Citation Nr: 1036628 Decision Date: 09/28/10 Archive Date: 10/05/10 DOCKET NO. 07-05 198 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in St. Petersburg, Florida THE ISSUES 1. Entitlement to service connection for renal failure. 2. Entitlement to an increased evaluation above 20 percent for osteoarthritis of the left (minor) acromioclavicular joint. REPRESENTATION Appellant represented by: Veterans of Foreign Wars of the United States WITNESS AT HEARING ON APPEAL The Veteran ATTORNEY FOR THE BOARD Bernard T. DoMinh, Counsel INTRODUCTION The Veteran served on active duty from March 1990 to March 1994. This matter comes to the Board of Veterans' Appeals (Board) on appeal from a February 2006 rating decision by the St. Petersburg, Florida, Regional Office (RO) of the Department of Veterans Affairs (VA), which denied the Veteran's claims of entitlement to service connection for renal failure and entitlement to an increased evaluation above 20 percent for osteoarthritis of the left (minor) acromioclavicular joint. The Veteran's osteoarthritis of the left (minor) acromioclavicular joint is his only service-connected disability at the present time. The Veteran and his representative appeared at the RO in April 2010 to present oral testimony in support of his claims at a hearing before the undersigned traveling Veterans Law Judge. A transcript of this hearing has been obtained and associated with the Veteran's claims file for consideration by the Board. For the reasons that will be further discussed below, the issue of entitlement to an increased evaluation above 20 percent for osteoarthritis of the left (minor) acromioclavicular joint is REMANDED to the RO via the Appeals Management Center (AMC), in Washington, D.C., for additional evidentiary development. VA will notify the Veteran and his representative if any further action is required on their part. FINDING OF FACT Renal failure was did not have its onset during active duty. CONCLUSION OF LAW Renal failure was not incurred, nor is it presumed to have been incurred, during active military service. 38 U.S.C.A. §§ 1110, 1111, 1112, 1113, 1131, 1137 (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2009). REASONS AND BASES FOR FINDING AND CONCLUSION Entitlement to service connection for renal failure. The Board notes at the outset that, in accordance with the Veterans Claims Assistance Act of 2000 (VCAA), VA has an obligation to notify claimants what information or evidence is needed in order to substantiate a claim, as well as a duty to assist claimants by making reasonable efforts to get the evidence needed. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A and 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2009); see also Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002). With respect to the claim of entitlement to service connection for renal failure, generally, the notice requirements of a service connection claim have five elements: veteran status, existence of a disability, a connection between the veteran's service and the disability, degree of disability, and effective date of the disability. Dingess v. Nicholson, 19 Vet. App. 473 (2006). VCAA notice must also: (1) inform the claimant about the information and evidence necessary to substantiate the claim; (2) inform the claimant about the information and evidence that VA will seek to provide; (3) inform the claimant about the information and evidence the claimant is expected to provide; and (4) request that the claimant provide any evidence in his possession that pertains to the claim. See 38 U.S.C. § 5103(a); 38 C.F.R. § 3.159(b); Beverly v. Nicholson, 19 Vet. App. 394, 403 (2005) (outlining VCAA notice requirements). During the course of the appeal, § 3.159(b) was revised and the requirement that VA request that the claimant provide any evidence in his possession that pertains to the claim was removed from the regulation. The claim of entitlement to service connection for renal failure decided herein stems from the Veteran's application for VA compensation for this disability, which was filed in August 2005. VCAA notice letters addressing the applicability of the VCAA to service connection claims and of VA's obligations to the Veteran in developing such claims were dispatched to the Veteran in October 2005, January 2008, February 2008, and May 2008, which collectively address the issue on appeal and satisfy the above- described mandates, as well as the requirements that the Veteran be informed of how VA calculates degree of disability and assigns an effective date for the disability, as prescribed in Dingess v. Nicholson, 19 Vet. App. 473 (2006). To the extent that the Veteran asserts that there is a defect in the timing of the notice as fully complaint notice did not precede the initial adjudication of the Veteran's claim, the later notices were followed by a subsequent readjudication, most recently in a July 2008 rating decision/supplemental statement of the case, thereby curing the defective notice error. See Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006) (the issuance of a fully compliant VCAA notification followed by readjudication of the claim, such as a statement of the case or supplemental statement of the case, is sufficient to cure a timing defect). VA also has a duty to assist the Veteran in obtaining evidence necessary to substantiate the claims. 38 U.S.C.A. § 5103A(a) ("The Secretary shall make reasonable efforts to assist a claimant in obtaining evidence necessary to substantiate the . . . claim"). This duty includes assisting the Veteran in obtaining records and providing medical examinations or obtaining medical opinions when such are necessary to make a decision on the claim. 38 U.S.C.A. § 5103A(b), (c), (d) (setting forth Secretary's various duties to claimant). VA informed the Veteran of its duty to assist in obtaining records and supportive evidence. In this regard, the Board observes that the Veteran's service treatment records as well as relevant post-service VA, Social Security Administration (SSA), and private medical records for the period spanning 1999 - 2009 have been obtained and associated with the claims file. The Board is satisfied upon review of the evidence of record that the evidence is sufficiently developed for appellate adjudication of the service connection claim decided herein. The Board notes that the Veteran and his representative have been provided with ample opportunity to submit additional evidence in support of the service connection claim up to the time when the case was received by the Board in May 2010. Per the appellant's request, at the April 2010 Board hearing, the undersigned Veteran's Law Judge held the record open for an additional 60 days to permit submission of additional supportive evidence. However, neither the Veteran nor his representative have indicated that there are any outstanding relevant post-service medical records or other pertinent evidence that must be considered in this current appeal with respect to the issue decided herein. The Board notes that the Veteran was provided with a VA examination in February 2008, addressing the service connection claim presently on appeal. The examiner had reviewed the Veteran's clinical history and submitted a nexus opinion predicated upon this review. The Board finds no defect with the examination report that would render it unusable for VA rating purposes and thus concludes it to be adequate for purposes of adjudicating the present appeal. See Barr v. Nicholson, 21 Vet. App. 303, 311-12 (2007). Based on the foregoing, the Board finds that the VA fulfilled its VCAA duties to notify and to assist the Veteran in the evidentiary development of his service connection claim decided herein, and thus no additional assistance or notification is required. The Veteran has suffered no prejudice that would warrant a remand, and his procedural rights have not been abridged. See Bernard v. Brown, 4 Vet. App. 384 (1993). The Board will therefore proceed with the adjudication of this appeal. The Board has thoroughly reviewed all the evidence in the Veteran's claims file. Although the Board has an obligation to provide reasons and bases supporting this decision, there is no need to discuss, in detail, the evidence submitted by the appellant or on his behalf. See Gonzales v. West, 218 F.3d 1378, 1380-81 (Fed. Cir. 2000) (the Board must review the entire record, but does not have to discuss each piece of evidence). The analysis below focuses on the most salient and relevant evidence and on what this evidence shows, or fails to show, on the claims. The appellant must not assume that the Board has overlooked pieces of evidence that are not explicitly discussed herein. See Timberlake v. Gober, 14 Vet. App. 122 (2000) (the law requires only that the Board address its reasons for rejecting evidence favorable to the claimant). The Board must assess the credibility and weight of all evidence, including the medical evidence, to determine its probative value, accounting for evidence which it finds to be persuasive or unpersuasive, and providing reasons for rejecting any evidence favorable to the claimant. Equal weight is not accorded to each piece of evidence contained in the record; every item of evidence does not have the same probative value. When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the appellant prevailing in either event, or whether a preponderance of the evidence is against a claim, in which case, the claim is denied. See Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Service connection involves many factors, but basically means that the facts, shown by the evidence, establish that a particular injury or disease resulting in disability was incurred coincident with service, or if pre-existing such service, was aggravated therein. This may be accomplished by affirmatively showing inception or aggravation during service or through the application of statutory presumptions. 38 C.F.R. § 3.303(a) (2009). In order to establish service connection for a disability, there must be (1) medical evidence of a current disability; (2) medical or, in certain circumstances, lay evidence of in- service incurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the claimed in- service disease or injury and the current disability. See Hickson v. West, 12 Vet. App. 247, 253 (1999). Where a veteran served continuously for 90 days or more during a period of war, or during peacetime service after December 31, 1946, and certain diseases, such as cardiovascular-renal disease, become manifest to a degree of 10 percent or more within one year from date of termination of such service, such disease shall be presumed to have been incurred in or aggravated by service, even though there is no evidence of such disease during the period of service. See 38 U.S.C.A. §§ 1111, 1112, 1113, 1137 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.307, 3.309 (2009). With chronic disease shown as such in service (or within the presumptive period under 38 C.F.R. § 3.307 (2009)) so as to permit a finding of service connection, subsequent manifestations of the same chronic disease at any later date, however remote, are service connected, unless clearly attributable to intercurrent causes. This rule does not mean that any manifestation of abnormal kidney or urinary tract symptoms in service will permit service connection for renal failure, first shown as a clear-cut clinical entity, at some later date. For the showing of chronic disease in service there is required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word "chronic." When the disease identity is established, there is no requirement of evidentiary showing of continuity. Continuity of symptomatology is required only where the condition noted during service (or in the presumptive period) is not, in fact, shown to be chronic, or where the diagnosis of chronicity may be legitimately questioned. When the fact of chronicity in service is not adequately supported, then a showing of continuity after discharge is required to support the claim. 38 C.F.R. § 3.303(b) (2009). Service connection may be granted for any disease diagnosed after discharge from active duty when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d) (2009). If there is no evidence of a chronic condition during service or an applicable presumptive period, then a showing of continuity of symptomatology after service may serve as an alternative method of establishing the second and/or third element of a service connection claim. See 38 C.F.R. § 3.303(b); Savage v. Gober, 10 Vet. App. 488 (1997). Continuity of symptomatology may be established if a claimant can demonstrate (1) that a condition was "noted" during service; (2) evidence of post-service continuity of the same symptomatology; and (3) medical or, in certain circumstances, lay evidence of a nexus between the present disability and the post-service symptomatology. Evidence of a chronic condition must be medical, unless it relates to a condition to which lay observation is competent. If service connection is established by continuity of symptomatology, there must be medical evidence that relates a current condition to that symptomatology. See Savage, 10 Vet. App. at 495-98. It is the defined and consistently applied policy of VA to administer the law under a broad interpretation, consistent, however, with the facts shown in every case. When, after careful consideration of all procurable and assembled data, a reasonable doubt arises regarding service origin, the degree of disability, or any other point, such doubt will be resolved in favor of the claimant. By reasonable doubt is meant one which exists because of an approximate balance of positive and negative evidence which does not satisfactorily prove or disprove the claim. It is a substantial doubt and one within the range of probability as distinguished from pure speculation or remote possibility. See 38 C.F.R. § 3.102 (2009). At his April 2010 hearing, the Veteran testified, in pertinent part, that he did not experience any symptoms indicative of kidney or urinary tract disease in service, and that his earliest recollection of being diagnosed with kidney problems was approximately in 1998 - 1999. He has since been diagnosed with renal failure with kidney transplant in 2006. According to the Veteran, he had been informed by his treating physicians that his kidney disease was associated with his non-service-connected hypertension. He testified that during active duty, he was involved in six motor vehicle accidents, for which he was observed and treated thereafter for external injuries. He expressed his belief that he sustained an internal injury and scarring to his kidneys from the in-service vehicle accidents that escaped detection and led to his current renal failure. He reported that a physician at the Miami VA Medical Center mused on the possibility that this was what happened, but did not proffer any formal opinion on the record in this regard. The Veteran's service treatment records show, in pertinent part, no indication of onset of chronic kidney disease during active duty. His enlistment examination in September 1990 and separation examination in February 1994 show normal clinical findings on genitourinary examination and urinalysis, with no proteinuria or reported history of kidney or urinary tract symptoms. The clinical records from service also show no diagnosis of, or treatment for, any chronic or acute kidney or genitourinary syndromes or injuries. Although there are several notations for treatment of back pain, all were for pain of musculoskeletal or orthopedic origin and none of these relate to back pain as a symptom of kidney trouble. The records show only two incidents relating to treatment for injuries associated with motor vehicle accidents, the first being in September 1993 when the Veteran was treated for removal of small glass splinters in his left eye after the rear window of the truck he was driving shattered after striking the rear window of another truck he was passing. The second incident occurred in February 1994, when the Veteran (whose military occupational specialty was as a fighting vehicle infantryman) was riding in the rear compartment of an armored fighting vehicle which got struck in the rear by another armored fighting vehicle. The Veteran was treated for muscular low back pain in February - March 1994 and placed on physical profile. No kidney injury was indicated in the service records. Army National Guard medical records show that on examination in March 1995, the Veteran was normal on genitourinary examination and urinalysis, with no proteinuria or reported history of kidney or urinary tract symptoms. Post-service clinical records show, in pertinent part, that the Veteran was diagnosed with renal osteodystrophy and glomerulosclerosis in January - April 2004 and end-stage renal disease (chronic renal failure) in July 2005. In October 2005, he was diagnosed with a history of end-stage renal disease of unknown etiology. In May 2006, he underwent kidney transplant surgery using a kidney donated by his brother. SSA records show that he was deemed disabled for purposes of SSA disability benefits as of May 2006 due to kidney failure. According to a May 2006 private treatment report, the Veteran apparently had a history of proteinuria in 1985, which caused him to be rejected in his initial bid for admission into military service. Proteinuria evidently did not reoccur afterwards, as he re-applied for enlistment in 1990 and was accepted for service, where he served for four years in active duty, followed by four years in the National Guard, with no further finding of proteinuria in the annual physical examinations conducted pursuant to this service. Several years post-service, the Veteran had a clinical history that was significant for hypertension and chronic renal insufficiency. A June 2004 biopsy confirmed a diagnosis of focal segmental glomerulosclerosis. He began kidney dialysis treatments in June 2005. The report of a February 2008 VA genitourinary examination shows, in pertinent part, that the Veteran's clinical history was reviewed by the examiner, who diagnosed the Veteran with renal failure secondary to focal sclerosing glomerulosclerosis, status post renal transplant. Although the examiner noted in her report that the Veteran was not asserting that his kidney disease was secondary to his service-connected left shoulder disability (his only service-connected disability), the examiner nonetheless presented the opinion that it was less likely than not that any such etiological relationship existed. The examiner further stated that the Veteran's end-stage renal disease (renal failure) "is secondary to focal sclerosing glomerulosclerosis (and that it) is important to recognize that focal sclerosing glomerulosclerosis is a relatively nonspecific histological finding (whose) etiology can be idiopathic or it can be observed in a variety of secondary settings and/or with known causes." The Board has considered the evidence described above and finds that the weight of the evidence is against the Veteran's claim of entitlement to service connection for renal failure. The Board finds that the total absence of any clinical evidence of onset of chronic renal disease during the Veteran's service or manifestation of chronic renal disease to a compensable degree within the one year presumptive period following his separation from active duty in March 1994, with no objective medical opinion linking his current renal disease to service, is overwhelming evidence against allowing his claim for VA compensation for this disability. The Board has considered the Veteran's assertion that he sustained an internal kidney injury during vehicle accidents in service that escaped detection and was later manifest post- service as renal failure. However, there is no medical opinion presented in the clinical evidence that indicates that his renal failure was the result of a traumatic injury during service. In fact, if anything, the medical opinions of record indicate that the Veteran's kidney disease is of unknown origin. To the extent that the Veteran seeks to link his current kidney disease to service based solely on his own personal knowledge of medicine and his medical condition, there is nothing in the record that establishes him to be a trained medical professional. Per his hearing testimony of April 2010, he was employed as a custodian. He therefore lacks the expertise to comment upon medical observations or make diagnoses and opinions regarding matters of medical causation and etiology and his statements in this regard are thus entitled to no probative weight. See Layno v. Brown, 6 Vet. App. 465 (1994); Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992). Therefore, in view of the foregoing discussion, the Veteran's claim of entitlement to service connection for renal failure is denied. Because the evidence in this case is not approximately balanced with respect to the merits of the claim, the benefit-of- the-doubt doctrine does not apply. 38 U.S.C.A. § 5107(b) (West 2002); 38 C.F.R. § 3.102 (2009); Gilbert v. Derwinski, 1 Vet. App. 49 (1990). ORDER Service connection for renal failure is denied. REMAND With respect to the claim for an increased evaluation for osteoarthritis of the left (minor) acromioclavicular joint, the Veteran presented oral statements at his April 2010 hearing attesting that his service-connected left shoulder disability has worsened since the time of the most current VA examination of this orthopedic condition in April 2007. As the objective findings on examination in April 2007 are now over three years old and, in view of the statements of the Veteran indicating that his left shoulder symptoms have become worse over the course of the ensuing time since this last examination of record, the Board finds it appropriate to remand this issue so that the Veteran may be scheduled for a new medical examination to assess the current state of his service-connected orthopedic disability. See Weggenmann v. Brown, 5 Vet. App. 281 (1993). The scheduled examination should also include discussion from the examiner of any functional loss of the left shoulder due to pain, incoordination, weakness, or fatigability, pursuant to 38 C.F.R. §§ 4.40, 4.45 (2009) and controlling opinion of the United States Court of Appeals for Veterans Claims in the case of DeLuca v. Brown, 8 Vet. App. 202 (1995). Accordingly, in view of the foregoing discussion, the case is REMANDED to the RO via the AMC for the following action: 1. The Veteran should be contacted and asked to provide detailed information regarding all sources of medical treatment, both VA and private, for his left shoulder disability. After obtaining the necessary waivers where appropriate, the RO should attempt to obtain copies of those medical records identified by the Veteran which have not already been made a part of the evidence for inclusion in his claims file. 2. Following completion of the above, the Veteran should be scheduled for the appropriate clinical examination to evaluate the current severity of his service-connected osteoarthritis of the left (minor) acromioclavicular joint. The Veteran's claims file should be provided to the examiner in conjunction with the examination. All tests and studies deemed appropriate to assess the severity of this orthopedic disability should be conducted. The examiner should address the following question: Is there limitation of motion of the left shoulder on abduction to 25 degrees or less from the side? In this regard, the examiner should consider the effects of functional loss due to pain, incoordination, weakness, or fatigability. Medical determinations should be made regarding whether the Veteran's affected left acromioclavicular joint exhibits pain on use, weakened movement, excess fatigability, incoordination, or any other disabling symptom. Specifically, the examiner must be asked to express an opinion on whether pain could significantly limit functional ability during flare-ups or when the joint is used repeatedly over a period of time. These determinations should, if feasible, be portrayed in terms of the degree of additional range-of-motion loss due to pain on use or during flare-ups beyond that clinically demonstrated. Pertinent documents in the claims folder must be reviewed by the VA examiner, who should provide a complete rationale for any opinion given without resorting to speculation, reconciling any conflicting medical opinions rendered. Any additional examinations, tests, or studies necessary for an adequate opinion should be conducted. 3. The Veteran is hereby reminded of his obligation to appear for the scheduled examination. His failure to appear may result in the disallowance of this claim. See 38 C.F.R. § 3.655 (2009). 4. After undertaking any other development deemed essential in addition to that specified above, the RO should readjudicate the Veteran's claim for an increased evaluation above 20 percent for osteoarthritis of the left (minor) acromioclavicular joint, with application of all appropriate laws and regulations and consideration of any additional information obtained as a result of this remand. If the maximum benefit with respect to this issue is not granted, the Veteran and his representative should be provided with a supplemental statement of the case and given an appropriate amount of time to respond. Thereafter, the case should be returned to the Board, if in order. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2009). ______________________________________________ BARBARA B. COPELAND Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs