Citation Nr: 0814186 Decision Date: 04/30/08 Archive Date: 05/08/08 DOCKET NO. 05-27 758 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Nashville, Tennessee THE ISSUES 1. Entitlement to service connection for post-traumatic stress disorder (PTSD). 2. Whether new and material evidence has been received to reopen a claim of service connection for a skin disease of the hands and feet. REPRESENTATION Appellant represented by: The American Legion ATTORNEY FOR THE BOARD K. Ahlstrom, Associate Counsel INTRODUCTION The veteran served on active duty from February 1954 to October 1957 and from December 1957 to February 1961. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a November 2004 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Nashville, Tennessee. As a procedural matter, the veteran's service medical records were apparently damaged in the fire at the National Personnel Records Center (NPRC) in 1973. However, the Board has carefully reviewed the service and personnel records associated with the claims file and finds that, while reflecting obvious damaged along the edges, copies of a full compliment of records are present and, for the most part, fully readable. FINDINGS OF FACT 1. A diagnosis of PTSD is currently shown. 2. The veteran did not participate in combat with the enemy; there is insufficient information to allow for verification of the alleged in-service stressors. 3. An August 1993 rating decision denied service connection for a skin disease of the hands and feet; he did not appeal and that decision became final. 4. The evidence associated with the claims file since to the August 1993 rating decision, when considered with previous evidence of record, does not relate to a necessary unestablished fact or raise a reasonable possibility of substantiating the claim of service connection for a skin disease of the hands and feet. CONCLUSIONS OF LAW 1. PTSD was not incurred in or aggravated by active duty. 38 U.S.C.A. §§ 1110, 1131, 5103, 5103A, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.159, 3.303, 3.304, 4.125(a) (2007). 2. The August 1993 rating decision denying service connection for a skin disease of the hands and feet is final. 38 U.S.C.A. § 7105 (West 2002); 38 C.F.R. §§ 20.302, 20.1103 (2007). 3. Evidence received since the RO's August 1993 rating decision is not new and material and the claim is not reopened. 38 U.S.C.A. § 5108 (West 2002); 38 C.F.R. § 3.156(a) (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS The Board is mindful that in a case, such as this one where service medical records have been lost or destroyed, there is a heightened duty to assist the veteran in developing the evidence that might support his claim. See Cuevas v. Principi, 3 Vet. App. 542 (1992). This heightened duty includes the obligation to search for alternate medical records. See Moore v. Derwinski, 1 Vet. App. 401 (1991). In addition, the Board is directed to explain its findings and conclusions and consider carefully the benefit-of-the-doubt rule. See O'Hare v. Derwinski, 1 Vet. App. 365, 367 (1991). As noted above, while the veteran's service medical records were damaged in the 1973 fire, the claims file includes two envelopes of copies of the documents and they are of sufficient quality to make a decision in this case without further need to search for alternate records. Service Connection for PTSD Under the relevant laws and regulations, service connection may be granted for a disability resulting from disease or injury incurred in or aggravated by active service. 38 U.S.C.A. §§ 1110, 1131 (West 2002). If a chronic disease is shown in service, subsequent manifestations of the same chronic disease at any later date, however remote, may be service connected, unless clearly attributable to intercurrent causes. 38 C.F.R. § 3.303(b) (2007). However, continuity of symptoms is required where a condition in service is noted but is not, in fact, chronic or where a diagnosis of chronicity may be legitimately questioned. 38 C.F.R. § 3.303(b) (2007). Further, service connection may also be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 U.S.C.A. § 1113(b) (West 2002); 38 C.F.R. § 3.303(d) (2007). The Board must determine whether the evidence supports the claim or is in relative equipoise, with the appellant prevailing in either case, or whether the preponderance of the evidence is against the claim, in which case, service connection must be denied. Gilbert v. Derwinski, 1 Vet. App. 49. Service connection for PTSD requires: medical evidence diagnosing the condition in accordance with 38 C.F.R. § 4.125(a) (conforming to the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV)); a link, established by medical evidence, between current symptoms and an in-service stressor; and credible supporting evidence that the claimed in-service stressor occurred. 38 C.F.R. § 3.304(f). If the evidence establishes that the veteran engaged in combat with the enemy and the claimed stressor is related to that combat, in the absence of clear and convincing evidence to the contrary, and provided that the claimed stressor is consistent with circumstances, conditions, or hardships of the veteran's service, the veteran's lay testimony alone may establish the occurrence of the claimed in-service stressor. 38 C.F.R. § 3.304(f); West v. Brown, 7 Vet. App. 70 (1994). If the veteran did not engage in combat with the enemy, or if the claimed stressors are not related to combat, the veteran's testimony alone is not sufficient to establish the occurrence of the claimed stressors, and those stressors must be corroborated by credible supporting evidence. Cohen v. Brown, 10 Vet. App. 128 (1997). The Board has first considered the question of whether the veteran has a medical diagnosis of PTSD. A January 2005 private psychiatric treatment record reflects that he has been diagnosed with PTSD. This record reflects a diagnosis of PTSD due to various traumatic incidents and missions in which he participated during his active service. With regard to the question of whether the veteran participated in combat with the enemy during service, he does not contend, and the evidence does not demonstrate, that he engaged in combat or that his claimed stressors are related to combat. As such, the Board has considered whether his PTSD is based upon a verified in-service stressor or stressors. To that end, the veteran contends that he has PTSD as a result of several separate in-service stressors that occurred while he was on active duty. Specifically, he has asserted the following: * he was onboard an airplane headed to Greenland that experienced engine failure, and he feared that they would not land safely; * an airplane he was in had blown an engine at take-off, struck some houses, and he was terrified that 52 tons of fuel would catch fire; * he was threatened with court-martial when he was apparently a member of a crew that had drifted off course; * he witnessed an accident when a plane and a crew of six took off and crashed into a nearby mountain; * he was a member of a crew that had difficulty landing in fog; * he was a member of a crew when a fuel line above him broke and covered him with jet fuel; * he had high anxiety having a top security clearance; * he once lost his identification card and was afraid that he would be send to Leavenworth prison; * he was held at gunpoint in Arabia, forced to strip, and was searched for weapons; * his base in Morocco was often fired upon; * he witnessed a French soldier kill an "Arab;" * he witnessed an airplane, on which he was supposed to be a passenger, crash into a mountain; * he witnessed a friend and fellow airman, A.R., killed as a result of walking too close to an airplane propeller; and * in an August 2007 letter from a United States Congressman, the veteran apparently reported to Congressman that he had been involved with the retrieval and disposal of bodies in Louisiana following Hurricane Audrey. Of note, he had never previously mentioned such activities in either his personal correspondence or in private psychiatric records. Of note, several of the veteran's stressors are incapable of being verified. Specifically, the reports of experiencing engine failure, potential of fuel catching fire, threatened court-martial, difficulty landing in fog, having jet fuel spilled on him, losing his identification card, and the death of an Arab civilian by a French soldier are simply not the type of situations that would be reported. With respect to the other stressors which may be verified, his base being fired on and the death of a fellow airman, when asked to provide dates, places, and times, no additional information was forthcoming. In the August 2005 substantive appeal, he acknowledged that he could not remember dates, places, or names. Unfortunately, in the absence of specific information that could be searched by the United States Joint Services Records Research Center (JSRRC), the Board has no basis for corroborating his stressors. With respect to the information provided to the Congressman regarding his involvement in Hurricane Audrey, the service personnel records reflect that he was assigned to North Africa from June 1957 to September 25, 1957. Although the exact date of the transfer to North Africa is not legible, as a matter of historical record Hurricane Audrey hit land on June 27, 1957. The article submitted to the Congressman reflects mass burials on July 1, 1957. This timeline weighs against the veteran's assertions that he participated in the retrieval and disposal of bodies after the hurricane. As the veteran did not participate in combat with the enemy, and the stressors cannot be verified based upon the evidence of record, the claim of service connection for PTSD must be denied. Because the preponderance of the evidence is against the claim, the benefit of the doubt doctrine is not for application. See 38 U.S.C.A. § 5107; 38 C.F.R. § 3.102; Gilbert v. Derwinski, 1 Vet. App. 49, 55 (1990). New and Material Evidence to Reopen Claim of Service Connection for a Skin Disease of the Hands and Feet Generally, a final rating decision or Board decision may not be reopened and allowed, and a claim based on the same factual basis may not be considered. 38 U.S.C.A. § 7105. Under 38 U.S.C.A. § 5108, however, "[i]f new and material evidence is presented or secured with respect to a claim which has been disallowed, the Secretary shall reopen the claim and review the former disposition of the claim." "New and material evidence" means evidence not previously submitted to agency decision makers which, by itself or in connection with evidence previously included in the record, "relates to an unestablished fact necessary to substantiate the claim." Such evidence must also "raise a reasonable possibility of substantiating the claim." See 38 C.F.R. § 3.156(a). In this case, in an August 1993 rating decision, the RO denied the veteran's claim of service connection for a skin disease of the hands and feet on the basis that the evidence did not demonstrate a current skin disease. Notice of this decision was issued on September 20, 1993. Because he did not appeal, the August 1993 decision denying service connection for a skin disease of the hands and feet became "final" under 38 U.S.C.A. § 7105(c). See also 38 C.F.R. § 20.1103. The question for the Board now is whether new and material evidence has been received by VA in support of the veteran's claim since the issuance of the August 1993 rating decision. Because the Board has the jurisdictional responsibility to consider whether it was proper to reopen the claim, regardless of the RO's determination on the question of reopening, the Board will determine whether new and material evidence has been received and, if so, consider entitlement to service connection on the merits. Jackson v. Principi, 265 F.3d 1366, 1369 (Fed Cir. 2001); Barnett v. Brown, 83 F.3d 1380 (Fed. Cir. 1996). At the time of the August 1993 rating decision, the records for review in connection with the veteran's claim of service connection for a skin disease of the hands and feet included the service medical records, which demonstrated that he was diagnosed with dyshidrosis, chronic eczema, athlete's foot, and dermatophytosis on numerous occasions. The evidence also included an August 1993 VA examination, at which the examiner noted that the veteran did not have a rash on his feet and hands, but did have hyperhidrotic (excessively sweaty) palms and soles. Since the August 1993 rating decision, additional evidence of record includes VA treatment records, private treatment records, as well as five VA examinations of his feet. None of the treatment records associated with the claims file since the August 1993 rating decision contain a diagnosis of any sort of skin condition. At an October 1994 VA examination, the examiner noted that there was no dermatitis of any significance present. An April 2004 VA examination noted that the veteran had been seeing a dermatologist; however, he has not supplied VA with an authorization and consent form to obtain these records. The examiner did not note any skin abnormalities of the veteran's hands and feet. The evidence associated with the record since the August 1993 rating decision does not relate to a current diagnosis of a skin disease. Therefore, the evidence does not raise a reasonable possibility of substantiating the claim, and is not considered to be new and material. In conclusion, the Board finds that the evidence received since the August 1993 rating decision is not new and material, and the claim of service connection for a skin disease of the hands and feet is not reopened. Finally, as provided for by the Veterans Claims Assistance Act of 2000 (VCAA), VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2007); 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a) (2007). Proper notice from VA must inform the claimant of any information and medical or lay evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; (3) that the claimant is expected to provide; and (4) must ask the claimant to provide any evidence in her or his possession that pertains to the claim in accordance with 38 C.F.R. § 3.159(b)(1). Quartuccio v. Principi, 16 Vet. App. 183 (2002). This notice must be provided prior to an initial unfavorable decision on a claim by the RO. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini v. Principi, 18 Vet. App. 112 (2004). In addition, the notice requirements of the VCAA apply to all five elements of a service-connection claim, including: (1) veteran status; (2) existence of a disability; (3) a connection between the veteran's service and the disability; (4) degree of disability; and (5) effective date of the disability. See Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). Further, this notice must include information that a disability rating and an effective date for the award of benefits will be assigned if service connection is awarded. Id. at 486. VCAA notice errors are presumed prejudicial unless VA shows that the error did not affect the essential fairness of the adjudication. To overcome the burden of prejudicial error, VA must show (1) that any defect was cured by actual knowledge on the part of the claimant; (2) that a reasonable person could be expected to understand from the notice what was needed; or, (3) that a benefit could not have been awarded as a matter of law. See Sanders v. Nicholson, 487 F.3d 881 (Fed. Cir. 2007). With respect to the claim for PTSD, the VCAA duty to notify was satisfied by way of a letter sent to the veteran in August 2004 that fully addressed all four notice elements and was sent prior to the initial RO decision in this matter. The letter informed him of what evidence was required to substantiate the claim and of his and VA's respective duties for obtaining evidence. He was also asked to submit evidence and/or information in his possession to the RO. There is no allegation from the veteran that he has any evidence in his possession that is needed for full and fair adjudication of this claim. Under these circumstances, the Board finds that the notification requirements of the VCAA have been satisfied as to both timing and content. With respect to the Dingess requirements, the veteran was not provided with notice of the type of evidence necessary to establish a disability rating or effective date for the disability on appeal. However, there is no prejudice in issuing a final decision because the preponderance of the evidence is against the claim for service connection. Any questions as to the appropriate disability rating or effective date to be assigned are moot. With respect to the claim to reopen, VA must both notify a claimant of the evidence and information that is necessary to reopen the claim and notify the claimant of the evidence and information that is necessary to establish entitlement to the underlying claim for the benefit that is being sought. Kent v. Nicholson, 20 Vet. App. 1 (2006). To satisfy this requirement, the Secretary is required to look at the bases for the denial in the prior decision and to provide the claimant with a notice letter that describes what evidence would be necessary to substantiate those elements required to establish service connection that were found insufficient in the previous denial. In this case, the notice letter provided to the veteran in May 2004 included the criteria for reopening a previously denied claim, the criteria for establishing service connection, and information concerning why the claim was previously denied. Consequently, the Board finds that adequate notice has been provided, as he was informed about what evidence was necessary to substantiate the elements required to establish service connection that were found insufficient in the previous denial. Therefore, adequate notice was provided to the veteran prior to the transfer and certification of his case to the Board and complied with the requirements of 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b). Next, VA has a duty to assist the veteran in the development of the claim. This duty includes assisting him in the procurement of service medical records and pertinent treatment records and providing an examination when necessary. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. With respect to the claim for PTSD, the Board notes that in determining whether the duty to assist requires that a VA medical examination be provided or medical opinion obtained with respect to a veteran's claim for benefits, there are four factors for consideration. These four factors are: (1) whether there is competent evidence of a current disability or persistent or recurrent symptoms of a disability; (2) whether there is evidence establishing that an event, injury, or disease occurred in service, or evidence establishing certain diseases manifesting during an applicable presumption period; (3) whether there is an indication that the disability or symptoms may be associated with the veteran's service or with another service-connected disability; and (4) whether there otherwise is sufficient competent medical evidence of record to make a decision on the claim. 38 U.S.C. § 5103A(d); 38 C.F.R. § 3.159(c)(4). With respect to the third factor above, the Court of Appeals for Veterans Claims has stated that this element establishes a low threshold and requires only that the evidence "indicates" that there "may" be a nexus between the current disability or symptoms and the veteran's service. The types of evidence that "indicate" that a current disability "may be associated" with military service include, but are not limited to, medical evidence that suggests a nexus but is too equivocal or lacking in specificity to support a decision on the merits, or credible evidence of continuity of symptomatology such as pain or other symptoms capable of lay observation. McLendon v. Nicholson, 20 Vet. App. 79 (2006). In this case, the Board finds that all necessary development has been accomplished, and therefore appellate review may proceed without prejudice to the veteran. See Bernard v. Brown, 4 Vet. App. 384 (1993). The RO obtained VA treatment records. Further, he submitted a private psychiatric record reflecting a diagnosis of PTSD. Therefore, the available records and medical evidence have been obtained in order to make an adequate determination as to this claim. Moreover, the Board has acknowledged a diagnosis of PTSD. Given the absence of confirmed in-service stressors, a remand for a VA examination would unduly delay resolution. With respect to the claim based on new and material evidence, the RO obtained VA treatment records and the veteran submitted private treatment records. In addition, he was afforded a VA medical examination in April 2004. A specific VA medical opinion is not needed to consider whether the veteran has submitted new and material evidence but, rather, the Board has reviewed all the evidence submitted to the claims file since the last final denial. Therefore, a remand for another VA examination or an opinion is not warranted. See also 38 C.F.R. § 3.159(c)(4)(iii) (2007). The Board finds that all necessary development has been accomplished, and therefore appellate review may proceed without prejudice to the veteran. See Bernard v. Brown, 4 Vet. App. 384 (1993). Significantly, neither he nor his representative has identified, and the record does not otherwise indicate, any additional existing evidence that is necessary for a fair adjudication of the claims that has not been obtained. Hence, no further notice or assistance to the veteran is required to fulfill VA's duty to assist in the development of the claims. Smith v. Gober, 14 Vet. App. 227 (2000), aff'd, 281 F.3d 1384 (Fed. Cir. 2002); Dela Cruz v. Principi, 15 Vet. App. 143 (2001); see also Quartuccio v. Principi, 16 Vet. App. 183 (2002). ORDER Service connection for PTSD is denied. New and material evidence not having been submitted, the application to reopen a claim of entitlement to service connection for a skin disease of the hands and feet is denied. ____________________________________________ L. HOWELL Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs