Citation Nr: 0809720 Decision Date: 03/24/08 Archive Date: 04/09/08 DOCKET NO. 06-11 804 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Newark, New Jersey THE ISSUES 1. Entitlement to an initial compensable evaluation for bilateral hearing loss. 2. Entitlement to service connection for diabetes mellitus. REPRESENTATION Appellant represented by: New Jersey Department of Military and Veterans' Affairs ATTORNEY FOR THE BOARD B. A. Jonas, Associate Counsel INTRODUCTION The veteran served on active duty from October 1962 to March 1966. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a September 2004 rating decision by the Department of Veterans Affairs (VA) Regional Office (RO) in Newark, New Jersey. The United States Court of Appeals for Veterans Claims (Court) issued a decision in Haas v. Nicholson, 20 Vet. App. 257 (2006), that reversed a decision of the Board that had denied service connection for disabilities claimed as a result of exposure to herbicides. The United States Department of Veterans Affairs disagrees with the Court's decision in Haas and appealed that decision to the United States Court of Appeals for the Federal Circuit. To avoid burdens on the adjudication system, delays in the adjudication of other claims, and unnecessary expenditure of resources through remand or final adjudication of claims based on a court holding that may ultimately be overturned on appeal, on September 21, 2006, the Secretary of Veterans Affairs imposed a stay at the Board on the adjudication of claims affected by Haas. The specific claims affected by the stay include those based on herbicide exposure in which the only evidence of exposure is receipt of the Vietnam Service Medal or service on a vessel off the shore of Vietnam. Once a final decision is reached on appeal in the Haas case, the adjudication of any cases that have been stayed, including this one, will be resumed. FINDING OF FACT The veteran's service-connected hearing loss is manifested by no greater than Level I in each ear. CONCLUSION OF LAW The criteria for an initial compensable evaluation for bilateral hearing loss have not been met. 38 U.S.C.A. §§ 1155, 5103, 5103A, 5107; 38 C.F.R. §§ 4.1-4.14, 4.85-4.87, Diagnostic Code 6100 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSION Disability ratings are determined by evaluating the extent to which a veteran's service connected disability adversely affects his or her ability to function under the ordinary conditions of daily life, including employment, by comparing his or her symptomatology with the criteria set forth in the Schedule for Rating Disabilities. See 38 U.S.C.A. § 1155 (West 2002 & Supp. 2007); 38 C.F.R. § 4.1 (2007). If two ratings are potentially applicable, the higher rating will be assigned if the disability more nearly approximates the criteria required for that rating; otherwise, the lower rating will be assigned. See 38 C.F.R. § 4.7. Any reasonable doubt regarding the degree of disability will be resolved in favor of the veteran. See 38 U.S.C.A. § 4.3. In cases where the original rating assignment is appealed, consideration must be given to whether the veteran deserves a higher rating at any point during the pendency of the claim. Fenderson v. West, 12 Vet. App. 119 (1999). Such "staged ratings" are not appropriate in this case. The standards for rating impairment of auditory acuity are set forth at 38 C.F.R. §§ 4.85-4.87. In evaluating service- connected hearing impairment, disability ratings are derived by a mechanical application of the rating schedule to the numeric designations assigned after audiometric evaluations are rendered. Lendenmann v. Principi, 3 Vet. App. 345, 349 (1992). Audiological examinations are conducted using the controlled speech discrimination tests together with the results of the pure tone audiometric test. The horizontal lines in Table VI (in 38 C.F.R. § 4.85) represent nine categories of the percentage of discrimination based on the controlled speech discrimination test. The vertical columns in table VI represent nine categories of decibel loss based on the pure tone audiometric test. The numerical designation of impaired efficiency (levels I through XI) is determined for each ear by intersecting the horizontal row appropriate for the percentage of discrimination and the vertical column appropriate to pure tone decibel loss. The percentage evaluation is found from Table VII (in 38 C.F.R. § 4.85) by intersecting the horizontal row appropriate for the numeric designation for the ear having the better hearing and the vertical column appropriate to the numeric designation level for the ear having the poorer hearing. For example, if the better ear has a numeric designation level of "V" and the poorer ear has a numeric designation level of "VII," the percentage evaluation is 30 percent, and the diagnostic code is 6100. See 38 C.F.R. § 4.85(b) Diagnostic Codes 6100-6110 (2007). The August 2004 VA audiological examination, the most recent of record, show findings entitling the veteran to a rating of 0 percent for bilateral hearing loss. That examination revealed that the right ear had a 33 average decibel loss and the left ear had an average of 30 decibel loss. Speech discrimination was 96 percent in each ear. Based on these findings, each ear has a Roman Numeral I loss. 38 C.F.R. § 4.85 Table VI. This equates to an evaluation of 0 percent. 38 C.F.R. § 4.85 Table VII. The test results did not meet the criteria in 38 C.F.R. § 4.86 for using the alternative method of evaluating exceptional patterns of hearing loss. An extraschedular rating is not appropriate in this case. Extraschedular ratings under 38 C.F.R. § 3.321(b)(1) are limited to cases in which there is an exceptional or unusual disability picture with such related factors as marked interference with employment or frequent periods of hospitalization as to render impractical the application of the regular scheduler rating standards. The veteran, himself, has not described any marked interference with employment due to his hearing loss disability, and there is no evidence of record to indicate anything exceptional about the veteran's hearing loss compared to similarly situated veterans. Thus, the schedular rating has been assigned appropriately. 38 U.S.C.A. § 1155; 38 C.F.R. §§ 3.321(a), 4.1. Accordingly, the increased benefit sought on appeal is denied. Duties to notify and assist VA's duty to notify and assist claimants in substantiating a claim for VA benefits are found at 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2007); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2007). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his or her representative, if any, of any information, and any medical evidence or lay evidence that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). In accordance with 38 C.F.R. § 3.159(b)(1), proper notice must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. Proper notice must also ask the claimant to provide evidence in his or her possession that pertains to the claim. Notice should be provided to a claimant before the initial unfavorable decision on a claim. Pelegrini v. Principi, 18 Vet. App. 112 (1994). The RO's May 2004 notice letter described the evidence necessary to file a claim for service connection, and met all the requirements noted above; including informing the veteran that it was ultimately his responsibility to see to it that any records pertinent to his claim are received by VA. The veteran was not given the specific notice required by Dingess v. Nicholson, 19 Vet. App. 473 (2006). The Board concludes that the veteran was not prejudiced, however, as the claim for service connection for hearing loss was substantiated in 2004 and the veteran appealed the denial of his claim for an increased disability evaluation. For an increased-compensation claim, section § 5103(a) requires, at a minimum, that the Secretary notify the claimant that, to substantiate a claim, the claimant must provide, or ask the Secretary to obtain, medical or lay evidence demonstrating a worsening or increase in severity of the disability and the effect that worsening has on the claimant's employment and daily life. Vazquez-Flores v. Peake, No. 05-0355, (U.S. Vet. App. January 30, 2008). Further, if the Diagnostic Code under which the claimant is rated contains criteria necessary for entitlement to a higher disability rating that would not be satisfied by the claimant demonstrating a noticeable worsening or increase in severity of the disability and the effect that worsening has on the claimant's employment and daily life (such as a specific measurement or test result), the Secretary must provide at least general notice of that requirement to the claimant. Additionally, the claimant must be notified that, should an increase in disability be found, a disability rating will be determined by applying relevant Diagnostic Codes, which typically provide for a range in severity of a particular disability from noncompensable to as much as 100 percent (depending on the disability involved), based on the nature of the symptoms of the condition for which disability compensation is being sought, their severity and duration, and their impact upon employment and daily life. As with proper notice for an initial disability rating and consistent with the statutory and regulatory history, the notice must also provide examples of the types of medical and lay evidence that the claimant may submit (or ask the Secretary to obtain) that are relevant to establishing entitlement to increased compensation - e.g., competent lay statements describing symptoms, medical and hospitalization records, medical statements, employer statements, job application rejections, and any other evidence showing an increase in the disability or exceptional circumstances relating to the disability. Vazquez-Flores, slip op. at 5-6. Although the May 2004 notice does not contain all of the specific elements required by the recent Vazquez-Flores decision, the Board finds no prejudice to the appellant in proceeding with the present decision. The letter suggested both lay and medical evidence that could support the veteran's claim. The veteran was given actual notice of the specific rating criteria applied to his disability in both the rating decision and the statement of the case. VA also has a duty to assist a claimant in obtaining evidence to substantiate his or her claim. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. VA met its duty to assist the veteran. VA made reasonable efforts to identify and obtain relevant records in support of the veteran's claim for an increased initial evaluation. 38 U.S.C.A. § 5103A (a), (b), (c) (West 2002 & Supp. 2007). Specifically, the RO secured and associated with the claims file all evidence pertinent to this claim, including the VA examinations records. ORDER Entitlement to an initial compensable evaluation for bilateral hearing loss is denied. The issue of entitlement to service connection for diabetes mellitus is stayed. ____________________________________________ MARY GALLAGHER Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs