Citation Nr: 0812731 Decision Date: 04/17/08 Archive Date: 05/01/08 DOCKET NO. 05-34 154 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Phoenix, Arizona THE ISSUES 1. Entitlement to service connection for bilateral hearing loss. 2. Entitlement to an increased disability evaluation for service-connected edentulous mandible with rampant caries and periodontal disease, currently rated as 10 percent disabling. 3. Entitlement to an increased disability evaluation for service-connected recurrent plasmacytoma, status post removal left sixth rib, status post-operative left mandibular lesion with recurrent left thoracic paraspinal region, currently rated as 10 percent disabling. 4. Entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESS AT HEARING ON APPEAL Appellant and Spouse ATTORNEY FOR THE BOARD Michael A. Pappas, Counsel INTRODUCTION The veteran served on active duty from February 1976 to April 1991. This matter comes before the Board of Veterans' Appeals (Board) on appeal of a February 2005 rating decision of the Department of Veterans Affairs (VA), Phoenix, Arizona, Regional Office (RO) that denied the claim of entitlement to service connection for bilateral hearing loss, granted the claim of entitlement to service connection for tinnitus and assigned a 10 percent disability evaluation, effective from April 23, 1991, and denied the claims for an increased rating for service-connected edentulous mandible with rampant caries and periodontal disease, and entitlement to an increased rating for service-connected recurrent plasmacytoma, status post removal left sixth rib, status post-operative left mandibular lesion with recurrent left thoracic paraspinal region. The veteran perfected an appeal as to the foregoing denials and as to effective date for the grant of service connection for tinnitus. In January 2008, the veteran appeared at a hearing conducted at the RO by the undersigned Veteran's Law Judge. The transcript of that hearing has been associated with the claims file, and the case is now ready for appellate review. The issues of entitlement to an increased disability evaluation for service-connected edentulous mandible with rampant caries and periodontal disease, and entitlement to an increased disability evaluation for service-connected recurrent plasmacytoma, status post removal left sixth rib, status post-operative left mandibular lesion with recurrent left thoracic paraspinal region are addressed in the REMAND portion of the decision below and are REMANDED to the RO via the Appeals Management Center (AMC), in Washington, D.C. FINDING OF FACT On January 8, 2008, prior to the promulgation of a decision in the appeal of the denial of entitlement to service connection for bilateral hearing loss, and the denial of entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus, the Board received notification from the appellant that a withdrawal of this appeal is requested as to those issues. CONCLUSIONS OF LAW 1. The criteria for withdrawal of a Substantive Appeal by the appellant have been met as to the issue of entitlement to service connection for bilateral hearing loss. 38 U.S.C.A. § 7105(b)(2), (d)(5) (West 2002); 38 C.F.R. §§ 20.202, 20.204 (2007). 2. The criteria for withdrawal of a Substantive Appeal by the appellant have been met as to the issue of entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus. 38 U.S.C.A. § 7105(b)(2), (d)(5) (West 2002); 38 C.F.R. §§ 20.202, 20.204 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS A Substantive Appeal may be withdrawn in writing at any time before the Board promulgates a decision. 38 C.F.R. § 20.202. Withdrawal may be made by the appellant or by his or her authorized representative. 38 C.F.R. § 20.204. The veteran has withdrawn his appeal as to the issues of entitlement to service connection for bilateral hearing loss, and entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus; hence, there remain no allegations of errors of fact or law for appellate consideration with regard to those two issues. Accordingly, the Board does not have jurisdiction and the issues of entitlement to service connection for bilateral hearing loss, and entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus are dismissed. ORDER The appeal of the denial of entitlement to service connection for bilateral hearing loss is dismissed. The appeal of the denial of entitlement to an effective date earlier than April 23, 1991 for the grant of service connection for tinnitus is dismissed. REMAND The veteran's service-connected recurrent plasmacytoma, status post removal left sixth rib, status post-operative left mandibular lesion with recurrent left thoracic paraspinal region, is currently rated as 10 percent disabling under 38 C.F.R. § 4.71a, Diagnostic Code 5012. Under that Diagnostic Code, malignant new growths of bones will be assigned a 100 percent rating continued for one year following the cessation of surgical, X-ray, antineoplastic chemotherapy or other therapeutic procedure. After the one year, if there has been no local recurrence or metastases, the rating will be made on residuals. 38 C.F.R. § 4.71a, DC 5012, and note. Under the principles of that diagnostic code, service connection has been granted and disability ratings have been awarded for tinnitus (10 percent disabling), chemosis and posterior subcapsular cataracts of the left eye (10 percent disabling), and an edentulous mandible with rampant caries and periodontal disease, as residuals of the veteran's service-connected plasmacytoma (10 percent disabling). Service connection is also in effect for several other disabilities that were granted based upon x-ray evidence of degenerative arthritis at the time of the veteran's separation from service. At his January 2008 Board hearing, the veteran identified several other physical complaints that he believes are associated with his service-connected plasmacytoma. These include tenderness in his rib area, diminishing lung function, loss of motion in his right arm, a loss of jaw function, and an irritation and swelling of the eye. Although the veteran was provided with a series of examinations in January 2005, including dental, eye, and joints examinations, the Board finds that all of the complaints that the veteran has expressed have not been specifically addressed or ruled-out as residuals of his service-connected plasmacytoma, and those that have been identified have not been fully described for rating purposes. Significantly, the veteran has not been provided with an examination for the specific purpose of identifying all of the residuals of his service-connected plasmacytoma. Secondly, the veteran's service-connected edentulous mandible with rampant caries and periodontal disease is evaluated under 38 C.F.R. § 4.150, Diagnostic Code 9913, which provides disability ratings based essentially upon whether the lost masticatory surface can or cannot be restored by a suitable prosthesis. If the lost masticatory surface cannot be restored, the diagnostic code provides a maximum 40 percent disability rating for the loss of all teeth, a 30 percent rating for the loss of all upper teeth or all lower teeth, a 20 percent rating for the loss of all upper and lower posterior or upper and lower anterior teeth, a 10 percent rating for the loss of all upper anterior or lower anterior teeth, and a 10 percent rating for all upper and lower teeth on one side missing. These ratings apply only to bone loss through trauma or disease, such as osteomyelitis, and not to the loss of the alveolar process as a result of periodontal disease, since such loss is not considered disabling. 38 C.F.R. § 4.150. The veteran has argued that although he has been fitted with a prosthesis (dentures), the deterioration of his jaw is such that it does not fit properly, requiring that he remove it frequently. He has testified that when he does so, he is unable to replace it for several hours. In light of this testimony, the question arises as to whether the veteran's prosthesis is such that he would be as well served without one, which by analogy to the amputation rule for orthopedic disabilities could provide a higher disability rating under Diagnostic Code 9913. It is also noted that his jaw disability could potentially be rated under other analogous dental codes, such Diagnostic Code 9914 or Diagnostic Code 9915, which provide disability ratings from 0 percent to 100 percent based upon loss of the maxilla, and whether it is replaceable by prosthesis. 38 C.F.R. § 4.150, Diagnostic Codes 9914 and 9915. The Board notes further that the existing evidence and the veteran's complaints reflect the type of situation that could potentially warrant consideration of an extra-schedular evaluation under 38 C.F.R. §§ 3.321(b)(1). The state of the evidence at this time does not allow the evaluation of the veteran's disabilities at issue. Consequently, the necessity for appropriate further examinations is shown for the proper assessment of the veteran's claims. 38 U.S.C.A. § 5103A. Thirdly, at his January 2008 hearing before the Board, the veteran indicated that he was scheduled to see a physician the following week for the purpose of refitting his dental prosthesis so that it would be more functional. The veteran also indicated at the hearing that he had been seen by a private medical specialist in Tucson following VA referral who indicated that there may be a surgery that could alleviate some of the residuals of the veteran's plasmacytoma. The foregoing VA and private treatment records identified by the veteran must be obtained and associated with the claims file. 38 U.S.C.A. § 5103A(b). Finally, it is noted that upon receipt of a complete or substantially complete application, VA must notify the claimant of the information and evidence not of record that is necessary to substantiate a claim, which information and evidence VA will obtain, and which information and evidence the claimant is expected to provide. 38 U.S.C.A. § 5103(a). The RO provided the veteran pre-initial adjudication of the increased rating issues on appeal by letter dated in December 2004. This notice letter, however, did not discuss the specific criteria for the increased ratings, thus, the duty to notify has not been satisfied with respect to VA's duty to notify him of the information and evidence necessary to substantiate the claim. See Quartuccio v. Principi, 16 Vet. App. 183 (2002); Vazquez-Flores v. Peake, 22 Vet. App. 37 (2008). Based upon a careful reading the statements submitted by the veteran in support of his claims to date, including the January 2008 hearing transcript, it is unclear as to whether he is aware of the specific criteria that is needed for successful claims for the increased ratings at issue. Thus, it would be prudent to provide an additional notice letter discussing the criteria for the increased ratings in accordance with the holding in Vazquez-Flores, supra. Accordingly, the case is REMANDED for the following action: 1. Provide the veteran with additional notice on his increased rating claims. This includes notification (1) that to substantiate his claims he must provide, or ask VA to obtain, medical or lay evidence demonstrating a worsening or increase in severity of his service- connected edentulous mandible with rampant caries and periodontal disease, and service-connected recurrent plasmacytoma, status post removal left sixth rib, status post-operative left mandibular lesion with recurrent left thoracic paraspinal region and the effect that worsening has on his employment and daily life; (2) generally, of the diagnostic code criteria necessary for entitlement to higher disability ratings that would not be satisfied by demonstrating a noticeable worsening or increase in severity of the disabilities and the effect of that worsening has on his employment and daily life; (3) that if an increase in disability is found, a disability rating will be determined by applying relevant diagnostic codes, which typically provide for a range in severity of a particular disability from 0% to as much as 100% (depending on the disability involved), based on the nature of the symptoms of the condition for which disability compensation is being sought, their severity and duration, and their impact upon employment and daily life; and (4) of examples of the types of medical and lay evidence that he may submit (or ask VA to obtain) that are relevant to establishing entitlement to increased compensation (such as competent lay statements describing symptoms, medical and hospitalization records, medical statements, employer statements, job application rejections, and any other evidence showing an increase in the disabilities on appeal or exceptional circumstances relating to the disability). 2. Ask the veteran to provide the name of the VA-referred private medical specialist in Tucson whom he had identified at the Board hearing as having treated him for residuals of plasmacytoma, and the names of any physicians who had treated him since the January 2008 Board hearing. 3. After obtaining all necessary information, authorizations, and releases, attempt to obtain copies of any treatment records from any other health care providers identified by the veteran who have treated him for the disorders at issue. All records obtained should be associated with the claims file. 4. Schedule the veteran for VA examinations by an appropriate physician or physicians for the specific purpose of identifying all of the residuals of his service-connected plasmacytoma to determine the nature, extent and severity of each such disability identified as a residual. It is suggested, but not mandatory, that an initial examination could be conducted by an internist who would identify the potential residuals with a referral to specialists for the evaluation of each of the potential residuals identified by the internist. The claims file and a separate copy of this remand must be made available to the examiners in conjunction with the examinations. Any further indicated special tests and studies should be conducted. The examiners must provide a detailed description of the pathology associated with each of the residuals disabilities associated with the veteran's service-connected plasmacytoma. 5. Schedule the veteran for appropriate VA examinations by a physician or physicians skilled in the diagnosis and treatment of the veteran's service- connected edentulous mandible with rampant caries and periodontal disease, to determine the nature, extent and severity of this disability. The claims file and a separate copy of this remand must be made available to the examiner(s) in conjunction with the examination. Any further indicated special tests and studies should be conducted. The examiner must provide a detailed description of the pathology associated with the veteran's service- connected edentulous mandible with rampant caries and periodontal disease. The examiner should also provide an opinion as to whether the veteran's prosthesis is such that he would be just as well served without one. The examiner should also provide an opinion as to whether the veteran's dental disability represents or approximates a loss of the maxilla, and if so, what percentage of the maxilla is lost. 6. Thereafter, review the claims file to ensure that all of the foregoing requested development has been completed. In particular, review the requested examination reports and required medical opinions to ensure that they are responsive to and in complete compliance with the directives of this remand and if they are not, implement corrective procedures. 7. After undertaking any development deemed essential in addition to that specified above to include further VA examinations, readjudicate the veteran's claims. In the adjudication, each of the specific residual disabilities of the veteran's service-connected plasmacytoma should be set out and separately rated. Consideration must also be given as to whether the veteran's claims should be referred for extra-schedular evaluation under 38 C.F.R. §§ 3.321(b)(1). If any benefit requested on appeal is not granted to the veteran's satisfaction, issue a supplemental statement of the case (SSOC). The SSOC must contain notice of all relevant actions taken on the claims for benefits, to include a summary of the evidence and applicable law and regulations pertinent to the claim currently on appeal. A reasonable period of time for a response should be afforded. Thereafter, the case should be returned to the Board for final appellate review, if in order. By this remand, the Board intimates no opinion as to any final outcome warranted. No action is required of the veteran until he is notified; however, the veteran is hereby notified that failure to report for any scheduled VA examination(s) without good cause shown may adversely affect the outcome of his claims and result in a denial. 38 C.F.R. § 3.655 (2007). The appellant has the right to submit additional evidence and argument on the matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2007). ____________________________________________ M. E. LARKIN Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs