Citation Nr: 1031817 Decision Date: 08/24/10 Archive Date: 09/01/10 DOCKET NO. 06-36 957 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Phoenix, Arizona THE ISSUE Whether new and material evidence has been presented to reopen the claim of service connection for Asperger syndrome. REPRESENTATION Veteran represented by: Disabled American Veterans ATTORNEY FOR THE BOARD P. Childers, Counsel INTRODUCTION The Veteran, who is the appellant, served on active duty from July 1978 to June 1980. This matter is before the Board of Veterans' Appeals (Board) on appeal of a rating decision in May 2006 of a Department of Veterans Affairs (VA) Regional Office (RO). In May 2010, the Board remanded the claim to afford the Veteran a hearing. The Veteran then failed to appear for the scheduled hearing in July 2010. The reopened claim of service connection for Asperger syndrome is REMANDED to the RO via the Appeals Management Center in Washington, DC. FINDINGS OF FACT 1. In a rating decision in January 2002, the RO denied service connection for Asperger syndrome; after the Veteran was notified of the adverse decision and of his right to appeal, he did not perfect an appeal and the decision became final by operation of law based on the evidence then of record. 2. The evidence presented since the January 2002 rating decision relates to an unestablished fact necessary to substantiate the claim and raises a reasonable possibility of substantiating the claim of service connection for Asperger syndrome. CONCLUSIONS OF LAW 1. The rating decision in January 2002 by the RO, denying service connection for Asperger syndrome, became final. 38 U.S.C.A. § 7105(c) (West 2002). 2. The additional evidence presented since the rating decision by the RO in January 2002, denying the claim of service connection for Asperger syndrome, is new and material and the claim is reopened. 38 U.S.C.A. § 5108 (West 2002); 38 C.F.R. § 3.156 (2009). The Veterans Claims Assistance Act of 2000 (VCAA) The VCAA, codified in part at 38 U.S.C.A. §§ 5103, 5103A, and implemented in part at 38 C.F.R § 3.159, amended VA's duties to notify and to assist a claimant in developing information and evidence necessary to substantiate a claim. In light of the grant of the application to reopen the previously denied claim of service connection for Asperger syndrome, the only issue decided, further discussion here of compliance with the VCAA is not necessary. REASONS AND BASES FOR FINDINGS AND CONCLUSION Application to Reopen the Claim of Service Connection for Asperger Syndrome In a rating decision in January 2002, the RO denied service connection for Asperger syndrome because Asperger syndrome was not incurred in or aggravated by service. After the RO notified the Veteran of the adverse determination and of his procedural and appellate rights, the Veteran filed a timely notice of disagreement. The RO then furnished the Veteran a statement of the case, including notice that in order to complete the appeal a substantive appeal, VA Form 9, must be filed within 60 days from the date of the mailing of the statement of the case or within the remainder of the 1-year period from the date of mailing of the notification of the determination being appealed. 38 C.F.R. §§ 20.200 and 20.302. The Veteran did submit a substantive appeal, but the RO determined that the appeal was not timely filed. After the RO notified the Veteran that the appeal was untimely and that he could appeal the timeliness question, there was no further correspondence from the Veteran on the timeliness of the substantive appeal. As the appeal was not perfected, by operation of law, the decision by RO became final based on the evidence then of record. 38 U.S.C.A. § 7105(c); 38 C.F.R. § 3.104(a). In February 2006, the Veteran filed the current application to reopen the claim. On the application to reopen the claim of service connection for Asperger syndrome, although a prior unappealed rating decision of the RO is final, it may nevertheless be reopened if new and material evidence is presented. 38 U.S.C.A. § 5108. Whether a previously denied claim should be reopened is a jurisdictional matter that must be addressed by the Board, regardless of how the RO ruled on the question. Jackson v. Principi, 265 F.3d 1366 (Fed. Cir. 2001) (reopening after a prior unappealed RO denial). As the Veteran's current application to reopen the claim was received after August 2001, the current regulatory definition of new and material evidence applies. New evidence means existing evidence not previously submitted to agency decision makers. Material evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim. New and material evidence can be neither cumulative nor redundant of the evidence of record at the time of the last prior final denial of the claim sought to be reopened, and must raise a reasonable possibility of substantiating the claim. 38 C.F.R. § 3.156(a). In determining whether the evidence is new and material, the specified basis for the last final disallowance must be considered. Hodge v. West, 155 F.3d 1356 (Fed. Cir. 1998) For the purpose of establishing whether new and material evidence has been submitted, the credibility of the evidence, although not its weight, is to be presumed. Justus v. Principi, 3 Vet. App. 510, 513 (1992). Evidence Previously Considered The evidence considered at the time of the January 2002 rating decision consisted of the following. The service treatment records contained no complaint, finding, history, treatment, or diagnosis of Asperger syndrome. In September 1978, the Veteran complained that a table fell on his right knee. The Veteran was administratively discharged from service because of asthma. After service on VA examination in May 1981, the Veteran described seizures which began after service and the diagnosis was idiopathic convulsive disorder of the petite mal type. On psychological assessment by VA in October 1982, there was mild impairment of complex tactile perceptual functions and moderate memory problems against a background of generally intact complex cognitive functions. The psychodiagnostic assessment suggested a bipolar affective disorder, manic type. One evaluator suggested possible central nervous system dysfunction as the first possible cause of hyperactive behavior. On neurology evaluation, a CT scan and EEG were negative. On VA hospitalization in January 1983, the diagnoses were sympathomimetic intoxication, obsessive compulsive personality disorder, and question able petit mal seizures. On VA examination in May 1983, one physician questioned whether a diagnosis of convulsive disorder was justified. A second physician's diagnostic impression was narcolepsy rather than a seizure disorder. VA records show that in June 1985 the pertinent findings were normal speech and cerebellar functioning. In July 1985, EEG was normal but hypersomnolant. In April 1987 on neuropsychological evaluation, there was no indication of neuropsychological impairment clearly attributable to brain damage. And his problems with calculations were thought to reflect a longstanding learning disability. In May 1987, the findings suggested a central nervous system condition under lying a personality syndrome. In August 1989, a private physician stated that the Veteran did not have a mental disorder but rather he had cerebral palsy from birth and he was savant autistic, and that the Veteran was a special gifted person with a developmental learning disability. VA records show that in September 1989 the Veteran was described as a peculiar person having a personality type that goes along together with his artistic creativity and therefore having some difficulties following routine assignments and relating with people. In September 1989 on evaluation by a private physician, history provided by the Veteran's mother revealed that the Veteran had developed late and was accident prone as a youngster and he had episodes of staring spells with automatisms. VA and private medical records dating from June 1999 to December 2001 show a diagnosis of Asperger syndrome. Additional Evidence and Analysis In January 2002, the RO denied service connection for Asperger syndrome on the grounds that there was no evidence of Asperger syndrome in service or aggravation of Asperger syndrome by service. In order that the additional evidence may be considered new and material, the evidence must relate to the basis for the prior denial of the claim, that is, in part, whether or not Asperger syndrome was aggravated by service. The additional evidence includes an evaluation of Asperger syndrome by a private psychologist in June 2006. The private psychologist expressed the opinion that the Veteran showed features of an autism spectrum disorder with a history of atypical behavior prior to age two. The diagnostic impression was pervasive developmental disorder. Also, the evidence includes an "Asperger Syndrome Fact Sheet" promulgated by the National Institute of Neurological Disorders and Strokes. The Fact Sheet shows that Asperger syndrome is a developmental disorder in the spectrum of autism disorders, which include pervasive developmental disorder. The characteristics of Asperger syndrome clumsy and uncoordinated motor movements. In a statement in February 2007, the Veteran stated that in service due to clumsiness and loss of motor control he injured himself. The evaluation of Asperger syndrome by a private psychologist, the "Asperger Syndrome Fact Sheet" promulgated by the National Institute of Neurological Disorders and Strokes, and the Veteran's statement establish a generic relationship with a degree of certainty such that, under the facts of this case, there is at least plausible causality of aggravation of Asperger syndrome by service, rather than on an unsubstantiated lay medical opinion expressed by the Veteran. Wallin v. West, 11 Vet. App. 509, 513 (1998). As the additional evidence raises a reasonable possibility of substantiating the claim, the evidence is therefore new and material under 38 C.F.R. § 3.156. ORDER As new and material evidence has been presented, the claim of service connection by aggravation for Asperger syndrome is reopened, and to this extent only the appeal is granted. REMAND On the reopened claim of service connection by aggravation for Asperger syndrome as the evidence of record is insufficient to decide the claim, further evidentiary development is needed under the duty to assist. Accordingly, the case is REMANDED for the following action. 1. Request the records of the Social Security Administration. 2. Afford the Veteran a VA examination by a VA neurologist to determine whether Asperger syndrome was aggravated by service considering accepted medical principles and a review of the medical literature, pertaining to the history, manifestations, clinical course, and character of Asperger syndrome. In formulating the opinion, the VA neurologist is asked to consider that the term "aggravation" means a permanent increase in severity, that is, an irreversible worsening of Asperger syndrome beyond the natural clinical course and character of the condition as contrasted to a temporary worsening of symptoms. Also, "aggravation" is not established if there is no increase in disability during service or the increase was due to the natural progress or clinical course of Asperger syndrome. The VA neurologist is asked to comment on the clinical significance of the event in service in September 1978 when a table fell on the Veteran's right knee as a possible sign of Asperger syndrome, that is, lack of motor development. [Note. The Veteran did complete basic training and nearly two years of service without additional documented physical problems, although he was administratively separated from service for asthma]. The claims file must be made available to the examiner. 3. After the above development is completed, adjudicate the claim of service connection by aggravation for Asperger syndrome. If the benefit sought remains denied, provided the Veteran and his representative a supplemental statement of the case and return the case to the Board The Veteran has the right to submit additional evidence and argument on the matter the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2009). ______________________________________________ George E. Guido Jr. Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs