Citation Nr: 0811387 Decision Date: 04/07/08 Archive Date: 04/23/08 DOCKET NO. 05-03 274 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Waco, Texas THE ISSUES 1. Entitlement to service connection for a scar of the left ear. 2. Entitlement to an initial rating higher than 20 percent for residuals of a cold injury of the right foot. 3. Entitlement to an initial rating higher than 20 percent for residuals of a cold injury of the left foot. 4. Entitlement to a total disability rating for compensation based on individual unemployability. REPRESENTATION Veteran represented by: Texas Veterans Commission WITNESS AT HEARING ON APPEAL Veteran ATTORNEY FOR THE BOARD J. Fussell, Counsel INTRODUCTION The veteran, who is the appellant, served on active duty from July 1977 to July 1981. This matter is before the Board of Veterans' Appeals (Board) on appeal of rating decisions, dated in November 2004 and in January 2007, of the Department of Veterans Affairs (VA) Regional Office (RO) in Waco, Texas. In February 2008, the veteran appeared at a hearing before the undersigned Veterans Law Judge. A transcript of the hearing is in the record. At the hearing, the veteran submitted additional evidence and waived the right to have the evidence initial considered by the RO. FINDINGS OF FACT 1. The incision or scar of a sebaceous cyst in the area of the left ear is not a current disability, that is, it has not resulted in impairment of earning capacity. 2. The cold residuals of the right foot include pain, numbness, and cold sensitivity without two or more of the following on either VA examination in September 2004 or in July 2006: tissue loss, nail abnormalities, color changes, hyperhidrosis, locally impaired sensation, or X-ray abnormalities. 3. The cold residuals of the left foot include pain, numbness, and cold sensitivity without two or more of the following on either VA examination in September 2004 or in July 2006: tissue loss, nail abnormalities, color changes, hyperhidrosis, locally impaired sensation, or X-ray abnormalities. 4. The service-connected disabilities are residuals of a cold injury of the right foot, rated 20 percent; residuals of a cold injury of the left foot, rated 20 percent; bilateral pes planus, rated 10 percent disabling; and a scar from a left inguinal hernia repair, zero percent or noncompensably disabling; the combined rating, including the bilateral factor, is 50 percent, which does not meet the requisite percentage requirements for a total disability rating for compensation based on individual unemployability. CONCLUSIONS OF LAW 1. The incision or scar of a sebaceous cyst in the area of the left ear and is not a disability due to disease or injury that was incurred in or aggravated by service. 38 U.S.C.A. § 1131 (West 2002); 38 C.F.R. § 3.303 (2007). 2. The criteria for an initial rating higher than 20 percent for residuals of a cold injury of the right foot have not been met. 38 U.S.C.A. §§ 1155, 5107(b) (West 2002); 38 C.F.R. § 4.104, Diagnostic Code 7122 (2007). 3. The criteria for an initial rating higher than 20 percent for residuals of a cold injury of the left foot have not been met. 38 U.S.C.A. §§ 1155, 5107(b) (West 2002); 38 C.F.R. § 4.104, Diagnostic Code 7122 (2007). 4. The criteria for a total disability rating for compensation based on individual unemployability have not been met, and the criteria for referral for an extra-schedular rating have not been met. 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 3.321(b), 4.104, Diagnostic Code 7122 (2007). The Veterans Claims Assistance Act of 2000 (VCAA) The VCAA, codified in part at 38 U.S.C.A. §§ 5103, 5103A, and implemented in part at 38 C.F.R § 3.159, amended VA's duties to notify and to assist a claimant in developing information and evidence necessary to substantiate the claims. Duty to Notify Under 38 U.S.C.A. § 5103(a), VA must notify the claimant of the information and evidence not of record that is necessary to substantiate the claims, which information and evidence VA will obtain, and which information and evidence the claimant is expected to provide. Under 38 C.F.R. § 3.159, VA must request that the claimant provide any evidence in the claimant's possession that pertains to the claims. Also, the VCAA notice requirements apply to all five elements of a service connection claim. The five elements are: 1) veteran status; 2) existence of a disability; 3) a connection between the veteran's service and the disability; 4) degree of disability; and 5) effective date of the disability. Dingess v. Nicholson, 19 Vet. App. 473 (2006). In claims for increase, the VCAA notice requirements include notice of the type of evidence needed to substantiate the claims, namely, evidence demonstrating a worsening or increase in severity of the disability and the effect that worsening has on the claimant's employment and daily life. Also, if the Diagnostic Code under which the claimant is rated contains criteria necessary for entitlement to a higher disability rating that would not be satisfied by the claimant demonstrating a noticeable worsening or increase in severity of the disability and the effect of that worsening has on the claimant's employment and daily life (such as a specific measurement or test result), the VA must provide at least general notice of that requirement to the claimant. Vazquez- Flores v. Peake, 22 Vet. App. 37 (2008). The VCAA notice, as required by 38 U.S.C.A. § 5103(a), must be provided to a claimant before the initial unfavorable adjudication by the RO. Pelegrini v. Principi, 18 Vet. App. 112 (2004). Claims for Increase In this case, the RO provided the veteran with substantial content-complying VCAA notice on the underlying claims of service connection for residuals of cold injuries by letter, dated in June 2004. Where, as here, service connection has been granted and initial disability ratings have been assigned, the claims of service connection have been more than substantiated, the claims have been proven, thereby rendering 38 U.S.C.A. § 5103(a) notice no longer required because the purpose that the notice was intended to serve has been fulfilled. Furthermore, once a claim for service connection has been substantiated, the filing of a notice of disagreement with the RO's decision rating the disabilities does not trigger additional 38 U.S.C.A. § 5103(a) notice. Therefore, further VCAA notice under 38 U.S.C.A. § 5103(a) and § 3.159(b)(1) is no longer applicable in the claims for higher ratings for the residuals of the cold injuries. Dingess at 19 Vet. App. 490- 91. Claim for Service Connection and for a Total Rating As for the claim of service connection for scar of the left ear and the claim for a total rating, the RO provided pre- adjudication VCAA notice by letter, dated in June 2006. The veteran was notified of the evidence needed to substantiate the claim of service connection, namely, evidence of an injury or disease in service or event in service, causing injury or disease; evidence of current disability; and evidence of a relationship between the current disability and the injury, disease, or event in service. The veteran was also notified of the evidence needed to substantiate the claim for total disability rating, namely, evidence of unemployability due to service-connected disability and the minimal schedular rating of 70 percent, where there are two or more disabilities with at least one disability ratable at 40 percent or more. The veteran was notified that VA would obtain service records, VA records, and records of other Federal agencies, and that he could submit private medical records or authorize VA to obtain private medical records on his behalf. The veteran was asked to submit any evidence that would include that in his possession. The notice included the provisions for the effective date of the claims and for the degree of disability assignable. As for content of the VCAA notice, the document substantially complied with the specificity requirements of Quartuccio v. Principi, 16 Vet. App. 183 (2002) (identifying evidence to substantiate a claim and the relative duties of VA and the claimant to obtain evidence); of Charles v. Principi, 16 Vet. App. 370 (2002) (identifying the document that satisfies VCAA notice); of Pelegrini v. Principi, 18 Vet. App. 112 (2004) (38 C.F.R. § 3.159 notice); of Dingess v. Nicholson, 19 Vet. App. 473 (notice of the elements of the claim); and of Vazquez-Flores v. Peake, 22 Vet. App. 37 (2008) (to the extent that the issue is unemployability and the minimum percentage requirements). Duty to Assist As required by 38 U.S.C.A. § 5103A, VA has made reasonable efforts to identify and obtain relevant records in support of the claims. The RO has obtained the service medical records and VA records. The veteran was afforded VA examinations on the claims for increase. McLendon v. Nicholson, 20 Vet. App. 79 (2006); Wells v. Principi, 326 F.3d 1381 (Fed. Cir. 2003). VA has not conducted medical inquiry in the form of a VA compensation examination in an effort to substantiate the claim of service connection for a scar of the left ear because there is no evidence of a currently diagnosed disability or persistent or recurrent symptoms of disability. Under these circumstances, a medical examination or medical opinion is not required under 38 C.F.R. § 3.159(c)(4). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Service Connection for a Scar of the Left Ear Principles of Service Connection Compensation is paid for disability resulting from personal injury suffered or disease contracted in line of duty. 38 U.S.C.A. § 1131. The term "disability" in 38 U.S.C.A. § 1131 means impairment of earning capacity due to disease, injury, or defect, rather than to the disease, injury, or defect itself. Allen v. Brown, 7 Vet. App. 439 (1995). For the showing of chronic disease in service, there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word "chronic." Continuity of symptomatology is required only where the condition noted during service is not, in fact, shown to be chronic or where the diagnosis of chronicity may be legitimately questioned. When the fact of chronicity in service is not adequately supported, then a showing of continuity after discharge is required to support the claim. 38 C.F.R. § 3.303(b). Service connection may also be granted for a disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). Factual Background The service medical records show that in July 1980 the veteran had an incision and drainage of an infected periauricular sebaceous cyst in the area of the left ear. After standard follow-ups procedures, there was no recurrence. There were no subsequent complaints referable to the incision during service. After service, VA records, covering the period from 1998 to 2007, contain no complaint, finding, history, or symptom associated with the incision or scar. In February 2008, the veteran testified that he had no symptoms from the in-service incision that adversely affected him. Analysis As the service medical records do not have the combination of manifestations sufficient to identify a chronic disability associated with the incision or scar of a cyst and sufficient observation to establish chronicity at the time, as there was one treatment without complication or residual disability, then a showing of continuity after discharge is required to support the claim. After service, there is no evidence of chronic residuals of the incision or scar, which is evidence against continuity of symptomatology. 38 C.F.R. § 3.303(b); Maxson v. West, 12 Vet. App. 453, 459 (1999), affirmed sub nom. Maxson v Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000) (It was proper to consider the veteran's entire medical history, including a lengthy period of absence of complaints.). On the basis of the evidence, the veteran is not currently shown to have any disability as a result of the incision or scar for a cyst in the area of the left ear, which was documented during service. The term "disability" in 38 U.S.C.A. § 1130 means impairment of earning capacity due to disease, injury, or defect, rather than to the disease, injury, or defect itself. Allen v. Brown, 7 Vet. App. 439 (1995). In other words that an incision was shown in service, alone, is not enough to establish entitlement to VA disability compensation, there must be a current disability resulting from the injury. Chelte v. Brown, 10 Vet. App. 268, 271 (1997). In the absence of proof of a present disability attributable to the incision or scar, there can be no valid claim of service connection. Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). As the preponderance of the evidence is against the claim, the benefit-of-the-doubt standard of proof does not apply. 38 U.S.C.A. § 5107(b). II. Claims for Increase Rating Criteria Disability evaluations are determined by the application of VA's Schedule for Rating Disabilities (Rating Schedule), 38 C.F.R. Part 4. The percentage ratings contained in the Rating Schedule represent, as far as can be practicably determined, the average impairment in earning capacity resulting from diseases and injuries incurred or aggravated during military service and their residual conditions in civil occupations. 38 U.S.C.A. § 1155; 38 C.F.R. § 4.1. The Board will consider whether separate ratings may be assigned for separate periods of time based on facts found, a practice known as "staged ratings," whether it is an initial rating case or not. Fenderson v. West, 12 Vet. App. 119, 126-27 (1999); Hart v. Mansfield, 21 Vet. App. 505 (2007). The service-connected cold injuries are currently separately rated as 20 percent disabling under 38 C.F.R. § 4.104, Diagnostic Code 7122, effective from the date that service connection was established in May 2004. Under Diagnostic Code 7122, the criteria for the next higher, 30 percent are arthralgia or other pain, numbness, or cold sensitivity plus two or more of the following: tissue loss, nail abnormalities, color changes, locally impaired sensation, hyperhidrosis, or X-ray abnormalities (osteoporosis, subarticular punched out lesions, or osteoarthritis). Factual Background On VA examination in September 2004, the pertinent findings for the feet were pain, numbness, cold sensitivity, and fungal infection of the toenails. There was no tissue loss, color changes, locally impaired sensation, hyperhidrosis, X- ray abnormalities, or peripheral neuropathy. The examiner stated that the veteran was unemployable due to the residuals of the cold injuries. VA records show that on a podiatry consultation in October 2004, the veteran complained of painful feet. The hallux toenails were non-symptomatic. There was no evidence of joint swelling, redness, or increased temperature of the feet. The skin was cool and slightly dry. Muscle strength was grossly intact. Sensation in the toes and feet was intact. In November 2004, the veteran was given special foot wear. On a foot consultation in January 2005, there were no changes from the podiatry consultation in October 2004. VA records disclose that in May 2006 the veteran complained of numbness in his feet, when he was on his feet for too long and while driving. On examination he had no myalgias, joint pains, joint swelling, joint deformity or gait disturbance. He did report having toe numbness. Neurologically, there was no numbness, tingling. or paresthesias. On VA examination in July 2006, the veteran complained of increased symptoms in his feet and an inability to work because of it. He indicated that he could no longer install furniture because his feet would hurt and swell and become numb. On physical examination, there was decreased vibratory sensation in each foot and also decreased pinprick sensation in the toes and forefeet. Sensation to light touch was maintained in each foot. There was no discoloration of the skin. The diagnosis was mild sensory peripheral neuropathy and pain in the toes, more likely than not related to cold injury without evidence of other cold injury. VA records in 2006 show that the obtained new prosthetic shoes. In February 2008, the veteran testified that due to his cold injuries he had numbness of his toes, particularly when driving long distances, and that his feet hurt in cold weather. Analysis Because of the potential for a separate rating for a separate period of time based on facts found, the Board will separately rate the feet based on the VA examination in September 2004 and VA records more contemporaneous with the examination in 2004 and the VA examination in July 2006 and the VA records more contemporaneous with the examination in 2006 On VA examination in September 2004, the pertinent findings for the feet were pain, numbness, cold sensitivity, and fungal infection of the toenails. There was no tissue loss, color changes, locally impaired sensation, hyperhidrosis, or X-ray abnormalities. On a podiatry consultation in October 2004, the veteran complained of painful feet. The hallux toenails were non-symptomatic. The skin was cool and slightly dry. Sensation in the toes and feet was intact. On a foot consultation in January 2005, there were no changes from the podiatry consultation in October 2004. The record shows that there was evidence of nail abnormalities, but neither tissue loss, color changes, locally impaired sensation, hyperhidrosis, nor X-ray abnormalities, was evident. As there is pain, numbness, or cold sensitivity plus nail abnormalities, but one or more of the following: tissue loss, color changes, locally impaired sensation, hyperhidrosis, or X-ray abnormalities has not been demonstrated, the criteria for a higher rating under Diagnostic Code 7122 for either foot have not been met. VA records disclose that in May 2006 the veteran complained of numbness in his feet, but no paresthesia was found. On VA examination in July 2006, the veteran complained of increased symptoms in his feet. On physical examination, there was decreased vibratory sensation in each foot and also decreased pinprick sensation in the toes and forefeet. Sensation to light touch was maintained in each foot. There was no discoloration of the skin. The diagnosis was mild sensory peripheral neuropathy and pain in the toes, more likely than not related to cold injury without evidence of other cold injury. Although the record shows evidence of pain, numbness, or cold sensitivity plus impaired sensation, but one or more of the following: tissue loss, color changes, nail abnormality, hyperhidrosis, or X-ray abnormalities has not been demonstrated, the criteria for a higher rating under Diagnostic Code 7122 for either foot have not been met. As the preponderance of the evidence is against the claims, the benefit-of-the-doubt standard of proof does not apply. 38 U.S.C.A. § 5107(b). III. Total Disability Rating Criteria A total disability rating for compensation may be assigned, where the schedular rating is less than total, when the disabled person is, in the judgment of the rating agency, unable to secure or follow a substantially gainful occupation as a result of service-connected disabilities; provided that, if there are two or more service-connected disabilities, there shall be at least one disability ratable at 40 percent or more, and sufficient additional disability to bring the combined rating to 70 percent or more. 38 C.F.R. § 4.16. The veteran's service-connected disabilities are residuals of a cold injury of the right foot, rated 20 percent; residuals of a cold injury of the left foot, rated 20 percent disabling; bilateral pes planus, rated 10 percent disabling; and a residual scar from a left inguinal hernia repair, assigned a noncompensable disability rating. These result in a combined disability evaluation, including the bilateral factor, of 50 percent. Factual Background In his application for a total disability rating, dated in May 2006, the veteran stated that he last worked full time as a furniture installer in 2002, that he did not leave his last employment due to his disability, that he became too disabled to work in July 2005, and that he had not tried to find employment since he became too disabled to work. He stated that he completed high school. VA records disclose that from May to August 2004 the veteran was hospitalized for drug abuse and placed in a VA Domiciliary. It was noted that the veteran had worked as a technician for a furniture company for fifteen years from 1987 to 2002, when he was laid off; he then had odd jobs or temporary work since then. According to the veteran he relapsed into drug abuse after he lost his job and he could not find regular employment. VA records show that on vocational assessments in October 2004 and in March 2005, the vocational specialist reported that the veteran had the ability to do various jobs because he had no physical limitations. In March 2005, it was noted that the veteran had obtained full time employment as a courier. In July 2006, it was noted that the veteran was not working. On VA examination in July 2006, the veteran complained that he was unable to work, in part, because of his service- connected residuals of an inguinal hernia repair. On physical examination, there was a well-healed left inguinal surgical scar, and no evidence of recurrence. The diagnosis was a healed left inguinal hernia repair with no tenderness or recurrence. On VA examination in December 2006, the veteran complained of painful feet. On physical examination the veteran walked with a normal gait. As to the right foot, he had pes planus and calluses under the right great toe and the 5th toe. With repetitive motion, there was no change in pain level, coordination, fatigue, or endurance. The Achilles tendon was aligned. He had evidence of abnormal weight-bearing as manifested by his calluses. Similar findings were reported for the left foot. In February 2008, the veteran testified that he was released from his job because he kept missing work due to problems with his feet. He stated that he had applied for disability with the Social Security Administration, but he was denied. He asked that his claim for a total disability rating based be considered on an extra-schedular basis. Analysis Therefore the veteran does not meet the threshold minimum percentage rating requirements of 38 C.F.R. § 4.16 for a total disability rating for compensation based on individual unemployability. Where a veteran fails to meet the percentage requirement of 38 C.F.R. § 4.16(a), entitlement to the benefit may be established if it is determined that the case presents such an exceptional disability picture that the benefit should be awarded on an extra-schedular basis. 38 C.F.R. § 3.321(b)(1). While the Board does not have authority to grant an extra- schedular rating in the first instance, the Board does have the authority to decide whether the claim should be referred to the VA Director of the Compensation and Pension Service for consideration of an extra-schedular rating. The record shows that the veteran has not required hospitalization for his service-connected disabilities. And while the veteran testified he is unable to work because of his service-connected disabilities and on VA examination in September 2004, the examiner stated that the veteran was unemployable due to the residuals of the cold injuries, VA records show that on vocational assessments in October 2004 and in March 2005, the vocational specialist reported that the veteran had the ability to do various jobs because he had no physical limitations. In March 2005, it was noted that the veteran had obtained full time employment as a courier. In July 2006, although the veteran was not working, there is no evidence of marked interference with employment due to the service-connected disabilities. As the disability picture is not so exceptional or unusual as to render impractical the application of the regular schedular standards to the service-connected disabilities of cold injuries, bilateral pes planus, and residuals a left inguinal hernia repair, referral of the claim for a total rating for extra-schedular consideration is not in warranted. Floyd v. Brown, 9 Vet. App. 88, 95 (1996); Bagwell v. Brown, 9 Vet. App.337 (1996). ORDER Service connection for a scar of the left ear is denied. An initial rating higher than 20 percent for residuals of a cold injury of the right foot is denied. An initial rating higher than 20 percent for residuals of a cold injury of the left foot is denied. A total disability rating for compensation based on individual unemployability is denied. ____________________________________________ George E. Guido Jr. Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs