Citation Nr: 0613164 Decision Date: 05/05/06 Archive Date: 05/15/06 DOCKET NO. 05-18 178 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Salt Lake City, Utah THE ISSUES 1. Entitlement to service connection for bilateral hearing loss. 2. Entitlement to service connection for degenerative disc disease of the lumbar spine. 3. Entitlement to service connection for asbestos exposure. 4. Entitlement to service connection for radiation exposure. REPRESENTATION Veteran represented by: Veterans of Foreign Wars of the United States ATTORNEY FOR THE BOARD S. Barial, Associate Counsel INTRODUCTION The veteran had active military service in the U.S. Navy from May 1944 to June 1946. He enlisted for three years in the U.S. Marine Corps in April 1947, but received an undesirable discharge in November 1949. This matter comes to the Board of Veterans' Appeals (Board) from a November 2004 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Salt Lake City, Utah, which denied service connection for bilateral hearing loss, degenerative disc disease of the lumbar spine, asbestos exposure, and radiation exposure. The veteran was scheduled for a March 2006 Board hearing, but did not appear or indicate any desire to re-schedule. On April 28, 2006, the Board found that good or sufficient cause was shown under the provisions of 38 U.S.C.A. § 7107 and 38 C.F.R. § 20.900(c) for this appeal to be advanced on the Board's docket. The issue of service connection for bilateral hearing loss is addressed in the REMAND portion of the decision below and is REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDINGS OF FACT 1. The veteran's lumbar spine disability was not diagnosed within one year of discharge from service, or for many years thereafter. 2. There is no probative medical evidence of record relating the veteran's current lumbar spine disability to service. 3. The record does not show that the veteran was exposed to radiation in service; and the conditions he claims are related to radiation exposure are not otherwise shown to be related to service. 4. The record does not show that the veteran was exposed to asbestos in service; and the conditions he claims are related to asbestos exposure are not otherwise shown to be related to service. CONCLUSIONS OF LAW 1. A lumbar spine disability was not incurred in or aggravated by service, nor may its incurrence or aggravation therein be presumed. 38 U.S.C.A. §§ 1110, 1112, 5103A, 5107, (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2005). 2. A kidney disorder, tumors, and aortic valve disorder were not incurred in or aggravated by service, nor may their incurrence or aggravation therein be presumed. 38 U.S.C.A. §§ 1110, 1112, 5103A, 5107, (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309, 3.311 (2005). 3. Aortic stenosis, impacted cerumen, hyperlipidemia, atrial fibrillation, affective psychoses, benign hypertension, lumbago, and actinic keratosis were not incurred in or aggravated by service, nor may their incurrence or aggravation therein be presumed. 38 U.S.C.A. §§ 1110, 1112, 5103A, 5107, (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2005); VAOPGCPREC 4-2000. REASONS AND BASES FOR FINDINGS AND CONCLUSIONS Duties to Assist and Notify The United States Court of Appeals for Veteran Claims (CAVC) in Pelegrini v. Principi, 18 Vet. App. 112 (2004), held, in part, that a VCAA notice, as required by 38 U.S.C. § 5103(a), must be provided to a claimant before the initial unfavorable agency of original jurisdiction (AOJ) decision on a claim for VA benefits and that the VCAA notice consistent with 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b) must: (1) inform the claimant about the information and evidence not of record that is necessary to substantiate the claim; (2) inform the claimant about the information and evidence that VA will seek to provide; (3) inform the claimant about the information and evidence the claimant is expected to provide; and (4) request or tell the claimant to provide any evidence in the claimant's possession that pertains to the claim, or something to the effect that the claimant should provide any evidence in his possession pertaining to the claim. Here, the RO notified the veteran of the information and evidence necessary to substantiate the claim and the respective responsibilities of each party for obtaining and submitting evidence by way of an August 2004 VA letter, prior to the November 2004 rating decision. The veteran was notified of the evidence necessary to substantiate service connection for degenerative disc disease of the back, asbestos exposure, and radiation exposure. The RO also notified the veteran of the responsibilities of VA and the veteran in developing the record. Specifically, the RO notified the veteran that VA would obtain all relevant evidence in the custody of a Federal department or agency. The RO notified the veteran of his responsibility to respond in a timely manner to VA's requests for specific information and to provide a properly executed release so that VA could request the records for him. The RO also requested the veteran to submit any other evidence he considered relevant to his service connection claims, or alternatively to advise VA so that VA could help by getting that evidence. During the pendency of this appeal, the CAVC further redefined the requirements of the VCAA to include notice that a disability rating and an effective date for award of benefits would be assigned if service connection is granted. See Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). The Board interprets the ruling in Dingess/Hartman as applying to any matter involving an award of a disability rating and/or an effective date for award of benefits. The August 2004 letter did not provide the veteran with notice of the laws regarding degrees of disability or effective dates for any grant of service connection. However, since no disability ratings or effective dates for award of benefits will be assigned, as discussed below, any defect with respect to the content of the notice requirement was non-prejudicial. In the November 2004 rating decision and May 2005 statement of the case, the RO notified the veteran of the laws and regulations pertaining to service connection and provided a detailed explanation why service connection was not warranted for degenerative disc disease of the lumbar spine, radiation exposure, and asbestos exposure under the applicable laws and regulations based on the evidence provided. VA also must make reasonable efforts to assist the veteran in obtaining evidence necessary to substantiate the claim for the benefit sought, unless no reasonable possibility exists that such assistance would aid in substantiating the claim. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. In the present case, the evidence includes service medical records, VA medical records dated from June 2003 to October 2004, and private medical records dated in November 1999 and September 2002. The Board finds that there are no additional medical treatment records necessary to proceed to a decision in this case. In a claim for disability compensation, VA will provide a medical examination or obtain a medical opinion based upon a review of the evidence of record if VA determines it is necessary to decide the claim. See 38 U.S.C.A. § 5103A(d); 38 C.F.R. § 3.159(c)(4). A medical examination is necessary when the record (1) contains competent evidence that the claimant has a current disability or persistent or recurrent symptoms of the disability; (2) contains evidence, which indicates that the disability or symptoms may be associated with the claimant's active duty; and (3) does not contain sufficient medical evidence for VA to make a decision. See 38 U.S.C.A. § 5103A(d). While the veteran has a current diagnosis of degenerative disc disease of the lumbar spine, as discussed below, there is no evidence that this condition was incurred in or aggravated by service. Moreover, there is no evidence of radiation or asbestos exposure in service or any evidence the conditions he claims are due to radiation or asbestos exposure are otherwise related to service. Under these circumstances, the VCAA's duty to assist doctrine does not require that the veteran be afforded medical examination. See Wells v. Principi, 326 F.3d 1381 (Fed. Cir. 2003) (VA was not required to provide the veteran with a medical examination absent a showing by veteran of a causal connection between the disability and service). In this regard, there is no reasonable possibility that a VA examination would aid in substantiating the claims. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. Upon a review of the claims folder, the Board finds that the veteran and his representative were notified of the evidence and information necessary to substantiate his claims for service connection; were notified of the respective responsibilities of VA and himself as it pertained to who was responsible for obtaining such evidence; and also were notified to submit all relevant evidence he had to the RO. Additionally, the Board is satisfied that all relevant facts have been adequately developed to the extent possible; no further assistance to the veteran in developing the facts pertinent to the issue of service connection is required to comply with the duty to assist under the VCAA. 38 U.S.C.A. §§ 5103 and 5103A; 38 C.F.R. § 3.159. Analysis Service connection may be granted for a disability resulting from personal injury suffered or disease contracted in the line of duty or for aggravation of a pre-existing injury or disease in the line of duty. 38 U.S.C.A. § 1110; 38 C.F.R. §§ 3.303, 3.304, 3.306. Service connection also may be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). The U.S. Court of Appeals for Veterans Claims (Court) has held that in order to prevail on the issue of service connection on the merits, there must be medical evidence of a (1) current disability; (2) medical, or in certain circumstances, lay evidence of in-service incurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the claimed in-service disease or injury and the present disease or injury. Hickson v. West, 12 Vet. App. 247, 253 (1999). I. Degenerative disc disease of the lumbar spine Initially, the evidence shows a current lumbar spine disability. A November 1999 private X-ray examination report shows an impression of rather severe degenerative disc disease in the lumbar spine, greatest at L3-4, but also at L4-5. The evidence, however, does not show any in-service incurrence of a lumbar spine disability. The veteran's spine was found normal at entry into service in May 1944 and at discharge in June 1946; and there are no in-service findings of back injury or treatment. There also is no probative evidence relating the veteran's current lumbar spine disability to service. The first and only finding relating to the back after service is the aforementioned note on the November 1999 private x-ray examination report, which is more than 50 years after service; thus service connection is not warranted on a presumptive basis. See 38 C.F.R. §§ 3.307, 3.309. A handwritten note on the private X-ray report stated "I believe this could be one of several medical problems cause by radiation exposure." [sic]. There is no signature and no indication that the note was written by the private physician. Moreover, even if the note was signed by a physician this opinion would be merely speculative. A medical opinion based on speculation, without supporting clinical data or other rationale does not provide the required degree of medical certainty. Bloom v. West, 12 Vet. App. 185, 187 (1999) (treating physician's opinion that veteran's time as a prisoner of war "could" have precipitated the initial development of his lung condition found too speculative). Additionally, there is no evidence of continuity of symptomatology of his back from service or during the more than 50 years before any current back disability was shown. See Savage v. Gober, 10 Vet. App. 488 (1997). Although the veteran has argued that his current lumbar spine disability is related to service, this is not a matter for an individual without medical expertise. See Espiritu v. Derwinski, 2 Vet. App. 492 (1992). Thus, while the Board has considered the veteran's lay assertions, they do not outweigh the fact that there is no probative medical evidence of record, relating his current lumbar spine disability to service. In sum, the preponderance of the evidence is against the service connection claim for a lumbar spine disability; and the claim is denied. The Board has considered the benefit- of-the-doubt doctrine; however, as the evidence is not equally-balanced, in this regard, it does not apply. See 38 U.S.C.A. § 5107; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). II. Radiation exposure The veteran contends that he was exposed to radiation in service while aboard the USS Reform AM 286, which docked in Nagasaki City in September 1945, three months after the atomic bomb was dropped. He further contends that he presently has kidney infection, tumors on his shoulder and neck, aortic valve disorder, and degenerative disc disease of the spine, as a result of this exposure. VA regulations provide service connection for specific diseases for radiation-exposed veterans as a result of onsite participation in a radiation-risk activity. 38 C.F.R. § 3.309(d). "Radiation-risk activity" is defined to mean: onsite participation in a test involving the atmospheric detonation of a nuclear device; the occupation of Hiroshima or Nagasaki, Japan, by United States forces during the period beginning on August 6, 1945, and ending on July 1, 1946; internment as a prisoner of war in Japan that resulted in an opportunity for exposure to ionizing radiation comparable to that of veterans who were in the occupation forces of Hiroshima or Nagasaki during the period August 6, 1945, to July 1, 1946. See 38 C.F.R. § 3.309(d)(3)(iv)-(vii). The term "occupation of Hiroshima or Nagasaki, Japan, by United States forces" means official military duties within 10 miles of the city limits of either Hiroshima or Nagasaki, Japan, which were required to perform or support military occupation functions such as occupation of territory, control of the population, stabilization of the government, demilitarization of the Japanese military, rehabilitation of the infrastructure or deactivation and conversion of war plants or materials. 38 C.F.R. § 3.309(d)(3)(iv). The Bureau of Naval Personnel sent the veteran a letter in June 1959, indicating that their records showed he participated in minesweeping operations in the East China Sea during the period from September 1945 to November 1945, while serving on the USS Reform (AM-286). Upon review, there is no probative evidence that the USS Reform docked in Nagasaki or that the veteran's unit was involved in the occupation of Nagasaki or Hiroshima. The veteran also submitted Internet articles on the USS Reform (AM-286) and the bombing of Nagasaki, but there is no mention in the articles that the USS Reform docked at Nagasaki. There also is no record, nor does the veteran contend, that he was involved in onsite testing of nuclear devices, was a prisoner of war in Japan. Therefore, based on review, there is no probative evidence that the veteran was exposed to radiation in service. See 38 C.F.R. § 3.309(d)(3)(ii). The Board further notes that even if the record showed in-service radiation exposure, kidney disorders, degenerative disc disease, general tumors of the neck and shoulder, and aortic valve disorders are not radiogenic diseases or presumptively related to radiation exposure. See 38 C.F.R. §§ 3.309 (d), 3.311 (b)(2). An unsigned November 1999 statement that the veteran's lumbar spine disability could be caused by radiation exposure is not shown to be written by a physician; and even so, would not be a probative medical opinion. See Bloom v. West, 12 Vet. App. 185, 187 (1999) (treating physician's opinion that veteran's time as a prisoner of war "could" have precipitated the initial development of his lung condition found too speculative). Moreover, there is no medical evidence otherwise relating the veteran's claimed conditions to service. The service medical records are negative for any treatment of the lumbar spine, kidney, heart, or tumors; thus, there is no evidence of any in-service incurrence of these disabilities. While private treatment reports dated in November 1999 and September 2002 show treatment for a lumbar spine disability and removal of kidney stones, respectively; and an October 2004 VA outpatient treatment report notes that the veteran's problem list includes aortic stenosis; there is no medical evidence that any of these disabilities are related to service. The first sign of these conditions, as reflected in the record, is more than 50 years after service; as such, there is no basis for presumptive service connection. See 38 C.F.R. §§ 3.307, 3.309. Additionally, there is no evidence of continuity of symptomatology of these disabilities from service or during the more than 50 years before any of these disabilities were shown. See Savage v. Gober, 10 Vet. App. 488 (1997). Furthermore, tumors of the neck and shoulder are not presently shown in any of the medical records; and service connection cannot be granted if there is no present disability. 38 U.S.C.A. § 1110; 38 C.F.R. §§ 3.303, 3.304, 3.306; see Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). Although the veteran has argued that his current disorders of the kidney, aortic valve, and tumors of the neck and shoulder are related to service, this is not a matter for an individual without medical expertise. See Espiritu v. Derwinski, 2 Vet. App. 492 (1992). Thus, while the Board has considered the veteran's lay assertions, they do not outweigh the medical evidence of record, which does not show any present tumors, or any probative relationship between the veteran's lumbar spine disability, kidney problems, or aortic valve and service. In sum, the preponderance of the evidence is against the service connection claim for radiation exposure; and the claim is denied. The Board has considered the benefit-of- the-doubt doctrine; however, as the evidence is not equally- balanced, in this regard, it does not apply. See 38 U.S.C.A. § 5107; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). III. Asbestos exposure The veteran contends that he was exposed to asbestos in service from insulation on the USS Reform. He further contends that all of his present medical problems are related to this exposure. As to claims involving service connection for asbestos- related diseases, there are no special statutory or regulatory provisions. However, the VA Adjudication Procedure Manual, M21-1 (M21-1), and opinions of the United States Court of Appeals for Veterans Claims (CAVC) and General Counsel provide guidance in adjudicating these claims. VA must determine whether military records demonstrate asbestos exposure during service, and, if so, determine whether there is a relationship between asbestos exposure and the claimed disease. M21-1, Part VI, 7.21(d)(1). The most common disease is interstitial pulmonary fibrosis (asbestosis). Asbestos fibers may also produce pleural effusions and fibrosis, pleural plaques, and mesotheliomas of pleura and peritoneum, lung cancer, and cancers of the gastrointestinal tract. M21- 1, Part VI, 7.21(a)(1). The clinical diagnosis of asbestosis requires a history of exposure and radiographic evidence of parenchymal lung disease. M21-1, Part VI, 7.21(c). Some of the major occupations involving exposure to asbestos include mining, milling, work in shipyards, demolition of old buildings, carpentry and construction, manufacture and servicing of friction products such as clutch facings and brake linings, manufacture and installation of roofing and flooring materials, asbestos cement and pipe products, and military equipment, etc. M21-1, Part VI, 7.21(b)(1). See VAOPGCPREC 4- 2000. The relevant factors discussed in the manual must be considered and addressed by the Board in assessing the evidence regarding an asbestos related claim. However, the pertinent parts of the manual guidelines on service connection in asbestos-related cases are not substantive rules, and there is no presumption that a veteran was exposed to asbestos in service. Dyment v. West, 13 Vet. App. 141 (1999), aff'd, Dyment v. Principi, 287 F.3d 1377 (Fed.Cir. 2002); VAOPGCPREC 4-2000. The service personnel records show the veteran served on the USS Reform, but there is no indication that there was asbestos in the insulation. There also is no probative evidence he had a major occupation in service involving exposure to asbestos. As such, the personnel records do not show any evidence of in-service asbestos exposure. Moreover, none of the medical evidence of record shows any findings of asbestosis, pleural effusions, fibrosis, pleural plaques, mesotheliomas of pleura and peritoneum, lung cancer, or cancer of the gastrointestinal tract. Thus, even if the veteran was exposed to asbestos in service, he does not have any present disabilities, which are considered to be related to asbestos exposure. See M21-1, Part VI, 7.21(a)(1). Service connection cannot be granted if there is no present disability. 38 U.S.C.A. § 1110; 38 C.F.R. §§ 3.303, 3.304, 3.306. The Court has held that a condition or injury occurred in service alone is not enough; there must be a current disability resulting from that condition or injury. See Rabideau v. Derwinski, 2 Vet. App. 141, 144 (1992); Chelte v. Brown, 10 Vet. App. 268, 271 (1997). In the absence of proof of a present disability, there can be no valid claim. See Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). Additionally, the disabilities the veteran claims are related to asbestos exposure are not otherwise shown to be service- connected. An October 2004 VA outpatient treatment report shows that the veteran's problem list includes aortic stenosis, impacted cerumen, hyperlipidemia, atrial fibrillation, affective psychoses, benign hypertension, lumbago, and actinic keratosis. Private treatment reports dated in November 1999 and September 2002 also show a lumbar spine disability and kidney stone removal, respectively. The service medical records are negative for treatment of any of these disabilities. Furthermore, the first sign of these conditions, as reflected in the record, is more than 50 years after service; as such, there is no basis for presumptive service connection. See 38 C.F.R. §§ 3.307, 3.309. Additionally, there is no evidence of continuity of symptomatology of these disabilities from service or during the more than 50 years before any of these disabilities were shown. See Savage v. Gober, 10 Vet. App. 488 (1997). Although the veteran has argued that his current disorders are related to service, this is not a matter for an individual without medical expertise. See Espiritu v. Derwinski, 2 Vet. App. 492 (1992). Thus, while the Board has considered the veteran's lay assertions, they do not outweigh the medical evidence of record, which does not show any relationship between the veteran's current disabilities and service. In sum, the preponderance of the evidence is against the service connection claim for asbestos exposure; and the claim is denied. The Board has considered the benefit-of-the-doubt doctrine; however, as the evidence is not equally-balanced, in this regard, it does not apply. See 38 U.S.C.A. § 5107; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). ORDER Entitlement to service connection for degenerative disc disease of the lumbar spine is denied. Entitlement to service connection for asbestos exposure is denied. Entitlement to service connection for radiation exposure is denied. REMAND A review of the file shows that the veteran never was furnished with a VA letter outlining the applicable duty to notify and duty to assist provisions of the VCAA, concerning his claim for entitlement to service connection for bilateral hearing loss. As such, the veteran should be provided with the requisite notification letter, including the new provisions under the duty to notify required under Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b). Accordingly, the case is REMANDED for the following action: 1. The AMC/RO must review the claims file and ensure that all notice obligations are satisfied in accordance with 38 U.S.C.A. §§ 5102, 5103, and 5103A (West 2002). Specifically, the veteran must be informed (1) of the information and evidence not of record that is necessary to establish entitlement to service connection for bilateral hearing loss, (2) of the information and evidence that VA will seek to provide, (3) of the information and evidence that the veteran is expected to provide, and (4) request that the veteran provide any evidence in his possession that pertains to the claim. The veteran also must be informed of the appropriate time limitation within which to submit any evidence or information. 38 U.S.C.A. § 5103(a) and (b) (West 2002); 38 C.F.R. § 3.159(b) (2005); Quartuccio v. Principi, 16 Vet. App. 183 (2002); Veterans Benefits Act of 2003, 38 U.S.C. §§ 5109B, 7112. In addition, the veteran must be informed of the additional elements, including degree of a disability rating and effective date of the award of benefits. Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). 2. After undertaking any other development deemed essential in addition to that specified above, the AMC/RO should re-adjudicate the veteran's claim. If any benefit sought on appeal remains denied, the veteran should be provided a Supplemental Statement of the Case (SSOC). The SSOC must notify the veteran of all relevant actions taken on his claim for benefits, and summarize the evidence and discussion of all pertinent regulations. An appropriate period of time should be allowed for response. The veteran has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2005). ____________________________________________ CHERYL L. MASON Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs