Citation Nr: 0832813 Decision Date: 09/24/08 Archive Date: 09/30/08 DOCKET NO. 07-32 164 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Cleveland, Ohio THE ISSUE Propriety of severance of, and entitlement to restoration of, compensation under 38 U.S.C.§ 1151 for non-alcoholic fatty liver disease. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESSES AT HEARINGS ON APPEAL Appellant and D.S. ATTORNEY FOR THE BOARD K. R. Fletcher, Counsel INTRODUCTION The appellant is a veteran who served on active duty from July 1980 to July 1983. This matter is before the Board of Veterans' Appeals (Board) on appeal from a July 2004 rating decision by the Cleveland, Ohio Department of Veterans Affairs (VA) Regional Office (RO). In July 2008, a Travel Board hearing was held before the undersigned. A transcript of the hearing is associated with the claims file. FINDINGS OF FACT 1. A July 2004 rating decision granted the veteran compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease, effective January 31, 2003, essentially on the basis that the disease resulted from VA's prescription of simvastatin. 2. In December 2004, the RO proposed to sever compensation for the veteran's non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151 on the basis that the liver disease was not caused by VA's prescription of simvastatin; an August 2005 rating decision implemented the severance, effective November 1, 2005. 3. When the RO granted compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease, the evidence showed that the veteran's liver disease was caused by VA's prescription of simvastatin and there was no evidence to the contrary; it is not undebatable that compensation under 38 U.S.C.A. § 1151 was not warranted, and the grant of compensation under 38 U.S.C.A. § 1151 was not clearly and unmistakably erroneous. CONCLUSION OF LAW The severance of compensation for non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151 was improper; restoration of compensation under 38 U.S.C.A. § 1151 for such disease is warranted. 38 U.S.C.A. §§ 1151, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.105(d), 3.361 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSION I. Veterans Claims Assistance Act of 2000 (VCAA) The Veterans Claims Assistance Act of 2000 (VCAA) describes VA's duty to notify and assist claimants in substantiating a claim for VA benefits. See 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126; 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a). The VCAA applies to the instant claim. Because the determination below constitutes a full grant of the claim, there is no reason to belabor the impact of the VCAA on this matter, since any error in notice content or timing is harmless II. Factual Background A VA treatment record dated September 25, 1997, notes that the veteran was prescribed simvastatin for his hyperlipidemia. Upon examination that day, the abdomen was benign. Liver function tests were ordered. A March 2001 VA treatment record notes that the veteran began having a reaction to simvastatin-diarrhea and stomach pain-in 1998. A September 2002 surgical pathology report notes that the veteran's liver enzymes were abnormal. A liver biopsy revealed steatotic liver disease, which the pathologist attributed to diabetes mellitus, obesity, or medication effects. In January 2003, the veteran submitted a claim for compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease. In a January 2004 statement, Dr. T.W. stated that he had first seen the veteran for complaints of abdominal pain in October 1998. He noted that the veteran was taking Zocor at that time. Laboratory studies showed no problems which could have precipitated the veteran's abdominal pain. Abdominal CT, abdominal X-ray and cholecystogram were all negative. Gallbladder ultrasound revealed some biliary sludge. The veteran eventually developed abnormal liver enzymes and stopped taking Zocor. A September 2002 liver biopsy revealed severe fatty liver changes. Dr. T.W. opined, "I believe it is very possible that his abdominal pain and liver pathology are the result of his use of simvastatin." In a March 2004 statement, Dr. S.N.M. indicated that he saw the veteran for evaluation of his liver disease. He stated that the veteran developed abnormal liver enzymes following treatment with Zocor. He stated, "According to the record that I have received his liver enzymes were normal prior to the treatment with Zorcor (sic). In my opinion liver enzymes abnormalities most likely were results of treatment with Zocor although it somewhat difficult to establish a cause/effect relationship. However it seems fairly clear that Zocor probably caused his liver disease." A July 2004 rating decision granted the veteran compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease. An October 2004 VA examination report notes that VA prescribed simvastatin for the veteran's hyperlipidemia in September 1997. At that time, blood was drawn to check liver function studies; ALT returned elevated at 60. The examiner opined that this clearly demonstrates that the veteran had liver disease before he was prescribed simvastatin; moreover, the veteran's liver disease was not caused or aggravated by simvastatin. The VA examiner further noted that other common etiologies of liver disease included obesity and hyperlipidemia, both of which the veteran had. In a December 2004 rating decision, the RO proposed to sever compensation for non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151 on the basis of clear and unmistakable error in the initial grant. Specifically, the RO noted that the October 2004 VA examiner opined that the veteran had liver disease prior to VA's prescribing simvastatin. In an August 2005 rating decision, compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease was severed, effective November 1, 2005. In July 2007, a VA physician reviewed the veteran's claims file and noted that on September 25, 1997, the veteran's ALT was elevated at 60. That same day, simvastatin was prescribed. During his treatment with simvastatin, the veteran's liver function tests were monitored and never exceeded three times the upper normal limit. The veteran was ultimately diagnosed with non-alcoholic fatty liver disease in 2002. The VA physician opined the veteran had evidence of liver disease on September 25, 1997, before he was prescribed simvastatin. He further opined that the VA exercised the care expected of a reasonable health care provider because the veteran's liver function tests were monitored during his treatment with simvastatin; these tests never exceeded the acceptable range for persons on statins (such as simvastatin). Finally, the VA physician cited to medical studies which show that the use of statins is safe for persons with fatty liver disease and studies which show that non-alcoholic liver disease is not caused by the use of simvastatin. III. Legal Analysis When a veteran suffers additional disability as the result of training, hospital care, medical or surgical treatment, or an examination by VA, disability compensation shall be awarded in the same manner as if such additional disability were service-connected. 38 U.S.C.A. § 1151; 38 C.F.R. § 3.361. For claims filed on or after October 1, 1997, the veteran must show that the VA treatment in question resulted in additional disability and that the proximate cause of the disability was carelessness, negligence, lack of proper skill, error in judgment, or similar instance of fault on VA's part in furnishing the medical or surgical treatment, or that the proximate cause of additional disability was an event which was not reasonably foreseeable. See VAOPGCPREC 40-97; 38 U.S.C.A. § 1151. To determine whether a veteran has additional disability, VA compares the veteran's condition immediately prior to the beginning of medical or surgical treatment to the veteran's condition after such care has ceased. 38 C.F.R. § 3.361(b). To establish actual causation, the evidence must show that the hospital care, medical or surgical treatment, resulted in the veteran's additional disability. Merely showing that a veteran received care, treatment, or examination and that the veteran has an additional disability does not establish cause. 38 C.F.R. § 3.361(c). To establish that fault on the part of VA caused the additional disability, it must be shown that VA hospital care, medical or surgical treatment or examination caused the veteran's additional disability and that VA failed to exercise the degree of care expected of a reasonable health care provider, or furnished the hospital care, medical treatment, or surgery, without the veteran's informed consent. 38 C.F.R. § 3.361(d). Generally, service connection will be severed only where evidence establishes that the original grant of service connection was clearly and unmistakably erroneous, the burden of proof being upon the Government (emphasis added). 38 C.F.R. § 3.105(d). Once service connection has been granted, it can be severed only upon a VA showing that the rating decision granting service connection was clearly and unmistakably erroneous, and only after certain procedural safeguards have been met. 38 C.F.R. § 3.105(d); Daniels v. Gober, 10 Vet. App. 474 (1997). Thus, the burden of proof in severing service connection is on the Government, and this burden is the same as a claimant's burden in attempting to overturn a final decision on the basis of clear and unmistakable error (CUE). The U.S. Court of Appeals for Veterans Claims has propounded a three-pronged test to determine whether CUE is present in a prior determination: (1) either the correct facts, as they were known at the time, were not before the adjudicator (i.e., more than a simple disagreement as to how the facts were weighed or evaluated) or the statutory or regulatory provisions extant at that time were incorrectly applied; (2) the error must be "undebatable" and of the sort "which, had it not been made, would have manifestly changed the outcome at the time it was made"; and (3) a determination that there was CUE must be based on the record and law that existed at the time of the prior adjudication in question. Damrel v. Brown, 6 Vet. App. 242, 245 (1994); Russell v. Principi, 3 Vet. App. 310, 313-14 (1992). The Court has further stated that a CUE is a very specific and a rare kind of "error." It is the kind of error, of fact or of law, that when called to the attention of later reviewers compels the conclusion, to which reasonable minds could not differ, that the result would have been manifestly different but for the error. Thus, even where the premise of error is accepted, if it is not absolutely clear that a different result would have ensued, the error complained of cannot be, ipso facto, clear and unmistakable. Fugo v. Brown, 6 Vet. App. 40, 43-44 (1993). The Court has held that the same CUE standard which applies to a veteran's CUE challenge to a prior adverse determination under 3.105(a) is also applicable in the Government's severance determination under 3.105(d)). "Once service connection has been granted, section 3.105(d) provides that it may be withdrawn only after VA has complied with specific procedures and the Secretary meets his high burden of proof." See Wilson v. West, 11 Vet. App 383 (1998); see also Baughman v. Derwinski, 1 Vet. App. 563, 566 (1991) ("In effect, § 3.105(d) places at least as high a burden of proof on the VA when it seeks to sever service connection as § 3.105(a) places upon an appellant seeking to have an unfavorable previous determination overturned."). See also Graves v. Brown, 6 Vet. App. 166, 170 (1994) (holding that clear and unmistakable error is defined the same under 38 C.F.R. § 3.105(d) as it is under § 3.105(a)). However, the evidence that may be considered under section 3.105(d) is not limited to the evidence before the RO at the time of the initial service connection award. Daniels v. Gober, 10 Vet. App. 474, 480 (1997); cf. Venturella v. Gober, 10 Vet. App. 340, 342-43 (1997). The Court reasoned that because section 3.105(d) specifically contemplates that a change in diagnosis or change in law or interpretation of law may be accepted as a basis for severance, the regulation contemplates the consideration of evidence acquired after the original granting of service connection. Thus, "[i]f the Court were to conclude that . . . a service connection award can be terminated pursuant to section 3.105(d) only on the basis of the law and record as it existed at the time of the award thereof, the VA would be placed in the impossible situation of being forever bound to a prior determination regardless of changes in the law or later developments in the factual record." Venturella, at 342-43. In the present case, the procedural steps followed by the RO in proposing and implementing the severance of compensation under 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease satisfied the requirements of 38 C.F.R. § 3.105(d). The veteran does not contend otherwise. The Board notes that compensation for non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151 was severed based on the report of the October 2004 VA examiner who found that the veteran had liver disease before he was prescribed simvastatin by VA. The VA examiner further noted that other common etiologies of liver disease include obesity and hyperlipidemia, both of which the veteran has. The VA examiner did not specifically address the January 2004 and March 2004 medical opinions from the veteran's private physicians which note that the veteran first complained of abdominal pain about a month after VA prescribed simvastatin and attribute the veteran's liver disability to the prescription simvastatin. Given the competent and essentially unrebutted private medical opinions in the record, that there was error in the July 2004 rating decision granting compensation under the provisions of 38 U.S.C.A. § 1151 for non-alcoholic fatty liver disease remains debatable. Notably, the severance was not based on either a change in diagnosis or on a change in the law. See Venterulla, supra. It was based on interpretation of the facts by a subsequent reviewing physician. The fact that liver disease may have pre-existed VA's prescription of simvastatin does not preclude a finding that such prescription may have aggravated the liver disease. It does not appear to be in dispute that the liver disease became more symptomatic after treatment with simvastatin was initiated (albeit the cause of the increased disability is disputed). Therefore, the record does not establish that the award of compensation for non- alcoholic fatty liver disease under 38 U.S.C.A. § 1151 was clearly and unmistakably erroneous. The Board emphasizes while the 2004 and 2007 VA medical opinions obviously do not support a grant of compensation for non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151, the standard of proof in a severance is that the grant of the benefit must be found to have been undebatably erroneous. That standard is not met. The record considered by the July 2004 adjudicator does not preclude a reasonable judgment decision that the veteran's non-alcoholic fatty liver disease was caused by (or increased in severity due to) VA's prescription of simvastatin. In summary, it is not shown that the grant of compensation for non-alcoholic fatty liver disease under 38 U.S.C.A. § 1151was clearly and unmistakably erroneous. The burden of proof required for severance is not met, and restoration of compensation under for non-alcoholic fatty liver disease 38 U.S.C.A. § 1151 is warranted. ORDER The appeal seeking restoration of compensation for non- alcoholic fatty liver disease under 38 U.S.C.A. § 1151 is granted. ____________________________________________ George R. Senyk Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs