Citation Nr: 1012004 Decision Date: 03/31/10 Archive Date: 04/07/10 DOCKET NO. 08-12 225 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Roanoke, Virginia THE ISSUES 1. Entitlement to service connection for pulmonary edema. 2. Entitlement to service connection for a neck disorder. 3. Entitlement to service connection for a right knee disorder. 4. Entitlement to service connection for a right shoulder disorder. 5. Entitlement to service connection for a left knee disorder, including as secondary to a right knee disorder. 6. Entitlement to service connection for a sinus disorder. 7. Entitlement to service connection for a left shoulder disorder, including as secondary to a right shoulder disorder. 8. Entitlement to service connection for a psychiatric disability to include posttraumatic stress disorder (PTSD). 9. Entitlement to service connection for sexual dysfunction, including as secondary to PTSD. 10. Entitlement to service connection for tinnitus. 11. Entitlement to service connection for a skin disorder, including as secondary to toxic gas exposure. 12. Entitlement to service connection for dizziness/vertigo. 13. Entitlement to service connection for colon polyps, including as secondary to toxic gas exposure. 14. Entitlement to service connection for asthma, including as secondary to toxic gas exposure. REPRESENTATION Veteran represented by: John S. Berry, Attorney ATTORNEY FOR THE BOARD L. J. N. Driever, Counsel INTRODUCTION The Veteran had active service from July 1993 to February 1998. These claims come before the Board of Veterans' Appeals (Board) on appeal of May 2007 and July 2008 rating decisions of the Department of Veterans Affairs (VA) Regional Offices (ROs) in St. Petersburg, Florida and Roanoke, Virginia. The Board addresses the claims of entitlement to service connection for pulmonary edema, a neck disorder, a right knee disorder, a right shoulder disorder, a left knee disorder, including as secondary to a right knee disorder, a sinus disorder, a left shoulder disorder, including as secondary to a right shoulder disorder, sexual dysfunction, including as secondary to PTSD, tinnitus, a skin disorder, including as secondary to toxic gas exposure, dizziness/vertigo, and asthma, including as secondary to toxic gas exposure, and a psychiatric disability to include PTSD, in the REMAND section of this decision, below, and REMANDS these claims to the RO via the Appeals Management Center (AMC) in Washington, D.C. FINDING OF FACT The Veteran does not currently have colon polyps related to a disease or injury in service. CONCLUSION OF LAW Colon polyps were not incurred in or aggravated by service. 38 U.S.C.A. § 1110 (West 2002); 38 C.F.R. § 3.303 (2009). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. VA's Duties to Notify and Assist Upon receipt and prior to consideration of most applications for VA benefits, VA is tasked with satisfying certain procedural requirements outlined in the Veterans Claims Assistance Act of 2000 (VCAA) and its implementing regulations. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, 5126 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2009). A. Duty to Notify Proper VCAA notice must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. 38 U.S.C.A. § 5103(a) (West 2002); C.F.R. § 3.159(b)(1) (2005). VCAA notice should be provided to a claimant before the initial unfavorable agency of original jurisdiction (AOJ) decision on a claim. Pelegrini v. Principi, 18 Vet. App. 112 (2004). For claims pending before VA on or after May 30, 2008, 38 C.F.R. 3.159 was recently amended to eliminate the requirement that VA request that a claimant submit any evidence in his or her possession that might substantiate the claim. 73 Fed. Reg. 23,353 (Apr. 30, 2008). Notice under the VCAA must be provided a claimant prior to an initial unfavorable decision by the agency of original jurisdiction. Pelegrini v. Principi (Pelegrini II), 18 Vet. App. 112, 119-20 (2004). The aforementioned notice requirements apply to all five elements of a service connection claim, including: (1) veteran status; (2) existence of disability; (3) a connection between service and disability; (4) degree of disability; and (5) effective date of disability. Dingess/Hartman v. Nicholson, 19 Vet. App. 473, 484 (2006). In this case, the RO provided the Veteran with VCAA notice on his claims by letter dated in September 2007, and January 2008 before initially deciding the claim in the July 2008 rating decision. The timing of such notice reflects compliance with the requirements of the law as found by the Court in Pelegrini II. In the letters, the RO notified the Veteran of the evidence needed to substantiate the claim, identified the type of evidence that would do so, notified him of what evidence VA would obtain and what evidence he was responsible for obtaining. The September 20007 letter also told him to submit any pertinent evidence in his possession. The Veteran has substantiated his status as a Veteran and was provided with the remaining elements of Dingess notice in the September 2007 letter. The letter specifically notified him of the rating and effective date elements of the claim. B. Duty to Assist The RO made reasonable efforts to identify and obtain relevant records in support of the Veteran's claims. 38 U.S.C.A. § 5103A(a), (b), (c) (West 2002). Specifically, the RO secured and associated with the claims file all evidence the Veteran identified as being pertinent to his claims, including service treatment and personnel records and post- service treatment records. While he has reported pertinent treatment beginning in 2005, he has not specifically identified the location of this treatment. VA has obtained pertinent records identified by him, but these do not show the reported treatment. VA is only obligated to obtain records that are adequately identified. 38 U.S.C.A. § 5103A. The RO did not afford the Veteran a VA examination or obtain an opinion in support of the claim being decided. Under the VCAA, VA is obliged to provide an examination when the record contains competent evidence that the claimant has a current disability or signs and symptoms of a current disability, the record indicates that the disability or signs and symptoms of disability may be associated with active service; and the record does not contain sufficient information to make a decision on the claim. 38 U.S.C.A. § 5103A(d) (West 2002); McLendon v. Nicholson, 20 Vet. App. 79 (2006). The evidence of a link between current disability and service must be competent. Wells v. Principi, 326 F.3d 1381 (Fed. Cir. 2003). The types of evidence that 'indicate' that a current disability 'may be associated' with military service include, but are not limited to, medical evidence that suggests a nexus but is too equivocal or lacking in specificity to support a decision on the merits, or credible evidence of continuity of symptomatology such as pain or other symptoms capable of lay observation. McLendon v. Nicholson, 20 Vet. App. 79, 83 (2006). The threshold for finding a link between current disability and service is low. Locklear v. Nicholson, 20 Vet. App. 410 (2006); McLendon v. Nicholson, at 83. The Veteran has reported that his symptoms began in 2005, and that polyps were subsequently identified. He has not reported a continuity of symptomatology dating to service and there is no competent medical opinion linking polyps to service. He has attributed his disability to in-service chemical exposure, but such an opinion would require medical or scientific expertise and there is no evidence that he possesses such expertise. Hence, there is no competent evidence that any current disability may be related to service. II. Analysis A. Colon Polyps The Veteran claims entitlement to service connection for colon polyps. According to written statements he submitted during the course of this appeal, he experienced rectal bleeding in 2005 and he was subsequently found to have colon polyps. He maintains that the polyps were the result of in- service exposure to hydrogen sulphide (a toxic chemical). He also reports that the colon polyps were cancerous, which then necessitated their removal and now necessitate follow-up colonoscopies. Service connection will be granted if the evidence demonstrates that a current disability resulted from an injury or disease incurred in or aggravated by active military service. 38 U.S.C.A. § 1110, 1131; 38 C.F.R. § 3.303(a). Establishing service connection generally requires (1) medical evidence of a current disability; (2) medical or, in certain circumstances, lay evidence of in-service incurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the claimed in-service disease or injury and the present disability. Shedden v. Principi, 381 F.3d 1163, 1167 (Fed. Cir. 2004); see Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd per curiam, 78 F.3d 604 (Fed.Cir.1996) (table); see also Shedden v. Principi, 381 F.3d 1163, 1167 (Fed. Cir. 2004); Hickson v. West, 12 Vet. App. 247, 253 (1999); 38 C.F.R. § 3.303. Under 38 C.F.R. § 3.303(b), an alternative method of establishing the second and third Shedden/Caluza element is through a demonstration of continuity of symptomatology. Barr v. Nicholson, 21 Vet. App. 303 (2007); see Savage 10 Vet. App. 488, 495-97 (1997); see also Clyburn v. West, 12 Vet. App. 296, 302 (1999). Continuity of symptomatology may be established if a claimant can demonstrate (1) that a condition was "noted" during service; (2) evidence of post- service continuity of the same symptomatology; and (3) medical or, in certain circumstances, lay evidence of a nexus between the present disability and the post-service symptomatology. Savage, 10 Vet. App. at 495-96; see Hickson, 12 Vet. App. at 253 (lay evidence of in-service incurrence sufficient in some circumstances for purposes of establishing service connection); 38 C.F.R. § 3.303(b). Lay persons are generally not competent to opine as to medical etiology or render medical opinions. Barr v. Nicholson; see Grover v. West, 12 Vet. App. 109, 112 (1999); Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992). Lay testimony is competent, however, to establish the presence of observable symptomatology and "may provide sufficient support for a claim of service connection." Layno v. Brown, 6 Vet. App. 465, 469 (1994); see also Falzone v. Brown, 8 Vet. App. 398, 405 (1995) (lay person competent to testify to pain and visible flatness of his feet); Espiritu, 2 Vet. App. at 494-95 (lay person may provide eyewitness account of medical symptoms). In relevant part, 38 U.S.C.A. 1154(a) (West 2002) requires that VA give "due consideration" to "all pertinent medical and lay evidence" in evaluating a claim for disability or death benefits. Davidson v. Shinseki, 581 F.3d 1313 (Fed. Cir. 2009). The Federal Circuit has held that "[l]ay evidence can be competent and sufficient to establish a diagnosis of a condition when (1) a layperson is competent to identify the medical condition, (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) lay testimony describing symptoms at the time supports a later diagnosis by a medical professional." Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007); see also Buchanan v. Nicholson, 451 F.3d 1331, 1337 (Fed. Cir. 2006) ("[T]he Board cannot determine that lay evidence lacks credibility merely because it is unaccompanied by contemporaneous medical evidence"). "Symptoms, not treatment, are the essence of any evidence of continuity of symptomatology." Savage, 10 Vet. App. at 496 (citing Wilson v. Derwinski, 2 Vet. App. 16, 19 (1991). Once evidence is determined to be competent, the Board must determine whether such evidence is also credible. See Layno, supra (distinguishing between competency ("a legal concept determining whether testimony may be heard and considered") and credibility ("a factual determination going to the probative value of the evidence to be made after the evidence has been admitted"). Service connection may be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). If a chronic disease, such as malignant tumors, is shown to a compensable degree within one year of service, the disease is presumed to have been incurred in service. 38 U.S.C.A. § 1112(a); 38 C.F.R. § 3.307, 3.309. If a chronic disease is shown in service, subsequent manifestations of the same disease, however remote, are to be service connected, unless clearly attributable to intercurrent causes. For the showing of chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or diagnosis including the word "chronic." Continuity of symptomatology is required only where the condition noted during service is not, in fact, shown to be chronic or when the diagnosis of chronicity may be legitimately questioned. When the fact of chronicity in service is not adequately supported then a showing of continuity after discharge is required to support the claim. 38 C.F.R. § 3.303(b),(d) (2009). Service connection may be granted for any disease diagnosed after discharge when all of the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d) (2009). In order to prevail on the issue of service connection on the merits, there must be medical evidence of a current disability, see Rabideau v. Derwinski, 2 Vet. App. 141, 143 (1992); medical or, in certain circumstances, lay evidence of in-service incurrence or aggravation of a disease or injury; and medical evidence of a nexus between the claimed in- service disease or injury and the present disease or injury. See Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996). Except as otherwise provided by law, a claimant has the responsibility to present and support a claim for benefits under laws administered by the Secretary. The Secretary shall consider all information and lay and medical evidence of record in a case before the Secretary with respect to benefits under laws administered by the Secretary. When there is an approximate balance of positive and negative evidence regarding any issue material to the determination of a matter, the Secretary shall give the benefit of the doubt to the claimant. 38 U.S.C.A. § 5107 (West 2002); see also Gilbert v. Derwinski, 1 Vet. App. 49, 53 (1990). The evidence of record does not support the Veteran's assertion that he currently has colon polyps, secondary to chemical exposure or otherwise. During service, no medical professional noted such a condition and the Veteran did not report blood in his stools or any other complaint that would have necessitated testing and resulted in a finding of colon polyps. Following discharge, in 2004, he reported bloody stools, but thereafter, particularly since filing a claim for service connection for colon polyps, no medical professional recorded such a condition. This is so despite being seen on numerous occasions for other medical conditions. To prevail in a claim for service connection, a claimant must submit competent evidence establishing that he has a current disability resulting from service. In this case, the Veteran's assertions constitute the only evidence diagnosing colon polyps. Such assertions may be considered competent only when: (1) the layperson is competent to identify a medical condition, (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) the lay testimony describing symptoms at the time supports a later diagnosis by a medical professional. Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007) (providing an example that a layperson would be competent to identify a "simple" condition like a broken leg, but would not be competent to identify a form of cancer); see also Buchanan v. Nicholson, 451 F.3d 1331, 1337 (Fed. Cir. 2006) (holding that the Board may not determine that lay evidence lacks credibility based merely on the absence of contemporaneous medical evidence). In this case, the Veteran is competent to report rectal bleeding and that he was subsequently told that the disability was diagnosed as colon polyps. His statement provides competent evidence of a current disability. He has not reported any symptomatology in service or in the period between his discharge from service and 2005. There is no other evidence of this disability in service or in the years immediately following service. The Veteran contends that the current disability is the result of chemical exposure in service. This opinion, however, would require medical or scientific expertise. A lay person would not be expected to be able to say that his colon polyps were the result of an in-service chemical exposure as opposed to the myriad of other potential causes of colon polyps. The Veteran's opinion, therefore, does not constitute competent evidence of a nexus between his current disability and service. See 38 C.F.R. § 3.159(a)(1) (2009) (defining competent medical evidence). The record does not contain a competent medical opinion, including treatise evidence, linking the Veteran's colon polyps to in-service chemical exposure or any other disease or injury in service. Because there is no competent lay or medical evidence linking colon polyps to service, the weight of the evidence is against the claim, reasonable doubt does not arise, and the claim is denied. (CONTINUED ON NEXT PAGE) ORDER Service connection for colon polyps, including as secondary to toxic gas exposure, is denied. REMAND Under 38 U.S.C.A. § 5103A, VA's duty to assist includes providing a claimant a medical examination or obtaining a medical opinion when an examination or opinion is necessary to make a decision on a claim, and there is competent evidence of record of a current disability or persistent or recurrent symptoms of disability, and evidence that the disability or symptoms may be associated with active service. In this case, as the Veteran's representative contends in a written statement dated January 2008, examinations are necessary for the Board to decide the claims being remanded. In addition, service and post-service treatment records include competent evidence that the Veteran has the claimed disabilities and lay and medical evidence indicating that they may be due to his active service. To date, however, VA has not obtained medical opinions addressing the possibility of such a link. The Veteran's service treatment records show that, during service, the Veteran received treatment, in some cases frequent, for respiratory/pulmonary, genitourinary, neck, right knee, right shoulder, and sinus complaints and dizziness. The Veteran contends that he now has pulmonary edema, asthma, sinusitis, neck, right knee and right shoulder disorders, sexual dysfunction and dizziness and vertigo due to these in-service complaints. Allegedly, these conditions or symptoms thereof manifested continuously from the time he was discharged from service. Post-service medical records confirm that the Veteran has recently been treated for respiratory/pulmonary, neck, knee and shoulder complaints and the Veteran is competent to state that he is unable to function sexually and has continued to experience dizziness since discharge. The Veteran also alleges that, since discharge, he has developed left knee and shoulder disorders secondary to his right knee and shoulder disorders. Again, according to the medical evidence of record, the Veteran received treatment for the latter disorders during service and, since discharge, has received treatment for knee and shoulder complaints. He alleges that the pain caused by the latter disorders manifested continuously since discharge. The Veteran also alleges that some of the claimed disabilities, including a skin disorder and asthma, developed secondary to in-service toxic gas exposure. As well he alleges that his tinnitus developed secondary to in-service noise exposure while working as a repairmen on loud machines in engine rooms. According to his service personnel and treatment records, during service, he was exposed to chemicals, toxic fumes and ionizing radiation, suffered a chemical inhalation injury that resulted in pneumonitis and worked in the capacity alleged. According to post-service treatment records, he has recently received treatment for various skin and respiratory/pulmonary complaints and tinnitus. The Veteran has reported traumatic experiences that included exposure to radiation (documented in the service records) and his representative has argued that the Veteran's exposure to chemicals was also traumatic. The Veteran has reported that since these exposures he has experienced increased anxiety. The record does not show psychiatric treatment or a diagnosis and it is unclear whether the Veteran has a current psychiatric disability related to service. An examination is needed to determine whether he has such a disability. Based on the foregoing, the Board REMANDS this case for the following action: 1. Afford the Veteran a VA respiratory/pulmonary examination in support of the claims for service connection for pulmonary edema, sinusitis and asthma. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) indicate whether the Veteran has sinusitis, asthma, and/or pulmonary edema or a disability manifested thereby; b) for each disability shown to exist, opine whether it is at least as likely as not related to the Veteran's active service, including documented in-service respiratory/pulmonary complaints, diagnoses of sinusitis and pneumonitis, and exposure to chemicals, ionizing radiation and toxic fumes; c) provide a rationale, with specific references to the record, and the Veteran's reports for the opinions expressed; and d) if an opinion cannot be expressed without resort to speculation, discuss why such is the case. 2. Afford the Veteran a VA orthopedic examination in support of the claims for service connection for neck, shoulder and knee disorders. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) diagnose all neck, shoulder and knee disabilities shown to exist; b) opine whether each disability is at least as likely as not related to the Veteran's active service, including documented in-service neck, shoulder and knee complaints; c) specifically indicate whether any left knee disorder is proximately due to any right knee disorder; d) specifically indicate whether any left shoulder disorder is proximately due to any right shoulder disorder; e) provide a rationale, with specific references to the record, and the Veteran's reports, for the opinions expressed; and f) if an opinion cannot be expressed without resort to speculation, discuss why such is the case. 3. Afford the Veteran a VA examination in support of the claim for service connection for sexual dysfunction. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) indicate whether the Veteran has sexual dysfunction and, if so, whether it is at least as likely as not related to the Veteran's active service, including documented in-service genitourinary complaints; b) provide a rationale, with specific references to the record, and the Veteran's reports, for the opinion expressed; and c) if the opinion cannot be expressed without resort to speculation, discuss why such is the case. 4. Afford the Veteran a VA examination in support of the claim for service connection for tinnitus. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) record in detail the Veteran's in-service and post- service history of noise exposure, including occupational and recreational; b) indicate whether the Veteran has tinnitus and, if so, whether it is at least as likely as not related to the Veteran's active service, including alleged in-service noise exposure; c) provide a rationale, with specific references to the record, and the Veteran's reports, for the opinion expressed; and d) if the opinion cannot be expressed without resort to speculation, discuss why such is the case. 5. Afford the Veteran a VA examination in support of the claim for service connection for a skin disorder. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) diagnose any skin disability shown to exist; b) opine whether the disability is at least as likely as not related to the Veteran's active service, including documented in-service exposure to chemicals, ionizing radiation and toxic fumes; c) provide a rationale, with specific references to the record, and the Veteran's reports, for the opinion expressed; and d) if the opinion cannot be expressed without resort to speculation, discuss why such is the case. 6. Afford the Veteran a VA examination in support of the claim for service connection for dizziness and vertigo. Provide the examiner with the Veteran's claims file for review and ask the examiner to confirm in his written report that he conducted such a review. Following a comprehensive evaluation, during which all indicated studies are conducted, the examiner should: a) indicate whether the Veteran has a disability manifested by dizziness and/or vertigo; b) opine whether such disability is at least as likely as not related to the Veteran's active service, including documented in-service dizziness; c) if not, indicate whether the Veteran's dizziness and/or vertigo is part of any cervical spine disorder as suggested in the service treatment records; d) provide a rationale, with specific references to the record, and the Veteran's reports, for the opinions expressed; and e) if an opinion cannot be expressed without resort to speculation, discuss why such is the case. 7. Afford the Veteran a VA psychiatric examination to determine whether he has a psychiatric disability related to service. The examiner should review the relevant contents of the claims folder and note such review in the examination report. The examiner should provide an opinion as to whether the Veteran has a current psychiatric disability, and if so, whether the disability at least as likely as not (50 percent probability or more) is the result of a disease or injury in service, including radiation or chemical exposure, or otherwise had its onset in service. The examiner should provide rationale, with specific references to the record, and the Veteran's reports, for the opinion expressed; and if the opinion cannot be expressed without resort to speculation, discuss why such is the case. If any benefit sought on appeal remains denied, the agency of original jurisdiction should issue a supplemental statement of the case. Thereafter, subject to current appellate procedure, return this case to the Board for further consideration, if in order. By this REMAND, the Board intimates no opinion as to the ultimate disposition of the appeal. The Veteran need take no action unless he receives further notice. He does, however, have the right to submit additional evidence and argument on the remanded claims. Kutscherousky v. West, 12 Vet. App. 369, 372 (1999). The law requires that these claims be afforded expeditious treatment. See The Veterans' Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West 2002) (Historical and Statutory Notes) (providing that all claims that are remanded by the Board or by the United States Court of Appeals for Veterans Claims (Court) for additional development or other appropriate action must be handled expeditiously); see also VBA's Adjudication Procedure Manual, M21-1, Part IV, paras. 8.44-8.45 and 38.02-38.03 (directing the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court). __________________________________________ Mark D. Hindin Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs