Citation Nr: 1328396 Decision Date: 09/05/13 Archive Date: 09/16/13 DOCKET NO. 12-08 388 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in White River Junction, Vermont THE ISSUE Entitlement to service connection for skin cancer, including basal cell carcinoma (BCC) and squamous cell carcinoma (SCC), including as a result of exposure to ionizing radiation. REPRESENTATION Appellant represented by: Disabled American Veterans WITNESSES AT HEARING ON APPEAL Veteran and his wife ATTORNEY FOR THE BOARD M. Young, Counsel INTRODUCTION The Veteran served on active duty from November 1942 to December 1945 and from July 1950 to June 1951. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a September 2011 rating decision by a Department of Veterans Affairs (VA) Regional Office (RO). In July 2012 the Veteran and his wife testified before the undersigned Veterans Law Judge, and a transcript of the hearing has been associated with the claims file. At the hearing the Veteran submitted additional information and a written waiver of initial RO consideration. In August 2012 the Board remanded this matter for additional development. Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2012). 38 U.S.C.A. § 7107(a)(2) (West 2002). FINDINGS OF FACT 1. The evidence reflects that the Veteran, a member of the occupation forces in Japan, has skin cancer, a radiogenic disease. 2. The Defense Threat Reduction Agency (DTRA) determined that the Veteran's total external gamma dose 0.131 rem, upper bound total external gamma dose 0.392 rem; total skin dose beta plus gamma (neck) 1.074 rem, upper bound total skin dose beta plus gamma (neck) 3.222 rem total skin dose beta plus gamma (temple) 0.981 rem, upper bound total skin dose beta plus gamma 2.942 rem; total skin dose beta plus gamma (hand) 2.174 rem, upper bound total skin dose beta plus gamma (hand) 6.523 rem; total skin dose beta plus gamma (forearm) 1.859 rem, upper bound total skin dose beta plus gamma (forearm) 5.577 rem; total external gamma dose 0.131 rem, upper bound total external gamma dose 0.392 rem; total skin dose beta plus gamma (face/head) 0.981 rem, upper bound total skin dose beta plus gamma (face/head) 2.942 rem; total skin dose beta plus gamma (hand) 2.174 rem, upper bound total skin dose beta plus gamma (hand) 6.523 rem. 3. In March 2011 a radio-epidemiological program estimated that the likelihood that the Veteran's skin cancer was caused by exposure to ionizing radiation was 38.44 percent for BCC and 2.13 percent for SCC and a total probability of causation of 39.75 percent. In September 2011 it calculated a 99th percentile value for the probability of causation of 28.44 percent for BCC and 2.13 percent for SCC. 4. VA's Director, Radiation and Physical Exposures and Director of Compensation and Pension Services concluded it is unlikely the Veteran's skin cancer is attributable to exposure to ionizing radiation in service. CONCLUSION OF LAW The criteria for service connection for residuals of skin cancer have not been met. 38 U.S.C.A. § 1110, 1112 (West 2002); 38 C.F.R. §§ 3.303, 3.309, 3.311 (2012). REASONS AND BASES FOR FINDINGS AND CONCLUSION Veterans Claims Assistance Act of 2000 (VCAA) Under the VCAA, codified at 38 U.S.C.A. 5100, 5102, 5103, 5103A, 5106, 5107 and 5126; see also 38 C.F.R. § 3.102, 3.156(a), and 3.326(a), VA has a duty to notify the claimant of any information and evidence needed to substantiate and complete a claim, and of what part of that evidence is to be provided by the claimant and what part VA will attempt to obtain for the claimant. 38 U.S.C.A. § 5103(a); 38 C.F.R.§ 3.159(b)(1); Quartuccio v. Principi, 16 Vet. App. 183, 187 (2002). Duty to Notify Upon receipt of a complete application, VA must notify the claimant of the information and evidence not of record that is necessary to substantiate a claim, which information and evidence VA will obtain, and which information and evidence the claimant is expected to provide. 38 U.S.C.A. § 5103(a). The notice requirements apply to all five elements of a service connection claim: 1) Veteran status; 2) existence of a disability; 3) a connection between the Veteran's service and the disability; 4) degree of disability; and 5) effective date of the disability. Dingess v. Nicholson, 19 Vet. App. 473 (2006). The notice must be provided to a claimant before the initial unfavorable adjudication by the RO. Pelegrini v. Principi, 18 Vet. App. 112 (2004). The notice requirements may be satisfied if any errors in the timing or content of such notice are not prejudicial to the claimant. Mayfield v. Nicholson, 19 Vet. App. 103 (2005), rev'd on other grounds, 444 F.3d 1328 (Fed. Cir. 2006). The RO provided the appellant pre-adjudication notice by a letter dated in May 2010. The notification complied with the specificity requirements of Dingess, 19 Vet. App. 473 identifying the five elements of a service connection claim; and Quartuccio, 16 Vet. App. 183, identifying the evidence necessary to substantiate a claim and the relative duties of VA and the claimant to obtain evidence. In sum, the Veteran has received all essential notice, has had a meaningful opportunity to participate in the development of his claim, and is not prejudiced by any technical notice deficiency along the way. See Conway v. Principi, 353 F.3d 1369 (Fed. Cir. 2004). In any event, the Veteran has not demonstrated any prejudice with regard to the content of the notice. See Shinseki v. Sanders, 129 S. Ct. 1696 (2009) (reversing prior case law imposing a presumption of prejudice on any notice deficiency, and clarifying that the burden of showing that an error is harmful, or prejudicial, normally falls upon the party challenging the agency's determination); Mayfield v. Nicholson, 444 F.3d 1328, 1333-34 (Fed. Cir. 2006). Duty to Assist VA has obtained service and VA treatment records. The Veteran's Virtual VA file has been reviewed. Letters from the DTRA, and memorandums from the director, Radiation and Physical Exposures, and the director, Environmental Agents Service, and an Advisory Radiation Reviews from the director, Compensation and Pension Service, have been associated with the claims file. The Veteran was afforded a VA examination in January 2013. The Veteran and his wife testified at a videoconference hearing in July 2012. At the hearing, the Veteran submitted a statement from Dr. Rosen to support his claim accompanied by a written waiver of initial RO consideration. Also, at the hearing the undersigned Veterans Law Judge advised, the Veteran was advised of what was still needed to substantiate his claim; his testimony reflects that he was aware of what remained necessary. All known and available records relevant to the issue on appeal have been obtained and associated with the Veteran's claims file; and the Veteran and his representative have not contended otherwise. VA has complied with the notice and assistance requirements and the Veteran is not prejudiced by a decision on the claim at this time. Legal Criteria, Factual Background and Analysis At the outset, the Board notes that it has reviewed all evidence in the claims file, and in the Veteran's "Virtual VA" electronic claims file, with an emphasis on the evidence relevant to this appeal. Although the Board has an obligation to provide reasons and bases supporting its decision, there is no need to discuss, in detail, every piece of evidence of record. Gonzales v. West, 218 F.3d 1378, 1380-81 (Fed. Cir. 2000). The Board will summarize the relevant evidence as appropriate and the Board's analysis will focus on what the evidence shows, or fails to show, as to the claim. The Veteran was exposed to ionizing radiation while stationed in Nagasaki, Japan, from September 23, 1945, to October 23, 1945. He claims that his skin cancers are related to such exposure and warrants service connection. Applicable law provides that service connection will be granted if it is shown that the Veteran suffers from disability resulting from an injury suffered or disease contracted in line of duty, or for aggravation of a preexisting injury suffered or disease contracted in line of duty, in the active military, naval, or air service. 38 U.S.C.A. § 1110; 38 C.F.R. § 3.303. That an injury occurred in service alone is not enough; there must be chronic disability resulting from that injury. If there is no showing of a resulting chronic condition during service, then a showing of continuity of symptomatology after service is required to support a finding of chronicity. 38 C.F.R. § 3.303(b). Generally, the evidence must show: (1) the existence of a present disability; (2) in-service incurrence or aggravation of a disease or injury; and (3) a causal relationship between the present disability and the disease or injury incurred or aggravated during service. Shedden v. Principi, 381 F.3d 1163, 1166-67 (Fed. Cir. 2004); Caluza v. Brown, 7 Vet. App. 498, 505 (1995). Moreover, under 38 C.F.R. § 3.303(b), the second and third elements of Shedden and Caluza may be established through a demonstration of continuity of symptomatology. Barr v. Nicholson, 21 Vet. App. 303 (2007). Additionally, for Veterans who have served 90 days or more of active service during a war period or after December 31, 1946, certain chronic disabilities, such as malignant tumors, are presumed to have been incurred in service if manifest to a compensable degree within one year of discharge from service. 38 U.S.C.A. §§ 1101, 1112; 38 C.F.R. §§ 3.307, 3.309. However skin cancer is not a disease listed at 38 C.F.R. § 3.309(d). Service connection may also be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). As noted, the Veteran was exposed to ionizing radiation while stationed in Nagasaki, Japan, from September 23, 1945, to October 23, 1945. Service connection based upon exposure to radiation can be awarded three ways: 38 C.F.R. § 3.309(d), 38 C.F.R. § 3.311, or on the basis of direct, or in certain cases presumptive, service connection. See Rucker v. Brown, 10 Vet. App. 67, 71 (1997). First, under 38 C.F.R. § 3.309(d)(3), a "radiation-exposed Veteran" is defined as a Veteran who, while serving on active duty, active duty for training, or inactive duty training, participated in a radiation-risk activity. "Radiation-risk activity" is defined to mean on site participation in a test involving the atmospheric detonation of a nuclear device; the occupation of Hiroshima, Japan or Nagasaki, Japan by United States forces during the period beginning on August 6, 1945, and ending on July 1, 1946; or internment as a prisoner of war in Japan (or service on active duty in Japan immediately following such internment) during World War II which resulted in an opportunity for exposure to ionizing radiation comparable to that of the United States occupational forces in Hiroshima or Nagasaki during the period from August 6, 1945 through July 1, 1946. 38 C.F.R. § 3.309(d)(3)(i), (ii). In the absence of competent medical evidence linking a disability to service, for Veterans who meet the requirements of a radiation exposed Veteran who engaged in radiation risk activity, there is a lifetime presumption for certain enumerated diseases without any requirement that the disease manifest to a specific degree. However, none of the Veteran's skin cancers are on the lists of presumptive diseases under 38 U.S.C.A. § 1112(c)(3); 38 C.F.R. § 3.309(d)(3). Therefore, service connection is not warranted for skin cancer as a result of exposure to ionizing radiation under the provisions of 38 C.F.R. § 3.309(d) and as such, no further analysis is needed. Second, 38 C.F.R. § 3.311 provides instruction on the development of claims based on exposure to ionizing radiation, calling for the development of a dose assessment where it is established that a radiogenic disease first became manifest after service, where it was not manifest to a compensable degree within any applicable presumptive period specified in either § 3.307 or § 3.309, and where it is contended that the disease is a result of ionizing radiation in service. Dose data will be requested from the Department of Defense in claims based upon participation in atmospheric nuclear testing, and claims based upon participation in the American occupation of Hiroshima or Nagasaki, Japan, prior to July 1, 1946. 38 C.F.R. § 3.311(a)(2). In all other claims involving allegations of radiation exposure, a request will be made for any available records concerning a Veteran's exposure to radiation. These records normally include, but may not be limited to, a Veteran's Record of Occupational Exposure to Ionizing Radiation (DD Form 1141), if maintained, service medical records, and other records which may contain information pertaining to a Veteran's radiation dose in service. All such records will be forwarded to the Under Secretary for Health, who will be responsible for preparation of a dose estimate, to the extent feasible, based on available methodologies. 38 C.F.R. § 3.311(a)(2)(iii). Pursuant to 38 C.F.R. § 3.311, a "radiogenic disease" is defined as a disease that may be induced by ionizing radiation, and specifically includes the following: all forms of leukemia, except chronic lymphocytic leukemia; thyroid cancer, breast cancer, lung cancer, bone cancer, liver cancer, skin cancer, esophageal cancer, stomach cancer, colon cancer, pancreatic cancer, kidney cancer, urinary bladder cancer, salivary gland cancer, multiple myeloma, posterior subcapsular cataracts, non-malignant thyroid nodular disease, ovarian cancer, parathyroid adenoma, tumors of the brain and central nervous system, cancer of the rectum, lymphomas other than Hodgkin's disease, prostate cancer, and any other cancer. 38 C.F.R. § 3.311(b)(2)(i)-(xxiv). Section 3.311(b)(5) requires that bone cancer become manifest within 30 years after exposure, posterior subcapsular cataracts become manifest within 6 months or more after exposure, leukemia become manifest at any time after exposure, and that other diseases specified in section 3.311(b)(2) become manifest 5 years or more after exposure. VA treatment records show pathology reports that confirm diagnoses of BCC of the neck, right forehead, left temple, and left preauricular area and SCC of the left hand, right temple, left temple, left infraorbital cheek, right pre- tragus, right dorsal hand, central forehead, right medial forearm, right ventral forearm, and left cheek. "Skin cancer" is considered to be a radiogenic disease. However, the RO denied the Veteran's claim based on DTRA development which resulted in a negative opinion from VA's Director, Compensation and Pension Service. DTRA development revealed United States Marine Corps records that confirmed that the Veteran participated as a member of the American occupation forces in Japan following World War II. While serving with Auto Repair Company, Service Troops, 2nd Motor Transport Battalion, the Veteran was present in the VA-defined Nagasaki area from September 23 to October 26, 1945. As such, it was reported that he could have received no more than total external gamma dose 0.131 rem, upper bound total external gamma dose 0.392 rem; total skin dose beta plus gamma (neck) 1.074 rem, upper bound total skin dose beta pus gamma (neck) 3.222 rem; total skin dose beta plus gamma (temple) 0.981 rem, upper bound total skin dose beta plus gamma 2.942 rem; total skin dose beta plus gamma (hand) 2.174 rem, upper bound total skin dose beta plus gamma (hand) 6.523 rem; total skin dose beta plus gamma (forearm) 1.859 rem, upper bound total skin dose beta plus gamma (forearm) 5.577 rem. It was noted that none of the troops participating in the occupation of Japan received a dose from neutron radiation. A March 2011 memorandum from the Director, Radiation and Physical Exposures noted that the Interactive Radio- epidemiological Program (IREP) of the National Institute of Occupational Safety and Health (NIOSH) was used to estimate the likelihood that exposure to ionizing radiation was responsible for the Veteran's skin cancers. The program calculated a 99th percentile value for the probability of causation of 38.44 percent for BCC and 2.13 percent for SCC and a total probability of causation of 39.75 percent. In view of that data, the opinion was that it is unlikely that BCC and SCC of the skin can be attributed to ionizing radiation exposure in service. In March 2011 Compensation and Pension Director opined that there was no reasonable possibility that the Veteran's BCC and SCC of the skin was the result of the Veteran's radiation exposure during service. His opinion was based on review and consideration of the dose assessment, medical evidence, and all evidence of record. In August 2011 the RO made an additional request for an opinion regarding the relationship of the Veteran's radiation exposure and diagnosis of skin cancer after receiving additional pathology reports confirming the Veteran had BCC of the right forehead and left preauricular area and SCC of the right temple, left temple, left infraorbital cheek, right pre-tragus, right dorsal hand, central forehead, right medial forearm, right ventral forearm, and left cheek. DTRA responded to the RO's request for dose assessment in an August 2011 letter, which provided data on the doses the Veteran could have received. As such, he could have received total external gamma does 0.131 rem upper bound total external gamma dose 0.392 rem; total skin dose beta plus gamma (face/head) 0.981 rem, upper bound total skin dose beta plus gamma (face/head) 2.942 rem; total skin dose beta plus gamma (hand) 2.174 rem, upper bound total skin dose beta plus gamma (hand) 6.523 rem. This evidence was forwarded to the Director, Environmental Agents Service and the IREP was again used to estimate the likelihood of exposure. It calculated a 99th percentile value for the probability of causation of 28.44 percent for BCC and 2.13 percent for SCC. It was opined that it is unlikely the BCC or SCC (skin cancers) resulted from exposure to ionizing radiation in service. In September 2011 Compensation and Pension Director again rendered the opinion that there was no reasonable possibility the Veteran's skin cancers resulted from exposure to ionizing radiation. In light of a radiation dose estimate having been obtained, and based on that estimate, opinions were obtained from the Director, Radiation and Physical Exposures and from VA's Director, Compensation and Pension Services. Both of these opinions weigh against the claim. In particular, the Board affords the opinion of the Director, Radiation and Physical Exposures, great probative value, as it is well-explained and is shown to have been based on a radiation dose estimate that is, in turn, based on the Veteran's duties during active service, as well as his personal and medical history. Given the foregoing, service connection for skin cancer (to include BCC and SCC) is not warranted under the procedures set forth in 38 C.F.R. § 3.311. In reaching its decision under 38 C.F.R. § 3.311, the Board has taken the factors as listed in 38 C.F.R. § 3.311(e) in consideration. See Hilkert v. West, 11 Vet. App. 284 (1998). Specifically, the Board notes the following: the Veteran is a male; he was 22 years of age when he was exposed to radiation; there is a reported family history of cancer (father); the Veteran quit smoking 30 years ago (around 1981); and the earliest indication of skin cancer was in 2006 (November 2006 biopsy showed BCC), 61 years after exposure to radiation (in 1945), at approximately age 83. His DD Form 214 indicated he is white, with red hair, blue eyes, 741/2 inches in height, weighing 220 pounds. Pre- service employment included general farming, blacksmith and dairy worker. In 1946 his occupation was listed on his marriage certificate as blaster. It appears there is no verified record of post-service exposure to radiation. The Board recognizes that the Veteran is competent to offer statements regarding his first hand experiences, such as being in the Nagasaki area during the time period in question. His presence there is not in dispute. However, while the Veteran believes that his skin cancers were caused by exposure to ionizing radiation during service, he is not medically qualified to prove a matter requiring medical expertise, such as an opinion as to medical causation. See Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007). As such, the Veteran's opinion is insufficient to provide the requisite nexus between his skin cancer and his time in service. The Board acknowledges a November 2011 VA primary care clinic note by Dr. Disantis who noted the Veteran had a history of multiple skin lesions related to ionization exposure. In addition, a July 2012 letter by a private physician, Dr. Rosen, expresses a positive opinion as to a relationship between the Veteran's cancers and the radiation exposure. However, neither statement is shown to have been based on a review of the Veteran's claims file, the dose estimates obtained, or any other detailed and reliable medical history. The statements by both medical providers are not persuasive in light of the other medical evidence. For example, the Director, Radiation and Physical Exposures and Director, Compensation and Pension Services rendered highly probative opinions against the claim. Furthermore, Dr. Rosen's opinion does not indicate that it was based upon any sort of dose estimate. There is also a 2013 VA opinion which suggests that the cancers are due to sun exposure. Accordingly, the medical evidence fails to show that the Veteran's skin cancer was the result of exposure to ionizing radiation. As such service connection is not warranted for the Veteran's skin cancer, including as a result of ionizing radiation under the provisions of 38 C.F.R. § 3.311 Third, and notwithstanding the above, the United States Court of Appeals for the Federal Circuit has held that when a Veteran is found not to be entitled to a regulatory presumption of service connection for a given disability, the claim must nevertheless be reviewed to determine whether service connection can be established on a direct basis. See Combee v. Brown, 34 F.3d 1039, 1043-1044 (Fed. Cir. 1994). Thus, the Board must not only determine whether the Veteran has a disability which is recognized by VA as being etiologically related to exposure to ionizing radiation, but must also determine whether his disability is otherwise the result of active service. In other words, the fact that the Veteran may not meet the requirements of a presumptive regulation would not in and of itself preclude him from establishing service connection as he may, in the alternative, establish service connection by way of proof of actual direct causation. It is undisputed that the Veteran was exposed to radiation during his first period of active duty service. Service treatment records, including his 1951 discharge examination, are silent for any history, complaints, treatment, or diagnosis for skin cancer or any type of skin disorder, (which may have been an indication of a cancer). Postservice, the evidence shows that a biopsy was taken from the Veteran's left temple in November 2006, which showed BCC (a type of skin cancer). During that same time, a biopsy taken from his left and right forearms showed SCC (a type of skin cancer). There is no evidence of record prior to November 2006 that shows complaints, treatment or any findings related to skin cancer, which is approximately 55 years following his discharge from active duty service. Such a lengthy period without evidence of treatment may be viewed as evidence weighing against the claim for service connection on a direct basis. See Maxson v. Gober, 230 F.3d 1330 (Fed. Cir. 2000). Based on the foregoing, service connection for skin cancer on the basis that it was manifested in service and persisted is not warranted. Moreover, the competent evidence of record does not support a nexus between the Veteran's skin cancer and his military service. In March 2011 Director, Radiation and Physical Exposures opined that it is unlikely that BCC and SCC of the skin can be attributed to ionizing radiation exposure in service. In addition in March 2011, VA's Compensation and Pension Director opined that there was no reasonable possibility that the Veteran's BCC and SCC of the skin was the result of the Veteran's radiation exposure during service. His opinion was based on review and consideration of the dose assessment, medical evidence, and all evidence of record. In August 2011 the Director, Environmental Agents Service opined that it is unlikely the BCC or SCC (skin cancers) resulted from exposure to ionizing radiation in service. In September 2011 VA's Compensation and Pension Director again rendered the opinion that there was no reasonable possibility the Veteran's skin cancers resulted from exposure to ionizing radiation. The Board finds the opinions of the Director, Radiation and Physical Exposures and VA's Compensation and Pension Director highly probative and adequate for rating purposes, as they present competent opinions and rationale informed by review of the pertinent evidence including based on review and consideration of the dose assessment, medical evidence, and all evidence of record. These opinions outweigh the opinion of Dr. Rosen, as well as the comment by Dr. Disantis, which appear to mainly be based on the fact of the Veteran's presence in Nagasaki without consideration of the dose estimates. The Board acknowledges the Veteran's and his wife's testimony at the hearing that the Veteran was first treated for skin cancer in the 1950's or 1960's. The Veteran further testified that there are no medical records or other documentation of such treatment. The record does show, however, that as late as August 1957 a medical examination by the U. S. Marine Corps Reserve showed normal skin, and in the Report of Medical History, the Veteran indicated that he did not have or had ever had tumor, growth, cyst or cancer; nor was there any mention of skin cancer or treatment thereof. Furthermore, the Veteran did not file the claim for skin cancer until May 2010 although he did file a claim based on another disability in 1982. This suggests that he did not believe he had skin cancer related to his service until many years after service as the Board believes it reasonable to assume that he would have included the claim with his other earlier 1982 claim (1982). At any rate, although the Veteran and his spouse are certainly competent to testify that the Veteran experienced skin lesions over the years, they did testify that there was a gap of a number of years before the lesions arose. Again, as laypersons they are not competent to opine as to the cause of the skin lesions. As discussed earlier, there are negative medical opinions based on detailed radiation dose estimates. These medical opinions are more probative. Based on the totality of the evidence, the Board finds that service connection is not warranted. The preponderance of the evidence is against the claim. The Board has also considered the applicability of the "benefit of the doubt" doctrine; however, the record does not demonstrate an approximate balance of positive and negative evidence as to warrant the resolution of this matter on that basis. 38 U.S.C.A. § 5107(b). ORDER The appeal is denied. ____________________________________________ ALAN S. PEEVY Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs