Citation Nr: 1034883 Decision Date: 09/16/10 Archive Date: 09/21/10 DOCKET NO. 06-18 066 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Los Angeles, California THE ISSUE Entitlement to service connection for posttraumatic stress disorder (PTSD). REPRESENTATION Appellant represented by: Disabled American Veterans WITNESS AT HEARING ON APPEAL The Veteran ATTORNEY FOR THE BOARD C. P. Swick, Associate Counsel INTRODUCTION The Veteran served on active duty in the U.S. Army from August 1968 to August 1970, including a tour in Vietnam from January to August 1970. This appeal to the Board of Veterans' Appeals (Board) is from a July 2004 rating decision by the Department of Veterans Affairs (VA) Regional Office (RO) in Los Angeles, California. In June 2010, as support for his claim, the Veteran testified at a hearing at the RO before the undersigned Veterans Law Judge of the Board, commonly referred to as a Travel Board hearing. FINDING OF FACT There is probative (competent and credible) evidence linking the Veteran's PTSD to stressful events that, as likely as not, occurred during his military service - including especially exposure to mortars and artillery fire while stationed in Vietnam. CONCLUSION OF LAW Resolving all reasonable doubt in his favor, the Veteran's PTSD was incurred in service. 38 U.S.C.A. §§ 1110, 1154, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.303, 3.304 (2009). REASONS AND BASES FOR FINDING AND CONCLUSION The Veteran claims that he developed PTSD as a result of stressful incidents ("stressors") he experienced while serving in the Republic of Vietnam from January to August 1970. For the reasons and bases set forth below, the Board finds that the evidence supports his claim or, at the very least, is in relative equipoise - meaning about evenly balanced for and against his claim, so it must be granted with resolution of all reasonable doubt in his favor. 38 C.F.R. § 3.102. Service connection may be granted for disability resulting from disease or injury incurred in or aggravated by service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303(a). Service connection for PTSD, in particular, requires: [1] a current medical diagnosis of this condition in accordance with 38 C.F.R. § 4.125(a) (i.e., DSM-IV) (presumed to include the adequacy of the PTSD symptomatology and the sufficiency of a claimed in-service stressor), [2] credible supporting evidence that the claimed in- service stressor(s) actually occurred, and [3] medical evidence of a causal relationship between current symptomatology and the specific claimed in-service stressor(s). See 38 C.F.R. § 3.304(f). See also Cohen v. Brown, 10 Vet. App. 128 (1997) The Veteran has the required DSM-IV diagnosis of PTSD based on the claimed stressor of mortars falling near him while he was on guard duty. His VA treatment reports from 2003-2005 show he received this diagnosis of PTSD predicated on combat-related stressors and resultantly underwent treatment. Since the record contains this required diagnosis of PTSD, which, according to Cohen v. Brown, 10 Vet. App. 128 (1997), was presumably in accordance with the DSM-IV criteria both in terms of the adequacy and sufficiency of the stressors claimed, the first requirement for establishing entitlement to service connection for PTSD has been satisfied. Consequently, resolution of this case turns on whether there also is credible supporting evidence that a claimed in-service stressor actually occurred, and, if so, whether there is medical evidence of a causal relationship between the Veteran's PTSD and the verified in-service stressor. As the Board will discuss, there is indeed this additional necessary evidence supporting the claim. In adjudicating a claim for PTSD, the evidence necessary to establish the occurrence of a stressor during service to support a diagnosis varies depending on whether the Veteran "engaged in combat with the enemy." Hayes v. Brown, 5 Vet. App. 60, 66 (1993). If it is shown through military citation or other appropriate evidence that a Veteran engaged in combat with the enemy, and the claimed stressors are related to combat, the Veteran's lay testimony regarding the reported stressors must be accepted as conclusive evidence of their actual occurrence, provided the testimony is found to be satisfactory, e.g., credible and "consistent with the circumstances, conditions, or hardships of such service." In such cases, no further developmental or corroborative evidence is necessary. 38 C.F.R. § 3.304(f)(2). See also 38 U.S.C.A. § 1154(b); 38 C.F.R. § 3.304(d). In this case, there is no conclusive evidence the Veteran engaged in combat with an enemy force. The record confirms that he was stationed in the Republic of Vietnam from January to August 1970 and that his military occupational specialty (MOS) was senior message clerk. His medals include the National Defense Service Medal, Vietnam Service Medal, Vietnam Campaign Medal, and Army Commendation Medal. These medals, while commendable in their own right, are not prima facie evidence he engaged in combat with an enemy force. In addition, he was not awarded any other commendation typically associated with valor or heroism shown while engaged in combat with an enemy force. So there is no evidence confirming his involvement in combat. See VAOPGCPREC 12-99 (October 18, 1999). Where a determination is made, as in this case, that the Veteran did not "engage in combat with the enemy," or that the claimed stressor is not related to combat, his lay testimony, alone, will not be enough to establish the occurrence of the alleged stressor. Rather, the record must contain service records or other corroborative evidence that substantiates or verifies his testimony or statements as to the occurrence of the claimed stressor. See West (Carlton) v. Brown, 7 Vet. App. 70, 76 (1994); Zarycki v. Brown, 6 Vet. App. 91, 98 (1993). And credible supporting evidence of the actual occurrence of an in-service stressor cannot consist solely of after-the-fact medical nexus evidence. Moreau v. Brown, 9 Vet. App. 389, 396 (1996). In other words, whether an alleged incident in service occurred is a factual, not medical, determination. Evidence in this case, however, all but acknowledges the Veteran probably experienced various stressors during his military service which underlie his diagnosis of PTSD. He testified under oath during his recent hearing that his duties and responsibilities in Vietnam involved much more than just clerical work, his designated MOS. His stressors underlying the diagnosis of PTSD include no less than six mortars falling near him while he was on guard duty with the NCO quarters and toilet facilities being hit by mortars. He did not provide a specific timeframe for these attacks in order to submit to the Joint Services Records Research Center (JSRRC) for possible verification. But he did submit the 1970 Annual Supplement History of the 210th Combat Aviation Battalion, 1st Aviation Brigade, and the monthly reports of the 56th Transportation Company, who were co-located with his 54th Aviation Company, as support for his statements. Strictly speaking, these reports do not show that his location was hit by mortars and that damage resulted to the NCO quarters and toilet facilities. The information that it does include indicates a small mortar attack in January 1970 that fell outside of the 56th company area and a larger mortar attack in March 1970 when 60 rounds fell between Long Thanh and Bearcat, severing an electrical cable between the two locations. Again, though, no damage was reported to the 56th Company's area in the March attack. Although these and the other records in the file do not include the specific incident described by the Veteran or list any property damage, the account provides reasonable corroboration that artillery and mortar fire was experienced in the vicinity of Long Thanh while he was stationed there. And it stands to reasons that he was exposed to traumatic incidents at this location. There need not be corroboration of every detail of his participation in these alleged events. Pentecost v. Principi, 16 Vet. App. 124 (2002). Suozzi v. Brown, 10 Vet. App. 307, 311 (1997). Additionally, the new regulations regarding PTSD found at 38 C.F.R. § 3.304(f)(3) (eff. July 13, 2010) state that: If a stressor claimed by a Veteran is related to the Veteran's fear of hostile military or terrorist activity and a VA psychiatrist or psychologist, or a psychiatrist or psychologist with whom VA has contracted, confirms that the claimed stressor is adequate to support a diagnosis of [PTSD] and that the Veteran's symptoms are related to the claimed stressor, in the absence of clear and convincing evidence to the contrary, and provided the claimed stressor is consistent with the places, types, and circumstances of the Veteran's service, the Veteran's lay testimony alone may establish the occurrence of the claimed in-service stressor. For purposes of this paragraph, "fear of hostile military or terrorist activity" means that a Veteran experienced, witnessed, or was confronted with an event or circumstance that involved actual or threatened death or serious injury, or a threat to the physical integrity of the Veteran or others, such as from an actual or potential improvised explosive device; vehicle-imbedded explosive device; incoming artillery, rocket, or mortar fire; grenade; small arms fire, including suspected sniper fire; or attack upon friendly military aircraft, and the Veteran's response to the event or circumstance involved a psychological or psycho-physiological state of fear, helplessness, or horror. See 75 Fed. Reg. 39843 (July 13, 2010). This most recent regulation amendment has no impact on PTSD stressors claimed to have been experienced during combat, while interned as a prisoner of war (POW), or the result of personal or sexual assault since there already are special provisions, exceptions, etc., for these other type claims. Although during his recent June 2010 Travel Board hearing the Veteran testified that he was in fear of hostile activity while stationed in Vietnam, his diagnosis of PTSD and its relationship to his military service was based on actual exposure to combat- related incidents and not simply on fear of hostile activity. But as there is a sufficient basis to grant his claim, regardless, the Board finds that the claim does not need to be remanded to provide a medical examination for an opinion concerning whether fear of hostile activity is an additional stressor that could have resulted in his PTSD. Because there is evidence confirming the occurrence of the alleged events in question during service, while in Vietnam, and consequent PTSD, service connection is warranted - again, especially resolving all reasonable doubt in the Veteran's favor. 38 C.F.R. § 3.102; Alemany v. Brown, 9 Vet. App. 518, 519 (1996). Given this favorable outcome, there is no need to discuss whether VA has satisfied its duties to notify and assist pursuant to the Veterans Claims Assistance Act of 2000 (VCAA). 38 U.S.C.A. § 5100, et seq. ORDER The claim for service connection for PTSD is granted. ____________________________________________ KEITH W. ALLEN Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs