, dizziness, or syncope; or, left ventricular dysfunction with an ejection fraction of 30 to 50 percent. A rating of 100 percent shall be assigned for three months following cessation of therapy for active infection with cardiac involvement. Thereafter, with documented pericarditis resulting in chronic congestive heart failure; or, workload of 3 METs or less results in dyspnea, fatigue, angina, dizziness, or syncope; or, left ventricular dysfunction with an ejection fraction of less than 30 percent. See 38 C.F.R. Part 4, Diagnostic Code 7002 (2005). In light of the aforementioned criteria, the medical evidence of record does not warrant a compensable disability evaluation for the veteran's service-connected benign pericarditis. The veteran was afforded VA medical examinations in May 2003 and April 2004; however, neither examiner was able to diagnose the veteran as having pericarditis or any associated symptomatology. The May 2003 examiner solely noted chronic liver disease and hepatitis C; the examination findings were absent any evidence of active, recent, or constrictive pericarditis. The examiner further emphasized that he was unable to diagnose the presence of pericarditis, or any of the sequelae, and that he was unable to diagnose any disability that was attributable to the veteran's heart or pericardium. The April 2004 examiner diagnosed the veteran as having atypical chest pain and noted, after reviewing the medical evidence of record, that it was very unlikely that the veteran ever suffered from acute pericarditis. The examiner cited that the veteran was hospitalized for a day, and spent only two days in quarters, before returning to active duty; this was not the usual course of acute pericarditis. Additionally, the veteran's numerous complaints of chest pain would not be related to a previous episode of pericarditis, even if that had been a proper diagnosis. The examiner concurred that there was no evidence of acute or chronic pericarditis. X-rays did demonstrate early chronic obstructive pulmonary disease and a MET level of 7.6. Although the veteran did exhibit a MET level that would warrant a compensable evaluation, the record does not demonstrate that it was related to his service-connected benign pericarditis. Rather, medical evidence of record purports that the veteran does not exhibit any symptomatology associated with acute or chronic pericarditis, such as to warrant a compensable disability rating. This is a case where the preponderance of the evidence is against the claim and the benefit of the doubt rule is inapplicable. 38 U.S.C.A. § 5107(b)(West 2002); see also Gilbert v. Derwinski, 1 Vet. App. 49 (1990). ORDER A compensable disability rating for pericarditis is denied. ____________________________________________ James L. March Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs