Citation Nr: 1035245 Decision Date: 09/17/10 Archive Date: 09/21/10 DOCKET NO. 05-15 915 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Lincoln, Nebraska THE ISSUES 1. Entitlement to service connection for a generalized joint pain/fatigue syndrome involving the shoulders, wrists, hips, and ankles as due to an undiagnosed illness. 2. Entitlement to service connection for joint pain of the elbows as due to an undiagnosed illness. 3. Entitlement to service connection for an acquired psychiatric disorder manifested by anxiety and sleep impairment, to include post-traumatic stress disorder (PTSD). REPRESENTATION Veteran represented by: Disabled American Veterans WITNESS AT HEARING ON APPEAL Veteran ATTORNEY FOR THE BOARD M. Taylor, Counsel INTRODUCTION The Veteran had active service from August 1989 to December 1992. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a July 2003 rating determination of a Regional Office (RO) of the Department of Veterans Affairs (VA) in Lincoln, Nebraska. The Veteran testified before the undersigned Veterans Law Judge in July 2006 at the Lincoln RO; a transcript of that hearing is associated with the claims folder. The issue of entitlement to service connection for an acquired psychiatric disorder, to include PTSD, being remanded is addressed in the REMAND portion of the decision below and is REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDINGS OF FACT 1. The Veteran served in the Southwest Asia Theater of operations during the Persian Gulf War. 2. The evidence tends to establish that a generalized joint pain/fatigue syndrome involving the shoulders, wrists, hips, and ankles is attributable to undiagnosed illness as a result of service in the Persian Gulf. 3. A separately identifiable chronic disability manifested by elbow pain is not established. CONCLUSIONS OF LAW 1. Disability manifested by a generalized joint pain/fatigue syndrome involving the shoulders, wrists, hips, and ankles was incurred during Persian Gulf service. 38 U.S.C.A. §§ 1110, 1117 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.303, 3.304, 3.317 (2009). 2. A chronic disability of the elbows was not incurred or aggravated in service, and may not be presumed to be due to undiagnosed illness incurred during Persian Gulf service. 38 U.S.C.A. §§ 1110, 1117 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.303, 3.304, 3.317 (2009). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS Criteria Service connection may be granted for disability resulting from disease or injury incurred or aggravated in service. 38 U.S.C.A. §1110 (West 2002 & Supp. 2009). Service connection basically means that the facts, shown by evidence, establish that a particular injury or disease resulting in disability was incurred coincident with service in the Armed Forces. For the showing of chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time. If chronicity in service is not established, a showing of continuity of symptoms after discharge is required to support the claim. Service connection may be granted for any disease diagnosed after discharge, when all of the evidence establishes that the disease was incurred in service. 38 C.F.R. §§ 3.303, 3.304. VA is authorized to compensate any Persian Gulf veteran suffering from a chronic disability resulting from an undiagnosed illness or combination of undiagnosed illnesses which became manifest either during active duty in the Southwest Asia Theater of operations during the Persian Gulf War, or to a degree of 10 percent or more within a presumptive period following service in the Southwest Asia Theater of operations during the Persian Gulf War. 38 U.S.C.A. § 1117. To implement the Persian Gulf War Veterans' Act, VA added a regulation, 38 C.F.R. § 3.317. This regulation has changed during the appellant's appeal. As originally constituted, the regulation established the presumptive period as not later than two years after the date on which the veteran last performed active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War. Effective December 18, 2006, the period within which such disabilities must become manifest to a compensable degree in order for entitlement for compensation to be established was extended to December 31, 2011. See 38 C.F.R. § 3.317 (2009). Effective March 1, 2002, the statutes affecting compensation for disabilities occurring in Gulf War veterans were amended. See Veterans Education and Benefits Expansion Act of 2001, Public Law 107-103, 115 Stat. 976 (2001). Among other things, these amendments revised the term "chronic disability" to "qualifying chronic disability," and included an expanded definition of "qualifying chronic disability" to include (a) an undiagnosed illness, (b) a medically unexplained chronic multi-symptom illness (such as chronic fatigue syndrome, fibromyalgia, and irritable bowel syndrome) that is defined by a cluster of signs or symptoms, or (c) any diagnosed illness that the Secretary determines, in regulations, warrants a presumption of service connection. 38 U.S.C.A. § 1117(a)(2)(B). The regulation concerning service connection for manifestations of undiagnosed illness now reads as follows: (a)(1) Except as provided in paragraph (c) of this section, VA will pay compensation in accordance with chapter 11 of title 38, United States Code, to a Persian Gulf veteran who exhibits objective indications of a qualifying chronic disability, provided that such disability: (i) Became manifest either during active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War, or to a degree of 10 percent or more not later than December 31, 2011; and (ii) By history, physical examination, and laboratory tests cannot be attributed to any known clinical diagnosis. (2)(i) For purposes of this section, a qualifying chronic disability means a chronic disability resulting from any of the following (or any combination of the following): (A) An undiagnosed illness; (B) The following medically unexplained chronic multisymptom illnesses that are defined by a cluster of signs or symptoms: (1) Chronic fatigue syndrome; (2) Fibromyalgia; (3) Irritable bowel syndrome; or (4) Any other illness that the Secretary determines meets the criteria in paragraph (a)(2)(ii) of this section for a medically unexplained chronic multisymptom illness; or (C) Any diagnosed illness that the Secretary determines in regulations prescribed under 38 U.S.C. 1117(d) warrants a presumption of service-connection. (ii) For purposes of this section, the term medically unexplained chronic multisymptom illness means a diagnosed illness without conclusive pathophysiology or etiology, that is characterized by overlapping symptoms and signs and has features such as fatigue, pain, disability out of proportion to physical findings, and inconsistent demonstration of laboratory abnormalities. Chronic multisymptom illnesses of partially understood etiology and pathophysiology will not be considered medically unexplained. (3) For purposes of this section, "objective indications of chronic disability" include both "signs," in the medical sense of objective evidence perceptible to an examining physician, and other, non-medical indicators that are capable of independent verification. (4) For purposes of this section, disabilities that have existed for 6 months or more and disabilities that exhibit intermittent episodes of improvement and worsening over a 6-month period will be considered chronic. The 6-month period of chronicity will be measured from the earliest date on which the pertinent evidence establishes that the signs or symptoms of the disability first became manifest. (5) A chronic disability resulting from an undiagnosed illness referred to in this section shall be rated using evaluation criteria from part 4 of this chapter for a disease or injury in which the functions affected, anatomical localization, or symptomatology are similar. (6) A disability referred to in this section shall be considered service connected for purposes of all laws of the United States. (b) For the purposes of paragraph (a)(1) of this section, signs or symptoms which may be manifestations of undiagnosed illness or medically unexplained chronic multisymptom illness include, but are not limited to: (1) Fatigue (2) Signs or symptoms involving skin (3) Headache (4) Muscle pain (5) Joint pain (6) Neurologic signs and symptoms (7) Neuropsychological signs or symptoms (8) Signs or symptoms involving the respiratory system (upper or lower) (9) Sleep disturbances (10) Gastrointestinal signs or symptoms (11) Cardiovascular signs or symptoms (12) Abnormal weight loss (13) Menstrual disorders. (c) Compensation shall not be paid under this section: (1) If there is affirmative evidence that an undiagnosed illness was not incurred during active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War; or 2) If there is affirmative evidence that an undiagnosed illness was caused by a supervening condition or event that occurred between the veteran's most recent departure from active duty in the Southwest Asia theater of operations during the Persian Gulf War and the onset of the illness; or (3) If there is affirmative evidence that the illness is the result of the veteran's own willful misconduct or the abuse of alcohol or drugs. (d) For purposes of this section: (1) The term "Persian Gulf veteran" means a veteran who served on active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War. (2) The Southwest Asia theater of operations includes Iraq, Kuwait, Saudi Arabia, the neutral zone between Iraq and Saudi Arabia, Bahrain, Qatar, the United Arab Emirates, Oman, the Gulf of Aden, the Gulf of Oman, the Persian Gulf, the Arabian Sea, the Red Sea, and the airspace above these locations. 38 C.F.R. § 3.317. Adjudication of a veteran's Persian Gulf service connection claims must also include consideration of both the prior and the revised criteria. The General Counsel of VA has held that where a law or regulation changes during the pendency of a claim, the Board should first determine whether the revised version is more favorable to the veteran. In so doing, it may be necessary for the Board to apply both the former and revised versions of the regulation. However, if the revised version of the regulation is more favorable, the retroactive reach of that regulation under 38 U.S.C.A. § 5110(g) can be no earlier than the effective date of that change. See VAOPGCPREC 3-2000 (2000); DeSousa v. Gober, 10 Vet. App. 461, 467 (1997). When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the veteran prevailing in either event, or whether a preponderance of the evidence is against a claim, in which case, the claim is denied. Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Analysis Initially, the Board notes that there has been a significant change in the law with the enactment of the Veterans Claims Assistance Act of 2000 (VCAA). See 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, 5126; 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326. The Veteran's claim is being granted. As such, any deficiencies with regard to VCAA are harmless and nonprejudicial. The Veteran asserts entitlement to service connection for generalized joint pain, to include aching in the shoulders, hips, wrists, and ankles, as due to his service in the Persian Gulf as manifestations of undiagnosed illness. Having considered the record, the Board finds a relative equipoise in the evidence and thus, a finding in favor of service connection is supportable. Service records, to include the Veteran's DD Form 214, verify service in the Persian Gulf War, and that the Veteran was stationed in Southwest Asia. Accordingly, the Board concludes that the Veteran meets the definition of "Persian Gulf Veteran." In citing to a 2003 VA examination report in which a generalized pain/fatigue syndrome was noted to be manifested by diffuse fatigue with marked musculoskeletal pain and identified as the source of the Veteran's joint pain and body aches, the May 2010 VA examiner determined that the Veteran has a multisymptom illness because a specific (known) diagnosis is not achievable, noting the Veteran's relevant history and contemporaneous documented findings and/or complaints. The examiner added that the Veteran did not meet the criteria for fibromyalgia, chronic fatigue syndrome, or an underlying chronic inflammatory or autoimmune disease process, noting long-standing vague complaints for many years which had slowly progressed over the years. In addition, the examiner stated that the Veteran specifically denied complaints in regard to the elbows and concluded that there was no evidence of any acute or ongoing or chronic disability or physical complaint concerning the elbows. Absent a current disability, service connection is not warranted. See Rabideau v. Derwinski, 2 Vet. App. 141, 143 (1992); Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). A determination as to whether the Veteran has current disability related to service requires competent evidence. The Veteran is competent to report his symptoms, to include pain. As a layman, however, his opinion alone is not sufficient upon which to base a determination as to a relationship between service and current disability. Rather, the Board must weigh and assess the competence and credibility of all of the evidence of record. See Espiritu v. Derwinski, 2 Vet. App. 492, 494-95 (1992); Buchanan v. Nicholson, 451 F.3d 1331 (Fed. Cir. 2006); Washington v. Nicholson, 19 Vet. App. 362, 368-69 (2005); Jandreau v. Nicholson, 492 F.3d 1372 (Fed. Cir. 2007); Barr v. Nicholson, 21 Vet. App. 303 (2007). In this case, the Board has accorded probative value to the VA opinion attributing a generalized pain/fatigue syndrome to an undiagnosed illness, and concluding that there was no chronic disability of the elbows. The examiner reviewed the claims file and a rationale was provided for the opinion based on objective findings, reliable principles, and sound reasoning. The evidence is in favor of the claim of service connection for generalized joint pain/fatigue syndrome involving the shoulders, wrists, hips, and ankles. The preponderance of the evidence is against the claim of entitlement to service connection for a chronic elbow disability, to include as due to undiagnosed illness. Consequently, the benefits sought on appeal are granted, in part, and denied, in part. ORDER Service connection for a generalized joint pain/fatigue syndrome involving the shoulders, wrists, hips, and ankles is granted. Service connection for an elbow disability is denied. REMAND The Veteran asserts entitlement to service connection for an acquired psychiatric disorder, to include PTSD. The Board notes that the May 2010 supplemental statement of the case cites the old standard regarding a diagnosis of PTSD. The regulatory standard of "clear diagnosis" was the standard in effect prior to March 7, 1997. See 38 C.F.R. § 3.304(f) (1996). The current regulation requires that a diagnosis of PTSD conform to the criteria of the DIAGNOSTIC AND STATISTICAL MANUAL OF MENTAL DISORDERS, FOURTH ED, American Psychiatric Association (1994) (DSM-IV). The Board further notes that on VA examination in May 2003, the Veteran told the examiner that he had been a spotter for the Artillery while serving in the Persian Gulf. He recounted an incident in which his vehicle ran over an artillery shell and the tire was blown out. He also recounted driving over an antipersonnel mine that turned out to be a dud. Finally, the Veteran indicated that he was trapped by sniper fire for approximately one-half hour to one hour. With respect to the last claimed stressor, the Board observes that the veteran testified at his July 2006 Board hearing that his unit was pinned down by small arms fire in a Kuwaiti village the day after the ground war ended. He also testified that as a Forward Observer it was his job to locate any enemies or weapons/equipment stockpiles and direct fire to these locations. The Board notes that in May 2010, the service department responded that the alleged stressors had not been verified, and while the AOJ has determined that the Veteran is not a combat Veteran, corroboration of every detail, including the veteran's personal participation, is not required for a noncombat stressor; rather, the veteran only needs to offer independent evidence of a stressful event that is sufficient to imply his or her personal exposure. Suozzi v. Brown, 10 Vet. App. 307 (1997). See also Pentecost v. Principi, 16 Vet. App. 124 (2002). In light of the circumstances in this case, further development is necessary. In addition, on VA Persian Gulf War Registry examination in July 1995, a diagnosis of PTSD was entered, and while a May 2003 VA psychiatric examination report notes that a formal diagnosis of PTSD could not be established until the Veteran's stressor had been substantially validated, VA published a final rule that amended its adjudication regulations governing service connection for PTSD by liberalizing, in certain circumstances, the evidentiary standard for establishing the required in-service stressor. 75 Fed. Reg. 39843 (July 13, 2010). In that regard, the final rule amends 38 C.F.R. § 3.304(f) by redesignating current paragraphs (f)(3) and (f)(4) as paragraphs (f)(4) and (f)(5), respectively, and by adding a new paragraph (f)(3) that reads as follows: (f)(3) If a stressor claimed by a veteran is related to the veteran's fear of hostile military or terrorist activity and a VA psychiatrist or psychologist, or a psychiatrist or psychologist with whom VA has contracted, confirms that the claimed stressor is adequate to support a diagnosis of [PTSD] and that the veteran's symptoms are related to the claimed stressor, in the absence of clear and convincing evidence to the contrary, and provided the claimed stressor is consistent with the places, types, and circumstances of the veteran's service, the veteran's lay testimony alone may establish the occurrence of the claimed in-service stressor. For purposes of this paragraph, "fear of hostile military or terrorist activity" means that a veteran experienced, witnessed, or was confronted with an event or circumstance that involved actual or threatened death or serious injury, or a threat to the physical integrity of the veteran or others, such as from an actual or potential improvised explosive device; vehicle-imbedded explosive device; incoming artillery, rocket, or mortar fire; grenade; small arms fire, including suspected sniper fire; or attack upon friendly military aircraft, and the veteran's response to the event or circumstance involved a psychological or psycho-physiological state of fear, helplessness, or horror. The provisions of this amendment apply to applications for service connection for PTSD that are appealed to the Board before July 12, 2010 but have not been decided by the Board as of July 12, 2010, as in this case. The Court has held that once VA undertakes a duty to provide a medical examination, due process requires VA to notify the claimant prior to the adjudication of the claim of any inability to obtain evidence sought (including a VA examination with medical opinion). See Barr v. Nicholson, 21 Vet. App. 303, 311 (2007); see also Daves v. Nicholson, 21 Vet. App. 46, 51 (2007), citing Green v. Derwinski, 1 Vet. App. 121, 123-124 (1991); Bowling v. Principi, 15 Vet. App. 1, 12 (2001) (emphasizing the Board's duty to return an inadequate examination report "if further evidence or clarification of the evidence ... is essential for a proper appellate decision"). As such, the Board finds that the examination report(s) and/or opinion(s) to be inadequate for a determination in regard to the matters on appeal. Thus, an opinion should be obtained, stated in the positive or negative in the specific terms noted in paragraph number 1 below, in regard to whether the Veteran has PTSD related to service. Accordingly, the case is REMANDED for the following action: 1. The AOJ should schedule the Veteran for a VA psychiatric examination to determine the nature and existence of an acquired psychiatric disorder, to include PTSD. The claims file must be made available for review in conjunction with the examination and the examiner's attention should be directed to this remand. All necessary tests should be accomplished. The AOJ should request that the examiner express an opinion in terms of whether it is "more likely than not" (meaning likelihood greater than 50%), "at least as likely as not" (meaning likelihood of at least 50%), or "less likely than not" or "unlikely" (meaning that there is a less than 50% likelihood) that any identified psychiatric disorder(s), including PTSD, are related to service. The term "at least as likely as not" does not mean "within the realm of medical possibility." Rather, it means that the weight of medical evidence both for and against a conclusion is so evenly divided that it is as medically sound to find in favor of that conclusion as it is to find against it. The examiner should provide a complete rationale for any opinion provided. 2. In light of the above, the claim should be readjudicated. The AOJ should review all development for completeness and review any opinion obtained for adequacy, accomplishing any additional action necessary prior to returning the claims file to the Board. If the benefits sought on appeal remain denied, a supplemental statement of the case should be issued and the Veteran afforded a reasonable opportunity in which to respond thereto. The Veteran has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2009). _________________________________________________ MILO H. HAWLEY Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs