Citation Nr: 0811607 Decision Date: 04/08/08 Archive Date: 04/23/08 DOCKET NO. 05-29 041 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Houston, Texas THE ISSUE Entitlement to service connection for multiple sclerosis. REPRESENTATION Appellant represented by: Texas Veterans Commission ATTORNEY FOR THE BOARD T. Azizi-Barcelo, Associate INTRODUCTION The veteran, who is the appellant, served on active duty from March 1968 to March 1971, and from August 1972 to August 1980. This matter is before the Board of Veterans' Appeals (Board) on appeal of a rating decision, dated in April 2004, of the Department of Veterans Affairs (VA) Regional Office (RO) in Houston, Texas. In July 2007, the Board remanded the case for additional development. As the requested development has been completed, no further action is necessary to comply with the Board's remand directives. Stegall v. West, 11 Vet. App. 268 (1998). FINDINGS OF FACT Multiple sclerosis was not was not affirmatively shown to have had onset during service; there is no competent medical evidence indicating that the veteran's multiple sclerosis was manifest during service or within seven years following the veteran's discharge from service, and; multiple sclerosis, first diagnosed after service beyond the seven-year presumptive period for multiple sclerosis as a chronic disease, is unrelated to an injury, disease, or event of service origin. CONCLUSION OF LAW Multiple sclerosis was not incurred in or aggravated by service and service connection for multiple sclerosis as a chronic disease may not be presumed to have been incurred during service. 38 U.S.C.A. §§ 1110, 1112, 1131, 5107(b) (West 2002 & Supp. 2007); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2007). Veterans Claims Assistance Act of 2000 (VCAA) The VCAA amended VA's duties to notify and to assist a claimant in developing information and evidence necessary to substantiate the claim. 38 U.S.C.A. §§ 5103(a), 5103A; 38 C.F.R. § 3.159. Duty to Notify Under 38 U.S.C.A. § 5103(a), VA must notify the claimant of the information and evidence not of record that is necessary to substantiate the claim, which information and evidence VA will obtain, and which information and evidence the claimant is expected to provide. Under 38 C.F.R. § 3.159, VA must request that the claimant provide any evidence in the claimant's possession that pertains to the claim. The VCAA notice requirements apply to all five elements of a service connection claim. The five elements are: 1) veteran status; 2) existence of a disability; (3) a connection between the veteran's service and the disability; 4) degree of disability; and 5) effective date of the disability. Dingess v. Nicholson, 19 Vet. App. 473 (2006). The VCAA notice must be provided to a claimant before the initial unfavorable adjudication by the RO. Pelegrini v. Principi, 18 Vet. App. 112 (2004). The RO provided pre- adjudication VCAA notice by a letter dated in December 2003. The veteran was notified of the evidence needed to substantiate the claim of service connection, namely, evidence of current disability; evidence of an injury or disease or event in service, causing injury or disease, or an injury, or a disease was made worse during service; evidence of a relationship between the current disability and the injury, disease, or event in service; and the presumption of service connection for certain diseases for a former prisoner of war. The veteran was also informed that VA would obtain service records, VA records, and records of other Federal agencies, and that he could submit other records not in the custody of a Federal agency, such as private medical records, or with his authorization VA would obtain any such records on his behalf. He was also asked to submit evidence, which would include that in his possession, in support of his claim. The notice included the general provision for the effective date of the claim, that is, the date of receipt of the claim. As for content of the VCAA notice, the documents substantially complied with the specificity requirements of Quartuccio v. Principi, 16 Vet. App. 183 (2002) (identifying evidence to substantiate a claim and the relative duties of VA and the claimant to obtain evidence); of Charles v. Principi, 16 Vet. App. 370 (2002) (identifying the document that satisfies VCAA notice); of Pelegrini v. Principi, 18 Vet. App. 112 (2004) (38 C.F.R. § 3.159 notice); and of Dingess v. Nicholson, 19 Vet. App. 473 (2006) (notice of the elements of the claim, except for the degree of disability assignable). To the extent that the VCAA notice was provided after the initial adjudication, the timing of the notice did not comply with the requirement that the notice must precede the adjudication. The timing error was cured by adequate content-complying VCAA notice and subsequent readjudication as evidenced by the supplemental statement of the case, dated in July 2005. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006). To the extent that the VCAA notice was provided after the initial adjudication, the timing of the notice did not comply with the requirement that the notice must precede the adjudication. However, the timing defect was cured without prejudice to the veteran because he had a meaningful opportunity to participate effectively in the processing of the claim as he had the opportunity to submit additional argument, so that the essential fairness of the adjudication has not been affected. Sanders v. Nicholson, 487 F.3d 881 (Fed. Cir. 2007). Duty to Assist Under 38 U.S.C.A. § 5103A, VA must make reasonable efforts to assist the claimant in obtaining evidence necessary to substantiate the claim. The duty to assist includes providing a medical examination when such is necessary to make a decision on a claim. As to the duty to provide a VA examination, addressing the issue of service connection, in the absence of findings attributable to multiple sclerosis during service or for many years thereafter, or competent medical evidence that etiologically links the veteran's current diagnosis to service, development for a VA medical examination is not warranted. McLendon v. Nicholson, 20 Vet. App. 79 (2006); 38 C.F.R. § 3.159(c)(4)(i). The RO has obtained service records, records of the Social Security Administration, and private medical records. As the veteran has not identified any additional evidence pertinent to his claim, not already of record, and as there are no additional records to obtain, the Board concludes that the duty-to-assist provisions of the VCAA have been complied with. REASONS AND BASES FOR FINDINGS AND CONCLUSION Factual Background The veteran's service medical records show that in August 1975, the veteran was seen for back pain with no history of trauma. X-rays of the lumbar and thoracic spine were negative. The veteran injured his foot when he jumped off a ladder in March 1978. A medical history report in September 1978, documented recurrent back pain since 1972. On separation examination in May 1980, the clinician noted a history of tension related intermittent low back spasms, from 1975 to 1977, that resolved without treatment and with no reoccurrence. The service medical records, to include the May 1980 separation examination, contain no complaints, diagnosis, or treatment for multiple sclerosis. In April 1981, the veteran was treated for neck and shoulder pain due to a cervical strain while doing heavy lifting. In a statement in November 2003, the veteran claimed service connection for multiple sclerosis, on the basis that the disability had present since service, manifested by pain, difficulty walking, and anxiety. In March 2000, the veteran was seen for complaints of low back pain of 20 years duration. He indicated that for a year and a half he had noticed increasing difficulty standing, weakness in the right lower extremity and heel pain. The veteran reported low back pain since the 1960's, along with difficulty walking becoming progressively worse over the years. He had sought medical treatment from multiple physicians for the past 10 to 15 years. The clinician recorded a history of arthritis. In January 2001, the veteran developed bilateral tinnitus and vertigo. Based on MRI findings in March 2001, the veteran was diagnosed with multiple sclerosis in April 2001. The clinician noted that the clinical picture suggested a long- standing myelopathy, most likely thoracic; or thoracic spinal arteriovenous malformation; or in conjunction with his abnormal MRI, multiple sclerosis of a progressive form. An August 2001 report shows that in December 2000, the veteran complained of pain in the lower back and the right hip, gait disturbance and memory difficulties. He reported a history of walking difficulties for over 23 years, along with a gradual decline in stiffness and balance. The veteran also related that over the years, he developed weakness in the right leg. In a January 2004 statement, the veteran claimed that multiple sclerosis symptoms were preset in service, although the disability was not treated or diagnosed. He specifically noted incidents of back pain and difficulty walking during active duty, as symptoms related to the currently diagnosed multiple sclerosis. Principles of Service Connection Service connection may be granted for a disability resulting from disease or injury incurred in or aggravated by service. 38 U.S.C.A. §§ 1110, 1131; 38 C.F.R. § 3.303. Service connection means that the facts, shown by evidence, establish that a particular injury or disease resulting in disability was incurred coincident with service, or if preexisting such service, was aggravated by service. This may be accomplished by affirmatively showing inception or aggravation during service. 38 C.F.R. § 3.303(a). For the showing of chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word "chronic." Continuity of symptomatology is required where the condition noted during service is not, in fact, shown to be chronic or where the diagnosis of chronicity may be legitimately questioned. When the fact of chronicity in service is not adequately supported, then a showing of continuity after discharge is required to support the claim. 38 C.F.R. § 3.303(b). Service connection may also be granted for a disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). Where a veteran had active service continuously for 90 days or more during a period of war or during peacetime service after December 31, l946, and multiple sclerosis becomes manifest to a degree of 10 percent or more within seven years from the date of termination of such service, such disease shall be presumed to have been incurred in service, even though there is no evidence of such disease during the period of service. This presumption is rebuttable by affirmative evidence to the contrary. 38 U.S.C.A. §§ 1101, 1112, 1113, 1137; 38 C.F.R. §§ 3.307, 3.309. (Under 38 C.F.R. § 4.124a, Diagnostic Code 8018, the minimum rating for multiple sclerosis is 30 percent.) Analysis On the basis of the service medical records, multiple sclerosis was not affirmatively shown during service. 38 U.S.C.A. §§ 1110, 1131; 38 C.F.R. §3.303(a). Although the service medical records document back pain and a history of back spasms, for the showing of chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity and sufficient observation to establish chronicity at the time. As the service medical records lack the documentation of the combination of manifestations sufficient to identify multiple sclerosis and sufficient observation to establish chronicity during service, then a showing of continuity of symptomatology after service is required to support the claim. Although the veteran is competent to describe post-service back pain and difficulty walking, because it does not necessarily follow that there is a relationship between the symptoms described by the veteran and the current multiple sclerosis, medical evidence is required to demonstrate such a relationship. Savage v. Gober, 10 Vet. App. 488, 497 (1997). The medical evidence shows treatment for symptoms related to multiple sclerosis in 2000, and a diagnosis of multiple sclerosis in 2001. The absence of documented continuity of complaints from 1980 to 2000 is persuasive evidence against continuity of symptomatology. 38 C.F.R. § 3.303(b); Maxson v. West, 12 Vet. App. 453, 459 (1999), aff'd sub nom. Maxson v. Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000) (It was proper to consider the veteran's entire medical history, including a lengthy period of absence of complaints.). Also, multiple sclerosis, was documented in 2001, well beyond the seven-year presumptive period for manifestation of multiple sclerosis as a chronic disease under 38 U.S.C.A. §§ 1112, 1113; 38 C.F.R. §§ 3.303(b), 3.307, 3.309(a). Also there is no favorable medical evidence that relates multiple sclerosis, first documented after service, to service. 38 C.F.R. § 3.303(d). As for the veteran's statements, where as here, the determinative issue involves a question of medical causation, that is, medical evidence of an association or link between the current multiple sclerosis and an injury or disease or event during service, competent medical evidence is required to substantiate the claim because a lay person is not qualified through education, training, and expertise to offer an opinion on medical causation. 38 C.F.R. § 3.159; Jandreau v. Nicholson, 492 F.3d 1372, (Fed. Cir. 2007). For this reason, the Board rejects the lay statements as competent evidence to substantiate the claim on the question of medical causation. As the Board may consider only independent medical evidence to support its finding on a question involving medical causation, which the veteran as a lay person is not competent to provide, and as there is no favorable competent evidence to support the claim, the preponderance of the evidence is against the claim and the benefit-of-the-doubt standard of proof does not apply. 38 U.S.C.A. § 5107(b). ORDER Service connection for multiple sclerosis is denied. ____________________________________________ GEORGE E. GUIDO JR. Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs