Citation Nr: 1104734 Decision Date: 02/07/11 Archive Date: 02/14/11 DOCKET NO. 06-30 890 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in St. Petersburg, Florida THE ISSUE Entitlement to service connection for hepatitis C. (The issue of entitlement to an initial compensable rating for bilateral hearing loss is addressed in a separate decision.) REPRESENTATION Appellant represented by: The American Legion ATTORNEY FOR THE BOARD Tiffany Sykes, Associate Counsel INTRODUCTION The Veteran served on active duty from January 1968 to November 1971. This appeal to the Board of Veterans' Appeals (Board) is from a November 2005 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in St. Petersburg, Florida. FINDING OF FACT There is no probative (competent and credible) evidence attributing the Veteran's hepatitis C infection to his military service - and in particular to contamination of his blood from an inoculation gun using jet injectors during induction, basic training or during treatment at a U.S. Naval hospital. CONCLUSION OF LAW The Veteran's hepatitis C was not incurred in or aggravated by his military service. 38 U.S.C.A. §§ 1110, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.303 (2010). REASONS AND BASES FOR FINDING AND CONCLUSION In the interest of clarity, the Board will initially discuss whether this claim has been properly developed for appellate review. The Board will then address this claim on its merits, providing relevant VA case law, regulations and statutory provisions, the relevant factual background, and an analysis of the evidence. I. The Duties to Notify and Assist As provided by the Veterans Claims Assistance Act (VCAA), VA has duties to notify and assist a claimant in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002); 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a) (2010). Proper notice from VA must inform the claimant of any information and medical or lay evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will obtain and assist the claimant in obtaining; and (3) that the claimant is expected to provide. See 38 C.F.R. § 3.159(b)(1); see also Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002); Charles v. Principi, 16 Vet. App. 370, 373-74 (2002). These VCAA notice requirements apply to all five elements of a service-connection claim: (1) Veteran status; (2) existence of a disability; (3) a connection between the Veteran's service and the disability; (4) degree of disability; and (5) effective date of the disability. See Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006), aff'd sub nom. Hartman v. Nicholson, 483 F.3d 1311 (2007). Further, this notice must include information that a downstream disability rating and an effective date for the award of benefits will be assigned if service connection is granted. Id., at 486. Ideally, VCAA notice should be provided prior to an initial unfavorable decision on a claim by the RO. Pelegrini v. Principi, 18 Vet. App. 112 (2004) (Pelegrini II). If, however, for whatever reason it was not, or the notice provided was inadequate, this timing error can be effectively "cured" by providing any necessary VCAA notice and then going back and readjudicating the claim - such as in a statement of the case (SOC) or supplemental SOC (SSOC), such that the intended purpose of the notice is not frustrated and the Veteran is given an opportunity to participate effectively in the adjudication of the claim. See Mayfield v. Nicholson, 499 F.3d 1317, 1323 (Fed. Cir. 2007) (Mayfield IV); Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006). In Shinseki v. Sanders, 129 S. Ct. 1696 (2009), the United States Supreme Court made clear that a reviewing court, in considering the rule of prejudicial error, is precluded from applying a mandatory presumption of prejudice rather than assessing whether, based on the facts of each case, the error was outcome determinative. In Sanders, the Supreme Court rejected the lower Federal Circuit's framework (see Sanders v. Nicholson, 487 F. 3d 881, 889 (Fed. Cir. 2007)) that all VA notice errors are presumptively prejudicial, in part, because it was "complex, rigid, and mandatory." Id., at 1704. The Supreme Court rejected the Federal Circuit's analysis because it imposed an unreasonable evidentiary burden on VA to rebut the presumption and because it required VA to demonstrate why the error was harmless, rather than requiring the appellant - as the pleading party, to show the error was harmful. Id., at 1705-06. The Supreme Court stated that it had "warned against courts' determining whether an error is harmless through the use of mandatory presumptions and rigid rules rather than case-specific application of judgment, based upon examination of the record." Id., at 1704-05. Thus, it is clear from the Supreme Court's analysis that, while the Veterans Court could conclude generally that a specific type of error is more likely to prejudice an appellant, the error must nonetheless be examined in the context of the facts of the particular case. Id. The Veterans Court held in Vazquez-Flores v. Peake, 22 Vet. App. 37, 48 (2008), since overturned on other grounds in Vazquez- Flores v. Shinseki, 2009 WL 2835434 (Fed.Cir.), that prejudicial deficiencies in the timing or content of a VCAA notice can be cured by showing the essential fairness of the adjudication will not be affected because: (1) the defect was cured by actual knowledge on the part of the claimant ("Actual knowledge is established by statements or actions by the claimant or the claimant's representative that demonstrates an awareness of what was necessary to substantiate his or her claim.") (citing Dalton v. Nicholson, 21 Vet. App. 23, 30-31 (2007)); (2) that a reasonable person could be expected to understand from the notice what was needed; or (3) that a benefit could not have been awarded as a matter of law. Sanders, 487 F. 3d at 889. Additionally, consideration also should be given to "whether the post-adjudicatory notice and opportunity to develop the case that is provided during the extensive administrative appellate proceedings leading to the final Board decision and final Agency adjudication of the claim ... served to render any pre- adjudicatory section 5103(a) notice error non-prejudicial." Vazquez-Flores, 22 Vet. App. at 46. See also Overton v. Nicholson, 20 Vet. App. 427, 435 (2006) (finding the Board had erred by relying on various post-decisional documents for concluding adequate 38 U.S.C.A. § 5103(a) notice had been provided to the appellant, the Veterans Court nonetheless determined the evidence established the Veteran was afforded a meaningful opportunity to participate effectively in the adjudication of his claims, and therefore found the error harmless). In this case, a letter satisfying the notice requirements of 38 C.F.R. § 3.159(b)(1) was sent to the Veteran in July 2005, so before initially adjudicating his claim, meaning in the preferred sequence. The letter informed him of the evidence required to substantiate his claim and of his and VA's respective responsibilities in obtaining this supporting evidence. Since the Board will conclude below that the preponderance of the evidence is against his underlying claim for service connection, the downstream disability rating and effective date elements of his claim are moot. So not receiving notice concerning these downstream elements of this claim is ultimately inconsequential and, therefore, at most nonprejudicial, i.e., harmless error. 38 C.F.R. § 20.1102. Further, a January 2007 letter pertaining to his claim for an initial compensable rating for his bilateral hearing loss, also on appeal before the Board but addressed in a separate Board decision, did contain Dingess notice - although not required concerning that other claim because it is for a higher initial rating following the granting of service connection. Goodwin v. Peake, 22 Vet. App. 128 (2008). VA also fulfilled its duty to assist the Veteran by obtaining all relevant evidence in support of his claim that is obtainable. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159; see also Bernard v. Brown, 4 Vet. App. 384 (1993). The RO obtained his service treatment records (STRs), VA treatment records, Social Security Administration (SSA) records, and he submitted personal statements in support of his claim. In addition, the RO arranged for a VA compensation examination in January 2007 to determine whether his hepatitis C is attributable to infection during his military service. McLendon v. Nicholson, 20 Vet. App. 79 (2006), 38 U.S.C.A. § 5103A(d)(2); 38 C.F.R. § 3.159(c)(4). Therefore, the Board is satisfied that VA has provided all assistance required by the VCAA and that appellate review may proceed without prejudicing him. II. Entitlement to Service Connection for Hepatitis C The Veteran contends he contracted hepatitis C as a result of his military service. He says there are no other possible explanations for him contracting this disease than contamination of his blood from vaccinations from an inoculation gun using jet injectors that were administered upon his entrance into the military, during basic training, or during his treatment at a U.S. Naval hospital following an altercation in service. So he discounts any notion that there are other reasons for this infection. Service connection may be granted if it is shown the Veteran suffers from a disability resulting from an injury sustained or a disease contracted in the line of duty, or for aggravation during service of a pre-existing condition beyond its natural progression. 38 U.S.C.A. §§ 1110, 1153; 38 C.F.R. §§ 3.303, 3.306. Service connection may be demonstrated either by showing direct service incurrence or aggravation or by using applicable presumptions, if available. Combee v. Brown, 34 F.3d 1039, 1043 (Fed. Cir. 1994). To establish service connection, there must be: (1) a medical diagnosis of a current disability; (2) medical or, in some cases, lay evidence of in-service occurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus or link between the in-service injury or disease and the current disability. Shedden v. Principi, 381 F.3d 1163 (Fed. Cir. 2004); Hansen v. Principi, 16 Vet. App. 110 (2002). The determination as to whether these requirements are met is based on an analysis of all the evidence of record and the evaluation of its credibility and probative value. Baldwin v. West, 13 Vet. App. 1 (1999). A disorder also may be service connected if the evidence of record reveals the Veteran currently has a disorder that was chronic in service or was seen in service with continuity of symptomatology demonstrated after service. 38 C.F.R. § 3.303(b); Savage v. Gober, 10 Vet. App. 488, 494-97 (1997). In order to establish a showing of chronic disease in service, or within a presumptive period per § 3.307, a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word "chronic," is required. 38 C.F.R. § 3.303(b). Subsequent manifestations of the same chronic disease at any later date, however remote, are service connected, unless clearly attributable to intercurrent causes. Id. Establishing continuity of symptomatology under 38 C.F.R. § 3.303(b) is an alternative method of satisfying the second and third Shedden requirements. See also Clyburn v. West, 12 Vet. App. 296, 302 (1999). A layperson is generally incapable of opining on matters requiring medical knowledge. Routen v. Brown, 10 Vet. App. 183, 186 (1997), aff'd sub nom. Routen v. West, 142 F.3d 1434 (Fed. Cir. 1998), cert. denied, 119 S. Ct. 404 (1998). However, lay evidence may be competent and sufficient to establish a diagnosis of a condition when (1) a layperson is competent to identify the medical condition, (e.g., a broken leg), (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) lay testimony describing symptoms at the time supports a later diagnosis by a medical professional. Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007); Davidson v. Shinseki, 581 F.3d 1313 (Fed. Cir. 2009). In essence, lay testimony is competent when it regards the readily observable features or symptoms of injury or illness and "may provide sufficient support for a claim of service connection." Layno v. Brown, 6 Vet. App. 465, 469 (1994). See also 38 C.F.R. § 3.159(a)(2). A determination as to whether medical evidence is needed to demonstrate that a Veteran presently has the same condition he or she had in service or during a presumption period, or whether lay evidence will suffice, depends on the nature of the Veteran's present condition (e.g., whether the Veteran's present condition is of a type that requires medical expertise to identify it as the same condition as that in service or during a presumption period, or whether it can be so identified by lay observation). Savage, 10 Vet. App. 488, 494- 97. See also Barr v. Nicholson, 21 Vet. App. 303 (2007). In determining whether service connection is warranted for a disability, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise (i.e., about evenly balanced for and against the claim), with the Veteran prevailing in either event. Conversely, the claim will be denied if the preponderance of the evidence is against the claim. 38 U.S.C.A. § 5107; 38 C.F.R. § 3.102; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Here, there is no disputing the Veteran meets the first and indeed perhaps most fundamental requirement for any service- connection claim, which is have proof he has the condition he is alleging, hepatitis C. Boyer v. West, 210 F.3d 1351, 1353 (Fed. Cir. 2000). In the absence of proof of this claimed disability, there can be no valid claim. Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992) (indicating service connection presupposes a current diagnosis of the condition claimed). The Veteran's VA treatment records reflect he was first diagnosed with hepatitis C following blood testing in October 2004. A letter from his VA treating physician dated in June 2005, and the January 2007 VA compensation examiner both confirmed this diagnosis of hepatitis C. See Boyer, 210 F. 3d. at 1353. See also Degmetich v. Brown, 8 Vet. App. 208 (1995); 104 F.3d 1328, 1332 (1997) (holding that VA compensation only may be awarded to an applicant who has disability existing on the date of application, not for past disability); McClain v. Nicholson, 21 Vet. App. 319, 321 (2007) (further clarifying that this requirement of current disability is satisfied when the claimant has the disability at the time the claim for VA disability compensation is filed or during the pendency of the claim and that a claimant may be granted service connection even though the disability resolves prior to VA's adjudication of the claim). Consequently, the determinative issue is whether the Veteran's hepatitis C is somehow attributable to his military service - and in particular to the inoculations or subsequent treatment during service, which he cites as the source of this infection. See Watson v. Brown, 4 Vet. App. 309, 314 (1993) ("A determination of service connection requires a finding of the existence of a current disability and a determination of a relationship between that disability and an injury or disease incurred in service."). See, too, Maggitt v. West, 202 F.3d 1370, 1375 (Fed. Cir. 2000); D'Amico v. West, 209 F.3d 1322, 1326 (Fed. Cir. 2000); Hibbard v. West, 13 Vet. App. 546, 548 (2000); and Collaro v. West, 136 F.3d 1304, 1308 (Fed. Cir. 1998). Unfortunately, there is simply no competent and credible evidence of record establishing this required cause-and-effect correlation. The risk factors for hepatitis C include intravenous (IV) drug use, blood transfusions before 1992, hemodialysis, intranasal cocaine, high-risk sexual activity, accidental exposure while a health care worker, and various kinds of percutaneous exposure such as tattoos, body piercing, acupuncture with non-sterile needles, shared toothbrushes or razor blades. VBA letter 211B (98-110) (November 30, 1998). Veterans also may have been exposed to the Hepatitis C Virus (HCV) during the course of their duties as a military corpsman, medical worker, or as a consequence of being a combat Veteran. See VBA Fast Letter 04-13 (June 29, 2004). The Veteran claims to have completed and returned a development letter sent by the RO in July 2005 entitled "Risk Factors for Hepatitis C Questionnaire." However, there is a blank questionnaire in the claims file, attached to that July 2005 letter sent by the RO. In lieu of providing the requested responses to this questionnaire, the Veteran has indicated he was not exposed to hepatitis C through exposure to "tattoos, homo- sexual intercourse, needle stick in a medical environment, intravenous drug use or transfusions prior to 1992." See his VA Form 9, Substantive Appeal, dated in September 2006. He therefore believes he must have contracted this disease, instead, while receiving the vaccinations at entrance into the military, during basic training, or during medical treatment at a U.S. Naval hospital. The Veteran essentially is trying to etiologically link his Hepatitis C infection to his military service by process of elimination, rather than by also having evidence affirmatively establishing this claimed correlation. The Board is mindful of the argument he has presented, including in his statements submitted in support of his claim, specifically his VA Form 9 denying any exposure to the above-mentioned risk factors, as to why his hepatitis C is related to his military service, if for no other reason, by logical deduction. But he in effect is trying to legitimize this alleged correlation by merely theorizing there is no other possible cause, without instead offering any supporting evidence positively establishing this required linkage. Regarding in-service incurrence, the Veteran's STRs reflect his treatment for superficial lacerations above his right eye in July 1969, which he received while working. Additionally, he was treated for lacerations on his lower lip in January 1970, necessitating sutures. However, there is no indication he was in contact with other bodily fluids during either of those treatments or other indications he would have been exposed to hepatitis C during or as a result of them. Further, his October 1971 separation examination only noted "marks and scars." So even if they were residuals, there was no indication of associated symptoms (jaundice, fatigue, etc.) as might possibly have been associated with hepatitis. Moreover, there is an accepted latency for the eventual development of this disease. Recognizing this, perhaps most significant is that there simply is no medical nexus evidence of record etiologically linking the Veteran's hepatitis C infection to his military service, and specifically to one of the risk factors he is alleging. While the record contains VA treatment records dating from October 2003 and continuing in a sporadic nature to October 2008, there is no indication in these records as to a potential in-service cause of his hepatitis C infection, either in his self-reported medical history or otherwise, such as in the way of affirmation of this history by an evaluating or treating health care worker. These records merely contain diagnostic testing in the form of lab blood work and treatment for his associated symptoms. Further, the June 2005 letter submitted by his VA treating physician only confirms the existence of this disease and its associated symptoms. This treating physician does not offer an opinion as to the etiology of the Veteran's hepatitis C, and specifically in terms of whether it dates back to his military service. The Veteran also had a VA compensation examination in January 2007. That examiner reviewed the Veteran's claims file and medical records for the pertinent history. During the self- reported history, the Veteran indicated he was assaulted in 1970, suffered blood loss, and was hospitalized. He also stated he donated blood following service and continued to donate after 1992, when screening for hepatitis C began. He continued to deny any high-risk behavior commonly associated with hepatitis C. However, after confirming the hepatitis C infection, the examiner stated he could not render an opinion as to the etiology of the Veteran's disease without resort to mere speculation. A statement that, for all intents and purposes, is inconclusive as to the origin of a disorder cannot be employed as suggestive of a linkage between the disorder and the Veteran's military service. See, e.g., Warren v. Brown, 6 Vet. App. 4, 6 (1993); Sklar v. Brown, 5 Vet. App. 104, 145-6 (1993). Opinions like this, which can only make this necessary connection between the current disorder and the Veteran's military service by resorting to mere speculation, amount to "nonevidence," neither for nor against the claim, because service connection may not be based on speculation or remote possibility. See generally Bloom v. West, 12 Vet. App. 185 (1999) (a medical opinion based on speculation, without supporting clinical data or other rationale, does not provide the required degree of medical certainty). See also 38 C.F.R. § 3.102 (when considering application of the benefit-of- the-doubt doctrine, reasonable doubt is one within the range of probability, as distinguished from pure speculation or remote possibility). A more recent precedent case, however, admonished the Board for relying on medical opinions that also were unable to establish this required linkage, without resorting to mere speculation, as cause for denying the Veteran's claims. See Jones v. Shinseki, 23 Vet. App. 382 (2010). In Jones, the Court noted it was unclear whether the examiners were unable to provide this requested definitive medical comment on etiology because they actually were unable to since the limits of medical knowledge had been exhausted or, instead, for example, needed further information to assist in making this determination (e.g., additional records and/or diagnostic studies) or other procurable and assembled data. The Court in Jones acknowledged there are instances where a definitive opinion cannot be provided because required information is missing or can no longer be obtained or current medical knowledge yields multiple possible etiologies with none more likely than not the cause of the claimed disability. See Clemons v. Shinseki, 23 Vet. App. 1, 6 (2009) (noting the Board need not obtain further medical evidence where the medical evidence "indicates that determining the cause is speculative"). The Court in Jones held, however, that in order to rely upon a statement that an opinion cannot be provided without resort to mere speculation, it must be clear that the procurable and assembled data was fully considered and the basis for the opinion must be provided by the examiner or apparent upon a review of the record. Here, regarding whether the Veteran's hepatitis C began while he was in the military, this January 2007 VA compensation examiner pointed out the Veteran left the military in 1971 and that routine hepatitis C screening had not yet begun. Therefore, 30 years passed after his separation from service before his initial diagnosis. Further, confirmation that inoculations were performed by using jet injectors was not in his STRs, which is another reason he believes he contracted this disease. This examiner did concede that latent hepatitis C may be asymptomatic for years between onset and diagnosis. However, he added, there is no way to confirm that issue in this Veteran because there is not enough evidence available. Therefore, although this VA compensation examiner readily acknowledged that he was unable to determine the etiology of the Veteran's hepatitis C, without resorting to mere speculation, he left little if anything in the way of opportunity for more definitive comment on etiology even if given the opportunity to provide a supplemental opinion. And, indeed, in some ways he already had discredited the notion that it is attributable to the Veteran's military service (as least to the inoculations claimed because there was not confirmation of them as a possible source of infection). This VA compensation examiner could not determine what factor, inside or outside of military service, is the reason the Veteran now has hepatitis C (again, without speculating). However, this is not also tantamount to concluding he could not disassociate the hepatitis C from the Veteran's military service. He simply could not comment definitively one way or the other. An SSA decision dated in November 2007 found the Veteran disabled due to his hepatitis C. But whether the Veteran is disabled by his hepatitis C is not determinative of his VA claim (this would only become relevant if the condition was service connected and therefore needed to be rated). Rather, the more germane concern in this appeal is whether the condition is traceable back to his military service. And, in any event, the Board is not bound by the findings of disability and/or unemployability made by other agencies, including SSA. See Collier v. Derwinski, 1 Vet. App. 413, 417 (1991). Moreover, the Veteran indicated his date of onset for the hepatitis C and associated symptoms was not until October 2004, so admittedly not until long after his military service had ended. So even, again, recognizing the accepted latency of this disease, this SSA determination may be considered as probative evidence against a finding of service connection because the onset of the disease is far removed from service, but also because it was not related back to service. Golz v. Shinseki, 590 F.3d. 1317 (Fed. Cir. 2010). The Veteran has not provided any countervailing evidence or medical opinion that may be considered probative of this determinative issue of causation. The Federal Circuit Court has recognized the Board's "authority to discount the weight and probity of evidence in light of its own inherent characteristics and its relationship to other items of evidence." Madden v. Gober, 125 F.3d 1477, 1481 (Fed. Cir. 1997). The Veteran was not first diagnosed with hepatitis C until October 2004, more than 30 years after his military service had ended. So this goes against the notion that he had been experiencing any incipient symptoms (like fatigue, weakness, aches and difficulty with concentration, as stated in June 2005 letter from his VA treating physician) during the many intervening years after his service had ended and he learned of his infection. In other words, he has failed to establish continuity of symptomatology following service. Moreover, even recognizing the accepted latency period that sometimes occurs between infection and eventual discovery of the disease, and the fact that he is competent - even as a layman - to report having experienced potentially relevant symptoms prior to the discovery of his infection, does not make his unsubstantiated lay opinion regarding the etiology of his hepatitis C and its purported relationship to his military service more probative than the evidence to the contrary, particularly the lack of evidence showing any symptomatology associated with hepatitis C. See Davidson v. Shinseki, 581 F.3d 1313 (Fed. Cir. 2009); Jandreau v. Nicholson, 492 F.3d 1373, 1377 (Fed. Cir. 2007); Barr v. Nicholson, 21 Vet. App. 303 (2007). See also 38 C.F.R. § 3.159(a)(1) and (2) and Buchanan v. Nicholson, 451 F.3d 1331, 1335 (Fed. Cir. 2006) (addressing lay evidence as potentially competent to support presence of disability, both during service and since, even where not corroborated by contemporaneous medical evidence such as treatment records, but also indicating the Board retains the discretion to make credibility determinations and otherwise weigh the evidence submitted, including lay evidence). Here, there simply is no medical evidence supporting his claim that his hepatitis C is related to his military service, as opposed to other possible unrelated factors, and this is ultimately a medical, not lay, determination since hepatitis C is not the type of condition that is readily capable of lay diagnosis and comment on etiology. Jones v. Brown, 7 Vet. App. 134, 137 (1994). See also Heuer v. Brown, 7 Vet. App. 379, 384 (1995) (citing Grottveit v. Brown, 5 Vet. App. 91, 93 (1993)). Accordingly, the Board finds that the preponderance of the evidence is against the Veteran's claim for service connection for hepatitis C. So there is no reasonable doubt to resolve in his favor, and this claim must be denied. 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102. ORDER Service connection for hepatitis C is denied. ____________________________________________ KEITH W. ALLEN Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs