Citation Nr: 0810989 Decision Date: 04/03/08 Archive Date: 04/14/08 DOCKET NO. 05-21 171 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in San Juan, the Commonwealth of Puerto Rico THE ISSUES 1. Whether new and material evidence has been received to reopen a claim for entitlement to service connection for a low back disability. 2. Entitlement to service connection for bilateral carpal tunnel syndrome. REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD L. Jeng, Associate Counsel INTRODUCTION The veteran had active duty from October 1985 to August 1991. This matter comes before the Board of Veterans' Appeals (Board) from an April 2004 rating decision. The issues of service connection for a low back disability and bilateral carpal tunnel syndrome are addressed in the REMAND portion of the decision below and are REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDINGS OF FACT 1. The RO denied an application to reopen a claim for service connection for a back disability in September 2002 and the veteran did not appeal. 2. Evidence submitted since then includes evidence which is not cumulative or redundant, relates to an unestablished fact necessary to substantiate the claim for service connection for a back disability, and raises a reasonable possibility of substantiating the claim CONCLUSIONS OF LAW 1. The September 2002 RO decision that denied an application to reopen the claim for service connection for a back disability is final. 38 U.S.C.A. § 7105 (West 2002). 2. New and material evidence has been submitted to reopen a claim for service connection for a back disability. 38 U.S.C.A. §§ 5108, 7105 (West 2002); 38 C.F.R. § 3.156 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS In this decision, the Board reopens the veteran's claim of service connection for low back disability and remands it for further development. As such, no discussion of VA's duty to notify and assist is necessary. The RO initially denied service connection for a back disability in February 1994. Applications to reopen a claim for service connection for back disability were denied in August 1996, September 1997, and September 2002. The veteran was informed of those decisions and he did not file a timely appeal. The September 2002 decision denying the application to reopen for service connection for a back disability is final. 38 U.S.C.A. § 7105; 38 C.F.R. § 20.302, 20.1103. The evidence before VA at the time of the prior final decisions consisted of the veteran's service medical records, VA examination reports, and private medical reports. The RO initially denied service connection for a back disability in February 1994 finding that a one-time in-service complaint related to the back was acute and transitory and not related to current disability. Subsequently, in August 1996 and September 1997, the RO denied applications to reopen service connection for a back disability citing that no new and material evidence had been provided. Then, in September 2002, the RO again denied an application to reopen service connection for a back disability because no new and material evidence had been received. In April 2004, the veteran sought to reopen his claim for a back disability. To reopen the claim, the veteran must submit new and material evidence. See 38 U.S.C.A. § 5108. New evidence means existing evidence not previously submitted to agency decision makers. 38 C.F.R. § 3.156(a). Material evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim. New and material evidence can be neither cumulative nor redundant of the evidence of record at the time of the last prior final denial of the claim sought to be reopened, and must raise a reasonable possibility of substantiating the claim. Id. If new and material evidence is submitted, the claim will be reopened and adjudicated on the merits. 38 U.S.C.A. § 5108. See Jackson v. Principi, 265 F.3d 1366, 1369 (Fed. Cir. 2001). The new evidence received since the September 2002 rating decision includes a January 2006 letter from L.E.F. Clavell, M.D. noting the veteran's history of his duties during service and opining that the veteran's back disability is a direct consequence of the nature of the veteran's service duties. This evidence was not previously considered and raises a reasonable possibility of substantiating the claim. The veteran has therefore presented new and material evidence to reopen the claim for service connection. Accordingly, the petition to reopen is granted and consideration may be given to the entire evidence of record without regard to any prior denials. ORDER New and material evidence having been submitted, the claim for service connection for low back disability is reopened, and to this extent only, the appeal is granted. REMAND As to the claim for service connection for a back disability, during the pendency of this appeal, on March 3, 2006, the U.S. Court of Appeals for Veterans Claims (Court) issued a decision in the consolidated appeal of Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006), which held that the VCAA notice requirements of 38 U.S.C.A. § 5103(a) (West 2002) and 38 C.F.R. § 3.159(b) (2007) apply to all five elements of a service connection claim, including the degree of disability and the effective date of an award. On review of the record, the Board finds that the veteran has not been provided notice about disability ratings and effective dates for the award of benefits, or an explanation as to the type of evidence that is needed to establish both a disability rating and an effective date. Such notice must be provided prior to the adjudication of the issue of service connection for a back disability. Mayfield v. Nicholson, 444 F.3d 1328 (Fed.Cir. 2006). It is the RO that must insure compliance with the notice provisions in the first instance. See Quartucccio v. Principi, 16 Vet. App. 183 (2002); Charles v. Principi, 16 Vet. App. 370 (2002). Accordingly, on remand, proper notice in accordance with Dingess/Hartman must be provided to the veteran. VA's duty to assist includes a duty to provide a medical examination or obtain a medical opinion when it is deemed necessary to make a decision on the claim. 38 U.S.C.A. § 5103A(d) (West 2002); 38 C.F.R. § 3.159(c)(4) (2007). Service medical records show that the veteran complained of pain in the back of his neck in February 1988 and of back pain associated with a viral syndrome in December 1989. On the Report of Medical History at service separation, the veteran indicated that he had recurrent back pain. He specified that he had back pain (to include low back pain) when he did sit ups or picked something up. Post-service records include a May 1993 Sociedad Radiologica de Bayamon CT Scan Center report of the lumbar spine noting findings suggestive of and consistent with early, mild postero-central herniated nucleus pulposus at L4-5 and L5-S1. More recently, an October 2003 lumbar spine MRI from San Patricio MRI & CT Center revealed no focal soft disk herniation, and a posterior L4-L5 disk bulge and mild degenerative disk disease in mild foraminal stenosis. Also, a December 2004 record from Dr. Clavell noted prolonged F wave bilaterally (L5 radiculopathy) and proximal nerve compromise radiculopathy, central lumbar 4 and lumbar 5 (bilaterally). As to the etiology of the veteran's disability, a May 1993 note from a physician at Clinical Neurology noted that the veteran's back disability was service connected. Also as noted above, in a January 2006 letter, Dr. Clavell opined that the veteran's back disability is a direct consequence of the nature of his service duties. On remand, an examination to determine the etiology of the veteran's current back disability must be provided. On his Form VA Form 9 as to the issue of service connection for bilateral carpal tunnel syndrome received in June 2005, the veteran requested a Travel Board hearing. A hearing on appeal will be granted to an appellant who requests a hearing and is willing to appear in person. 38 C.F.R. § 3.103(c) (2007). Although the veteran was scheduled for an RO hearing in October 2005, which he cancelled, to date he has not been scheduled for a Travel Board hearing. As such, he must be provided an opportunity to present testimony at a Travel Board hearing at the RO before the Board may proceed with appellate review. Accordingly, the case is REMANDED for the following actions: 1. Send the veteran a complete VCAA letter pertaining to his service connection claim, including an explanation as to the information or evidence needed to establish a disability rating and effective date for his claim. 2. Schedule the veteran for an appropriate VA examination to ascertain the nature and etiology of any current spine disability, including specifically, an assessment as to whether any current spine disability is etiologically related to the in-service notations cited herein. The claims file must be made available to and be reviewed by the examiner in conjunction with the examination. The examination report must indicate that the claims file was reviewed in conjunction with the examination. The examiner should provide an opinion as to whether there is a 50 percent probability or greater that any current spine disability is causally or etiologically related to the veteran's period of active service, including the in-service notations cited herein. The examiner should specifically address the May 1993 note from Clinical Neurology and Dr. Clavell's January 2006 opinion cited above, as well as the veteran's report of a continuity of symptoms since service. The examiner should provide the rationale for the opinion provided. 3. Then, after ensuring any other necessary development has been completed, readjudicate the claim for service connection for a back disability. If further action remains adverse to the veteran, provide the veteran and his representative with a supplemental statement of the case and allow the appellant an appropriate opportunity to respond thereto. Thereafter, the case should be returned to the Board. 4. Schedule the veteran for a hearing as to the issue of service connection for bilateral carpal tunnel syndrome before a traveling Veterans Law Judge at the RO. All correspondence and any hearing transcripts regarding this hearing should be associated with the claims folder. The appellant has the right to submit additional evidence and argument on the matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2006). ______________________________________________ STEVEN D. REISS Acting Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs