Citation Nr: 0811818 Decision Date: 04/10/08 Archive Date: 04/23/08 DOCKET NO. 04-43 719 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Seattle, Washington THE ISSUES 1. Whether new and material evidence has been received to reopen the claim of entitlement to service connection for a lumbar spine disorder. 2. Entitlement to service connection for a hip disorder. 3. Entitlement to service connection for a skin disorder. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD H. E. Costas, Counsel INTRODUCTION The veteran served on active duty from July 1966 to June 1970. This matter comes before the Board of Veterans' Appeals (Board) on appeal from April 2004 and April 2005 rating decisions of the Department of Veterans Affairs (VA) Regional Office (RO) in Seattle, Washington. In April 2004, the RO denied entitlement to service connection for a hip disorder. In April 2005, the RO held that new and material evidence had not been submitted to reopen the claim of entitlement to service connection for a lumbosacral strain. In February 2008, the veteran presented testimony before the Board at the RO. The Board notes that the April 2005 rating decision held that new and material evidence had not been submitted to reopen the claim of entitlement to service connection for a lumbar spine disorder. By means of a February 2008 statement of the case, the RO held that new and material had been presented; however, service connection for a lumbar spine disorder was not warranted. Before the Board may consider the merits of a previously denied claim, it must conduct an independent review of the evidence to determine whether new and material evidence has been submitted sufficient to reopen a prior final decision. "[T]he Board does not have jurisdiction to consider a claim which [has been] previously adjudicated unless new and material evidence is present, and before the Board may reopen such a claim, it must so find." Barnett v. Brown, 83 F.3d 1380, 1383 (Fed. Cir. 1996). Furthermore, if the Board finds that new and material evidence has not been submitted, it is unlawful for the Board to reopen the claim. See McGinnis v. Brown, 4 Vet. App. 239, 244 (1993). Accordingly, the matter appropriately before the Board is whether new and material evidence has been presented to reopen the previously denied claim for service connection for a lumbar spine disorder. The issues of entitlement to service connection for a lumbar spine disorder and a hip disorder are addressed in the REMAND portion of the decision below and are REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDINGS OF FACT 1. An unappealed October 2003 rating decision held that new and material evidence had not been submitted to reopen the claim of entitlement to service connection for a lumbar spine disorder. 2. Evidence received since the last final October 2003 rating decision includes evidence not of record at the time of that decision that tends to raise a reasonable possibility of substantiating the claim. 3. At his February 2008 hearing, the veteran stated that he wished to withdraw his claim of entitlement to service connection for a skin disorder. CONCLUSIONS OF LAW 1. New and material evidence has been received to reopen the claim of service connection for a lumbar spine disorder. 38 U.S.C.A. §§ 5107, 5108 (West 2002 & Supp. 2007); 38 C.F.R. § 3.156(a) (2007). 2. The criteria for withdrawal of a Substantive Appeal by the appellant have been met with respect to the claim entitlement to service connection for a skin disorder. 38 U.S.C.A. § 7105(b)(2), (d)(5) (West 2002); 38 C.F.R. §§ 20.202, 20.204 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS The Veterans Claims Assistance Act of 2000 (VCAA) describes VA's duty to notify and assist claimants in substantiating a claim for VA benefits. See 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126; 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a). Inasmuch as the determination below constitutes a full grant of that portion of the claim that is being addressed, there is no reason to belabor the impact of the VCAA on this matter. Notably, the duty to assist by arranging for a VA examination or obtaining a medical opinion does not attach until a previously denied claim is reopened. 38 C.F.R. § 3.159 (c)(4)(iii). Analysis I. New and Material Generally, when a claim is disallowed, it may not be reopened and allowed, and a claim based on the same factual basis may not be considered. 38 U.S.C.A. § 7105. A claim on which there is a final decision, however, may be reopened if new and material evidence is submitted. 38 U.S.C.A. § 5108. "New" evidence means existing evidence not previously submitted to agency decisionmakers. "Material" evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim. 38 C.F.R. § 3.156(a). New and material evidence can be neither cumulative nor redundant of the evidence of record at the time of the last prior final denial of the claim sought to be reopened, and must raise a reasonable possibility of substantiating the claim. Id. When determining whether the claim should be reopened, the credibility of the newly submitted evidence is to be presumed. Justus v. Principi, 3 Vet. App. 510 (1992). Service connection may be established for a disability resulting from disease or injury incurred in or aggravated by active service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303. Service connection may be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disability was incurred in service. 38 C.F.R. § 3.303(d). The veteran's initial claim of entitlement to service connection for a lumbar spine disorder was received in January 1988. He alleged that during his period of service he was involved in a motor vehicle accident, which resulted in a chronic back disorder. In June 1989, the RO held that service connection was not warranted for lumbosacral strain. The RO reasoned that the veteran's in-service back complaints were acute and had resolved. The veteran did not appeal the rating decision and it became final. The veteran subsequently attempted to reopen his claim; however, in November 1991, the RO upheld the prior denial of entitlement to service connection for a back disorder. In support of his claim the veteran submitted a September 1991 statement from private treatment provider D.R. indicating that he had received chiropractic treatment for low back problems in 1971 and 1973. The treatment records, however, had since been destroyed. The veteran presented a timely notice of disagreement with November 1991. In February 1992, the veteran presented testimony before a Decision Review Officer at the RO. He testified that during service he was involved in a motor vehicle accident and the next morning he was unable to get out of bed due to the pain in his low back. He was subsequently hospitalized for an acute low back strain. Following his hospitalization, the veteran submitted that he continued to experienced problems with his low back; however, he did not seek any additional medical attention. Post-service, he had received chiropractic treatment in 1971. The veteran testified that since his discharge from service, his low back pain has gotten progressively worse and radiated into his legs. The matter was certified and in December 1994 the Board held that new and material evidence had not been presented to reopen the veteran's claim of entitlement to service connection for a lumbosacral strain. In February 2003, the veteran attempted to reopen his claim of entitlement to service connection for a back disorder. In October 2003, the RO held that new and material evidence had not been presented to reopen the claim of entitlement to service connection for a lumbosacral strain. At that time, the medical evidence of record included VA treatment records and private treatment records from Memorial Hospital. The veteran did not appeal the rating decision and it became final. The current claim on appeal was received in April 2004. In support of his claim, the veteran submitted lay statements from friends and family members indicating that he had experienced chronic back problems since the motor vehicle accident in service. Additional medical evidence included VA treatment records and private treatment records from J.L., dated from 1989 to 1992. In April 2005, the RO held that new and material evidence had not been presented to reopen the claim of entitlement to service connection for a lumbosacral strain because there was no evidence of a nexus to service. In support of his claim, the veteran subsequently submitted two medical nexus opinions dated in September 2006 and October 2006. In September 2006, private treatment provider R.M. opined that the veteran's current discogenic sclerosis of L5-S1, lumbar protrusion L3-5, hemangioma at T3, and Schmorl's nodes of the thoracolumbar spine, are related his in-service motor vehicle accident. The October 2006 private nexus opinion indicated that recent imaging revealed a small right paracentral disc bulge at L3-4, which contacted the fecal sac; diffuse annular bulging at L4-5; diffuse bulging at L5-1; and a far right lateral protrusion, which contacted the exited L5 root. There was also a suggestion of an annular tear at L4-5 and L5-S1. Physical examination demonstrated decreased range of motion in the hips. Upon review of the record, the examiner concluded that it was possible that the veteran sustained the aforementioned injuries during his period of service. In light of the aforementioned medical evidence of a nexus between the veteran's current lumbar spine disorder and his period of military service, the Board finds that this evidence is neither cumulative nor redundant of the evidence previously of record. Moreover, the new evidence raises a reasonable possibility of substantiating the veteran's claim. The Board notes that, for the purpose of establishing whether new and material evidence has been submitted, the credibility of the evidence, although not its weight, is to be presumed. Justus v. Principi, 3 Vet. App. 510, 513 (1992). Accordingly, new and material evidence has been presented and reopening of the claim is in order. II. Withdrawal Under 38 U.S.C.A. § 7105, the Board may dismiss any appeal which fails to allege specific error of fact or law in the determination being appealed. A Substantive Appeal may be withdrawn in writing at any time before the Board promulgates a decision. 38 C.F.R. § 20.202. Withdrawal may be made by the appellant or by his or her authorized representative. 38 C.F.R. § 20.204. Appeals must be withdrawn in writing except for appeals withdrawn on the record at a hearing. Id. At the February 2008 hearing, the veteran withdrew his appeal for entitlement to service connection for a skin disorder. Accordingly, there remain no allegations of errors of fact or law for appellate consideration with respect to this claim, and the Board does not have jurisdiction to review the appeal for this claim. ORDER The appeal to reopen a claim of service connection for a lumbar spine disorder is granted. The appeal regarding the matter of entitlement to service connection for a skin disorder is dismissed. REMAND The veteran is seeking service connection for a lumbar spine disorder and a hip disorder. The Board regrets any further delay in this case; however, additional evidentiary development is necessary. The veteran has testified that he has received treatment for his lumbar spine and hip disorders from the VAMCs in Seattle, Walla Walla, and Yakima. Records generated by VA facilities that may have an impact on the adjudication of a claim are considered constructively in the possession of VA adjudicators during the consideration of a claim, regardless of whether those records are physically on file. See Dunn v. West, 11 Vet. App. 462, 466-67 (1998); Bell v. Derwinski, 2 Vet. App. 611, 613 (1992). The veteran has also testified that he has received post-service treatment from Drs. Erickson and Gray at ALWA Health Clinic. Therefore, the RO should obtain and associate with the record all outstanding pertinent medical records. Under the VCAA, the VA has a duty to secure an examination or opinion if the evidence of record contains competent evidence that the claimant has a current disability; and indicates that the disability may be associated with service, but does not contain sufficient medical evidence to make a decision on the claim. 38 U.S.C.A. § 5103A(d). Service medical records reveal treatment for lumbar spine complaints in October 1967 and March 1968. Post-service treatment records demonstrate complaints and treatment for a chronic lumbar spine disorder, which radiates into the legs. The veteran has also alleged that his current right hip disorder is secondary to his lumbar spine disorder. The Board finds that an examination would be helpful in the adjudication of the claims. Accordingly, the case is REMANDED for the following action: 1. The RO should obtain copies of all of the veteran's treatment records from the VAMC in Seattle, since October 2002; the VAMC in Walla Walla, since February 2003; and the VAMC in Yakima, since December 2006. The RO should also obtain private treatment records from the ALWA Health Clinic. If such efforts prove unsuccessful, documentation to that effect should be added to the claims file. 2. The veteran should be afforded a VA examination to determine the etiology of his current lumbar spine and hip disorders. All indicated tests should be accomplished. The claims folder must be made available to the examiner prior to the examination. The VA examiner should review the claims folder and provide an opinion as to whether it is at least as likely as not that the veteran's current lumbar spine and hip disorders are causally related to his period of active service or any incident therein, including the March 1968 motor vehicle accident. The report of examination should include a complete rationale for all opinions rendered. 3. Then, the RO should readjudicate the issues on appeal in light of all pertinent evidence and legal authority. If the benefit sought on appeal remains denied, the RO should issue to the veteran and his representative a Supplemental Statement of the Case and afford them the appropriate opportunity for response thereto. The case should then be returned to the Board, if in order, for further review. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2007). ______________________________________________ James L. March Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs