Citation Nr: 1033045 Decision Date: 09/02/10 Archive Date: 09/13/10 DOCKET NO. 06-34 100A ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Houston, Texas THE ISSUES 1. Evaluation of bilateral hearing loss disability, evaluated as 10 percent disabling from May 19, 2009. 2. Evaluation of bilateral hearing loss disability, evaluated as 0 percent disabling prior to May 19, 2009. 3. Entitlement to service connection for bleeding duodenal ulcer claimed as a result of herbicide exposure. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESSES AT HEARING ON APPEAL Appellant and his spouse ATTORNEY FOR THE BOARD T.S. Willie, Associate Counsel INTRODUCTION The Veteran had active service from February1966 to February 1968. This matter comes before the Board of Veterans' Appeals (Board) on appeal from rating decisions of the Houston, Texas, Regional Office (RO). The Veteran testified before the undersigned Veterans Law Judge in June 2010. A transcript of that hearing is associated with the record. The issue of entitlement to an earlier effective date for the grant of service connection for bilateral hearing loss disability has been raised by the record, but has not been adjudicated by the Agency of Original Jurisdiction (AOJ). Therefore, the Board does not have jurisdiction over it, and it is referred to the AOJ for appropriate action. The issues of evaluation of bilateral hearing loss disability, evaluated as 10 percent disabling from May 19, 2009 and entitlement to service connection for bleeding duodenal ulcer claimed as a result of herbicide exposure are addressed in the REMAND portion of the decision below and are REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDING OF FACT On VA audiometric examination in February 2007, the right ear had an average decibel loss of 54 with a speech recognition score of 94 percent (Level I). The left ear had an average decibel loss of 66 with a speech recognition score of 84 percent (Level III). CONCLUSION OF LAW The criteria for a compensable rating for a bilateral hearing loss disability prior to May 19, 2009 have not been met. 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 4.85, 4.86, Diagnostic Code 6100 (2009). REASONS AND BASES FOR FINDING AND CONCLUSION VCAA The Veterans Claims Assistance Act of 2000 (VCAA), codified in pertinent part at 38 U.S.C.A. §§ 5103, 5103A (West 2002 & Supp. 2006), and the pertinent implementing regulation, codified at 38 C.F.R. § 3.159 (2009), provide that VA will assist a claimant in obtaining evidence necessary to substantiate a claim but is not required to provide assistance to a claimant if there is no reasonable possibility that such assistance would aid in substantiating the claim. As part of the notice, VA is to specifically inform the claimant and the claimant's representative, if any, of which portion, if any, of the evidence is to be provided by the claimant and which part, if any, VA will attempt to obtain on behalf of the claimant. The Board also notes that the United States Court of Appeals for Veterans Claims (Court) has held that the plain language of 38 U.S.C.A. § 5103(a) (West 2002), requires that notice to a claimant pursuant to the VCAA be provided "at the time" that, or "immediately after," VA receives a complete or substantially complete application for VA-administered benefits. Pelegrini v. Prinicpi, 18 Vet. App. 112, 119 (2004). The timing requirement enunciated in Pelegrini applies equally to the initial disability-rating and effective-date elements of a service connection claim. Dingess v. Nicholson, 19 Vet. App. 473 (2006). The record reflects that the originating agency provided the Veteran with the notice required under VCAA by letters dated in September 2004 and April 2006. The Board notes that the Veteran is challenging the disability evaluation assigned following the grant of service connection. In Dingess, the U.S. Court of Appeals for Veterans Claims held that in cases where service connection has been granted and an initial disability rating and effective date have been assigned, the typical service-connection claim has been more than substantiated, it has been proven, thereby rendering section 5103(a) notice no longer required because the purpose that the notice is intended to serve has been fulfilled. Dingess, supra. at 490-191. Thus, VA's duty to notify in this case has been satisfied. Moreover, the Board notes that the Veteran was afforded a hearing before the undersigned Veterans Law Judge (not a hearing officer) in June 2010. At the start of the hearing, the VLJ clarified the issues on appeal. During the hearing, the Veteran was encouraged to submit additional evidence to support his claim. This action supplements VA's compliance with the VCAA and satisfies 38 C.F.R. § 3.103. VA must also make reasonable efforts to assist the claimant in obtaining evidence necessary to substantiate the claim for the benefits sought, unless no reasonable possibility exists that such assistance would aid in substantiating the claim. 38 U.S.C.A. § 5103A (West 2002); 38 C.F.R. § 3.159 (2009). In connection with the current appeal, appropriate examinations have been conducted and available service records have been obtained. We also note that the VA examinations were adequate. The examiners reviewed the history, established clinical findings and presented reasons for the opinions. For the foregoing reasons, the Board concludes that all reasonable efforts were made by VA to obtain evidence necessary to substantiate the claim. The evidence of record provides sufficient information to adequately evaluate the claim, and the Board is not aware of the existence of any additional relevant evidence which has not been obtained. No further assistance to the Veteran with the development of evidence is required. 38 U.S.C.A. § 5103A(a)(2); 38 C.F.R. § 3.159(d). Accordingly, the Board will address the merits of the claim. Legal Criteria and Analysis Disability evaluations are determined by evaluating the extent to which a veteran's service-connected disability adversely affects his ability to function under the ordinary conditions of daily life, including employment, by comparing his symptomatology with the criteria set forth in the Schedule for Rating Disabilities (rating schedule). 38 U.S.C.A. § 1155 (West 2002); 38 C.F.R. §§ 4.1, 4.2, 4.10 (2009). If two evaluations are potentially applicable, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that evaluation; otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7 (2009). Where an award of service connection for a disability has been granted, separate evaluations can be assigned for separate periods of time based on the facts found. In other words, the evaluations may be "staged." Hart v. Mansfield, 21 Vet. App. 505 (2008). A disability may require re-evaluation in accordance with changes in a veteran's condition. It is thus essential, in determining the level of current impairment, that the disability be considered in the context of the entire recorded history. 38 C.F.R. § 4.1 (2009). We conclude that the disability has not significantly changed and that a uniform rating is warranted during the time frame addressed in this decision. The Veteran's service-connected bilateral hearing loss disability has been rated by the RO under the provisions of Diagnostic Code 6100. The assignment of disability ratings for hearing impairment is derived by a mechanical application of the rating schedule to the numeric designations assigned after audiometric evaluations are rendered. Lendenmann v. Principi, 3 Vet. App. 345 (1992). The severity of a hearing loss disability is determined by applying the criteria set forth at 38 C.F.R. § 4.85. Under these criteria, evaluations of bilateral hearing loss range from noncompensable to 100 percent based on organic impairment of hearing acuity as measured by the results of controlled speech discrimination tests together with the average pure tone hearing threshold level, as measured by pure tone audiometry tests in the frequencies 1,000, 2,000, 3,000 and 4,000 Hertz, or cycles per second, divided by four. This average is used in all cases to determine the Roman numeral designation for hearing impairment from Table VI or VIa. 38 C.F.R. § 4.85(a), (d). Table VI, "Numeric Designation of Hearing Impairment Based on Pure tone Threshold Average and Speech Discrimination," is used to determine a Roman numeral designation (I through XI) for hearing impairment based on a combination of the percent of speech discrimination (horizontal rows) and the pure tone threshold average (vertical columns). The Roman numeral designation is located at the point where the percentage of speech discrimination and pure tone threshold average intersect. 38 C.F.R. § 4.85(b). Table VII, "Percentage Evaluations for Hearing Impairment," is used to determine the percentage evaluation by combining the Roman numeral designations for hearing impairment of each ear. The horizontal rows represent the ear having the better hearing, while the vertical columns represent the ear having the poorer hearing. The percentage evaluation is located at the point where the row and column intersect. 38 C.F.R. § 4.85(e). In addition, 38 C.F.R. § 4.86 applies to exceptional patterns of hearing impairment. Under its provisions, when the pure tone threshold at each of the four specified frequencies (1000, 2000, 3000, and 4000 Hertz) is 55 decibels or more, the rating specialist will determine the Roman Numeral designation for hearing impairment from either Table VI or Table VIa, whichever results in the higher numeral. Each ear will be evaluated separately. When the pure tone threshold is 30 decibels or less at 1000 Hertz, and 70 decibels or more at 2000 Hertz, the rating specialist will determine the Roman numeral designation for hearing impairment from either Table VI or Table VIa, whichever results in the higher numeral. That numeral will then be elevated to the next higher numeral. 38 C.F.R. § 4.86. On the October 2004 VA compensation and pension examination, pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 50 65 60 65 LEFT 60 65 75 80 The Veteran had a pure tone average of 60 for the right ear and 70 for the left ear. Speech audiometry revealed speech recognition ability of 96 percent in the right ear and 96 percent in left ear. On the May 2005 audiological examination, pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 40 50 50 55 LEFT 50 55 65 65 The Veteran had a pure tone average of 49 for the right ear and 59 for the left ear. Speech audiometry revealed speech recognition ability of 88 percent in the right ear and 84 percent in left ear. On the February 2007 audiological examination, pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 40 45 65 65 LEFT 50 65 75 75 The Veteran had a pure tone average of 54 for the right ear and 66 for the left ear. Speech audiometry revealed speech recognition ability of 94 percent in the right ear and 84 percent in left ear. The October 2004 audiological evaluation revealed an average right ear pure tone decibel loss of 60 with speech recognition of 96 percent. This corresponds to a numeric designation of Level II hearing in the right ear. 38 C.F.R. § 4.87, Table VI (2009). The Veteran had a left ear average pure tone decibel loss of 70 with speech recognition of 96 percent. These findings are consistent with Level II hearing in the left ear. These combined numeric designations result in a rating of 0 percent under Diagnostic Code 6100. 38 C.F.R. § 4.85, Table VII (2009). The May 2005 audiological evaluation revealed an average right ear pure tone decibel loss of 49 with speech recognition of 88 percent. This corresponds to a numeric designation of Level II hearing in the right ear. 38 C.F.R. § 4.87, Table VI (2009). The Veteran had a left ear average pure tone decibel loss of 59 with speech recognition of 84 percent. These findings are consistent with Level III hearing in the left ear. These combined numeric designations result in a rating of 0 percent under Diagnostic Code 6100. 38 C.F.R. § 4.85, Table VII (2009). The February 2007 audiological evaluation revealed an average right ear pure tone decibel loss of 54 with speech recognition of 94 percent. This corresponds to a numeric designation of Level I hearing in the right ear. 38 C.F.R. § 4.87, Table VI (2009). The Veteran had a left ear average pure tone decibel loss of 66 with speech recognition of 84 percent. These findings are consistent with Level III hearing in the left ear. These combined numeric designations result in a rating of 0 percent under Diagnostic Code 6100. 38 C.F.R. § 4.85, Table VII (2009). As shown above, at most, the audiometric examinations support a 0 percent rating for bilateral hearing loss disability prior to May 19, 2009. Although the Veteran asserts that his hearing loss was worse than evaluated, the medical evidence prepared by a skilled neutral professional is more probative. The Board notes that the Veteran's assertions that his hearing had deteriorated are credible. However, in determining the actual degree of disability, the examination findings are more probative of the degree of impairment. Moreover, as noted above, the Court has noted that the assignment of disability ratings for hearing impairment is derived at by a mechanical application of the numeric designations assigned after audiometric evaluations are rendered. Lendenmann, supra. In this case, the numeric designations produce a 0 percent disability evaluation. 38 C.F.R. Part 4 Diagnostic Code 6100. Furthermore, the Board notes that the Veteran did not have an exceptional pattern of hearing as defined by 38 C.F.R. § 4.86 given that the results of audiology testing did not show puretone thresholds at all four of the specific frequencies of 55 decibels or more. The results also failed to show that the pure tone threshold were 30 decibels or less at 1,000 Hertz, and 70 decibels or more at 2,000 Hertz. Accordingly, the 0 percent rating assigned prior to May 19, 2009 accurately reflects the degree of the Veteran's service-connected hearing impairment. 38 U.S.C.A. §§ 1155, 5107; 38 C.F.R. Part 4, § 4.85, Diagnostic Code 6100. Based on the foregoing, the claim for a compensable rating for bilateral hearing loss disability prior to May 19, 2009 must be denied. In reaching this conclusion, the Board has considered the applicability of the benefit-of-the-doubt doctrine. However, as the preponderance of the evidence is against the Veteran's claim, that doctrine is not applicable in the instant appeal. 38 U.S.C.A. § 5107(b); Gilbert v. Derwinski, 1 Vet. App. 49, 55-57 (1991). The Board further notes that referral for extraschedular consideration is not warranted. Consideration of referral for an extraschedular rating requires a three-step inquiry. See Thun v. Peake, 22 Vet. App. 111, 115 (2008), aff'd sub nom. Thun v. Shinseki, 572 F.3d 1366 (Fed. Cir. 2009). The first question is whether the schedular rating adequately contemplates the veteran's disability picture. Thun, 22 Vet. App. at 115. If the criteria reasonably describe the claimant's disability level and symptomatology, then the claimant's disability picture is contemplated by the rating schedule, the assigned schedular evaluation is, therefore, adequate, and no referral is required. If the schedular evaluation does not contemplate the claimant's level of disability and symptomatology and is found inadequate, then the second inquiry is whether the claimant's exceptional disability picture exhibits other related factors such as those provided by the regulation as governing norms. If the veteran's disability picture meets the second inquiry, then the third step is to refer the case to the Under Secretary for Benefits or the Director of the Compensation and Pension Service to determine whether an extraschedular rating is warranted. Here, the Board finds that the record reflects that the Veteran has not required frequent periods of hospitalization for his disability and that the manifestations of the disability are contemplated by the schedular criteria. Therefore, there is no reason to believe that the average industrial impairment from the disability would be in excess of that contemplated by the schedular criteria. Therefore, referral of the case for extra- schedular consideration is not in order. ORDER A compensable rating for a bilateral hearing loss disability prior to May 19, 2009 is denied. REMAND The Veteran has appealed the denial of an evaluation higher than 10 percent disabling for bilateral hearing loss disability from May 19, 2009. In his June 2010 hearing, the Veteran related that his hearing loss disability worsened and that he has had more trouble hearing. He also related having problems with his hearing aids. As the Veteran has related that his hearing loss disability has worsened since his last examination, the Board finds that another VA compensation and pension examination is necessary before this issue can be decided. The Veteran has also appealed the denial of entitlement to service connection for bleeding duodenal ulcer claimed as a result of herbicide exposure. Post service treatment records show a March 1990 impression of melena with lower GI bleeding, rule out peptic ulcer disease. The record further shows a history of duodenal ulcer dating back to the 1990s. In an April 2007 statement, the Veteran's wife stated that she noticed the Veteran started having stomach problems in December 1966. She noted that he developed a bleeding ulcer by 1969 caused by stress. In a May 2007 statement, the Veteran's mother in law related that she recalled the Veteran being taken to the hospital in 1969 for what was determined to be a bleeding ulcer. His brother law related the same in another statement received in May 2007. In his June 2010 hearing, the Veteran related that although he did not complain of an ulcer or any kind of abdominal problems or complications while in service, he did have problems. He reported having stomach issues in service, especially in Vietnam. He stated that he went to sick call and was given Maalox or something like it. After discharge, the Veteran asserts that he went to a private doctor, was put on medication and started getting bleeding ulcers. His wife indicated that he started seeing a doctor for this problem right after service in 1969. The Veteran related that that doctor who treated him directly after service is now deceased and those records are unavailable. In light of the above, the Board finds that further development is necessary before the issue of service connection can be decided. Here, the record shows that the Veteran has related having stomach problems in service and that such continued after service. Lay statements also show that the Veteran was taken to emergency for an ulcer a year after service. As such, the Board finds that an examination and etiology opinion is needed to decide this claim. Pursuant to 38 U.S.C.A. § 5103A(d)(2) and 38 C.F.R. § 3.3159(c)(4)(i), VA will obtain an examination or an opinion if it is necessary to decide the claim. To ensure that VA has met its duty to assist the claimant in developing the facts pertinent to the claims and to ensure full compliance with due process requirements, a remand is necessary. Accordingly, the case is REMANDED for the following action: 1. Schedule the Veteran for a VA compensation and pension examination to determine the severity of his bilateral hearing loss disability. All appropriate tests and studies should be accomplished and all clinical findings should be reported in detail. 2. Schedule the Veteran for a VA examination to determine the nature and etiology of his bleeding duodenal ulcer. The claims folder must be made available to the examiner for review. All findings should be reported in detail. If a disability is found, the examiner should address whether it is more likely than not (i.e., to a degree of probability greater than 50 percent), at least as likely as not (i.e., 50-50 probability), or unlikely (i.e., a probability of less than 50 percent) that any current bleeding duodenal ulcer is related to service to include herbicide exposure. A complete rationale for all opinions should be provided. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2009). ______________________________________________ ROBERT O'BRIEN Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs