Citation Nr: 0810954 Decision Date: 04/03/08 Archive Date: 04/14/08 DOCKET NO. 05-23 346 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Chicago, Illinois THE ISSUE Entitlement to service connection for bilateral hearing loss. REPRESENTATION Veteran represented by: The American Legion ATTORNEY FOR THE BOARD K. M. Schaefer, Associate Counsel INTRODUCTION The veteran served on active duty from October 1953 to October 1957. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a rating decision issued in April 2004 by the Department of Veterans Affairs (VA) Regional Office (RO) in Chicago, Illinois. FINDINGS OF FACT 1. VA notified the veteran of the evidence needed to substantiate the claim decided herein, explained to him who was responsible for submitting such evidence, and developed all available evidence necessary for an equitable disposition of the claim. 2. Bilateral hearing loss was not present in service, manifested within one year of the veteran's discharge from service, or shown to be causally or etiologically related to any disease, injury, or incident in service. CONCLUSION OF LAW Bilateral hearing loss was not incurred in or aggravated by the veteran's active duty military service, nor may it be presumed to have been incurred in or aggravated by such service. 38 U.S.C.A. §§ 1101, 1110, 1112, 1131 (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309, 3.385 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSION I. VA's Duties to Notify and Assist The Veterans Claims Assistance Act of 2000 (VCAA), Pub. L. No. 106-475, 114 Stat. 2096 (2000), enacted November 9, 2000 (codified at 38 U.S.C.A. §§ 5102, 5103, 5103A, 5107 (West 2002 & Supp. 2007)), eliminated the concept of a well- grounded claim and redefined VA's obligations with respect to its duties to notify and assist a claimant. In August 2001, VA issued regulations to implement the VCAA. 66 Fed. Reg. 45,620 (August 29, 2001) (codified at 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2007)). The Court of Appeals for Veterans Claims' (Court) decision in Pelegrini v. Principi, 18 Vet. App. 112 (2004), held, in part, that a VCAA notice, as required by 38 U.S.C.A. § 5103(a), must be provided to a claimant before the initial unfavorable agency of original jurisdiction (AOJ) decision on the claims for VA benefits. In this case, the veteran was provided with VCAA notification letters in September 2003 and November 2003, prior to the initial unfavorable AOJ decision issued in April 2004. Under Pelegrini, for a VCAA notice to be consistent with 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b), the notice must: (1) inform a claimant about the information and evidence not of record that is necessary to substantiate the claims; (2) inform the claimant about the information and evidence that VA will seek to provide; (3) inform the claimant about the information and evidence that the claimant is expected to provide; and (4) request or tell the claimant to provide any evidence in the claimant's possession that pertains to the claims. Pelegrini, 18 Vet. App. at 120-121. In reviewing the veteran's claim of entitlement to service connection, the Board observes that the VCAA notices issued in September 2003 and November 2003 informed the veteran of how VA would assist him in developing his claim and his and VA's obligations in providing evidence for consideration. The September 2003 letter also informed him of the type of evidence necessary to establish service connection. However, neither letter requested that he send any evidence in his possession to VA. Failure to provide pre-adjudicative notice of any of the four elements is presumed to create prejudicial error. See Sanders v. Nicholson, 487 F.3d 881 (Fed. Cir. 2007); Simmons v. Nicholson, 487 F.3d 892 (Fed. Cir. 2007). The Secretary has the burden to show that this error was not prejudicial to the veteran. Lack of prejudicial harm may be shown in three ways: (1) that any defect was cured by actual knowledge on the part of the claimant, (2) that a reasonable person could be expected to understand from the notice what was needed, or (3) that a benefit could not have been awarded as a matter of law. Sanders; see also Mayfield v. Nicholson, 19 Vet. App. 103, (2005), rev'd on other grounds, Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006). The September 2003 and November 2003 letters informed him that additional information or evidence was needed to support his claim, and asked him to send the information or evidence to VA and provided examples of the types of evidence, both medical and lay, that could be submitted. Therefore, the Board finds that a reasonable person could be expected to understand that he should submit any relevant evidence during the development of the claim. For these reasons, the Board concludes that the failure to provide a fully VCAA compliant notice was harmless, and that to decide the appeal would not be prejudicial to the veteran. Also pertinent to VA notice requirements is the Court's decision in the consolidated appeal of Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). Dingess/Hartman held that the VCAA notice requirements of 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b) apply to all five elements of a service connection claim. Those five elements include: 1) veteran status; 2) existence of a disability; 3) a connection between the veteran's service and the disability; 4) degree of disability; and 5) effective date of the disability. The Court held that upon receipt of an application for a service connection claim, 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b) require VA to review the information and the evidence presented with the claim and to provide the claimant with notice of what information and evidence not previously provided, if any, will assist in substantiating or is necessary to substantiate the elements of the claim as reasonably contemplated by the application. Additionally, this notice must notify the veteran that a disability rating and an effective date for the award of benefits will be assigned if service connection is awarded. Id. In the present case, a May 2006 letter informed the veteran of the evidence necessary to establish entitlement to a disability rating and effective date for the disability on appeal. Despite the inadequate timing of the notice provided to the veteran on these two elements, the Board finds no prejudice to him in proceeding with the issuance of a final decision. See Bernard v. Brown, 4 Vet. App. 384, 394 (1993) (where the Board addresses a question that has not been addressed by the agency of original jurisdiction, the Board must consider whether the veteran has been prejudiced thereby). As the Board concludes herein that the preponderance of the evidence is against the veteran's service connection claim, any questions as to the appropriate disability rating or effective date to be assigned are rendered moot. All that VCAA requires is that the duty to notify is satisfied and that claimants are given the opportunity to submit information and evidence in support of their claims. Once this has been accomplished all due process concerns have been satisfied. See Bernard; Sutton v. Brown, 9 Vet. App. 553 (1996); see also 38 C.F.R. § 20.1102 (harmless error). As indicated above, all content requirements of a VCAA notice have been fully satisfied in this case. Therefore, the Board finds that delaying appellate review by providing additional VCAA letters to the veteran would be of no benefit. VA has also fulfilled its duty to assist the veteran in making reasonable efforts to identify and obtain relevant records in support of the veteran's claim and providing him with a VA examination. The veteran's service medical records, VA medical records, and a December 2003 VA examination report were reviewed by both the RO and the Board in connection with adjudication of his claim. The veteran indicated that he had his hearing tested once, but could not remember when or where. As the Court stated in Wood v. Derwinski, "[t]he duty to assist is not always a one-way street. If a veteran wishes help, he cannot passively wait for it in those circumstances where he may or should have information that is essential in obtaining the putative evidence." 1 Vet. App. 190, 193, reconsidered, 1 Vet. App. 406 (1991); see also Wamhoff v. Brown, 8 Vet. App. 517 (1996). Therefore, in the present case, the Board determines that VA is neither able to obtain the records related to this hearing test nor obligated to attempt to obtain them. The veteran has not identified any additional, relevant records that VA needs to obtain for an equitable disposition of his claim. Based on these facts, the Board concludes that the medical evidence of record is sufficient to adjudicate the veteran's claim without further development. Thus, the Board finds that additional efforts to assist or notify the veteran in accordance with VCAA would serve no useful purpose. See Soyini v. Derwinski, 1 Vet. App. 540, 546 (1991) (strict adherence to requirements of the law does not dictate an unquestioning, blind adherence in the face of overwhelming evidence in support of the result in a particular case; such adherence would result in unnecessarily imposing additional burdens on VA with no benefit flowing to the veteran); Sabonis v. Brown, 6 Vet. App. 426, 430 (1994) (remands which would only result in unnecessarily imposing additional burdens on VA with no benefit flowing to the veteran are to be avoided). VA has satisfied its duty to inform and assist the veteran at every stage in this case. Therefore, he will not be prejudiced by the Board proceeding to the merits of the claim. II. Analysis Service connection may be granted for disability arising from disease or injury incurred in or aggravated by service. 38 U.S.C.A. §§ 1110, 1131 (West 2002); 38 C.F.R. § 3.303(a). Connecting the disability to service may be accomplished through statutory presumption or through affirmative evidence that shows inception or aggravation during service or that otherwise indicates a direct relationship between service and the current disability. 38 C.F.R. §§ 3.303(a), (d). The statutory presumptions and VA regulations implementing them are intended to allow service connection for certain diseases when the evidence might otherwise not indicate service connection is warranted. See 38 C.F.R. § 3.303(d). Where a veteran served for at least 90 days during a period of war or after December 31, 1946, and manifests certain chronic diseases, including organic diseases of the nervous system, to a degree of 10 percent within one year from the date of termination of such service, such disease shall be presumed to have been incurred or aggravated in service, even though there is no evidence of such disease during the period of service. 38 U.S.C.A. §§ 1101, 1112; 38 C.F.R. §§ 3.307, 3.309. In an October 4, 1995 opinion, VA's Under Secretary for Health determined that it was appropriate to consider high frequency sensorineural hearing loss an organic disease of the nervous system and therefore a presumptive disability. However, presumptive periods are not intended to limit service connection to diseases so diagnosed when the evidence warrants direct service connection. 38 C.F.R. § 3.303(d). Direct service connection may be granted for disease or disability diagnosed in service; or, if diagnosed after service, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. Id. A finding of direct service connection requires medical evidence of a current disability; medical or, in certain circumstances, lay evidence of in-service incurrence or aggravation of a disease or injury; and medical evidence of a nexus between the claimed in-service disease or injury and the present disease or injury. 38 U.S.C.A. § 1112; 38 C.F.R. § 3.304. See also Caluza v. Brown, 7 Vet. App. 498, 506 (1995) aff'd, 78 F.3d 604 (Fed. Cir. 1996) (table)]. Alternatively, service connection may be established under 38 C.F.R. § 3.303(b) by (a) evidence of (i) the existence of a chronic disease in service or during an applicable presumption period under 38 C.F.R. § 3.307 and (ii) present manifestations of the same chronic disease, or (b) when a chronic disease is not present during service, evidence of continuity of symptomatology. For the purposes of applying the laws administered by VA, impaired hearing will be considered to be a disability when the auditory threshold in any of the frequencies 500, 1000, 2000, 3000, 4000 Hertz is 40 decibels or greater; or when the auditory thresholds for at least three of the frequencies 500, 1000, 2000, 3000, or 4000 Hertz are 26 decibels or greater; or when speech recognition scores using the Maryland CNC Test are less than 94 percent. 38 C.F.R. § 3.385. The Court has held that service connection may be granted for a hearing loss where the veteran can establish a nexus between his current hearing loss and a disability or injury he suffered while he was in military service. Godfrey v. Derwinski, 2 Vet. App. 352, 356 (1992). The Court has also held that VA regulations do not preclude service connection for a hearing loss that first met VA's definition of disability after service. Hensley v. Brown, 5 Vet. App. 155, 159 (1993). The veteran contends that his current bilateral hearing loss is the result of noise exposure while working on airplane propellers and engines in service. Thus, he claims that service connection is warranted for his bilateral hearing loss. The Board observes that the veteran has reported acoustic trauma in the military while serving as an aircraft propeller mechanic. Although the veteran's service medical records do not contain any documentation as to noise exposure, the veteran is competent to describe the nature and extent of his in-service noise exposure and such is consistent with his military occupational specialty as a aircraft propeller mechanic, as noted in his service records. See 38 C.F.R. § 3.159(a)(2); Espiritu v. Derwinski, 2 Vet. App. 492 (1992). The veteran's service medical records are negative for complaints, treatment, or diagnosis pertinent to hearing difficulty, to include his enlistment and service separation examinations. However, post-service medical evidence shows a diagnosis of bilateral hearing loss. At the December 2003 VA audiological evaluation, pure tone thresholds, in decibels, were as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 30 15 15 45 55 LEFT 45 20 15 40 45 Speech audiometry revealed speech recognition ability of 100 percent in the right ear and of 96 in the left ear. The veteran was diagnosed with mild to moderately severe sensorineural hearing loss with good speech recognition bilaterally. Therefore, the Board finds that the contemporary medical evidence demonstrates a current bilateral hearing loss as defined by 38 C.F.R. § 3.385. The Board has considered all relevant evidence of record regarding the veteran's claims for service connection for bilateral hearing loss. The Board first considered whether service connection is warranted for bilateral hearing loss on a presumptive basis. However, the record fails to show that the veteran manifested hearing loss to a degree of 10 percent within one year following his service discharge in October 1957. Consequently, presumptive service connection is not warranted for bilateral hearing loss. 38 U.S.C.A. §§ 1101, 1112; 38 C.F.R. §§ 3.307, 3.309. The Board next considered whether service connection is warranted for bilateral hearing loss on a direct basis. However, while the veteran has a current diagnosis of bilateral hearing loss and is competent to describe his in- service noise exposure, the record shows no complaint or diagnosis of the disorder during active service or for many years thereafter. The first complaint of hearing loss by the veteran was his September 2003 application for service connection. Moreover, the first documented post-service hearing test and clinical diagnosis of hearing loss for VA purposes is the December 2003 VA examination. The lapse in time between service and the first complaints and diagnoses weighs against the veteran's claims. The Board may, and will, consider in its assessment of a service connection the passage of a lengthy period of time wherein the veteran has not complained of the malady at issue. See Maxson v. West, 12 Vet. App. 453, 459 (1999), aff'd sub nom. Maxson v. Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000); see also Forshey v. Principi, 284 F.3d 1335, 1358 (Fed. Cir. 2002) (en banc). At the March 2004 VA examination, the VA examiner noted not only that the veteran's audiogram was normal at his service separation examination, but also that there is no other documentation of hearing loss in the file. As a result, the VA examiner determined that it is not as likely as not that the veteran's hearing loss is a consequence of acoustic trauma while in service. As the March 2004 VA examiner's opinion is the only medical opinion of record, the Board finds that there is no competent medical opinion attributing the onset of the veteran's bilateral hearing loss to his service. Thus, the veteran's claim that his bilateral hearing loss is the result of his military service is supported solely by his own statements. Consequently, the evidence of a nexus or link between service and the veteran's bilateral hearing loss is limited to his own statements. Laypersons are competent to speak to symptomology when the symptoms are readily observable. Layno v. Brown, 6 Vet. App. 465, 469 (1994). However, only those with specialized medical knowledge, training, or experience are competent to provide evidence on the question of diagnosis and causation. See Jones v. Brown, 7 Vet. App. 134, 137 (1994); Espiritu. In the absence of any competent evidence connecting the disorder to the veteran's time in service, the Board concludes that service connection for bilateral hearing loss is not warranted. When there is an approximate balance of positive and negative evidence regarding any issue material to the determination of a matter, the Secretary shall give the benefit of the doubt to the claimant. 38 U.S.C.A. § 5107 (West 2002); see also Gilbert v. Derwinski, 1 Vet. App. 49, 53 (1990). However, in the present case, the preponderance of the evidence is against the veteran's claim of entitlement to service connection for bilateral hearing loss. Therefore, his claim must be denied. ORDER Service connection for bilateral hearing loss is denied. ____________________________________________ MILO H. HAWLEY Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs