Citation Nr: 1017487 Decision Date: 05/12/10 Archive Date: 05/26/10 DOCKET NO. 06-15 578 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Houston, Texas THE ISSUES 1. Entitlement to a compensable rating for plantar calluses of the left foot. 2. Entitlement to a compensable rating prior to January 2, 2008, and to a rating in excess of 10 percent thereafter, for plantar calluses and residuals of corrective surgery of the right foot. 3. Entitlement to service connection for residuals of removal of a hemorrhagic polyp of the vocal cords including as a result of exposure to herbicides. 4. Entitlement to service connection for heart disease and hypertension. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD John Francis, Counsel INTRODUCTION Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2009). 38 U.S.C.A. § 7107(a)(2) (West 2002). The Veteran served on active duty from January 1967 to January 1971, from July 1972 to April 1977, and from July 1978 to May 1982. This appeal comes before the Board of Veterans' Appeals (Board) from a May 2005 rating decision of a Department of Veterans Affairs (VA) Regional Office (RO). The Veteran testified before the Board sitting in San Antonio, Texas in February 2010. A transcript of the hearing is associated with the claims file. On October 13, 2009, in accordance with authority provided in 38 U.S.C.A. § 1116, the Secretary of Veterans Affairs announced his decision to establish presumptions of service connection based upon exposure to herbicides within the Republic of Vietnam during the Vietnam era for three new disorders including ischemic heart disease. VA will issue regulations through notice and comment rulemaking procedures to establish the new presumptions of service connation for those diseases. The regulations will take effect on the date that a final rule is published in the Federal Register. Until that time, VA does not have the authority to establish service connection and award benefits based on the planned new presumptions. On November 20, 2009, the Secretary directed the Board to stay action on all claims for service connection that cannot be granted under current law but that potentially may be granted based on the planned new presumptions. As this appeal contains one claim that may be affected by the new presumptions, the Board must stay action on that matter in accordance with the Secretary's stay. Once planned final regulations are published, the adjudication of any case or claim that has been stayed will resume. Accordingly, adjudication of the claim for service connection for heart disease and hypertension has been stayed, pending the issuance of final regulations regarding presumptive service connection for ischemic heart disease. This matter will be addressed in a separate decision at a later date. FINDINGS OF FACT 1. The Veteran's calluses of the left fifth metatarsal are manifested by mild symptoms of pain, tenderness, and some abnormal weight bearing but no loss of function, limitation of motion, deformity, weakness, instability, or abnormal shoe wear. There is no evidence of degenerative disease, malunion or nonunion of metatarsal bones, or more than mild impact on weight bearing and ambulation. 2. Prior to January 2, 2008, the Veteran's calluses and residuals of surgery to the right fifth metatarsal were manifested by moderate pain, numbness, and stiffness, with some anatalgia and limitation of motion. 3. Starting on January 2, 2008, the Veteran's calluses and residuals of surgery to the right fifth metatarsal are manifested by moderately severe pain, stiffness, cramping, decreased range of motion, neuritic irritability, worsening antalgia, and abnormal weight bearing. 4. In correspondence in March 2009, received by the Board prior to the promulgation of a decision, the Veteran withdrew his appeal of a denial of service connection for residuals of removal of a hemorrhagic polyp of the vocal cords. CONCLUSIONS OF LAW 1. The criteria for a compensable rating for plantar calluses of the left foot have not been met. 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 3.321, 4.1, 4.3, 4.7, 4.40, 4.45, 4.59, 4.71a, Diagnostic Codes 5003, 5283, 5284; 4.118, Diagnostic Code 7806 (2009). 2. The criteria for increased ratings (to 10 percent prior to January 2, 2008, and to 20 percent thereafter) for plantar calluses and residuals of corrective surgery of the right foot have been met. 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 3.321, 4.1, 4.3, 4.7, 4.40, 4.45, 4.59, 4.71a, Diagnostic Codes 5003, 5283, 5284; 4.118, Diagnostic Code 7806 (2009). 3. The criteria for withdrawal of a substantive appeal by the appellant have been met. 38 U.S.C.A. § 7105(b) (2), (d) (5) (West 2002); 38 C.F.R. §§ 20.202, 20.204 (2008). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a) (2009). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his or her representative, if any, of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide and; (3) that the claimant is expected to provide. See 38 C.F.R. § 3.159(b)(1). This notice must be provided prior to an initial unfavorable decision on a claim by the agency of original jurisdiction. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini v. Principi, 18 Vet. App. 112 (2004). For increased-compensation claims, VA must notify the claimant that, to substantiate a claim, the medical or lay evidence must show a worsening or increase in severity of the disability, and the effect that such worsening or increase has on the claimant's employment and daily life. Vazquez- Flores v. Peake, 22 Vet. App. 37 (2008). Further, if the diagnostic code under which the claimant is rated contains criteria necessary for entitlement to a higher disability rating that would not be satisfied by demonstrating a noticeable worsening or increase in severity of the disability and the effect that worsening has on employment and daily life (such as a specific measurement or test result), VA must provide at least general notice of that requirement. VA must also provide examples of the types of medical and lay evidence that the claimant may submit (or ask the Secretary to obtain) that are relevant to establishing entitlement to increased compensation. Id. However, the Court of Appeals for the Federal Circuit (Federal Circuit) vacated that portion of the lower court decision that required notification of alternate diagnostic codes or potential daily life evidence. Vazquez-Flores v. Shinseki, 580 F.3d 1270 (Fed.Cir., 2009). In correspondence in August 2004 and February 2005, the RO provided a notice that did not satisfy the requirements outlined in Vazquez-Flores. The RO informed the Veteran of the types of evidence that would be considered and the respective responsibilities of the Veteran and VA to obtain that evidence. The notice did not ask the Veteran specifically for evidence to show the impact of his disability on his employment and did not provide him with general notice concerning the rating criteria. In order to determine whether to proceed with the adjudication, the Board will examine whether the errors were prejudicial to the appellant and affected the essential fairness of the adjudication. The Board concludes that the errors were not prejudicial and did not affect the essential fairness of the adjudication. In statements in July 2004, August 2004, and May 2006, in reports to medical examiners in December 2004 and January 2008, and at his 2010 Board hearing, the Veteran described his foot symptoms and the effect on his daily activities in retirement. Although adjudicative documents may not substitute for adequate notice, the RO provided general notice of the rating criteria for a foot injury in a March 2006 statement of the case with an opportunity to respond. Further, in June 2008, the RO provided notice of the applicable diagnostic criteria for foot injuries and skin disorders with readjudcation of the claims in June 2009. Therefore, the Board concludes that the Veteran had actual knowledge of the criteria for assignment of a rating for his foot disorders and could reasonably be expected to understand what is required to substantiate the claims. In addition, VA has obtained all relevant, identified, and available evidence and has notified the appellant of any evidence that could not be obtained. VA has also obtained medical examinations. Thus, the Board finds that VA has satisfied both the notice and duty to assist provisions of the law. Bilateral Foot Disorders The Veteran served in the U.S. Air Force as a materials facilities specialist and administrative supervisor. He contends that this bilateral foot calluses and residuals of surgery to the right foot are more severe than are contemplated by the current ratings. Disability evaluations are determined by the application of a schedule of ratings which is based on average impairment of earning capacity. 38 U.S.C.A. § 1155; 38 C.F.R. Part 4. Separate rating codes identify the various disabilities. 38 C.F.R. Part 4. Where there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7. Any reasonable doubt regarding the degree of disability is resolved in favor of the veteran. 38 C.F.R. § 4.3. Where entitlement to compensation has already been established and an increase in the disability rating is at issue, the present level of disability is of primary concern. Francisco v. Brown, 7 Vet. App. 55, 58 (1994). However, staged ratings are appropriate for an increased rating claim when the factual findings show distinct time periods where the service- connected disability exhibits symptoms that would warrant different ratings. Hart v. Mansfield, 21 Vet. App. 505 (2007). Disability of the musculoskeletal system is primarily the inability, due to damage or infection in the parts of the system, to perform the normal working movements of the body with normal excursion, strength, speed, coordination, and endurance. It is essential that the examination on which ratings are based adequately portrays the anatomical damage and the functional loss with respect to all these elements. The functional loss may be due to absence of part, or all, of the necessary bones, joints and muscles, or associated structures, or to deformity, adhesions, defective innervation, or other pathology, or it may be due to pain, supported by adequate pathology and evidenced by visible behavior of the claimant undertaking the motion. Weakness is as important as limitation of motion, and a part which becomes painful on use must be regarded as seriously disabled. 38 C.F.R. §§ 4.40, 4.45. Codes predicated on limitation of motion do not prohibit consideration of a higher rating based on functional loss due to pain on use or due to flare-ups under 38 C.F.R. §§ 4.40, 4.45, 4.59. Johnson v. Brown, 9 Vet. App. 7 (1996); DeLuca v. Brown, 8 Vet. App. 202, 206 (1995). A finding of dysfunction due to pain must be supported by, among other things, adequate pathology. 38 C.F.R. § 4.40. "[F]unctional loss due to pain is to be rated at the same level as the functional loss when flexion is impeded." Schafrath, 1 Vet. App. at 592. Evaluating the disability under several diagnostic codes, the Board considers the level of impairment of the ability to engage in ordinary activities, including employment, and assesses the effect of pain on those activities. 38 C.F.R. §§ 4.10, 4.40, 4.45, 4.59; DeLuca v. Brown, 8 Vet. App. 202, 206 (1995). Degenerative or traumatic arthritis, established by X-ray findings, is rated on the basis of limitation of motion under the appropriate diagnostic code for the specific joint or joints involved. When there is arthritis with at least some limitation of motion, but to a degree which would be noncompensable under a limitation-of-motion code, a 10 percent rating will be assigned for each affected major joint or group of minor joints. In the absence of limitation of motion, X-ray evidence of involvement of two or more major joints or two or more minor joint groups will warrant a 10 percent rating. Absent limitation of motion, a 20 percent rating is warranted for X-ray evidence of involvement of two or more major joints or two or more minor joint groups, with occasional incapacitating exacerbations. 38 C.F.R. § 4.71a, Diagnostic Code 5003. Diagnostic Code 5283 provides ratings based on malunion or nonunion of tarsal or metatarsal bones. Moderate malunion or nonunion of tarsal or metatarsal bones is rated 10 percent disabling; moderately severe malunion or nonunion of tarsal or metatarsal bones is rated 20 percent disabling; and severe malunion or nonunion of tarsal or metatarsal bones is rated 30 percent disabling. 38 C.F.R. § 4.71a, Diagnostic Code 5283. Diagnostic Code 5284 provides ratings for residuals of other foot injuries. Moderate residuals of foot injuries are rated 10 percent disabling; moderately severe residuals of foot injuries are rated 20 percent disabling; and severe residuals of foot injuries are rated 30 percent disabling. Foot injuries with actual loss of use of the foot are to be rated 40 percent disabling. 38 C.F.R. § 4.71a, Diagnostic Code 5284. Diagnostic Code 7806 provides for a 10 percent rating if the eczema or dermatitis results in at least 5 percent, but less than 20 percent, of the entire body affected, or at least 5 percent, but less than 20 percent, of exposed areas affected; or, if intermittent systemic therapy such as corticosteroids or other immunosuppressive drugs are required for a total duration of less than 6 weeks during the past 12-month period. Higher ratings are warranted if the disorder involves greater percentages of the entire body or exposed areas or if constant or near-constant systemic therapy such as corticosteroids or other immunosuppressive drugs were required during the past 12-month period. 38 C.F.R. § 4.118, Diagnostic Code 7806. Although the rating criteria contains provisions for rating deficits of major nerves in the lower extremities, there are no criteria for rating partial parathesis of the nerves of an individual toe. Service treatment records showed that the Veteran received palliative care for bilateral plantar calluses beneath the 5th metatarsal. In December 1986, the Veteran underwent surgery at a VA Medical Center to correct a tailor's bunion on the right foot. In October 2003, a VA contract physician noted the Veteran had large calluses on the lateral aspect of each fifth toe that caused difficulty walking because of pain. The Veteran reported that he lost six weeks of time at work because of the foot pain. The physician also noted skin disease in the form of exfoliation, crusting, hypopigmentation, and abnormal texture of less than six square inches and a total area of 0.1 percent of the body. There was no ulceration, tissue loss, induration, hyperpigmentation, or limitation of motion. The RO received the Veteran's claim for increased ratings for the bilateral feet in July 2004. In an August 2004 statement, the Veteran noted that the calluses on his right foot caused extreme constant pain and pressure on the nerve of his foot, limiting his mobility. In December 2004, a VA podiatrist noted that the Veteran worked for the U.S. Postal Service until retirement in November 2002. The podiatrist noted that he had been the surgeon for the right fifth metatarsal in 1986 and that the Veteran reported residual weight bearing keratosis of the right fifth metatarsal head despite the successful clinical narrowing of the right foot. The podiatrist noted the Veteran's current symptoms as pain and stiffness of the right fifth metatarsal phalangeal joint with numbness in the vicinity of the original surgical incision. On examination, the podiatrist noted subtle anatalgia of the right foot, tenderness, limited passive range of motion of the right fifth metatarsalphalangeal joint, and pressure hyperkeratotic lesions beneath the bilateral fifth metatarsal heads. The Veteran did not have an abnormal shoe wear pattern. There is no indication that X-rays were obtained. The podiatrist diagnosed mild to moderate degenerative joint disease of the right fifth metatarsalphalangeal joint as sequelae of the surgery and small branch neurotemesis with residual numbness at the surgical incision site. The podiatrist noted that the right fifth metatarsal deficits contributed to mild limitation of ambulatory tolerance in activities of daily living. The podiatrist did not comment on the impact of the left fifth metatarsal lesions or note any observations of a skin disorder of either foot. VA outpatient treatment records from April 2007 to August 2007 contained clinician notations of X-ray imaging of the right foot showed a lateral spur at the site of the previous surgery. A clinician noted that there were no foot deformities but the bilateral hyperkeratotic lesions on both feet with the right having a central core. In January 2008, the same VA podiatrist noted a review of the claims file and the results of his previous examinations. He noted that the Veteran completed a series of podiatry treatment encounters for debridement of hyperkeratotic lesions on the plantar aspects of both feet, more extensively on the right. The Veteran was not prescribed oral medication but was provided orthotics that provided some symptom improvement. On examination, the podiatrist noted worsened antalgia and a more pronounced gait disturbance affecting the right foot and abnormal weight bearing on both fifth metatarsal heads. Both sites were tender to palpation with mildly decreased range of motion on the right and neuritic irritability at the otherwise uncomplicated surgical incision. There was mildly painful motion on the right only but no edema or instability of either foot. Range of motion was not additionally limited by pain, fatigue, weakness, or lack of endurance. The podiatrist noted that the Veteran was mildly limited in standing, walking, and distance tolerance related to the disorders on the right but without a need for assistive devices. The podiatrist diagnosed chronic reparative soreness affecting the right fifth metatarsal which "may be considered comparable to 'moderate osteoarthritis' regarding pain and debility." In a February 2010 Board hearing, the Veteran stated that he was unable to stand for more than 15 minutes because of a burning sensation in his foot that he attributed to arthritis of the right toe moving up the bone as a consequence of the 1986 surgery. The Veteran reported that his right fifth toe extended out from his foot away from the other toes and caused cramping and pain when donning shoes. He also stated that when driving an automobile, he experienced right foot cramping that required taking his right foot off the operating pedals. The Veteran stated that he experiences tightness and stiffness at the site of the left foot callus. The Veteran stated that his only regular treatment was trimming of the calluses of both feet which did not resolve the pain. The Board concludes that a separate compensable rating for eczema or dermatitis of either foot is not warranted. The skin disorder was noted on an examination in 2003 but involved less than five percent of the body, not in exposed areas, and with no effect on function or no use of immunosuppressive medication. The skin symptoms were not reported by the Veteran or noted by examining podiatrists after 2003. Regarding the plantar calluses of the left foot, the Board concludes that a compensable rating is not warranted at any time during the period covered by this appeal because the disorder is best characterized as a mild, but not moderate, injury of the foot. The Veteran reported that he experienced pain at the site of the callus, and the records show that he underwent periodic debridement. On examinations in 2003, 2004, and 2008, clinicians noted tenderness and some abnormal weight bearing but no loss of function, limitation of motion, deformity, weakness, instability, or abnormal shoe wear. In the 2010 Board hearing, the Veteran reported bilateral foot pain but attributed his restricted mobility to his right foot disorder. There is no evidence of degenerative disease, malunion or nonunion of metatarsal bones, or more than mild impact on weight bearing and ambulation. Regarding the plantar calluses of the right foot, the Board notes that the VA podiatrist who performed surgery for a tailor's bunion of the right fifth metatarsal later noted in examinations in 2004 and 2008 an association of the calluses with the corrective surgery. Therefore, the Board will consider symptoms associated with recurrent calluses as well as residuals of the 1986 surgery in assigning the appropriate ratings. The Board considered whether a compensable rating for the right foot was warranted at any time during the period covered by this appeal under Diagnostic Code 5003 for limitation of motion caused by arthritis, confirmed by X-ray. In 2004, the VA podiatrist observed slight anatalgia and limitation of passive motion of the fifth metatarsal and diagnosed mild to moderate osteoarthritis but without reference to X-ray imaging. In 2007, an X-ray showed a lateral spur at the joint. However, in 2008, the same podiatrist diagnosed the chronic reparative soreness affecting the right fifth metatarsal as to be "considered comparable to moderate osteoarthritis" regarding pain and debility. As there is no clear X-ray evidence of arthritis and as the podiatrist only characterized the symptoms as comparable to arthritis, the Board concludes that assignment of a rating under Diagnostic Code 5003 is not warranted. Nevertheless, the Board will take the fifth metatarsal joint pain and limitation of motion into consideration under other diagnostic codes. The Board concludes that a rating of 10 percent, but not greater, is warranted under Diagnostic Code 5284 for other foot injuries prior to January 2, 2008 and 20 percent but not greater thereafter. The Board concludes that the Veteran's right fifth toe disorder is best characterized as moderate. The Veteran reported chronic pain and stiffness at the site and the VA podiatrist in 2004 noted weight bearing keratosis despite his previous surgery. The podiatrist observed some anatalgia, limitation of motion and residual numbness. Although he did not refer to X-rays, the podiatrist diagnosed mild to moderate degenerative disease at the joint, apparently based on his clinical observations. However, the Board also considered the Veteran's lay evidence in 2004 of chronic pain and limitation of mobility. The Veteran is competent to report his observed symptoms and the reports are substantially consistent with the observations of the examiner. Resolving all doubt in favor of the Veteran, the Board will grant an increased rating of 10 percent prior to January 2, 2008. A higher rating under Diagnostic Code 5284 is not warranted because the disorder was not moderately severe. The Veteran did not use supportive devices for mobility and that the podiatrist described the loss of function as only a mild limitation of ambulatory tolerance. Starting with the VA examination on January 2, 2008, the Board concludes that a rating of 20 percent but not greater is warranted. The Board concludes that starting on this date, the right foot disorder is best characterized as moderately severe. Although the Veteran still did not require medication or the use of assistive devices for mobility, the podiatrist noted increased severity of symptoms including decreased range of motion, neuritic irritability (vice only numbness), worsening antalgia, and abnormal weight bearing. The Veteran stated at his hearing that he was unable to stand for more than 15 minutes, had difficulties operating the foot pedals on an automobile, and experienced cramping and pain when donning shoes. The Board concludes that the Veteran's reports are competent and credible as they represent a reasonable progression of symptomatology. A higher rating is not warranted because the Veteran is able to ambulate without support devices and can accomplish daily activities in retirement. Moreover, treatment since his last examination in 2007 was limited to repeated debridement of the calluses and the use of orthotics with no recommendations for additional corrective surgery. The Board considered whether a separate rating was warranted under Diagnostic Code 5283 for malunion or nonunion of the metatarsal bones. The Veteran did report at his 2010 Board hearing that his fifth toe extended away from the others. Although the VA podiatrist acknowledged that the 1986 surgery was not successful in relieving the calluses and associated discomfort, there is no notation by a clinician that there is malunion or nonunion of the bone structure of the fifth metatarsal. Rather, the podiatrist described the symptoms as "comparable" to degenerative disease and outpatient clinicians noted no deformity other than a core beneath the callus. The Board considered whether higher ratings are warranted because of additional loss of function on repetition. However, the Board concludes that higher ratings are not warranted because the podiatrist noted no additional limitation of motion for pain, fatigue, weakness, or lack of endurance. The Board also considered whether an additional medical examination is warranted as the most recent examination is over two years old. The Board concludes that an additional examination is not warranted. The Board accepted the Veteran's reports at his hearing of increased loss of function in extended standing and operation of an automobile and considered the symptoms in the assignment of an increased rating. The Board finds that there is no basis for referral for consideration of an extra-schedular rating in this case. 38 C.F.R. § 3.321(b)(1) (2009). The Veteran has not presented any evidence that his particular service-connected right or left fifth metatarsal disorder results in a unique disability that is not addressed by the rating criteria. Specifically, there is no evidence of frequent hospitalization or marked interference with employment or daily activities that would suggest that the Veteran is not adequately compensated by the regular schedular standards. Thus, there is no basis for referral of the case for consideration of an extraschedular disability evaluation. See Thun v. Peake, 22 Vet. App 111, 115-16 (2008); see also Bagwell v. Brown, 9 Vet. App. 337 (1996). Residuals of Removal of a Hemorrhagic Polyp of the Vocal Cords In March 2006, the RO denied service connection for residuals of removal of a hemorrhagic polyp of the vocal cords. The Veteran expressed timely disagreement in September 2006 and following the issuance of a statement of the case, perfected an appeal in January 2008. The Veteran withdrew his appeal on record at a Board hearing and in writing in February 2010. The Board may dismiss any appeal which fails to allege specific error of fact or law in the determination being appealed. 38 U.S.C.A. § 7105. A substantive appeal may be withdrawn in writing at any time before the Board promulgates a decision. 38 C.F.R. § 20.202. Withdrawal may be made by the appellant or by his authorized representative. 38 C.F.R. § 20.204. The appellant has withdrawn this appeal and, hence, there remain no allegations of errors of fact or law for appellate consideration. Accordingly, the Board does not have jurisdiction to review the appeal, and it is dismissed. (CONTINUED ON NEXT PAGE) ORDER A compensable rating for plantar calluses of the left foot is denied. An increased rating of 10 percent, but not higher, for prior to January 2008 and an increased rating of 20 percent, but not higher, thereafter for plantar calluses and residuals of corrective surgery of the right foot is granted, subject to the legal criteria governing the payment of monetary benefits. The appeal of a denial of service connection for residuals of removal of a hemorrhagic polyp of the vocal cords is dismissed. ____________________________________________ DENNIS F. CHIAPPETTA Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs