Citation Nr: 1036588 Decision Date: 09/28/10 Archive Date: 10/05/10 DOCKET NO. 05-17 816 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Cleveland, Ohio THE ISSUES 1. Entitlement to service connection for lumbar and thoracic degenerative disease with disc herniation. 2. Entitlement to service connection for a left foot condition to include infections of the second and third toes to include a resultant systemic infection. 3. Entitlement to service connection for diabetes mellitus, type I. 4. Entitlement to service connection for diabetic retinopathy. 5. Entitlement to service connection for chronic fatigue. 6. Entitlement to service connection for fracture injury to spine. 7. Entitlement to service connection for radiculopathy. 8. Entitlement to service connection for spondylosis. 9. Entitlement to service connection for traumatic arthritis of the spine. 10. Entitlement to service connection for erectile dysfunction, claimed as sexual dysfunction, due to fracture injury of the spine. 11. Entitlement to service connection for depression with suicidal tendencies. 12. Entitlement to service connection for anxiety with insomnia secondary to fracture injury to spine. 13. Entitlement to service connection for the purpose of establishing eligibility to treatment. REPRESENTATION Appellant represented by: Heather E. Vanhoose, Attorney at Law ATTORNEY FOR THE BOARD H. Yoo, Associate Counsel INTRODUCTION The Veteran had active service from April 2003 to June 2003. This matter came before the Board of Veterans' Appeals (Board) on appeal from a decision of March 2004 by the Department of Veterans Affairs (VA) Cleveland, Ohio, Regional Office (RO). The Veteran appeared and testified at a personal hearing in June 2010 before the undersigned Veterans Law Judge at the Huntington, West Virginia, RO. A transcript of the record has been associated with the claims file. The issue of entitlement to service connection for left foot condition to include infections of the second and third toes to include a resultant systemic infection is addressed in the REMAND portion of the decision below and is REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. Furthermore, in January 2009, the Veteran filed claims of entitlement to service connection for diabetes mellitus, type II; diabetic retinopathy; chronic fatigue; fracture injury to spine; radiculopathy; spondylosis; traumatic arthritis of the spine; erectile dysfunction, claimed as sexual dysfunction, due to fracture injury of the spine; depression with suicidal tendencies; anxiety with insomnia secondary to fracture injury to spine, and service connection for the purpose of establishing eligibility to treatment. A November 2009 rating decision denied the Veteran's claims of entitlement to service connection for all issues claimed in January 2009. In November 2009, the Veteran submitted a Notice of Disagreement (NOD) with the November 2009 rating decision. As the filing of a NOD initiates appellate review, these claims must be remanded for the preparation of a Statement of the Case (SOC). See Manlincon v. West, 12 Vet. App. 238 (1999); Godfrey v. Brown, 7 Vet. App. 398, 408-10 (1995). FINDING OF FACT The Veteran's lumbar and thoracic degenerative disease with disc herniation are not a result of his military service. CONCLUSION OF LAW The criteria for establishing service connection for lumbar and thoracic degenerative disease with disc herniation have not been met. 38 U.S.C.A. §§ 1101, 1110, 1111, 1112, 1113 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.303, 3.306, 3.307, 3.309 (2009). REASONS AND BASES FOR FINDING AND CONCLUSION The Board has reviewed all of the evidence in the Veteran's claims folder. Although the Board has an obligation to provide reasons and bases supporting this decision, there is no need to discuss, in detail, the extensive evidence of record. Indeed, the Federal Circuit has held that the Board must review the entire record, but does not have to discuss each piece of evidence. Gonzales v. West, 218 F.3d 1378, 1380-81 (Fed. Cir. 2000). Therefore, the Board will summarize the relevant evidence where appropriate, and the Board's analysis below will focus specifically on what the evidence shows, or fails to show, as to each claim. Duty to Notify and Assist VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a) (2009). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his or her representative, if any, of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; (3) that the claimant is expected to provide. In July 2003, the agency of original jurisdiction (AOJ) provided the notices required by 38 U.S.C.A. § 5103(a) (West 2002) and 38 C.F.R. § 3.159(b) (2009). Specifically, the AOJ notified the Veteran of information and evidence necessary to substantiate the claims for service connection; information and evidence that VA would seek to provide; and information and evidence that the veteran was expected to provide. The notice requirements described above apply to all five elements of a service connection claim: (1) veteran status; (2) existence of disability; (3) connection between service and the disability; (4) degree of disability; and (5) effective date of benefits where a claim is granted. Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). Attached to the September 2006 notice letter, the agency of original jurisdiction (AOJ) sent the Veteran notice required by 38 U.S.C.A. § 5103(a) and 38 C.F.R. § 3.159(b), to include as interpreted by Dingess. In March 2006, the Veteran was provided with a notice pursuant to Dingess. Although it postdated the initial adjudication, the claim was subsequently readjudicated without taint from the prior decision and no prejudice is apparent. See Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006) (the issuance of fully compliant notification followed by readjudication of the claim, such as an SOC or SSOC, is sufficient to cure a timing defect). The Board notes that the Veteran's representative stated at the June 2010 hearing of addition records to be submitted. However, after 90 days, the record does not show that the Veteran or his representative to have submitted any outstanding records. As the Court stated in Wood v. Derwinski, "[t]he duty to assist is not always a one-way street. If a veteran wishes help, he cannot passively wait for it in those circumstances where he may or should have information that is essential in obtaining the putative evidence." 1 Vet. App. 190, 193, reconsidered, 1 Vet. App. 406 (1991); see also Wamhoff v. Brown, 8 Vet. App. 517 (1996). Therefore, the Board concludes that the Veteran has been provided with every opportunity to submit evidence and argument in support of his claim, and may proceed without prejudice to the Veteran. In addition, the VA has also done everything reasonably possible to assist the Veteran with respect to his claim for benefits, such as obtaining private and VA medical treatment records and providing a VA examinations. The Board does not know of any additional relevant evidence which has not been obtained. Consequently, the duty to notify and assist has been met. Service Connection The Veteran claims that his lumbar and thoracic degenerative disease with disc herniation resulted from his military service from April to June 2003. Service connection may be granted for a disability resulting from injury or disease incurred in or aggravated by active service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303. To establish service connection for the claimed disorder, there must be medical evidence of a current disability; medical or, in certain circumstances, lay evidence of in-service incurrence or aggravation of a disease or injury; and medical evidence of a nexus between the claimed in-service disease or injury and the current disability. 38 C.F.R § 3.303 (2008); see also Hickson v. West, 12 Vet. App. 247, 253 (1999). For the showing of chronic disease in service, there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time. If a condition noted during service is not shown to be chronic, then generally, a showing of continuity of symptoms after service is required for service connection. See 38 C.F.R. § 3.303(b). Service connection may also be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. See 38 C.F.R. § 3.303(d). Service connection may also be granted for chronic disorders, such as arthritis, when manifested to a compensable degree within one year of separation from service. 38 U.S.C.A. §§ 1101, 1112, 1113, 1137; 38 C.F.R. §§ 3.307, 3.309. When determining whether a disability or disease was incurred in service, or preexisted service, a Veteran shall be presumed to have been in sound condition when examined, accepted, and enrolled for service, except as to defects, infirmities, or disorders noted at the time of the examination, acceptance, and enrollment, or where clear and unmistakable evidence demonstrates that the injury or disease existed before acceptance and enrollment and was not aggravated by such service. 38 U.S.C.A. § 1111; 38 C.F.R. § 3.304(b). To rebut the presumption of sound condition under 38 U.S.C.A. § 1111, VA must show by clear and unmistakable evidence both that the disease or injury existed prior to service and that the disease or injury was not aggravated by service. 38 C.F.R. § 3.304(b); VAOPGCPREC 3-03, 69 Fed. Reg. 25178 (2004); Wagner v. Principi, 370 F.3d 1089, 1093 (Fed. Cir. 2004). The Veteran is not required to show that the disease or injury increased in severity during service before VA's duty under the second prong of this rebuttal standard attaches. See Cotant v. Principi, 17 Vet. App. 116, 132 (2003). When no preexisting condition is noted upon entry into service, the Veteran is presumed to have been sound upon entry. The burden then falls on the government to rebut the presumption of soundness by clear and unmistakable evidence that the Veteran's disability was both preexisting and not aggravated by service. A preexisting injury or disease will be considered to have been aggravated by active service where there is an increase in disability during such service, unless there is a specific finding that the increase in disability is due to the natural progress of the disease. 38 U.S.C.A. § 1153; 38 C.F.R. § 3.306(a). Aggravation may not be conceded where the disability underwent no increase in severity during service on the basis of all the evidence of record pertaining to the manifestations of the disability prior to, during, and subsequent to service. 38 U.S.C.A. § 1153; 38 C.F.R. §§ 3.304, 3.306(b). A preexisting disease or injury will be presumed to have been aggravated by service only if the evidence shows that the underlying disability underwent an increase in severity; the occurrence of symptoms, in the absence of an increase in the underlying severity, does not constitute aggravation of the disability. Davis v. Principi, 276 F.3d 1341, 1345 (Fed. Cir. 2002); 38 C.F.R. § 3.306(a). Aggravation for purposes of entitlement to VA compensation benefits requires more than that a preexisting disorder become intermittently symptomatic during service; rather, there must be permanent advancement of the underlying pathology. Aggravation is characterized by an increase in the severity of a disability during service, and a finding of aggravation is not appropriate in cases where the evidence specifically shows that the increase is due to the natural progress of the disease. Furthermore, temporary or intermittent flare-ups of a preexisting disease during service are not sufficient to be considered aggravation of the disease unless the underlying condition, as contrasted to symptoms, is worsened. See Jensen v. Brown, 4 Vet. App. 304, 306-07 (1993); Hunt v. Derwinski, 1 Vet. App. 292 (1991); Verdon v. Brown, 8 Vet. App. 529, 536-7 (1996). The Veteran testified at the Board Hearing in June 2010 that he injured his back during service while marching and moving furniture. He stated he sought treatment for his back pain as soon as he received a medical discharge from his military service and was treated primarily with pain medication. The Board notes the Veteran has stated on numerous occasions that his back condition did not pre-exist service. Specifically, in May 2005, the Veteran submitted a statement that he did not have disc degeneration in his back and that he was injured during basic training. The record indicates the Veteran was in receipt of Social Security disability prior to entering service. In October 1990, the State of Ohio Rehabilitation Services and Commission, Bureau of Disability Determination, determined that the Veteran had been disabled since December 1989 from a back injury. He was diagnosed with thoracic sprain. Private medical records from January 1990 report the Veteran slipped on ice and fell, hitting his back on a cement step. X-rays revealed subluxation of T-2, T-4, T-6 vertebra. It was negative for fracture or osseous pathology and the vertebral bodies and disc bases were intact. In August 1990, the Veteran was treated by Dr. Thaler for twisting his back after falling through a porch floor. X-rays revealed some narrowing at L5, S1 and some narrowing of the anterior vertical body height. According to private treatment records from the Veteran's private physician, Dr. R. F. Hawkins, the Veteran was treated for back pain due to a car accident in July 1997. In February 2003, the Veteran withdrew receiving Social Security benefits as he entered the military. According to the Veteran's in-service medical records, he reported in the February 2003 Medical Prescreen of Medical History Report and the Report of Medical History that he did not have recurrent back pain. In addition, a note from Dr. R. F. Hawkins, the Veteran's private doctor, dated February 2003, stated, "Please [b]e advised that [the Veteran] is physically able to [b]e in [the] [m]ilitary." However, it was noted in the Report of Medical Examination that the Veteran's spine was abnormal as he could not duck walk or stand from a kneeling position. In May 2003, soon after the Veteran entered the military, he complained of and was treated for pain in the lower back. He reported that a back injury occurred from lifting a duffle bag. On examination, the Veteran had decreased range of motion with pain but had normal alignment. In May 2003, medical personnel initiated a discharge due to diabetes and obesity. He was further treated for chest pain, low back pain, and elevated blood sugar as well. The letter confirms the Veteran was placed on restricted physical activities. He was subsequently approved for discharge and separated from service in June 2003. According to the post-service treatment records, the Veteran initially sought treatment for his back pain in June 2003 soon after separation from service. Since then he has received treatment from various private doctors as well as treatment at the VA medical center. An MRI revealed degenerative disc disease present in the lumbar region, generalized disc bulging at the T12/L1 level, central disc intrusion causing encroachment on the spinal canal at the L3/L4 level, and an annular tear with broad based disc protrusion causing some encroachment on the spinal canal at the L4/L5 level. In July 2003, a private neurologist, Dr. M. J. Meagher, stated in a letter to Dr. Hawkins, that the Veteran told him that he was injured while in the military during basic training. Upon examination and review of the MRIs, Dr. Meagher found significant disc herniation at T8-T9 and T10-T11 but could not determine the cause of the Veteran's numbness in his arms and hands. In August 2003, the Veteran underwent a VA examination where he reported his "back pain began on his third day of basic training. He said he had to stand at attention with his rucksack and all of his civilian belongings for one and a half hours on two different days prior to the onset of his severe back pain... He denied having any problems with back pain prior to his military service at all." The Veteran reported severe pain in his thoracic area and in the lumbar area and that it was severely impeding his daily activities. A physical examination revealed forward bending of the lumbosacral spine from 0 to 70 degrees with pain at the end of range of motion. He had normal extension was from 0 to 35 degrees, normal side bending right was 0 to 40 degrees, normal side bending left from 0 to 35 degrees but complained of pain at the end of range of motion. Rotation right and left was 0 to 50 degrees. There were objective evidence of tenderness but no clear objective evidence of motion or weakness. The August 2003 VA examiner noted there was no evidence in his claims file that the Veteran's back problems started prior to his entrance into the military and there was no record of physical examination upon entrance in the claims file. Therefore, the VA examiner stated it is "most difficult to make a judgment as to the timing of the claimed injury. It would be most helpful to have x-rays, MRI, or even military records over the last [five] years prior to his entrance to the military as evidence that this conditions were not preexisting as the x-rays suggest." The Veteran's Social Security disability was reinstated in November 2004 after it was determined he was totally disabled with severe conditions of diabetes, degenerative disc disease, bipolar disorder, and anxiety disorder. Numerous private treatment records associated with the claims file reflect the Veteran continued to receive treatment for his back condition from 2003 to 2008. In May 2007, the Veteran underwent another VA examination where he reported he injured his back during service while carrying 150 pounds in his pack. A physical examination revealed extension at 0 to 22 degrees, right lateral flexion at 0 to 30 degrees, left lateral flexion at 0 to 20 degrees; all without pain on motion. The Veteran's right lateral rotation was 0 to 20 degrees with pain on motion and left lateral rotation was 0 to 20 degrees without pain on motion. No opinion was given on the etiology of the Veteran's back disorder. The Veteran was afforded another VA examination in February 2008. He reported his back problems started in service when he had to lift a heave rucksack and currently experiences constant severe pain. A physical examination revealed extension at 0 to 20 degrees without pain, flexion at 0 to 45 degrees with pain on motion, right and left lateral flexion at 0 to 30 degrees without pain on motion. The Veteran's right and left lateral rotation was 0 to 22 degrees with no pain on motion. Upon review of the medical evidence of record and the physical examination, the VA examiner opined there was no history of trauma during service "[h]owever, he had trauma before joining service, this is the likely reason for his spine problems. The [thirty six] days of service has not altered the course of his pre-enlistment spine problems." Based on a review of the medical evidence of record, the Board finds that the Veteran's claim for lumbar and thoracic degenerative disease with disc herniation must be denied. The evidence of record clearly demonstrates the Veteran had prior history of back injury and pain prior to entering service. An abnormal back condition was noted upon entrance into military service. Therefore, as a back condition has been noted by a medical examiner at entrance, the presumption of soundness at entrance does not attach. There are two medical opinions of record; one opinion from August 2003 where the VA examiner stated the Veteran did not have any history prior to enter service but could not determine when an injury occurred and another opinion from February 2008 finding earlier trauma prior to service is the cause of his current back problems. The Court has held that the Board may favor the opinion of one competent medical professional over that of another so long as an adequate statement of reasons and bases is provided. See Owens v. Brown, 7 Vet. App. 429, 433 (1995). Also, the probative value of a medical opinion largely depends upon the extent to which such an opinion was based on a thorough review of a Veteran's medical history, as contained in his claims file. Furthermore, in cases where an examiner who has rendered a medical opinion has not had an opportunity to review the veteran's medical records, the medical opinion's probative value is substantially limited. See Miller v. West, 11 Vet. App. 345, 348 (1998) (bare conclusions without a factual predicate in the record are not considered probative); Gabrielson v. Brown, 7 Vet. App. 36, 40 (1994). The Board notes that the August 2003 VA examiner did not have the opportunity to review all of the evidence now of record, namely, the examiner did not review the Veteran's SSA records prior to 2003 which reported the Veteran's prior history of trauma to his back. Subsequent to the August 2003 VA examination and opinion, a considerable amount of evidence has been associated with the claims file. The February 2008 VA examination clearly outlined a review the evidence of the claims file in its entirety and rendered an opinion. Therefore, the February 2008 examination and opinion that the Veteran's sustained back injuries prior to service and the pain experienced during service was continuation of the those injuries, not aggravated by service, is given greater probative value. In addition, while the Veteran's history of in-service back pain and treatment is corroborated by service treatment records, it is not sufficiently probative to warrant a grant of service connection. Generally, a lay person, while competent to report symptoms, is not competent to comment on the presence or etiology of a medical disorder. See Espiritu v. Derwinski, 2 Vet. App. 492. Consequently, while the Veteran is competent to report that he experienced back pain in service he is not competent to report a chronic disorder resulted from the alleged injury. Therefore, although the Veteran is currently diagnosed with a chronic back disorder, based on the initial manifestation of chronic back disorder and the lack of evidence of aggravation and a clear negative nexus opinion, the evidence for the Veteran's claim is outweighed by the countervailing evidence. As the preponderance of the evidence is against the claims, the benefit of the doubt doctrine is not applicable and the appeal must be denied. 38 U.S.C.A. § 5107(b); Gilbert v. Derwinski, 1 Vet. App. 49 (1990); Ortiz v. Principi, 274 F. 3d 1361 (Fed. Cir. 2001). ORDER Entitlement to service connection for lumbar and thoracic degenerative disease with disc herniation is denied. REMAND The Veteran also claims that service connection is warranted for a left foot disability. Unfortunately, a remand is required in this case. Although the Board sincerely regrets the additional delay, it is necessary to ensure that there is a complete record upon which to decide the veteran's claim so that he is afforded every possible consideration. VA has a duty to assist claimants in obtaining evidence needed to substantiate a claim. 38 U.S.C.A. §§ 5107(a) 5103A (West 2002 & Supp. 2009); 38 C.F.R. § 3.159(c) (2009). At the June 2010 Board hearing, the Veteran testified that he developed an infection in his toes from wearing combat boots that was not the correct size. He stated he was placed on "soft shoe detail" but was still told to wear combat boots and marched. As a result of the infection, the Veteran sought treatment for his feet immediately after separation from service and required the amputation of his toes. The Veteran stated he lost 289 pounds prior to entering the military and was 212 pounds upon entrance. Prior to the weight loss, the Veteran had a history of diabetes and was treated with medication. However, the Veteran reported that since the weight loss and two years prior to entering service he was not taking any diabetic medication. Therefore, he was told by the drill sergeant he was no longer considered diabetic. The Veteran claims that he has not experienced any problems with his toes or feet prior to entering service and since service he has continued to have this problem. The Veteran further testified that soon after the hearing he would be receiving additional treatment with Dr. Keamer, a private doctor at Holzer Clinic. The Veteran also stated he would ask Dr. Keamer for a opinion on the etiology of his current feet condition. The Board finds these records have not been associated with the claims file and, therefore, in order to give the Veteran every consideration with respect to the present appeal, it is the Board's opinion that further development of the case is necessary. Furthermore, as indicated above, the November 2009 rating decision denied the Veteran's claims of entitlement to service connection for diabetes mellitus, type II; diabetic retinopathy; chronic fatigue; fracture injury to spine; radiculopathy; spondylosis; traumatic arthritis of the spine; erectile dysfunction, claimed as sexual dysfunction, due to fracture injury of the spine; depression with suicidal tendencies; anxiety with insomnia secondary to fracture injury to spine, and service connection for the purpose of establishing eligibility to treatment. In November 2009, the Veteran submitted a NOD to the November 2009 rating decision. As the filing of a NOD initiates appellate review, these claims must be remanded for the preparation of a SOC. See Manlincon, supra. This case is being returned to the RO via the Appeals Management Center (AMC) in Washington, D.C., and the Veteran will be notified when further action on his part is required. Accordingly, the case is REMANDED to the RO for the following action: 1. Contact the Veteran and again request that he identify the complete facility name, address, and approximate dates of treatment, namely from Dr. Keamer, on a provided VA Form 21- 4142, Authorization and Consent to Release Information. Inform the Veteran to complete an additional VA Form 21-4142 for any other medical care provider(s) who may possess additional records referable to treatment for his current foot disorder. After securing any necessary authorization or medical releases, the RO should request and associate with the claims file, the Veteran's treatment reports from all sources identified whose records have not previously been secured. Notify the Veteran that he may obtain the evidence himself and send it to VA. 2. The RO should issue the Veteran a SOC pertaining to the issues of entitlement to service connection for diabetes mellitus, type II; diabetic retinopathy; chronic fatigue; fracture injury to spine; radiculopathy; spondylosis; traumatic arthritis of the spine; erectile dysfunction, claimed as sexual dysfunction, due to fracture injury of the spine; depression with suicidal tendencies; anxiety with insomnia secondary to fracture injury to spine, and service connection for the purpose of establishing eligibility to treatment. The RO must notify the Veteran that to vest the Board with jurisdiction over this issue, a timely substantive appeal to an adverse statement of the case must be filed in accordance with the requirements outlined in 38 C.F.R. § 20.202. 3. When the development requested has been completed, the case should again be reviewed by the RO on the basis of the additional evidence. If the benefit sought is not granted, the Veteran and his representative should be furnished a Supplemental Statement of the Case, and be afforded a reasonable opportunity to respond before the record is returned to the Board for further review. The Veteran has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2009). ____________________________________________ J. A. MARKEY Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs