Citation Nr: 0024323 Decision Date: 09/13/00 Archive Date: 09/21/00 DOCKET NO. 99-09 062 ) DATE ) ) On appeal from the Department of Veterans Affairs (VA) Regional Office in Togus, Maine THE ISSUE Entitlement to a total disability rating based upon individual unemployability due to service-connected disability. ATTORNEY FOR THE BOARD Suzie S. Gaston, Counsel INTRODUCTION The veteran had active military service from July 1974 to February 1995. He is unrepresented in his appeal. This matter came before the Board of Veterans' Appeals (Board) on appeal from a rating decision of August 1998, by the Togus Regional Office (RO), which denied increased ratings for migraine headaches and Raynaud's disease, and denied a total disability rating based upon individual unemployability (TDIU). The notice of disagreement with this determination was received in April 1999. The statement of the case was issued in May 1999. The veteran's substantive appeal was received in May 1999, indicating that the only issue being appealed was entitlement to TDIU. FINDINGS OF FACT 1. All relevant evidence necessary for an equitable disposition of the veteran's appeal has been obtained by the RO. 2. Service connection is currently in effect for: migraine headaches, rated as 50 percent disabling; Raynaud's disease, rated as 20 percent disabling; and hemorrhoids, rated as noncompensably disabling. The veteran's combined schedular disability evaluation is 60 percent. 3. The veteran's migraine headache disability, as shown by VA examination, is of such severity as to preclude him from obtaining or retaining all forms of substantially gainful employment. CONCLUSION OF LAW The criteria for the assignment of a total disability rating based upon individual unemployability due to service- connected disability have been met. 38 U.S.C.A. §§ 1155, 5107 (West 1991); 38 C.F.R. §§ 3.340, 3.341, 4.15, 4.16, 4.19 (1999). REASONS AND BASES FOR FINDINGS AND CONCLUSION The Board finds that the veteran's claim for a total disability rating based upon individual unemployability is "well-grounded" within the meaning of 38 U.S.C.A. § 5107(a). See Murphy v. Derwinski, 1 Vet.App. 78, 81 (1990); Gilbert v. Derwinski, 1 Vet.App. 49, 55 (1990). That is, we find that he has presented a claim that is plausible and capable of substantiation. This finding is based upon his assertion that disability associated with his service- connected migraine headaches has increased in severity and has rendered him unemployable. See Proscelle v. Derwinski, 1 Vet.App. 629 (1992); King v. Brown, 5 Vet.App. 19 (1993). Once determined that a claim is well-grounded, VA has a duty to assist in the development of evidence pertinent to the claim. 38 U.S.C.A. § 5107(a). The Board notes that pertinent clinical data have been associated with the file, including current data sufficient to address the merits of the veteran's claim. Thus, the duty to assist has been satisfied in this case. I. Factual background Some of the basic facts in this case are not in dispute and may be briefly summarized. The record reflects that the veteran has completed two years of college; he has had occupational experience as a hospital corpsman during service, until he retired in February 1995. Service connection is currently in effect for migraine headaches, rated as 50 percent disabling; Raynaud's disease, rated as 20 percent disabling; and hemorrhoids, rated as noncompensably disabling. The veteran's combined schedular disability evaluation is 60 percent. His application for a total disability rating based on individual unemployability (VA Form 21-8940) was received in June 1997. Received in February 1998 were VA treatment reports dated from September 1995 to June 1997, which showed that the veteran received follow-up clinical evaluation and treatment for several disabilities, including migraine headaches. Among the records is the report of a neurological consultation, dated in September 1995, indicating that the veteran's headaches dated back to 1979; the headaches were described as typically right-sided, starting in the forehead and moving to the right side of the temporal area and behind and around his eyes, and preceded by a visual aura of flashing lights. The veteran reported that he was not able to concentrate preceding the pounding headache, described as throbbing or pulsating, and further described as between 5 and 10 on a pain scale with 10 being the maximum. He noted that they kept him from doing normal activities. The veteran also reported seeing spots before his eyes, blindness spots on the left-hand side before the headaches start, seeing only half objects, being light-sensitive afterwards, nausea, loss of appetite, and vomiting. He also reported difficulty concentrating, fatigue, paresthesias of his face and arms, difficulty finding words and understanding, slurred speech, and a lightheaded sensation associated with the headaches. It was noted that triggering factors might be too much sleep if he stayed in bed too long, emotional stress after it has occurred, depression, and physical activity. It was also noted the veteran had been tried, without success, on sublingual Cafergot, and Midrin, Inderal, and Meperidine, by mouth; present medications included Fiorinal and Amitriptyline. The diagnostic impression was migraine headaches with positive family history, possibly complicated by rebound headaches from high dose Fiorinal, and maybe coffee as well. During a clinic vision in April 1996, it was noted that the headaches had stabilized. The veteran reported 2 to 3 headaches per week, which were treated with Fiorinal and Amitriptyline. In June 1997, the veteran was seen for follow up evaluation of his migraine headaches; he reported suffering 3 to 5 headaches per week, with occasional 3-to-4- day stretch of headaches. He indicated that he had had to stop attending school. He also indicated that he had tried Imitrex, but he planned to restart Amitriptyline. The veteran was afforded a VA compensation examination in June 1998, at which time he indicated that his headaches had gotten much worse in the last couple of years. He related that he was enrolled in a nursing program, but, because of severe migraine headaches, he was unable to continue the program and had to drop out; he noted that his grades were going down. It was noted that his medications included Pamelor, Elavil, and more recently Fiorinal. The headaches were occurring 3 to 4 times per week, lasting at least 8 to 10 hours, and sometimes the headaches were so severe that they lasted 21/2 days. The veteran reported that he had to just stay indoors when the headaches were that bad; he was unable to concentrate. He had cut down his cigarette consumption from more than a pack a day to only four or five cigarettes a day; he still drank one or two cups of coffee a day. He was not having any trouble with the Raynaud phenomena. The clinical assessment was of increasingly frequent and severe migraine headaches. In response to the question, "Do the veteran's service-connected conditions render him unemployable," the examiner stated that the answer "right now" was yes; he stated that the veteran was unemployable due to unremitting migraine headaches. The veteran was also afforded a neurological examination in June 1998, at which time the examiner indicated that he had examined the veteran, and reviewed the laboratory tests, all of which were within normal limits. The pertinent diagnosis was chronic unremitting migraine headaches. The examiner concluded that the veteran was currently unemployable due to uncontrolled, severe, chronic migraine headaches. II. Legal analysis VA will grant a total rating for compensation purposes based upon unemployability, when the evidence shows that the veteran is precluded from obtaining or retaining any gainful employment consistent with his education and occupational experience, by reason of his service-connected disabilities. 38 C.F.R. §§ 3.340, 3.341, 4.16 (1999). Consideration of a TDIU rating requires that, if there is only one service- connected disability, it must be rated at 60 percent or more. If there are two or more disabilities, at least one must be rated at 40 percent or more, with the additional service connected disabilities sufficient to result in a combined evaluation of 70 percent or more. In Hatlestad v. Derwinski, 1 Vet.App 164 (1991), the United States Court of Appeals for Veterans Claims referred to apparent conflicts in the regulations pertaining to individual benefits. Specifically, the Court indicated there was a need for discussing whether the standard delineated in the controlling regulations was an "objective" one, based upon average industrial impairment, or a "subjective" one, based upon the veteran's actual industrial impairment. In a pertinent precedent opinion, the VA Office of General Counsel concluded that the controlling VA regulations generally provide that veterans who, in light of their individual circumstances, but without regard to age, are unable to secure and follow a substantially gainful occupation as a result of service-connected disability shall be rated totally disabled, without regard to whether an average person would be rendered unemployable by the circumstances. Thus, the criteria include a subjective standard. It was also determined that "unemployability" is synonymous with inability to secure and follow a substantially gainful occupation. VAOPGCPREC 75-91, 57 Fed. Reg. 2,317 (1992). Indeed, the Court has since stated that, in order for a veteran to prevail on a claim for a total compensation rating based on individual unemployability, the record must reflect some factor which takes his case outside of the norm. The sole fact that he is unemployed or has difficulty obtaining employment is not enough. A high rating in itself is recognition that the impairment makes it difficult to obtain and keep employment. The question is whether the veteran is capable of performing the physical and mental acts required by employment, not whether he can find employment. Van Hoose v. Brown, 4 Vet.App. 361 (1993). A total rating may also be provided where the evidence demonstrates such an exceptional or unusual disability picture concerning the veteran's service-connected disabilities, with such related factors as marked interference with employment or frequent periods of hospitalization, as to render impractical the application of the regular schedular standards. 38 C.F.R. § 3.321(b). The Board notes that, under the above cited regulation, the current combined disability evaluation of 60 percent for the service-connected migraine headaches, Raynaud's disease, and hemorrhoids does not satisfy the schedular criteria for a total rating for compensation purposes based upon individual unemployability. The veteran argues that a total disability rating is warranted under an extraschedular rating. In this regard, the Board notes that, in Floyd v. Brown, 9 Vet.App. 88 (1996), the Court held that the Board is precluded by regulation from assigning an extraschedular rating under 38 C.F.R. § 3.321(b)(1) in the first instance. Rather, the delegations of authority found at 38 C.F.R. §§ 3.321(b)(1) and 2.69 require that extraschedular consideration be made in the first instance by the Under Secretary for Benefits (formerly the Chief Benefits Director) or the Director of the Compensation and Pension Service. However, in the later case of Bagwell v. Brown, 9 Vet.App. 337 (1996), the Court noted that the question of an extraschedular rating is a component of the appellant's claim for an increased rating; the Court concluded that the Board is obligated to consider the applicability of the extraschedular rating regulation. The Court further stated that 38 C.F.R. § 3.321(b)(1) does not preclude the Board from affirming an RO conclusion that a claim does not meet the criteria for submission pursuant to 38 C.F.R. § 3.321(b)(1) or from reaching such a conclusion on its own. The Court also held that, in the absence of prejudice in the Board's consideration of an extraschedular rating, the Board's determination regarding such a rating does not mandate a remand. Further, as in Floyd, favorable action by the Board with respect to an extraschedular evaluation would be harmless. In light of the foregoing, the Board notes the frequency and severity of the veteran's migraine headaches, which cause chronic pain three to four times per week, lasting up to 8 to 10 hours. We note, as well, the opinions offered by Dr. York at the VAMC in Togus, to the effect that the veteran is unemployable due to unremitting migraine headaches. We are not empowered to reach medical determinations without considering independent medical evidence to support our findings, and must cite to competent evidence of record to support our conclusions. See Rucker v. Brown, 10 Vet.App. 67, 74 (1997), citing Colvin v. Derwinski, 1 Vet.App. 171 (1991), and Hatlestad v. Derwinski, 3 Vet.App. 213 (1992). Based upon the foregoing, it is the Board's judgment that the evidence of record is sufficiently balanced as to place the matter in relative equipoise. Under the doctrine of reasonable doubt, when there is an approximate balance of positive and negative evidence regarding the merits of an issue material to the determination of the matter, the benefit of the doubt in resolving each such issue shall be given to the claimant. 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102. In light of the applicable law, and upon consideration of all the evidence of record, the Board finds that a total rating under the provisions of 38 C.F.R. § 4.16 is warranted, on an extraschedular basis pursuant to 38 C.F.R. § 3.321, as the veteran is, essentially, precluded from a practical standpoint from maintaining gainful employment by reason of his service connected disabilities. Under the circumstances of this case, the Board concludes that a total disability rating for compensation purposes, based upon individual unemployability on an extraschedular basis, is warranted. 38 U.S.C.A. § 1155; 38 C.F.R. §§ 3.321(b)(1), 4.16. We recognize that this award is not permanent, and that the RO will follow established guidelines for future reexamination of the veteran's condition. ORDER Entitlement to a total disability rating based upon individual unemployability due to service connected disability is granted, subject to the statutes and regulations governing the payment of monetary benefits. ANDREW J. MULLEN Member, Board of Veterans' Appeals