Citation Nr: 0813914 Decision Date: 04/28/08 Archive Date: 05/08/08 DOCKET NO. 05-38 974A ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in San Juan, the Commonwealth of Puerto Rico THE ISSUE Entitlement to service connection for bilateral hearing loss. REPRESENTATION Appellant represented by: Puerto Rico Public Advocate for Veterans Affairs ATTORNEY FOR THE BOARD Biswajit Chatterjee, Associate Counsel INTRODUCTION The veteran had active military service from February 1951 to November 1953. This appeal to the Board of Veterans Appeals (Board) is from a January 2005 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in San Juan, Puerto Rico. In his February 2005 notice of disagreement (NOD), the veteran requested a hearing at the RO. Although the RO scheduled him for a hearing in August 2005, he failed to report for it. He has not explained his absence or requested to reschedule the hearing. Therefore, his hearing request is considered withdrawn. See 38 C.F.R. § 20.704(d) (2007). FINDING OF FACT There is no indication the veteran had bilateral hearing loss while he was in the military or sensorineural hearing loss within one year after his discharge or even for many ensuing years. There also is no competent or credible evidence otherwise linking his current bilateral hearing loss to his military service, including to any acoustic trauma he may have sustained in service. CONCLUSION OF LAW The veteran's bilateral hearing loss was not incurred in or aggravated by his military service and may not be presumed to have been incurred in service. 38 U.S.C.A. §§ 1101, 1110, 1112, 1113, 1154, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.303, 3.304, 3.307, 3.309, 3.385 (2007). REASONS AND BASES FOR FINDING AND CONCLUSION The Duties to Notify and Assist Review of the claims file reveals compliance with the Veterans Claims Assistance Act (VCAA), 38 U.S.C.A. § 5100 et seq (West 2002 and Supp. 2007). See also 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2007). The duty to notify was accomplished by way of a VCAA letter from the RO to the veteran dated in April 2004. That letter effectively satisfied the notification requirements of the VCAA consistent with 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b) by: (1) informing him of the information and evidence not of record that was necessary to substantiate his claim for service connection; (2) informing him of the information and evidence the VA would seek to provide; (3) informing him of the information and evidence he was expected to provide; and (4) requesting that he provide any evidence in his possession pertaining to his claim. See also Pelegrini v. Principi, 18 Vet. App. 112 (2004) (Pelegrini II); Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002). The Board also sees the RO correctly issued that April 2004 VCAA notice letter prior to initially adjudicating the claim in January 2005, the preferred sequence. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini II, 18 Vet. App. at 120. Thus, there is no timing error in the provision of that VCAA notice. It equally deserves mentioning that a more recent August 2006 letter from the RO further advised the veteran of the downstream disability rating and effective date elements of his claim. Dingess v. Nicholson, 19 Vet. App. 473, 486 (2006); aff'd sub nom. Hartman v. Nicholson, 483 F.3d 1311 (2007). See, too, Dunlap v. Nicholson, 21 Vet. App. 112 (2007). So this additional portion of his VCAA notice was provided after the initial adjudication of his claim. However, the Federal Circuit Court and Veterans Claims Court have clarified that VA can provide any additional necessary notice subsequent to the initial RO adjudication, and then go back and readjudicate the claim such that the essential fairness of the adjudication - as a whole, is unaffected because the appellant is still provided a meaningful opportunity to participate effectively in the adjudication of the claim. See Mayfield v. Nicholson, 499 F.3d 1317, 1323 (Fed. Cir. 2007) (Mayfield IV) (where the Federal Circuit Court held that a statement of the case (SOC) or supplemental SOC (SSOC) can constitute a "readjudication decision" that complies with all applicable due process and notification requirements if adequate VCAA notice is provided prior to the SOC or SSOC. As a matter of law, the provision of adequate VCAA notice prior to a readjudication "cures" any timing problem associated with inadequate notice or the lack of notice prior to an initial adjudication. See also Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006). Here, although the RO provided additional VCAA notice in August 2006, it did not go back and readjudicate the claim by way of a subsequent SSOC. So, in essence, based on the above caselaw, the timing defect in the VCAA notice was not rectified because the RO did not go back and reconsider the claim after providing the additional VCAA notice. But consider as well that the Court also recently held the failure of the claimant to submit additional evidence following proper notification may constitute a waiver of readjudication or render the error harmless. See, e.g., Medrano v. Nicholson, 21 Vet. App. 165, 173 (2007). In fact, here, the veteran failed to provide any additional evidence after the August 2006 notice. There were only translations, from Spanish to English, of previously submitted evidence. Additionally in this regard, in Sanders v. Nicholson, 487 F.3d 881 (Fed. Cir. 2007), the Federal Circuit Court held that any error by VA in providing the notice required by 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b)(1), concerning any element of a claim, is presumed prejudicial. Further, VA, not the veteran, has the burden of rebutting this presumption by showing the error was not prejudicial to the veteran in that it does not affect the essential fairness of the adjudication. To do this, VA must demonstrate: (1) that any defect was cured by actual knowledge on the part of the claimant (see Vazquez-Flores v. Peake, 22 Vet. App. 37 (2008)) ("Actual knowledge is established by statements or actions by the claimant or the claimant's representative that demonstrate an awareness of what was necessary to substantiate his or her claim"); (2) that a reasonable person could be expected to understand from the notice what was needed; or (3) that a benefit could not have been awarded as a matter of law. Additionally, consideration should be given to "whether the post-adjudicatory notice and opportunity to develop the case that is provided during the extensive administrative appellate proceedings leading to the final Board decision and final Agency adjudication of the claim ... served to render any pre-adjudicatory section 5103(a) notice error non-prejudicial." Vazquez-Flores v. Peake, 22 Vet. App. 37 (2008). Here, the Board finds that the presumption of prejudice due to the timing error has been rebutted: (1) based on the communications sent to the veteran over the course of this appeal, he clearly has actual knowledge of the evidence he is required to submit; and (2) based on his contentions and the communications provided to him by VA over the course of this appeal, he reasonably understands from the notices provided what was needed. Specifically, the veteran submitted a claim for service connection for hearing loss in October 2003, an authorization and consent form for private medical records in March 2004, a notice of disagreement (NOD) in February 2005, and a substantive appeal (VA Form 9) in December 2005, all showing actual knowledge of the evidence required to substantiate his claim. Furthermore, per his reported history during his VA audiology examination in May 2004 and during a private audiology examination in November 2005, he has shown knowledge that evidence of acoustic trauma and noise exposure during service can assist in establishing his claim for service connection for bilateral hearing loss. In addition, all VCAA notices provided by VA are clear and pertinent to his contentions, such that a reasonable person could understand what was required to prove the claim. Furthermore, to the extent it could be argued that there was a timing error, overall, he was afforded a meaningful opportunity to participate in the adjudication of his service-connection claim such that the intended purpose of the VCAA notice was not frustrated. Overton v. Nicholson, 20 Vet. App. 427, 435 (2006). There is no allegation or evidence that the timing error affected the essential fairness of the adjudication of his claim. As for the duty to assist, the RO obtained the veteran's service medical records (SMRs), VA treatment records, private medical records, and arranged for him to have a VA audiology examination in May 2004 - albeit without also requesting a medical nexus opinion concerning the cause of his bilateral hearing loss. Under McLendon v. Nicholson, 20 Vet. App. 79 (2006), in a disability compensation (service connection) claim, VA must provide a VA medical examination when there is (1) competent evidence of a current disability or persistent or recurrent symptoms of a disability, and (2) evidence establishing that an event, injury, or disease occurred in service or establishing certain diseases manifesting during an applicable presumptive period for which the claimant qualifies, and (3) an indication that the disability or persistent or recurrent symptoms of a disability may be associated with the veteran's service or with another service connected disability, but (4) insufficient competent medical evidence on file for the VA to make a decision on the claim. See also 38 U.S.C.A. § 5103A(d)(2); 38 C.F.R. § 3.159(c)(4)(i); Charles v. Principi, 16 Vet. App. 370, 374-75 (2002). Simply stated, the standards of McLendon are not met in this case. There is sufficient evidence in the veteran's claims file to decide his appeal, such that another VA examination for a nexus opinion would serve no constructive purpose. See Soyini v. Derwinski, 1 Vet. App. 540, 546 (1991); Sabonis v. Brown, 6 Vet. App. 426, 430 (1994). There is no indication he had bilateral hearing loss while he was in the military or sensorineural hearing loss within one year after his discharge or even for many ensuing years. There also is no competent or credible evidence otherwise suggesting a link between his current bilateral hearing loss and his military service, including to any acoustic trauma he may have sustained in service. So there is no basis for obtaining a medical nexus opinion. There is more than enough competent medical evidence in the record to decide his claim on appeal. Therefore, the Board is satisfied that the duty to assist has been met. 38 U.S.C.A. § 5103A. Governing Statutes and Regulations for Service Connection Service connection is granted if it is shown the veteran has disability resulting from an injury sustained or a disease contracted in the line of duty, or for aggravation during service of a pre-existing condition beyond its natural progression. 38 U.S.C.A. §§ 1110, 1153; 38 C.F.R. §§ 3.303, 3.306. Some diseases are chronic, per se, such as organic diseases of the nervous system (including sensorineural hearing loss), and therefore will be presumed to have been incurred in service, although not otherwise established as such, if manifested to a degree of ten percent or more within one year after service. Even this presumption, however, is rebuttable by probative evidence to the contrary. 38 U.S.C.A. §§ 1101, 1112, 1113; 38 C.F.R. §§ 3.307, 3.309. So service connection may be established either by showing direct service incurrence or aggravation or by using applicable presumptions, if available. Combee v. Brown, 34 F.3d 1039, 1043 (Fed. Cir. 1994). To establish service connection, there must be: (1) a medical diagnosis of a current disability; (2) medical or, in certain cases, lay evidence of in-service occurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between an in-service injury or disease and the current disability. Hickson v. West, 12 Vet. App. 247, 252 (1999), citing Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd 78 F.3d 604 (Fed. Cir. 1996). Generally, service connection requires evidence of a current disability with a relationship or connection to an injury or disease or some other manifestation of the disability during service. Boyer v. West, 210 F.3d 1351, 1353 (Fed. Cir. 2000). In the absence of proof of a current disability, there can be no valid claim. Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992) (indicating service connection presupposes a current diagnosis of the condition claimed). Disorders diagnosed after discharge may still be service connected if all the evidence, including pertinent service records, establishes the disorder was incurred in service. 38 C.F.R. § 3.303(d) (2007); Combee v. Brown, 34 F.3d 1039, 1043 (Fed. Cir. 1994). A disorder also may be service connected if the evidence of record reveals the veteran currently has a disorder that was chronic in service or, if not chronic, that was seen in service with continuity of symptomatology demonstrated thereafter. 38 C.F.R. § 3.303(b); Savage v. Gober, 10 Vet. App. 488, 494-97 (1997). For the showing of chronic disease in service, (or within a presumptive period per § 3.307), there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word "chronic." 38 C.F.R. § 3.303(b). Subsequent manifestations of the same chronic disease at any later date, however remote, are service connected, unless clearly attributable to intercurrent causes. Id. A layperson is generally not capable of opining on matters requiring medical knowledge. Routen v. Brown, 10 Vet. App. 183, 186 (1997), aff'd sub nom. Routen v. West, 142 F.3d 1434 (Fed. Cir. 1998), cert. denied, 119 S. Ct. 404 (1998). Where the determinative issue involves medical causation or a medical diagnosis, there must be competent medical evidence to the effect that the claim is plausible; lay assertions of medical status generally do not constitute competent medical evidence. Grottveit v. Brown, 5 Vet. App. 91, 93 (1993); Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992). However, lay evidence can be competent and sufficient to establish a diagnosis of a condition when (1) a layperson is competent to identify the medical condition, (e.g., a broken leg), (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) lay testimony describing symptoms at the time supports a later diagnosis by a medical professional. Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007). When a condition may be diagnosed by its unique and readily identifiable features, the presence of the disorder is not a determination "medical in nature" and is capable of lay observation. In such cases, the Board is within its province to weigh that testimony and to make a credibility determination as to whether the evidence supports a finding of service incurrence and continuity of symptomatology sufficient to establish service connection. See Barr v. Nicholson, 21 Vet. App. 303 (2007). In essence, lay testimony is competent when it regards the readily observable features or symptoms of injury or illness and "may provide sufficient support for a claim of service connection." Layno v. Brown, 6 Vet. App. 465, 469 (1994). See also 38 C.F.R. § 3.159(a)(2). A determination as to whether medical evidence is needed to demonstrate that a veteran presently has the same condition he or she had in service or during a presumption period, or whether lay evidence will suffice, depends on the nature of the veteran's present condition (e.g., whether the veteran's present condition is of a type that requires medical expertise to identify it as the same condition as that in service or during a presumption period, or whether it can be so identified by lay observation). Savage, 10 Vet. App. at 494- 97. In determining whether service connection is warranted for a disability, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise (about evenly balanced for and against the claim), with the veteran prevailing in either event, or whether instead the preponderance of the evidence is against the claim, in which case the claim is denied. 38 U.S.C.A. § 5107; 38 CFR § 3.102; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). The threshold for normal hearing is from zero to 20 decibels, and higher threshold levels indicate some degree of hearing loss. Hensley v. Brown, 5 Vet. App. 155, 157 (1993). According to VA standards, impaired hearing will be considered a disability when the auditory threshold in any of the frequencies 500, 1000, 2000, 3000, or 4000 Hertz is 40 decibels or greater; or when the auditory thresholds for at least three of these frequencies are 26 decibels or greater; or when speech recognition scores using the Maryland CNC Test are less than 94 percent. 38 C.F.R. § 3.385 (2007). For service connection, it is not required that a hearing loss disability by the standards of 38 C.F.R. § 3.385 be demonstrated during service, although a hearing loss disability by the standards of 38 C.F.R. § 3.385 must be currently present, and service connection is possible if such current hearing loss disability can be adequately linked to service. Ledford v. Derwinski, 3 Vet. App. 87, 89 (1992). Service connection for hearing loss may be granted where there is credible evidence of acoustic trauma due to significant noise exposure in service, post-service audiometric findings meeting regulatory requirements for hearing loss disability for VA purposes, and a medically sound basis upon which to attribute the post-service findings to the injury in service, as opposed to intercurrent causes. Hensley v. Brown, 5 Vet. App. 155, 159 (1993). "In the case of any veteran who engaged in combat...the Secretary [of VA] shall accept as sufficient proof of service-connection of any disease or injury alleged to have been incurred in or aggravated by such service satisfactory lay or other evidence of service incurrence or aggravation of such injury or disease...notwithstanding the fact that there are no official record of such...in such service." 38 U.S.C.A. § 1154(b). "Satisfactory lay or other evidence that an injury or disease was incurred or aggravated in combat will be accepted as sufficient proof of service connection if the evidence is consistent with the circumstances, conditions or hardship of such service even though there is no official record of such incurrence or aggravation." 38 C.F.R. § 3.304(d). The Federal Circuit Court has held that the relaxed standard for combat veterans, to prove service connection for an injury sustained during such service, does not mean there is a relaxed standard to prove that he engaged in combat. See Stone v. Nicholson, 480 F.3d 1111 (Fed. Cir. 2007). Combat service also, even if established, does not obviate the need for the veteran to have medical nexus evidence linking his currently claimed disability to his military service. See Russo v. Brown, 9 Vet. App. 46 (1996). Cf. Collette v. Brown, 82 F.3d 389, 392-93 (Fed. Cir. 1996); Arms v. West, 12 Vet. App. 188, 194-95 (1999). Analysis of Service Connection Claim for Bilateral Hearing Loss The veteran's bilateral hearing loss disorder was not incurred in or aggravated by his military service and may not be presumed to have been incurred in service. 38 U.S.C.A. §§ 1101, 1110, 1111, 1112, 1113,1153, 5107; 38 C.F.R. §§ 3.303, 3.304, 3.306, 3.307, 3.309, 3.385 (2007). Most fatal to his claim is the fact that he did not have complaints or seek treatment for problems with his hearing either during his service in the Korean Conflict or even for nearly three decades afterwards. He also has failed to otherwise establish a correlation between his current hearing loss disability and his claimed acoustic trauma during service. See Watson v. Brown, 4 Vet. App. 309, 314 (1993) ("A determination of service connection requires a finding of the existence of a current disability and a determination of a relationship between that disability and an injury or disease incurred in service."). See, too, Maggitt v. West, 202 F.3d 1370, 1375 (Fed. Cir. 2000); D'Amico v. West, 209 F.3d 1322, 1326 (Fed. Cir. 2000); Hibbard v. West, 13 Vet. App. 546, 548 (2000); and Collaro v. West, 136 F.3d 1304, 1308 (Fed. Cir. 1998). In his October 2003 claim, February 2005 notice of disagreement (NOD), and December 2005 substantive appeal (VA Form 9), the veteran asserted that he sustained acoustic trauma while in combat during the Korean Conflict, assigned to a field artillery unit as a loader and gunner in the cannon crew. He further asserted that he was subjected to "intense" noise from "day and night bombardments." As mentioned, the first and perhaps most fundamental requirement for any service-connection claim is the existence of a current disability. Boyer, 210 F.3d at 1353; Brammer, 3 Vet. App. at 225. A private audiologist that examined the veteran in November 2005 diagnosed mild to severe bilateral sensorineural hearing loss. This was confirmed by a May 2004 VA audiology examination, revealing the exact pure tone thresholds in accordance with VA regulations. The audiogram showed pure tone thresholds in the right ear at frequencies of 500, 1000, 2000, 3000, and 4000 Hertz of 30, 50, 65, 90, and 105 decibels, respectively. Corresponding findings in the left ear were 25, 55, 55, 80, and 90 decibels. This meets the definition of a current bilateral hearing loss disability under VA guidelines, per 38 C.F.R. § 3.385. See also Hensley. But as for evidence of this disability during service, a review of the veteran's service medical records (SMRs) shows no mention of any complaint, treatment, or diagnosis of bilateral hearing loss in service. 38 C.F.R. § 3.303(b). And his November 1953 separation examination was equally unremarkable, also not noting any hearing loss in either ear. Indeed, as mentioned, there was no objective indication of hearing loss for even several more years, long after his service had ended. But the mere fact that he did not have indications of hearing loss when separating from service, or for several ensuing years, is not altogether dispositive of his claim. The laws and regulations do not require in- service complaints of or treatment for hearing loss in order to establish entitlement to service connection. Ledford v. Derwinski, 3 Vet. App. 87, 89 (1992). Rather, it is only required that the veteran currently have sufficient hearing loss to meet the threshold minimum requirements of 38 C.F.R. § 3.385 to be considered an actual disability by VA standards (which, as mentioned, he does), and that he have competent evidence etiologically linking his current hearing loss to his military service, unfortunately which he does not. The veteran's assertions of suffering intense noise exposure while in combat during the Korean Conflict may provide satisfactory lay evidence of service incurrence of hearing loss, even though there is no official record of such injury in service. See 38 U.S.C.A. § 1154(b); 38 C.F.R. § 3.304(d). His claim is supported by his two bronze service stars, which are awarded for service in a combat zone, corroborating his statement that he "was subject to day and night bombardments," with "intense" noise. See Stone; see also his claim dated in October 2003. His assertion of suffering intense noise exposure to both ears during service is also consistent with his military occupational specialty (MOS) as a "loader and gunner of a 75mm cannon." See his claim application received in October 2003, NOD dated in February 2005, and his DD Form 214. This is credible evidence of potential acoustic trauma in a noisy environment. Hensley, 5 Vet. App. at159. But even acknowledging there is proof of the veteran's claimed disability, and even proof he engaged in combat during service, there still is no competent medical evidence of a link between in-service injury or disease and his current disability. Hickson v. West, 12 Vet. App. 247, 252 (1999), citing Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd 78 F.3d 604 (Fed. Cir. 1996). Although review of the evidence reveals what may be arguably characterized as acoustic trauma in service, there is no competent indication that it can be linked to his current hearing loss disability. Specifically, a private audiologist noted the veteran's reported positive history of noise exposure during service in concluding that "significant sensorineural hearing loss that is most likely related to [the veteran's] history of noise exposure of heavy artillery while in military service." It does not appear, however, this private audiologist reviewed the veteran's claims file, undercutting the probative value of the opinion because it did not have the proper factual foundation. See, e.g., Elkins v. Brown, 5 Vet. App. 474, 478 (1993); Owens v. Brown, 7 Vet. App. 429 (1995); and Swann v. Brown, 5 Vet. App. 229, 233 (1993). Indeed, it appears the only basis for this nexus opinion is the veteran's self-reported history of noise exposure in service and "hearing loss and tinnitus for many years." Although his noise exposure in service is conceded, given that he engaged in combat during the Korean Conflict, he has not established continuity of symptomatology since his discharge from service to establish that he has experienced hearing loss and tinnitus for the alleged "many years." In this regard, medical history provided by a veteran and recorded by an examiner without additional enhancement or analysis is not competent medical evidence. LeShore v. Brown, 8 Vet. App. 406, 409 (1995). However, the Court has held that VA cannot reject a medical opinion simply because it is based on a history supplied by the veteran and that the critical question is whether that history was accurate and credible. See Kowalski v. Nicholson, 19 Vet. App. 171, 179 (2005) and Coburn v. Nicholson, 19 Vet. App. 427, 432 (2006) (reliance on a veteran's statement renders a medical report incredible only if the Board rejects the statements of the veteran). Here, though, importantly, the veteran's assertion of hearing loss "for many years" is misleading, in that it indicates diagnosis or treatment for hearing loss that can reasonably be linked to documented treatments or diagnoses of hearing loss either in service or soon after. Therefore, the Board does not find this nexus opinion to be competent and credible in that the record evidences no complaint, diagnosis, or treatment of bilateral hearing loss either in service or until some three decades (30 years) after service, in June 1983. The Board acknowledges there may have been acoustic trauma, but the absence of any complaint or treatment for a hearing loss disorder for 30 years is also worth bearing in mind. See Maxon v. West, 12 Vet. App. 453, 459 (1999), affirmed sub nom. Maxon v. Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000) (indicating it is appropriate to consider the veteran's entire medical history, including a lengthy period of absence of relevant complaints.) Further, there is also no alternative basis for a nexus in the form of evidence of a chronic disorder in service or any continuity of symptomatology after service. See 38 U.S.C.A. § 1112; 38 C.F.R. § 3.303(b); 3.307; 3.309; Savage, 10 Vet. App. at 494-497. Again, there is no history of complaint, treatment, or diagnosis of the veteran's current hearing loss disability either in service or for many years after. Overall, the evidence of record does not support his claim. Accordingly, the Board finds that the preponderance of the evidence is against service connection for a bilateral hearing loss disorder, so there is no reasonable doubt to resolve in the veteran's favor. 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102. ORDER Service connection for bilateral hearing loss is denied. ____________________________________________ KEITH W. ALLEN Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs