Citation Nr: 1103003 Decision Date: 01/24/11 Archive Date: 02/01/11 DOCKET NO. 95-02 790 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Los Angeles, California THE ISSUES 1. Whether new and material evidence has been received sufficient to reopen the previously denied claim for service connection for hypertension. 2. Entitlement to special adaptive housing or special home adaptation grant. 3. Entitlement to automobile or other conveyance and adaptive equipment. REPRESENTATION Appellant represented by: Mark R. Lippman, Attorney WITNESS AT HEARING ON APPEAL The Veteran ATTORNEY FOR THE BOARD J.R. Bryant, Counsel INTRODUCTION The Veteran served on active duty from November 1946 to March 1948. This matter comes before the Board of Veterans' Appeals (Board) on appeal from rating actions by the above-referenced, Regional Office (RO). The claim was subsequently transferred to the RO in Reno, Nevada. More recently jurisdiction of this claim has been transferred back to the RO in Los Angeles, California. This case was previously before the Board in February 1997, February 1998, and March 2003, and remanded for additional development and reajudication. In July 2004, the Board declined to reopen the Veteran's service connection claim for hypertension; denied entitlement to service connection for a cardiac disability; denied entitlement to automobile or other conveyance and adaptive equipment; and denied entitlement to special adaptive housing or special home adaptation grant. The Veteran appealed the July 2004 decision to the United States Court of Appeals for Veterans Claims (Court). Pursuant to a Memorandum Decision, the Court, in a September 2008 Order, vacated that portion of the July 2004 decision that declined to reopen the service connection claim for hypertension; denied entitlement to automobile or other conveyance and adaptive equipment; and denied entitlement to special adaptive housing or special home adaptation grant. The appeal of those issues was remanded to the Board. The Court affirmed the Board's July 2004 denial of entitlement to service connection for a cardiac disability, which is, therefore, no longer in appellate status. In current status the case returns to the Board following the completion of development made pursuant to its April 2009 remand. Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2010). 38 U.S.C.A. § 7107(a)(2) (West 2002). FINDINGS OF FACT 1. An original claim for service connection for hypertension was denied by the RO in a January 1992 rating decision and not appealed. 2. Evidence associated with the claims file since the January 1992 denial is duplicative or cumulative of evidence previously before the RO, and is not so significant that it must be considered in order to fairly decide the merits of the claim for service connection for hypertension. 3. Service connection is in effect for the residuals of an appendectomy, rated as noncompensably disabling. 4. The Veteran's service-connected disability does not involve the loss or permanent loss of use of one or both feet, the loss or permanent loss of use of one or both hands, permanent impairment of vision in both eyes, or ankylosis of the hips or knees. 5. The Veteran does not have loss of use of a lower extremity or of both hands or blindness due to a service-connected disability. CONCLUSIONS OF LAW 1. The January 1992 rating action that denied service connection for hypertension is final. 38 U.S.C.A. § 7105 (West 1991); 38 C.F.R. §§ 19.129, 19.192 (1991); currently 38 U.S.C.A. § 7105 (West 2002); 38 C.F.R. § 20.302, 20.1103 (2010). 2. New and material evidence has not been received sufficient to reopen the claim for service connection for hypertension. 38 U.S.C.A. § 5108 (West 2002); 38 C.F.R. § 3.156 (2001). 3. The criteria for specially adapted housing or special home adaptation grant have not been met. 38 U.S.C.A. §§ 2101, 5103, 5103A, 5107 (West 2002); 38 C.F.R. § 3.809 (2010). 4. The criteria for automobile and adaptive equipment and/or adaptive equipment have not been met. 38 U.S.C.A. §§ 3901, 3902, 5103, 5103A, 5107 (West 2002); 38 C.F.R. § 3.808 (2010). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Duty to Notify and Assist The Veterans Claims Assistance Act of 2000 (VCAA) enhanced VA's duty to notify and assist claimants in substantiating their claim for VA benefits, as codified in pertinent part at 38 U.S.C.A. §§ 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2009); 38 C.F.R. §§ 3.102, 3.159, 3.326(a) (2010). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his representative of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. 38 C.F.R. § 3.159(b)(1), as amended, 73 Fed. Reg. 23,353 (April 30, 2008). This notice must be provided prior to an initial decision on a claim by the RO. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini v. Principi, 18 Vet. App. 112 (2004). The VCAA notice requirements apply to all five elements of a service connection claim: (1) veteran status; (2) existence of disability; (3) connection between service and the disability; (4) degree of disability; and (5) effective date of benefits where a claim is granted. Dingess v. Nicholson, 19 Vet. App. 473, 484 (2006). If complete notice is not provided until after the initial adjudication, such a timing error can be cured by subsequent legally adequate VCAA notice, followed by readjudication of the claim, as in a Statement of the Case (SOC) or Supplemental SOC (SSOC). Moreover, where there is an uncured timing defect in the notice, subsequent action by the RO which provides the claimant a meaningful opportunity to participate in the processing of the claim can prevent any such defect from being prejudicial. Mayfield v. Nicholson, 499 F.3d 1317, 1323-24 (Fed. Cir. 2007); Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006). The Board notes that, in the case on appeal, the VCAA was not in effect at the time of the initial rating actions and therefore the notice requirements were provided to the Veteran after the rating actions were issued in this case. However, following the Court Memorandum Decision, the Board remanded this case to the RO in April 2009 in order to specifically address the VCAA. In a letter dated in September 2009, the RO informed the Veteran of its duty to assist him in substantiating his claims under the VCAA, and the effect of this duty upon these claims. The evidence needed to establish special adaptive housing, special home adaptation grant, and automobile or other conveyance and adaptive equipment was discussed. The letter also informed him of what constituted new and material evidence to reopen the previously denied unappealed hypertension claim. He was informed that evidence is new if it is submitted to the VA for the first time and that material evidence must pertain to the reason the claim was previously denied. This correspondence also met the specificity required under Kent v. Nicholson, 20 Vet. App. 1 (2006), as the Veteran was advised of the exact reason for the previous denial and the evidence needed to reopen the service connection claim. The letter informed him of how disability ratings and effective dates are assigned, if service connection were to be granted. See Dingess v. Nicholson, supra. While the letter mistakenly listed the last final denial as December 1987, the correct date of the previous denial was listed on the April 2009 remand document. The mistake is incidental as it would not affect what was needed to reopen the claim or to establish the underlying claim of service connection. The incorrect date listed is a harmless error, as it could not mislead the Veteran in a substantial way or otherwise be prejudicial. Following the September 2009 letter, a supplemental statement of the case was issued in December 2009 in which the RO had the opportunity to review this case following the VCAA letter. Hence, the Board finds that any failure on VA's part in not completely fulfilling the VCAA notice requirements prior to the RO's initial adjudication of this claim is harmless. See ATD Corp. v. Lydall, Inc., 159 F.3d 534, 549 (Fed. Cir. 1998); Cf. 38 C.F.R. § 20.1102. The Board also finds VA has satisfied its duty to assist the Veteran in the development of his claims. Relevant in-service and post-service treatment reports are of record and the Veteran has had the opportunity to present his argument at a personal hearing. In addition, the case has been remanded on three separate occasions in order to assist the Veteran with the development of his claims. While the Veteran was not examined for the purpose of addressing his claims, given the facts of the case, a VA examination is not required. Specifically, under the statute, an examination or opinion is necessary to make a decision on the claim when the record (1) contains competent evidence that the claimant has a current disability or persistent or recurrent symptoms of the disability; (2) contains evidence which indicates that the disability or symptoms may be associated with the claimant's active duty; and (3) does not contain sufficient medical evidence for VA to make a decision. See 38 U.S.C.A. § 5103A(d). Here, the evidence of record is such that the duty to obtain a medical examination is not triggered with regard to these claims. The Board notes that VA need not conduct an examination or obtain a medical opinion with respect to the issue of whether new and material evidence has been received to reopen the previously denied hypertension claim because the duty under 38 C.F.R. § 3.159(c)(4) applies to a claim to reopen only if new and material evidence is presented or secured. 38 U.S.C.A. § 5103A(d); 38 C.F.R. § 3.159(c)(4); see also McLendon v. Nicholson, 20 Vet. App. 79 (2006). Accordingly, the Board finds that there is no basis to find that a remand for an examination is required. VA has satisfied its duty to assist the Veteran in apprising him as to the evidence needed, and in obtaining evidence pertinent to his claims under the VCAA. No useful purpose would be served in remanding this matter for yet more development. Such a remand would result in unnecessarily imposing additional burdens on VA, with no additional benefit flowing to the appellant. Thus, the Board concludes that no further notice or assistance to the Veteran is required to fulfill VA's duty to assist him in the development of the claims. Smith v. Gober, 14 Vet. App. 227 (2000), aff'd 281 F.3d 1384 (Fed. Cir. 2002); Dela Cruz v. Principi, supra; & Quartuccio v. Principi, supra. II. Law and Analysis - Hypertension The RO originally denied the claim of service connection for hypertension in January 1992 on the basis that there was no evidence that it had its onset during service or was otherwise related to service. The Veteran did not appeal the decision and it is final. 38 U.S.C.A. § 7105 (West 2002); 38 C.F.R. §§ 3.104(a), 20.302, 20.1103 (2010). In 1995, he filed an informal claim, seeking to reopen the matter. To reopen a claim which has been previously denied and has become final, the claimant must present new and material evidence. 38 U.S.C.A. § 5108 (West 2002). It should be noted that the regulation pertaining to the definition of new and material evidence has been amended, effective for claims filed on or after August 29, 2001. See 38 C.F.R. § 3.156(a); 66 Fed. Reg. 45,620 (Aug. 29, 2001). Since, the Veteran's most recent request to reopen his claim was filed prior to that date, the amended regulatory provisions governing new and material evidence are not applicable. Consequently, the appeal will be decided under the earlier version of section 3.156(a), as is outlined below. According to the regulation, "new" evidence has not been previously submitted to agency decision makers and bears directly and substantially upon the specific matter under consideration. "Material" evidence is evidence which, by itself or in connection with evidence previously assembled, is so significant that it must be considered in order to fairly decide the merits of the claim. New and material evidence cannot be cumulative or redundant. 38 C.F.R. § 3.156(a). Before the Board may reopen a previously denied claim, it must conduct an independent review of the evidence to determine whether new and material evidence has been submitted sufficient to reopen a prior final decision. The Board does not have jurisdiction to consider a claim which has been previously adjudicated unless new and material evidence is present, and before the Board may reopen such a claim, it must so find. Barnett v. Brown, 83 F.3d 1380, 1383 (Fed. Cir. 1996), aff'g Barnett v. Brown, 8 Vet. App. 1 (1995); see Butler v. Brown, 9 Vet. App. 167, 171 (1996); 38 U.S.C.A. §§ 5108, 7104(b). If the Board finds that new and material evidence has not been submitted, it is unlawful for the Board to reopen the claim. See McGinnis v. Brown, 4 Vet. App. 239, 244 (1993). In general, service connection may be granted for disability resulting from disease or injury incurred in or aggravated by active military service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303(a). Service connection may also be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). The RO's current denial in this case is predicated upon the fact that new and material evidence has not been submitted to reopen the claim. Thus, any "new" evidence would have to be so significant that it must be considered in order to fairly decide whether hypertension was incurred in or aggravated by service. The evidence of record at the time of the last prior final denial of service connection for hypertension (in January 1992), consisted of service treatment records (STRs), which are entirely negative for hypertension complaints or symptomatology. In fact, the claims folder is devoid of any treatment records or other medical documents until an April 1987 VA outpatient treatment report, almost 40 years after the Veteran's separation in 1948. While the treatment record shows the onset of hypertension since August 1986, there is no suggestion in the record and certainly no etiological opinion suggesting that it was related to the Veteran's military service. Evidence received since the January 1992 rating decision is voluminous, consisting of several volumes of evidence that includes VA and private outpatient treatment records dated from 1992 to 2009; testimony from a personal hearing held in September 1997; and the Veteran's written statements. The outpatient treatment records in some cases are duplicates, which when not taken into consideration, show ongoing evaluation of the Veteran's various current medical conditions, including hypertension. The fact that the Veteran had hypertension at the time of the prior rating determination was not in dispute. Here none of the newly-received evidence is pertinent to the question of whether the Veteran's hypertension is related to his military service, (which is the pivotal issue underlying the claim for service connection). Thus, this medical evidence cannot provide a basis to reopen the previously denied claim. A lay witness is competent to testify as to the occurrence of an in-service injury or incident where such issue is factual in nature. Grottveit v. Brown, 5 Vet. App. 91, 93 (1993). In some cases, lay evidence will also be competent and credible on the issues of diagnosis and etiology. See Jandreau v. Nicholson, 492 F.3d 1372, 1376-77 (Fed. Cir. 2007); see also Robinson v. Shinseki, 557 F.3d 1355 (Fed. Cir. 2009) (non-precedential). Specifically, lay evidence may be competent and sufficient to establish a diagnosis where (1) a layperson is competent to identify the medical condition, (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) lay testimony describing symptoms at the time supports a later diagnosis by a medical professional. Jandreau, 492 F.3d at 1377; see also Davidson v. Shinseki, 581 F.3d 1313 (Fed. Cir. 2009). A layperson is competent to identify a medical condition where the condition may be diagnosed by its unique and readily identifiable features. Barr v. Nicholson, 21 Vet. App. 303, 307 (2007). Additionally, where symptoms are capable of lay observation, a lay witness is competent to testify to a lack of symptoms prior to service, continuity of symptoms after in-service injury or disease, and receipt of medical treatment for such symptoms. Layno v. Brown, 6 Vet. App. 465, 469-71 (1994); Charles v. Principi, 16 Vet. App 370, 374 (2002). In September 1997, the Veteran testified at a RO hearing that he suffered from headaches, dizziness, blurred vision, and shortness of breath during his service. However he could not recall any of his blood pressure readings and indicated that he received no medication for hypertension during service. To the extent that he has offered testimony and lay statements in an attempt to establish service connection, the Board notes that such evidence essentially constitutes reiterations of his assertions made in connection with the prior denial, and, thus, cannot be considered "new" within the meaning of 38 C.F.R. § 3.156(a). See Reid v. Derwinski, 2 Vet. App. 312, 315 (1992). The Veteran is not qualified to state that symptoms in service were associated with hypertension; even medical professionals require blood pressure readings and other testing to diagnose hypertension. There is no clinician who has suggested that the Veteran's symptoms in service represented the onset of hypertension. The Veteran's testimony is not new and material in nature. Accordingly, the Board finds that new and material evidence has not been received with regard to the Veteran's claim for service connection for hypertension. 38 U.S.C.A. § 5108; 38 C.F.R. § 3.156(a). III. Law and Analysis - Special Adaptive Housing and Special Home Adaptation Grant and/or Automobile or other Conveyance and Adaptive Equipment The Veteran is seeking entitlement to financial assistance in acquiring specially adapted housing assistance or a special home adaptation grant due to loss of use of his right upper extremity and some loss of vision that requires him to use a wheelchair. He is also seeking entitlement to an automobile and/or adaptive equipment on the same basis. Service connection is currently in effect for appendectomy residuals, rated as non-compensably disabling. Post service records disclose that, in 1986 the Veteran was diagnosed with hypertension and in 1992 he suffered a left basal ganglia hemorrhage (stroke). A July 1993 VA treatment report noted the Veteran had residual right hemiparesis and aphasia as a result of the stroke, but was able to ambulate independent of assistance from devices for short distances. However, he did require a wheelchair for long distances. More recent records show that in 2000 the Veteran began using a motorized scooter because of difficulty pushing his wheelchair with only one useable arm. Neither the hypertension or the stroke residuals are service-connected disabilities. Applicable regulations provide that specially adapted housing is available to a veteran who has a permanent and total service- connected disability due to: (1) the loss, or loss of use, of both lower extremities, such as to preclude locomotion without the aid of braces, crutches, canes, or a wheelchair; or (2) blindness in both eyes, having only light perception, plus the anatomical loss or loss of use of one lower extremity; or (3) the loss or loss of use of one lower extremity, together with residuals of organic disease or injury or with loss of use of one upper extremity, which so affect the functions of balance or propulsion as to preclude locomotion without the aid of braces, crutches, canes or a wheelchair. 38 U.S.C.A. § 2101(a) (West 2002); 38 C.F.R. § 3.809 (2010). The phrase "preclude locomotion" is defined as the necessity for regular and constant use of a wheelchair, braces, crutches or canes as a normal mode of locomotion although occasional locomotion by other methods may be possible. 38 C.F.R. § 3.809(d) (2010). If entitlement to specially adapted housing is not established, the veteran can qualify for a grant for necessary special home adaptations if he has compensation based on permanent and total service-connected disability which is due to one of the following: (1) blindness in both eyes with 5/200 visual acuity or less; or (2) includes the anatomical loss or loss of use of both hands. The assistance referred to in this section will not be available to any veteran more than once38 C.F.R. § 3.809a (2010). As the foregoing regulation suggests, entitlement to the claimed benefit is predicated on a finding that the disability is service connected. The Veteran's only service connected disability consists of appendectomy residuals, which have been found to be noncompensable. There is no evidence of loss or permanent loss of use of one or both hands or feet or permanent impairment of vision of both eyes as a result of it. Significantly, the Veteran himself has never contended that his disorders are related to his service-connected appendectomy sequela. Although there is evidence that the Veteran is essentially confined to a wheelchair, this is due to residuals of a non service-connected stroke. No medical opinion or other competent evidence to the contrary has been submitted. The Veteran also does not qualify for a grant for necessary special home adaptations, as he does not have compensation based on permanent and total service-connected disability which is due to blindness in both eyes with 5/200 visual acuity or less, or includes the anatomical loss or loss of use of both hands. Given the foregoing, there is no legal basis for the grant of specially adapted housing or a special home adaptation grant. Accordingly, the claim must be denied as a matter of law. Sabonis v. Brown, 6 Vet. App. 426, 430 (1994). To be eligible for financial assistance in purchasing an automobile or other conveyance, a veteran must establish that he has a loss or permanent loss of use of one or both feet; loss or permanent loss of use of one or both hands; or permanent impairment of vision of both eyes. The visual impairment must be corrected to 20/200 or less in the better eye, or visual acuity of more than 20/200 with a limitation of peripheral vision to a field no greater that 20 degrees. Further, the disorder must be service-connected. 38 U.S.C.A. § 3902(a)(b); 38 C.F.R. § 3.808 (2010). Additionally, a veteran who is not eligible for assistance under the foregoing criteria may nevertheless be entitled to adaptive equipment if he is service-connected for ankylosis of one or both knees or one or both hips. 38 C.F.R. § 3.808(b)(1)(iv). However, as shown above, the Veteran is service connected for only one noncompensable disorder and as clearly indicated, the loss of use of his right upper extremity has not been shown to be related to service or service-connected disability. Thus, the evidence of record shows that the Veteran does not meet the criteria for automobile and adaptive equipment or adaptive equipment only. Accordingly, the claim must be denied as a matter of law. Sabonis supra. ORDER New and material evidence not having been received, the claim to reopen the issue of entitlement to service connection for hypertension is denied. Entitlement to special adaptive housing or a special home adaptation grant is denied. Entitlement to an automobile or other conveyance and adaptive equipment is denied. ____________________________________________ THOMAS J. DANNAHER Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs