Citation Nr: 0820097 Decision Date: 06/19/08 Archive Date: 06/25/08 DOCKET NO. 06-20 428 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Waco, Texas THE ISSUES 1. Whether new and material evidence has been presented to reopen the claim of service connection for a chronic upper back condition to include degenerative joint disease. 2. Whether new and material evidence has been presented to reopen the claim of service connection for a chronic lower back condition to include degenerative joint disease. 3. Whether new and material evidence has been presented to reopen the claim of service connection for depression. 4. Whether new and material evidence has been presented to reopen the claim of service connection for fibromyalgia. REPRESENTATION Veteran represented by: Texas Veterans Commission WITNESS AT HEARING ON APPEAL Veteran ATTORNEY FOR THE BOARD T. Azizi-Barcelo, Associate Counsel INTRODUCTION The veteran, who is the appellant, served on active duty from July 1988 to September 1990. This matter is before the Board of Veterans' Appeals (Board) on appeal of a rating decision in October 2005 of a Department of Veterans Affairs (VA) Regional Office (RO). In September 2006, the veteran appeared at a hearing before a Decision Review Officer. The transcript of that hearing is in the record. The veteran has submitted additional medical evidence in support of her claims, but did not waive initial consideration of the evidence by the RO, but as the application to reopen the claims of service connection is resolved in the veteran's favor, the only matter disposed of in this decision, the Board finds no prejudice to the veteran in proceeding with the present decision. The claims of service connection for a chronic upper and lower back conditions to include degenerative joint disease, for depression, and for fibromyalgia are REMANDED to the RO via the Appeals Management Center in Washington, DC. FINDINGS OF FACT 1. In a rating decision in February 2004, the RO denied the veteran's application to reopen the claims of service connection for upper and lower back conditions to include degenerative joint disease and fibromyalgia as well as service connection for depression; after the veteran was notified of the adverse determination and of her procedural and appellate rights, she did not appeal the adverse determination. 2. The additional evidence presented since the rating decision in February 2004 by the RO relates to an unestablished fact necessary to substantiate the claims, and raises a reasonable possibility of substantiating the claims. CONCLUSIONS OF LAW 1. The rating decision in February 2004, by the RO, denying the application to reopen the claims of service connection for an upper and lower back conditions to include degenerative joint disease and fibromyalgia, as well as service connection for depression, became final. 38 U.S.C.A. § 7105(c) (West 2002 & Supp. 2007). 2. The additional evidence presented since the rating decision in February 2004 by the RO, denying the veteran's application to reopen the claims of service connection for upper and lower back conditions to include degenerative joint disease and fibromyalgia, as well as service connection for depression, is new and material, and the claims of service connection are reopened. 38 U.S.C.A. § 5108 (West 2002 & Supp. 2007). The Veterans Claims Assistance Act of 2000 (VCAA) The VCAA, codified in part at 38 U.S.C.A. §§ 5103, 5103A, and implemented, in part, at 38 C.F.R § 3.159, amended VA's duties to notify and to assist a claimant in developing information and evidence necessary to substantiate the claims. Under 38 U.S.C.A. § 5103(a), VA must notify the claimant of the information and evidence not of record that is necessary to substantiate the claims, which information and evidence that VA will seek to provide, and which information and evidence the claimant is expected to provide. Under 38 C.F.R. § 3.159, VA must request that the claimant provide any evidence in the claimant's possession that pertains to the claims. In a new and material claim, the VCAA notice must include notice of the evidence and information that is necessary to reopen the claim and the evidence and information that is necessary to establish the underlying claim for the benefit sought. Kent v. Nicholson, 20 Vet. App. 1 (2006). Also, the VCAA notice requirements apply to all five elements of a service connection claim. The five elements are: 1) veteran status; 2) existence of a disability; (3) a connection between the veteran's service and the disability; 4) degree of disability; and 5) effective date of the disability. Dingess v. Nicholson, 19 Vet. App. 473 (2006). The VCAA notice must be provided to a claimant before the initial unfavorable adjudication by the RO. Pelegrini v. Principi, 18 Vet. App. 112 (2004). As the application to reopen the claims of service connection is resolved in the veteran's favor, the only matter disposed of in this decision, further discussion here of compliance with the VCAA with regard to the claims to reopen is not necessary. REASONS AND BASES FOR FINDINGS AND CONCLUSIONS Procedural History and Evidence Previously Considered In a rating decision in February 2004, the RO denied the veteran's application to reopen the claims of service connection for a chronic upper and lower back condition to include degenerative joint disease and fibromyalgia on the grounds that the evidence submitted was not new and material because it did not bear directly and substantially upon the issue of service incurrence. The RO also denied the claim of service connection for depression on the grounds that there was no evidence that etiologically linked the veteran's depression to service. After the RO notified the veteran of the adverse determination and of her procedural and appellate rights, the veteran did not appeal the adverse determination and the determination became final by operation of law based on the evidence record. 38 U.S.C.A. § 7105(c); 38 C.F.R. § 3.104. The pertinent evidence of record and considered by the RO at the time of the rating decision in February 2004 is summarized as follows: The service medical records document a suicide attempt and a diagnosis of personality disorder with depressed mood. In August and September 1990, the veteran complained of back pain, and the assessment was mechanical low back pain. On separation examination, history included recurrent back pain and depression or excessive worry. The examiner noted suicidal ideation, feelings of depression, and a history of dependent/immature personality traits with depressed mood, and mechanical low back pain. The service medical records, including the report of separation of examination, do not document a complaint, finding, history, treatment, or diagnosis of fibromyalgia or degenerative joint disease. The service personnel records to include separation documents contained a finding of service discharge by reason of a personality disorder. After service, VA medical records from September 2001 through December 2002, documented diagnoses and treatment for depression, fibromyalgia, back pain, and degenerative joint disease of the cervical spine along with a history of an in- service injury. On VA psychiatric examination in August 2003, the diagnosis was depression less likely than not related to military service. In statements in support of her claim, the veteran related her depression to an incident of sexual assault in service. Current Application Although the prior rating decision in February 2004 became final, it may nevertheless be reopened if new and material evidence is presented. 38 U.S.C.A. §§ 7105(c) and 5108. The veteran's application to reopen the claims of service connection was received in June 2005. As the application to reopen the claims of service connection was received in June 2005, the current regulatory definition of new and material evidence under 38 C.F.R. § 3.156 applies. New evidence means existing evidence not previously submitted to agency decision makers. Material evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim. New and material evidence can be neither cumulative nor redundant of the evidence of record at the time of the last prior final denial of the claim sought to be reopened, and must raise a reasonable possibility of substantiating the claim. For the purpose of establishing whether new and material evidence has been submitted, the credibility of the evidence, although not its weight, is to be presumed. Justus v. Principi, 3 Vet. App. 510, 513 (1992). The Additional Evidence and Analysis The additional evidence consists of the following documents: Private medical records from July 2002 through September 2004 contain X-ray evidence of osteoarthritis of the cervical spine, fibromyalgia, and a diagnosis of depression. In September 2006, the veteran testified that she injured her back in service when she fell on concrete and other servicemen fell on her. She stated that she sought treatment at sick call and was placed on bed rest. The veteran indicated that she was diagnosed with fibromyalgia in 2002. VA records show that in February 2008 the veteran was treated for several medical conditions to include fibromyalgia, cervicalgia, depression and degenerative joint disease. A VA physician expressed the opinion that it was as likely that depression and fibromyalgia with onset during service were causing ongoing physical and mental symptoms. The Board finds that the opinion of the VA physician in February 2008 is new and material evidence because the opinion relates to an unestablished fact necessary to substantiate the claims, that is, a nexus between the veterans's upper and lower back conditions, fibromyalgia, and depression to service, the absence of which was the reason the claims were previously denied. 38 C.F.R. § 3.156(a). Accordingly, the claims are reopened. 38 U.S.C.A. § 5108. ORDER As new and material evidence has been presented, the claim of service connection for a chronic upper back condition to include degenerative joint disease is reopened, and to this extent only the appeal is granted. As new and material evidence has been presented, the claim of service connection for a chronic lower back condition to include degenerative joint disease is reopened, and to this extent only the appeal is granted. As new and material evidence has been presented, the claim of service connection for fibromyalgia is reopened, and to this extent only the appeal is granted. As new and material evidence has been presented, the claim of service connection for depression is reopened, and to this extent only the appeal is granted. REMAND In February 2008, the veteran submitted additional evidence and she did not waive the right to have the evidence initially considered by the RO. As this evidence has not been addressed in a supplemental statement of the case, it is referred to the RO for consideration. 38 C.F.R. §§ 19.37(b), 20.1304(a), (c). Additionally, the Board finds that the medical evidence of record is insufficient to decide the claims of service connection for chronic upper and lower back conditions to include degenerative joint disease, and the claims of service connection for fibromyalgia and depression. Therefore further evidentiary development is necessary. Accordingly, the case is REMANDED for the following action: 1. Ensure VCAA compliance. Dingess v. Nicholson, 19 Vet. App. 473 (2006). 2. Schedule the veteran for a VA orthopedic examination. The claims folder must be made available for review by the examiner. The examiner is asked for opinions on the following: a). Determine whether the veteran has a chronic lower back disability to include degenerative joint disease, and, if so, whether it is at least as likely as not that the current lower back disability is related to service. b). Determine whether the veteran has a chronic upper back disability to include degenerative joint disease of the cervical spine, and, if so, whether it is at least as likely as not that the current upper back disability is related to service. c). Determine whether it is at least as likely as not that a diagnosis of fibromyalgia is appropriate. If so, is it at least as likely as not that the fibromyalgia is related to service or to a back disability incurred in service. In formulating the opinions, the examiner is asked to consider the following: The service medical records document complaints of low back pain in August and September 1990, and the veteran's September 1990 separation examination report which recorded a history of recurrent back pain, along with a clinical finding of mechanical low back pain. The service medical records do not document a complaint, finding, history, treatment, or diagnosis of upper back pain, fibromyalgia or degenerative joint disease. After service, evidence of back pain and degenerative joint disease of the cervical spine were first documented in 2001. In formulating the opinions, the examiner is asked to consider that the term "at least as likely as not" does not mean "within the realm of possibility, rather it means that the weight of the medical evidence both for and against the conclusion is so evenly divided that it is as medically sound to find in favor of the conclusion as it is to find against the conclusion. 3. Schedule the veteran for a VA psychiatric examination to determine whether the veteran has depression and, if so, whether depression is either a manifestation of a personality disorder or a separate psychiatric disorder. If the depression is a separate psychiatric disorder is it related to the veteran's symptoms during service? The claims folder must be made available for review by the examiner. 4. After the above development is completed, adjudicate the claims. If any benefit remains denied, furnish the veteran a supplemental statement of the case and return the case to the Board. The veteran has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2007). ______________________________________________ George E. Guido Jr. Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs