Citation Nr: 1328508 Decision Date: 09/06/13 Archive Date: 09/16/13 DOCKET NO. 13-18 058 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Nashville, Tennessee THE ISSUES 1. Entitlement to service connection for bilateral lower extremity neuropathy due to herbicide exposure. 2. Entitlement to service connection for optical neuropathy due to herbicide exposure. REPRESENTATION Appellant represented by: Tennessee Department of Veterans' Affairs ATTORNEY FOR THE BOARD J. Juliano, Counsel INTRODUCTION The Veteran served on active duty from December 1951 to December 1971. These matters come before the Board of Veterans' Appeals (Board) on appeal from a November 2011 rating decision of the Department of Veterans Affairs (VA) regional office (RO) located in Nashville, Tennessee. On his Form 9 substantive appeal, the Veteran requested a Travel Board hearing. Subsequently, in July 2013, the Veteran returned a form letter to the Board having checked the box indicating that he wanted to withdraw his request for a Board hearing. Therefore, the Veteran's request for a Board hearing is considered withdrawn, and these matters are ready for decision. Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2012). 38 U.S.C.A. § 7107(a)(2) (West 2002). FINDINGS OF FACT 1. The evidence does not demonstrate that the Veteran served in Vietnam or was exposed to herbicides during service. 2. The preponderance of the evidence is against finding that the Veteran's bilateral lower extremity peripheral neuropathy is etiologically related to in-service herbicide exposure. 3. The preponderance of the evidence is against finding that the Veteran's right eye optic neuropathy is etiologically related to in-service herbicide exposure. CONCLUSIONS OF LAW 1. Service connection for bilateral lower extremity neuropathy due to herbicide exposure is not warranted. 38 U.S.C.A. §§ 1110, 1116, 1131, 5107 (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2012). 2. Service connection for right eye optic neuropathy due to herbicide exposure is not warranted. 38 U.S.C.A. §§ 1110, 1116, 1131, 5107 (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309 (2012). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Veterans Claims Assistance Act of 2000 (VCAA) VA has met all statutory and regulatory notice and duty to assist provisions. See 38 U.S.C.A. §§ 5102, 5103(a), 5103A, 5106 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.159, 3.326(a) (2012). Under the VCAA, when VA receives a complete or substantially complete application for benefits, it is generally required to "notify the claimant and the claimant's representative, if any, of any information and any medical or lay evidence not previously provided... that is necessary to substantiate the claim." 38 U.S.C.A. § 5103(a)(1) (West Supp. 2012). As part of that notice, VA must "indicate which portion of that information and evidence, if any, is to be provided by the claimant and which portion, if any, the Secretary... will attempt to obtain on behalf of the claimant." 38 U.S.C.A. § 5103(a)(1) (West Supp. 2012). The requirements apply to all five elements of a service connection claim: veteran status, existence of a disability, a connection between the veteran's service and the disability, degree of disability, and effective date of the disability. See Dingess v. Nicholson, 19 Vet. App. 473 (2006), aff'd sub nom. Hartman v. Nicholson, 483 F.3d 1311 (Fed. Cir. 2007). The Board finds that VCAA letters dated in February 2011, September 2011, and October 2011 fully satisfied the duty to notify provisions. See 38 U.S.C.A. § 5103(a) (West Supp. 2012); 38 C.F.R. § 3.159(b)(1) (2012). The VCAA letters informed the Veteran of what information or evidence was needed to support his claims, including claims based on Agent Orange exposure, what types of evidence the Veteran was responsible for obtaining and submitting to VA, and which evidence VA would obtain. The notices also explained how VA assigns disability ratings and effective dates. See Dingess, supra. The Board also concludes that VA's duty to assist has been satisfied. See 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159(c) (2012). All of the Veteran's VA treatment records and private treatment records have been associated with the claims file. With regard to the Veteran's service treatment records, the Board notes that these records appear to be fire-related, and that the RO has exhausted all administrative efforts to obtain the records or to verify any service in the Republic of Vietnam, including four requests to NPRC in February 2011, March 2011, June 2011, and July 2011, which requests included the Veteran's name, dates of service, his service number, and last unit of assignment. Negative replies were received in February 2011, June 2011, and September 2011. Also, in February 2011, the RO requested from the Veteran any evidence that he served in country in Vietnam, but no reply was received. In October 2011, the RO notified the Veteran that his service records may have been destroyed in the NPRC fire in 1973 and requested that the Veteran submit copies of any records in his possession. The Veteran replied in October 2011 that he had no other evidence to submit (except an enclosed statement). The Board is cognizant that in circumstances where service records have been lost or destroyed through no fault of the Veteran, VA has a heightened obligation to explain findings and conclusions and to consider carefully the benefit-of- the-doubt rule, which the Board has done in this case. See Cuevas v. Principi, 3 Vet. App. 542, 548 (1992); O'Hare v. Derwinski, 1 Vet. App. 365, 367 (1991). It is noted, however, that the above case law does not lower the legal standard for proving a claim for service connection, but rather increases the Board's obligation to evaluate and discuss in its decision all of the evidence that may be favorable to the claimant. See Russo v. Brown, 9 Vet. App. 46 (1996). Therefore, VA's duty to assist in attempting to procure the Veteran's service records has been satisfied. VA's duty to assist also includes the duty to provide a VA examination when there is evidence of (1) a current disability, (2) an in-service event, injury, or disease, and (3) some indication that the claimed disability may be associated with the established in-service event, injury, or disease, but (4) insufficient competent medical evidence on file for the Secretary to make a decision on the claim. See 38 C.F.R. § 3.159(c)(4) (2012); McLendon v. Nicholson, 20 Vet. App. 79 (2006). The Board acknowledges that the Veteran has not been provided with VA examinations relating to his claims. The Board finds, however, that no VA examination is required because there is no competent evidence of record proving that the Veteran was exposed to Agent Orange in service (as exposure may not be presumed in this case, as explained in detail below) so as to trigger the duty to provide a VA examination. See Bardwell v. Shinseki, 24 Vet. App. 36 (2010) (holding that VA is not required to provide a medical examination when there is not credible evidence of an event, injury, or disease in service when it properly rejects the Veteran's lay testimony as being not credible); Duenas v. Principi, 18 Vet. App. 512 (2004). The Board emphasizes that the Veteran has not offered any theory of entitlement other than as due to Agent Orange exposure in Vietnam, and that the Board is not obligated to investigate all possible theories of entitlement not raised. See Robinson v. Mansfield, 21 Vet. App. 545 (2008). As there is no indication that any failure on the part of VA to provide additional notice or assistance reasonably affects the outcome of this case, the Board finds that any such failure is harmless. See Mayfield v. Nicholson, 19 Vet. App. 103 (2005), reversed on other grounds, Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006). II. Analysis The Board must assess the credibility and weight of all evidence, including the medical evidence, to determine its probative value, accounting for evidence that it finds to be persuasive or unpersuasive, and providing reasons for rejecting any evidence favorable to the claimant. Equal weight is not accorded to each piece of evidence contained in the record; every item of evidence does not have the same probative value. When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the Veteran prevailing in either event, or whether a preponderance of the evidence is against the claim, in which case, the claim is denied. See Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Service connection may be established for a disability resulting from personal injury suffered or disease contracted in the line of duty in the active military, naval, or air service. 38 U.S.C.A. § 1110 (West 2002). That an injury or disease occurred in service is not enough; there must be chronic disability resulting from that injury or disease. If there is no showing of a resulting chronic condition during service, then for some chronic diseases, a showing of continuity of symptomatology after service is required to support a finding of chronicity. 38 C.F.R. § 3.303(b) (2012). Service connection may also be granted for any injury or disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease or injury was incurred in service. 38 C.F.R. § 3.303(d) (2012). To establish a right to compensation for a present disability, a Veteran must show: "(1) the existence of a present disability; (2) in-service incurrence or aggravation of a disease or injury; and (3) a causal relationship between the present disability and the disease or injury incurred or aggravated during service" - the so-called "nexus" requirement. Shedden v. Principi, 381 F.3d 1163, 1167 (Fed. Cir. 2004). A. Bilateral peripheral neuropathy The Veteran served on active duty from December 1951 to December 1971 in the Air Force. See DD Forms 214. He claims that he has bilateral lower extremity peripheral neuropathy due to exposure to Agent Orange during service in Vietnam from July 1967 to July 1968. A veteran who "during active military, naval, or air service, served in the Republic of Vietnam during the period beginning on January 9, 1962, and ending on May 7, 1975, shall be presumed to have been exposed during such service to an herbicide agent, unless there is affirmative evidence to establish that the Veteran was not exposed to any such agent during that service." 38 U.S.C.A. § 1116(f) (West 2002); 38 C.F.R. § 3.307(a)(6)(iii) (2012). In the case of veterans who have been exposed to an herbicide agent during active service, 38 C.F.R. § 3.309(e) provides presumptive service connection for certain listed diseases, including acute and subacute peripheral neuropathy. See also 38 U.S.C.A. § 1116. The Veteran's DD Forms 214 reflect that he is the recipient of the Vietnam Service Medal and the Republic of Vietnam Campaign Medal. The notation of such medals on the Veteran's DD Form 214 does not, however, constitute conclusive evidence of service in country in Vietnam. See Executive Order No. 11231 (July 8, 1965) ("to members of the armed forces who serve[d] in Vietnam or contiguous waters or air space"); see also Department of Defense Manual 1348.33. Regrettably, as explained in the VCAA section above, the Veteran's service records have been found to be unavailable. There is no other documentary evidence of record showing that the Veteran served in country in Vietnam. Therefore, the preponderance of the evidence is against a finding that the Veteran had in-country service in Vietnam, and herbicide exposure may not be presumed. See 38 U.S.C.A. § 1116(f) (West 2002); 38 C.F.R. § 3.307(a)(6)(iii) (2012). Even if herbicide exposure could be presumed based on service in-country in Vietnam, there is no medical evidence reflecting that the Veteran has "acute" or "subacute" peripheral neuropathy, the types of peripheral neuropathy listed in 38 C.F.R. § 3.309(e) for which presumptive service connection may be granted. See, e.g., Private Treatment Records, Dr. R.T., July 2010; Methodist Healthcare (EMG Testing), September 2008. In other words, without diagnosed acute or subacute peripheral neuropathy, there can be no presumptive service connection under 38 C.F.R. § 3.309(e). The Veteran is not, however, precluded from proving actual exposure to Agent Orange in service, and then entitlement to service connection on a direct basis. See Haas v. Peake, 525 F.3d 1168, 1193 (Fed. Cir. 2008) ("even servicemembers who are not entitled to the presumption of exposure are nonetheless entitled to show that they were actually exposed to herbicides"); Combee v. Brown, 5 Vet. App. 248 (1993). In this regard, the Board notes that the only evidence of record regarding whether the Veteran was exposed to Agent Orange in service are his own statements to that effect. The Board finds that the Veteran's own assertions that he was exposed to Agent Orange in service to be so general and speculative on their face as to not constitute competent and credible evidence of actual exposure. In this regard, the Board notes that the Veteran has not provided any details as to the circumstances of his exposure except to assert that chemicals were used at Bien Hoa Air Base, where contends that he was stationed, or why he believes that the chemicals were in fact Agent Orange. Therefore, given the lack of any details regarding the Veteran's alleged exposure to Agent Orange in service, the Board finds that there is not sufficient evidence to even bring it into relative equipoise as to whether he had actual exposure, and the Board finds that the preponderance of the evidence is therefore against finding that he had actual exposure to any herbicides in service. The Board also reiterates that there is also no evidence establishing that the Veteran ever served in Vietnam, including at the Bien Hoa Air Base. As a final matter, the Board acknowledges certain private medical opinions submitted by the Veteran in support of his claim. While the Board acknowledges a July 2011 letter from Dr. R.T. in which he noted that the Veteran reported to him a history of exposure to Agent Orange in Vietnam, and he noted that he was aware of scientific reports linking dioxin to peripheral neuropathy, the Board notes that the mere transcription of the Veteran's lay history of in-service exposure does not otherwise transform the evidence into medical evidence of actual exposure. See LeShore v. Brown, 8 Vet. App. 406 (1995). Moreover, Dr. R.T.'s July 2011 opinion that he was aware of scientific reports linking dioxin to peripheral neuropathy is merely speculative in nature, similar to his prior December 2010 letter in which he wrote that Agent Orange "could have precipitated his neuropathy" (emphasis added) but that the etiology was not determined. As noted above, in-service herbicide exposure is the Veteran's only theory of entitlement and the only one raised by the record. The Board notes that it is not required to address every other possible theory of entitlement sua sponte. See Robinson v. Mansfield, 21 Vet. App. 545 (2008). In summary, the Board finds that the preponderance of the evidence is against granting service connection for bilateral lower extremity peripheral neuropathy, and the benefit-of-the-doubt rule is not for application; there is not an approximate balance of evidence. See 38 U.S.C.A. § 5107(b); See Gilbert v. Derwinski, 1 Vet. App. 49 (1990); Ortiz v. Principi, 274 F. 3d 1361 (Fed. Cir. 2001). B. Optic Neuropathy The Veteran also claims that he has right eye optic neuropathy due to in-service Agent Orange exposure in Vietnam. The Board acknowledges that private medical evidence of record shows diagnosed right eye optic neuropathy. See, e.g., May 2011. For the same reasons discussed above, however, the Board finds that the Veteran is not entitled to presumed herbicide exposure due to a lack of evidence of service in-country in Vietnam, and actual herbicide exposure has not otherwise been established. Therefore, there can be no service connection for right eye optic neuropathy based on Agent Orange exposure. The Board adds that even if presumed or actual herbicide exposure was established, optic neuropathy is not included in the list in 38 C.F.R. § 3.309(e) for which presumptive service connection may be granted. In-service herbicide exposure is the Veteran's only theory of entitlement and the only one raised by the record, and the Board notes that it is not required to address every other possible theory of entitlement sua sponte. See Robinson v. Mansfield, 21 Vet. App. 545 (2008). Therefore, in light of the above, the Board finds that the preponderance of the evidence is against granting service connection for right eye optic neuropathy due to Agent Orange exposure, and the benefit-of-the-doubt rule is not for application; there is not an approximate balance of evidence. ORDER Entitlement to service connection for bilateral lower extremity neuropathy as due to Agent Orange exposure is denied. Entitlement to service connection for right eye optic neuropathy as due to Agent Orange exposure is denied. _________________________________________________ BETHANY L. BUCK Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs