Citation Nr: 0637434 Decision Date: 12/04/06 Archive Date: 12/12/06 DOCKET NO. 04-13 216 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in St. Petersburg, Florida THE ISSUE Entitlement to an effective date earlier than February 24, 1999, for the grant of service connection for post-traumatic stress disorder (PTSD). REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD D. M. Ames, Associate Counsel INTRODUCTION The veteran had active service from February 1972 to April 1977. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a July 2002 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in St. Petersburg, Florida. The veteran withdrew his claim for an increased evaluation for PTSD in his March 2004 substantive appeal. Therefore, that issue is not before the Board. FINDING OF FACT The veteran's original claim for service connection for PTSD was received on March 12, 1992. CONCLUSION OF LAW An effective date of March 12, 1992, but not earlier, for the grant of service connection for PTSD is warranted. 38 U.S.C.A. § 5110 (West 2002); 38 C.F.R. § 3.400 (2006). REASONS AND BASES FOR FINDING AND CONCLUSION The effective date for an award of service connection is governed by 38 U.S.C.A. § 5110(a), which states that unless specifically provided otherwise, the effective date of an award based on an original claim, a claim reopened after final adjudication, or a claim for an increase of compensation shall be fixed in accordance with the facts found, but shall not be earlier than the date of the receipt of the application therefore. 38 U.S.C.A. § 5110(a). The date of entitlement to an award of service connection is the day following separation from active service or the date entitlement arose if the claim is received within one year after separation from service; otherwise, the date of receipt of claim, or date entitlement arose, whichever is later. See 38 C.F.R. § 3.400(b)(2)(i). The effective date of an award based on a claim reopened after final disallowance shall be fixed in accordance with the facts found, but shall not be earlier than the date of receipt of the new claim or the date entitlement arose, whichever is later. See 38 U.S.C.A. § 5110(a); 38 C.F.R. §§ 3.400(q)(1)(ii), 3.400(r). The veteran left service in April 1977 and filed his first claim for service connection for PTSD on March 12, 1992, more than one year after leaving service. In an August 1992 rating decision, the RO denied service connection. The veteran appealed the decision, and in November 1998, the Board denied service connection. In a June 1999 rating decision, the RO implemented the Board decision and the veteran filed a timely notice of disagreement. The decision was appealed to the Board again, and in a June 2002 decision, the Board granted service connection for PTSD. The RO implemented the Board's decision in a July 2002 rating decision and established February 24, 1999 as the effective date, stating that it was the date the veteran was first diagnosed with PTSD. The veteran filed a timely notice of disagreement to that decision, which is now on appeal before the Board. Thus, there are no unappealed rating actions in this case. Simply stated, this claim has been active since 1992. The veteran has made the same contention in each of his notices of disagreement: that the RO was incorrect about when he was first diagnosed with PTSD. The veteran submitted duplicate copies of evidence already of record showing that he was diagnosed with PTSD by a VA physical at a VA Medical Center (VAMC) in December 1991. Applying the pertinent VA regulations to the facts of this claim, it is clear that an effective date of March 12, 1992, but no earlier, is warranted. The provisions of 38 C.F.R. § 3.400(b)(2) specifically provide that the effective date of an award of compensation, based on an original claim, will be the date of receipt of the claim, or the date entitlement arose, whichever is later. Entitlement arose when the veteran was diagnosed with PTSD in December 1991, and he filed his original claim on March 12, 1992, the later of the two dates. There is no evidence of record dated prior to March 12, 1992, that could be construed as an earlier original formal or informal claim for service connection. 38 C.F.R. § 3.155. Thus, the Board finds that an effective date of March 12, 1992, but no earlier, is warranted for the grant of service connection for PTSD. The nature and extent of this disorder at that time is not before the Board. The Duty to Notify and the Duty to Assist Review of the claims folder reveals compliance with the Veterans Claims Assistance Act of 2000 (VCAA), 38 U.S.C.A. § 5100 et seq. See 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a). That is, by a letter dated in March 2003 and a follow-up letter in December 2003, the RO advised the veteran of the evidence needed to substantiate his claim and explained what evidence VA was obligated to obtain or to assist the veteran in obtaining and what information or evidence the veteran was responsible for providing. Thus, the Board finds that the RO has provided all notice required by the VCAA. 38 U.S.C.A. § 5103(a). See Quartuccio v. Principi, 16 Vet. App. 183 (2002). The Board observes that the RO did not issue VCAA notice letters prior to the adverse determination on appeal. Pelegrini v. Principi, 18 Vet. App. 112, 120 (2004). As discussed above, the Board finds that the RO has ultimately provided all notice required by § 5103(a). Moreover, neither the veteran nor his representative has made any showing or allegation that the timing of the VCAA notice resulted in any prejudice to the veteran. The RO did not specifically ask the veteran to provide any evidence in his possession that pertains to the claim. Id. at 120-21. However, the Board is satisfied that the March 2003 and December 2003 VCAA notices otherwise fully notified the veteran of the need to give VA any evidence pertaining to his claim. Therefore, any failure to make the specific request is non-prejudicial, harmless error. Bernard v. Brown, 4 Vet. App. 384, 392-94 (1993). See Sutton v. Brown, 9 Vet. App. 553 (1996); see also 38 C.F.R. § 20.1102 (harmless error). The Board finds that any deficiency in the notice to the veteran or the timing of these notices is harmless error. See Overton v. Nicholson, No. 02-1814 (September 22, 2006) (finding that the Board erred by relying on various postdecisional documents to conclude that adequate 38 U.S.C.A. § 5103(a) notice had been provided to the appellant, the Court found that the evidence established that the veteran was afforded a meaningful opportunity to participate in the adjudication of his claims, and found that the error was harmless, as the Board has done in this case.) The Board is aware of the recent decision in Dingess v. Nicholson, 19 Vet. App. 473 (2006), regarding notice requirements. The RO will be responsible for addressing any notice defect with respect to the effective date element when effectuating the award. With respect to the duty to assist, the RO has secured the veteran's service medical records, VA medical records, private medical records, and VA examinations. As there is no other indication or allegation that relevant evidence remains outstanding, the Board finds that the duty to assist has been met. 38 U.S.C.A. § 5103A. ORDER An effective date of March 12, 1992, but no earlier, for the grant of service connection for PTSD is granted. ____________________________________________ JOHN J. CROWLEY Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs