Citation Nr: 1328427 Decision Date: 09/05/13 Archive Date: 09/16/13 DOCKET NO. 10-38 424 ) DATE ) ) On appeal from the Department of Veterans Affairs (VA) Regional Office (RO) in New York, New York THE ISSUE 1. Entitlement to an effective date earlier than April 30, 2001, for a grant of service connection for a bilateral hearing loss disability. 2. Whether there was clear and unmistakable error (CUE) in February 1946, December 1958 and January 1972 rating decisions that denied service connection for bilateral hearing loss. REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD G. Jackson, Counsel INTRODUCTION The Veteran served on active duty from December 1942 to February 1946. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a December 2009 rating decision issued by the RO. The Board remanded the case to the RO for additional development of the record in January 2013. Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2012). 38 U.S.C.A. § 7107(a)(2) (West 2002). The issue of whether there was CUE in February 1946, December 1958 and January 1972 rating decisions that denied service connection for bilateral hearing loss is being remanded to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDING OF FACT The Veteran's claim for an effective date earlier that April 30, 2001 for the grant of service connection for bilateral hearing loss disability cannot be substantiated on a legal basis. CONCLUSION OF LAW The claim for an effective date prior to April 30, 2001, for the grant of service connection for bilateral hearing loss must be denied by operation of law. 38 U.S.C.A. §§ 5110, 7105 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.400, 20.1103 (2012); Rudd v. Nicholson, 20 Vet. App. 296 (2006). REASONS AND BASES FOR FINDINGS AND CONCLUSION The Veterans Claims Assistance Act of 2000 (VCAA), codified in pertinent part at 38 U.S.C.A. §§ 5103, 5103A (West 2002), and the pertinent implementing regulation, codified at 38 C.F.R. § 3.159 (2012), provide that VA will assist a claimant in obtaining evidence necessary to substantiate a claim, but is not required to provide assistance to a claimant if there is no reasonable possibility that such assistance would aid in substantiating the claim. They also require VA to notify the claimant and the claimant's representative, if any, of any information, and any medical or lay evidence, not previously provided to the Secretary that is necessary to substantiate the claim. As part of the notice, VA is to specifically inform the claimant and the claimant's representative, if any, of which portion, if any, of the evidence is to be provided by the claimant and which part, if any, VA will attempt to obtain on behalf of the claimant. However, as will be explained, the appeal here lacks legal merit because the issue presented involves a claim that cannot be substantiated as a matter of law; therefore no further assistance is owed. See Sabonis v. Brown, 6 Vet. App. 426, 430 (1994) (where the law and not the evidence is dispositive the Board should deny the claim on the ground of the lack of legal merit or the lack of entitlement under the law); VAOPGCPREC 5-2004 (June 23, 2004) (VA is not required to provide notice of the information and evidence necessary to substantiate a claim where that claim cannot be substantiated because there is no legal basis for the claim or because undisputed facts render the claimant ineligible for the claimed benefit); see also Mason v. Principi, 16 Vet. App. 129, 132 (2002). Because the law and not the evidence is dispositive in the instant case, additional factual development would have no bearing in the ultimate outcome. Accordingly, VCAA can have no effect on this appeal. See Sabonis supra. Laws and Regulations In general, the effective date of an evaluation and award of pension, compensation or dependency and indemnity compensation based on an original claim, a claim reopened after final disallowance, or a claim for increase will be the date of receipt of the claim or the date entitlement arose, whichever is the later. 38 C.F.R. § 3.400. The effective date of a claim received after a final disallowance is the date of receipt of the new claim or the date entitlement arose, whichever is the later. 38 C.F.R. § 3.400(q)(2). Analysis In this case, the RO previously denied the Veteran's claim of service connection for bilateral hearing loss in February 1946, December 1958 and January 1972. In April 2001, the Veteran petitioned to reopen his previously denied claim of service connection. The RO confirmed and continued the previous denial of service connection in a June 2002 rating decision. The Veteran appealed this decision, and his claim was denied by the Board in a decision promulgated in April 2007. The Veteran appealed the Board's decision to the Court. In a June 2009 Memorandum Decision, the Court reversed the denial of service connection for hearing loss and remanded the matter for a determination of the appropriate disability rating and effective date. In November 2009, the Board promulgated a decision that granting service connection for a bilateral hearing loss disability. In the December 2009 rating decision, the RO implemented the Court's decision and assigned a 50 percent disability rating for bilateral hearing loss, effective on April 30, 2001. This was deemed to be the date of receipt of the Veteran's reopened claim. In August 2010, the Veteran submitted a statement that "[he] [was] appealing this decision on the grounds that the VA made serious errors and/or omissions with my case from when it was originally opened in June 1946 until the most recent denial in June 2010." This statement was construed as a Notice of Disagreement with the December 2009 rating decision. However, the Board finds in considering the statement on its face and reviewing the entire record that the Veteran has not expressed disagreement for a specific effective date for the grant of service connection on a factual basis relating to the receipt of his reopened claim. Rather, this appears to amount to assertions of clear and unmistakable error in connection with the final rating decisions of the RO that had previously denied the claim of service connection. The controlling case law emphasizes that, once there is a relevant final decision on an issue, there cannot be a "freestanding claim" for an earlier effective date. Rudd v. Nicholson, 20 Vet. App. 296 (2006); see Andrews v. Nicholson, 421 F.3d 1278 (Fed. Cir. 2005); Cook v. Principi, 318 F.3d 1334 (Fed. Cir. 2002) (en banc); see also Leonard v. Nicholson, 405 F.3d 1333 (Fed. Cir. 2005). To the extent that the Veteran must overcome the finality of the previous rating decisions, the RO must initially address the motion of clear and unmistakable error (CUE). See Cook, 318 F.3d at 1339; see also 38 U.S.C.A. § 5109A(a) (West 2002) ("a decision by the Secretary . . . is subject to revision on the grounds of clear and unmistakable error. If evidence establishes the error, the prior decision shall be reversed or revised."). Accordingly, the Veteran's claim for an effective date earlier than April 30, 2001, for the grant of service connection for bilateral hearing loss must be denied under the law. See Rudd, 20 Vet. App. 296; see also Sabonis, 6 Vet. App. at 430. ORDER The appeal as to the claim for an effective date earlier than April 30, 2001, for the grant of service connection for bilateral hearing loss is dismissed. REMAND As noted, the Veteran's claim of service connection for bilateral hearing loss was previously denied by the RO in unappealed rating decisions in February 1946, December 1958 and January 1972. If VA determines that the earlier decision was clearly and unmistakably erroneous, the prior decision will be reversed or amended, and for the purposes of authorizing benefits, the rating or adjudicative decision that constitutes a reversal of the prior decision on the grounds of clear and unmistakable error has the same effect as if the correct decision had been made on the date of the reversed decision. 38 C.F.R. § 3.105(a) (2012). The Board recently remanded the case in order to attempt to copies of records referable to reported treatment received by the Veteran during service. However, this effort was unavailing. Copies of the Veteran's service personnel records appear to have been associated with the claims file in connection with this recent request, but have not been addressed by the RO in the context of the current appeal. Thus, the RO should review these additional records and adjudicate, in the first instance, the Veteran's motion of clear and unmistakable error. See Huston v. Principi, 18 Vet. App. 395, 402-03 (2004). Accordingly, the case is REMANDED for the following action: (Please note, this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2012). Expedited handling is requested.) After completing any indicated development and providing appropriate notification to the Veteran, the RO should adjudicate the motion of clear and unmistakable error in the February 1946, December 1958 and January 1972 rating decisions that denied service connection for bilateral hearing loss. If any benefit sought on appeal remains denied, the RO should furnish a fully responsive Statement of the Case (SSOC) to the Veteran and his representative, they should be afforded a reasonable opportunity for response. Then, if indicated, this case should be returned to the Board for the purpose of appellate disposition. The Veteran has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2012). _________________________________________________ STEPHEN L. WILKINS Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs