Citation Nr: 0828120 Decision Date: 08/19/08 Archive Date: 08/28/08 DOCKET NO. 04-12 028A ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Houston, Texas THE ISSUE Entitlement to service connection for muscle spasms, to include as secondary to service-connected sarcoidosis. REPRESENTATION Appellant represented by: Mark R. Lippman, Attorney at Law WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD Michael T. Osborne, Counsel INTRODUCTION The veteran had active service from March 1965 to February 1967. This matter comes before the Board of Veterans' Appeals (Board) on appeal of a January 2003 rating decision which denied, in pertinent part, the veteran's claim of service connection for muscle spasms, to include as secondary to service-connected sarcoidosis. This decision was issued to the veteran and his service representative in April 2003. The veteran disagreed with this decision in July 2003. In February 2004, the Board remanded the veteran's appeal to the RO via the Appeals Management Center (AMC) in Washington, D.C., for the issuance of a Statement of the Case on his service connection claim for muscle spasms, to include as secondary to service-connected sarcoidosis. See Manlincon v. West, 12 Vet. App. 238, 240-241 (1999). The veteran perfected a timely appeal on this claim in April 2004. In August 2006, the Board again remanded the veteran's appeal to the RO/AMC. FINDINGS OF FACT 1. All relevant evidence necessary for an equitable disposition of the veteran's appeal has been obtained. 2. The veteran's claimed muscle spasms were not incurred in service or caused or aggravated by service-connected sarcoidosis. CONCLUSION OF LAW The veteran's claimed muscle spasms were not incurred in service nor may they be so presumed; they were not caused or aggravated by his service-connected sarcoidosis. 38 U.S.C.A. §§ 1110, 5103, 5103A, 5107 (West 2002 & Supp. 2008); 38 C.F.R. §§ 3.102, 3.303, 3.304, 3.310 (2007). REASONS AND BASES FOR FINDINGS AND CONCLUSION Before assessing the merits of the appeal, VA's duties under the Veterans Claims Assistance Act of 2000 (VCAA) must be examined. The VCAA provides that VA shall apprise a claimant of the evidence necessary to substantiate his claim for benefits and that VA shall make reasonable efforts to assist a claimant in obtaining evidence unless no reasonable possibility exists that such assistance will aid in substantiating the claim. In a May 2002 letter, VA notified the veteran of the information and evidence needed to substantiate and complete his claim, including what part of that evidence he was to provide and what part VA would attempt to obtain for him. See 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b)(1); Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002). This letter informed the veteran to submit medical evidence relating his claimed muscle spasm to active service, including as secondary to service-connected sarcoidosis, and noted other types of evidence the veteran could submit in support of his claim. The veteran also was informed of when and where to send the evidence. After consideration of the contents of this letter, the Board finds that VA has substantially satisfied the requirement that the veteran be advised to submit any additional information in support of his claim. See Pelegrini v. Principi, 18 Vet. App. 112 (2004). Although the notification did not advise the veteran of the laws regarding degrees of disability or effective dates for any grant of service connection, the Board finds that failure to satisfy the duty to notify in that regard is not prejudicial. Sanders v. Nicholson, 487 F.3d 881 (Fed. Cir. 2007). As will be explained below in greater detail, although complete content-complying VCAA notice was not provided prior to the January 2003 rating decision which denied the benefits sought on appeal, the evidence is against granting service connection for muscle spasms, to include as secondary to service-connected sarcoidosis. Thus, any failure to notify and/or develop this claim under the VCAA cannot be considered prejudicial to the veteran. See Bernard v. Brown, 4 Vet. App. 384, 394 (1993). The claimant also has had the opportunity to submit additional argument and evidence and to participate meaningfully in the adjudication process. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006). The Board observes that VCAA notice is not required because the issue presented involves a claim that cannot be substantiated as a matter of law. See Sabonis v. Brown, 6 Vet. App. 426, 430 (1994) (holding that, where the law and not the evidence is dispositive the Board should deny the claim on the ground of the lack of legal merit or the lack of entitlement under the law); VAOPGCPREC 5-2004 (June 23, 2004) (VA is not required to provide notice of the information and evidence necessary to substantiate a claim where that claim cannot be substantiated because there is no legal basis for the claim or because undisputed facts render the claimant ineligible for the claimed benefit). In this case, the veteran is seeking service connection for a symptom-muscle spasms-and not for any underlying disability. See generally Sanchez-Benitez v. West, 13 Vet. App. 282, 285 (1999), vacated in part and remanded on other grounds sub nom., Sanchez-Benitez v. Principi, 239 F.3d 1356 (Fed. Cir. 2001). In any event, the Board finds that VA met its duty to notify the veteran of his rights and responsibilities under the VCAA. With respect to the timing of the notice, the Board points out that the Veterans Court held that a VCAA notice, as required by 38 U.S.C.A. § 5103(a), must be provided to a claimant before the initial unfavorable agency of original jurisdiction decision on a claim for VA benefits. See Pelegrini v. Principi, 18 Vet. App. 112 (2004). In this case, the May 2002 VCAA notice letter was provided prior to January 2003 RO decision denying the benefits sought on appeal; thus, this notice was timely. There has been no prejudice to the appellant and any defect in the timing or content of the notices has not affected the fairness of the adjudication. See Mayfield, 444 F.3d at 1328; see also Smith v. Nicholson, 451 F.3d 1344 (Fed. Cir. 2006). The Board also finds that VA has complied with the VCAA's duty to assist by aiding the veteran in obtaining evidence and affording him the opportunity to give testimony before the Board. In response to a letter from the RO asking him whether he wanted a new hearing on his claims since the Veterans Law Judge who had held the earlier hearing subsequently had retired from the Board, the veteran notified VA in November 2003 that he did not want another Board hearing. It appears that all known and available records relevant to the issue here on appeal have been obtained and are associated with the veteran's claims file; the veteran does not contend otherwise. As to any duty to provide an examination and/or seek a medical opinion, the Board notes that in the case of a claim for disability compensation, the assistance provided to the claimant shall include providing a medical examination or obtaining a medical opinion when such examination or opinion is necessary to make a decision on the claim. An examination or opinion shall be treated as being necessary to make a decision on the claim if the evidence of record, taking into consideration all information and lay or medical evidence (including statements of the claimant) contains competent evidence that the claimant has a current disability, or persistent or recurring symptoms of disability; and indicates that the disability or symptoms may be associated with the claimant's act of service; but does not contain sufficient medical evidence for VA to make a decision on the claim. 38 U.S.C.A. § 5103A(d); 38 C.F.R. § 3.159(c)(4). The veteran has been provided with VA examinations which address the contended causal relationship between his claimed muscle spasms and active service, to include as secondary to service-connected sarcoidosis. In summary, the Board finds that VA has done everything reasonably possible to notify and to assist the veteran and no further action is necessary to meet the requirements of the VCAA. The veteran contends that he incurred muscle spasms as secondary to his service-connected sarcoidosis. Service connection may be granted if the evidence demonstrates that a current disability resulted from an injury or disease incurred or aggravated in active military service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303(a). Service connection may be granted for any disease diagnosed after discharge, when all of the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). If there is no evidence of a chronic condition during service or an applicable presumptive period, then a showing of continuity of symptomatology after service may serve as an alternative method of establishing the second and/or third element of a service connection claim. See 38 C.F.R. § 3.303(b); Savage v. Gober, 10 Vet. App. 488 (1997). Continuity of symptomatology may be established if a claimant can demonstrate (1) that a condition was "noted" during service; (2) evidence of post-service continuity of the same symptomatology; and (3) medical or, in certain circumstances, lay evidence of a nexus between the present disability and the post-service symptomatology. Evidence of a chronic condition must be medical, unless it relates to a condition to which lay observation is competent. If service connection is established by continuity of symptomatology, there must be medical evidence that relates a current condition to that symptomatology. See Savage, 10 Vet. App. at 495-498. Secondary service connection shall be awarded when a disability "is proximately due to or the result of a service-connected disease or injury." 38 C.F.R. § 3.310(a). Additional disability resulting from the aggravation of a nonservice-connected condition by a service-connected condition is also compensable under 38 C.F.R. § 3.310(a). Libertine v. Brown, 9 Vet. App. 521, 522 (1996); see also Reiber v. Brown, 7 Vet. App. 513, 515-16 (1995); Allen v. Brown, 7 Vet. App. 439, 448 (1995) (en banc). For valid secondary service connection claims, there must be (1) evidence of a current disability; (2) evidence of a service-connected disability; and (3) medical evidence establishing a nexus between the service-connected disability and the claimed disability. Wallin v. West, 11 Vet. App. 509, 512 (1998). Effective October 10, 2006, VA amended 38 C.F.R. § 3.310 to implement the Veterans Court's decision in Allen v. Principi, 7 Vet. App. 439 (1995), which addressed the subject of the granting of service connection for the aggravation of a nonservice-connected condition by a service-connected condition. See 71 Fed. Reg. 52,744-47 (Sept. 7, 2006). The amended 38 C.F.R. § 3.310(b) clearly institutes additional evidentiary requirements and hurdles which must be satisfied before aggravation may be conceded and service connection granted. Ultimately, it is the veteran's responsibility to support his or her claim by providing evidence of the baseline level of severity; it is not enough merely that an examiner concludes that there is "aggravation." See 71 Fed. Reg. 52,745 (Sept. 7, 2006). Consideration should be given to the requirements of the revised § 3.310. Additionally, for claims filed prior to the effective date of the revised § 3.310 (October 10, 2006), consideration should be given as to whether this change in law may be given retroactive effect or whether the old law (i.e., the Allen decision itself) is for application. See generally Kuzma v. Principi, 341 F.3d 1327 (Fed. Cir. 2003); VAOPGCPREC 7-2003. It is the defined and consistently applied policy of VA to administer the law under a broad interpretation, consistent, however, with the facts shown in every case. When, after careful consideration of all procurable and assembled data, a reasonable doubt arises regarding service origin, the degree of disability, or any other point, such doubt will be resolved in favor of the claimant. By reasonable doubt is meant one which exists because of an approximate balance of positive and negative evidence which does not satisfactorily prove or disprove the claim. It is a substantial doubt and one within the range of probability as distinguished from pure speculation or remote possibility. See 38 C.F.R. § 3.102. A review of the veteran's service medical records indicates that, at his induction (or enlistment) physical examination in March 1965, clinical evaluation was normal. The veteran denied any relevant medical history. He was not treated for muscle spasms during active, including as secondary to sarcoidosis. At the veteran's separation physical examination in December 1996, clinical evaluation was unchanged except for a small umbilical hernia. The veteran's medical history also was unchanged. The post-service medical records show that, on VA examination in February 1995, the veteran's complaints included muscle spasms secondary to sarcoidosis. The VA examiner reviewed the veteran's claims file, including his service medical records and electronic medical records. Physical examination showed a normal gait and no limited mobility. The veteran was hospitalized at a VA Medical Center in April 1995 for treatment of, among other things, chronic muscle aches, fatigue, and weakness. The veteran's history included increasing soreness in his whole body since 1986. His pain was most severe in the low back and hip muscles. There also was some limited range of motion due to muscle stiffness, especially in flexion of the back and with movement of the hips. An electromyograph (EMG) showed normal sensory and motor conductions in the left arm and leg and borderline myopathyic units at the proximal arms and legs. The muscles showed no evidence of membrane irritability. The diagnoses included chronic muscle aches, fatigue, and weakness. In a March 2001 opinion, C.N.B., M.D. (Dr. C.B.) stated that, following a review of the veteran's service medical records and post-service medical records, it was his opinion that the veteran's "sarcoidosis-related sacroiliac joint arthritis (sclerosis) was likely the primary cause of his back pain and spasm because he had low back pain (LBP) and arthralgies in 1986." Dr. C.B. also opined that the veteran's sacroiliac joint sclerosis was secondary to his sarcoidosis "because sarcoidosis is a known cause of sacroiliac joint sclerosis at an early age" and the veteran did not have any other potential etiological risks for this sclerosis. On VA outpatient treatment in December 2001, the veteran's complaints included muscle spasms on top of his bilateral shoulders and around the neck. His standing range of motion was restricted in flexion to 90 out of 180 degrees, extension was limited to 55 of 60 degrees, abduction was limited to 55 of 180 degrees, external rotation was limited to 20 out of 90 degrees, and internal rotation was limited to 20 out of 70 degrees. His left shoulder range of motion was within normal limits. The veteran was unable to reach beyond his back pocket using his right shoulder. On VA examination in July 2007, the veteran's complaints included fasciculations of the upper and lower extremities with muscle cramping predominantly in the left lower extremity. He denied any weakness or atrophy of the muscle groups. His muscle symptoms occurred every day for a short period of time. During flare-ups, he was unable to ambulate without pain or discomfort. Physical examination showed normal gait and posture, full strength in the upper proximal muscle groups and lower proximal muscle groups. The diagnoses included a normal muscle examination. In a September 2007 addendum, the VA examiner stated that, after thoroughly reviewing the veteran's claims and the physical examination performed in July 2007, he found no evidence that the etiology of the veteran's muscle spasms is due to his service-connected sarcoidosis. The VA examiner opined that the veteran's degenerative arthritis of the lumbar spine caused his non-disabling acute muscle spasms. In a November 2007 addendum, the VA examiner opined that it was less likely as not that the veteran's claimed muscle spasm were caused by or a result of his service-connected disabilities or any conditions related to his service-connected disabilities. On VA outpatient treatment in December 2007, the veteran's complaints included hip pain which inhibited his walking. The impressions included muscle weakness which "may be related to sarcoidosis." The Board finds that the preponderance of the evidence is against the veteran's claim of service connection for muscle spasms, to include as secondary to service-connected sarcoidosis. The Board notes initially that the veteran's service medical records show no complaints of or treatment for muscle spasms during active service, to include as secondary to service-connected sarcoidosis. It appears that the veteran first was treated for muscle spasms in February 1995, or 28 years after his separation from service in February 1967. With respect to negative evidence, the fact that there was no record of any complaint, let alone treatment, involving the veteran's condition for many years is significant. See Maxson v. West, 12 Vet. App. 453, 459 (1999), affirmed sub nom. Maxson v. Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000) (holding that it was proper to consider the veteran's entire medical history, including a lengthy period of absence of complaints). The post-service medical records show that the veteran does not currently experience any disability due to muscle spasm which could be related to active service, including as secondary to service-connected sarcoidosis. The VA examiner specifically determined in July 2007 that the veteran's muscles were normal. A service connection claim must be accompanied by evidence which establishes that the claimant currently has a disability. Rabideau v. Derwinski, 2 Vet. App. 141, 144 (1992); Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). Simply put, service connection is not warranted in the absence of proof of current disability. The veteran relies heavily on Dr. C.B.'s March 2001 as support for his secondary service connection claim for muscle spasms. In March 2001, Dr. C.B. concluded that, following a review of the veteran's service medical records and post- service medical records, the veteran's "sarcoidosis-related sacroiliac joint arthritis (sclerosis) was likely the primary cause of his back pain and spasm because he had low back pain (LBP) and arthralgies in 1986." Although his opinion states that "service medical records and post-service medical records" were reviewed, it is not clear whether Dr. C.B. had access to or reviewed the veteran's claims file prior to offering his opinion. Dr. C.B. also did not provide a medical nexus opinion between the veteran's muscle spasms and service-connected sarcoidosis; in this regard, the Board notes that service connection is not in effect for sacroiliac joint arthritis or low back pain. Thus, it is clear that the March 2001 opinion is merely a recitation of the veteran's own contention; there is no indication that the examiner was rendering a medical opinion as to the date of onset based on the clinical or objective evidence. See Kowalski v. Nicholson, 19 Vet. App. 171 (2005). The veteran seeks service connection for a symptom-muscle spasms-and not for any underlying disability. See Sanchez- Benitez, 239 F.3d at 1356. The VA examiner specifically concluded in September 2007 that there was no evidence that the etiology of the veteran's muscle spasms was due to his service-connected sarcoidosis. This same VA examiner concluded in November 2007 that it was less likely as not that the veteran's claimed muscle spasm were caused by or a result of his service-connected disabilities. Following VA outpatient treatment in December 2007, another VA examiner concluded that the veteran's muscle weakness "may" be related to service-connected sarcoidosis. Current regulations provide that service connection may not be based on a resort to speculation or even remote possibility. See 38 C.F.R. § 3.102 (2006); Stegman v. Derwinski, 3 Vet. App. 228, 230 (1992); and Tirpak v. Derwinski, 2 Vet. App. 609, 611 (1992). Accordingly, even if the VA examiner's conclusion in December 2007 is viewed in the light most favorable to the veteran, this evidence does not establish service connection for muscle spasms, to include as secondary to service-connected sarcoidosis. Additional evidence in support of the veteran's secondary service connection claim for muscle spasms is his own lay assertions. As a lay person, however, the veteran is not competent to opine on medical matters such as the etiology of medical disorders. The record does not show, nor does the veteran contend, that he has specialized education, training, or experience that would qualify him to provide an opinion on this matter. Accordingly, the veteran's lay statements are entitled to no probative value. See Bostain v. West, 11 Vet. App. 124, 127 (1998), citing Espiritu v. Derwinski, 2 Vet. App. 492 (1992). See also Routen v. Brown, 10 Vet. App. 183, 186 (1997). Absent medical evidence establishing a nexus between the service-connected sarcoidosis and muscle spasms, the veteran has not presented a valid secondary service connection claim. See Wallin, 11 Vet. App. at 512. As the veteran has not presented a valid secondary service connection claim, consideration of the former or revised § 3.310 is not required. As the preponderance of the evidence is against the veteran's claim, the benefit-of- the-doubt doctrine does not apply. 38 U.S.C.A. § 5107(b) (West 2002); Gilbert v. Derwinski, 1 Vet. App 49, 55-57 (1990). ORDER Entitlement to service connection for muscle spasms, to include as secondary to service-connected sarcoidosis, is denied. ____________________________________________ JAMES L. MARCH Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs