Citation Nr: 1329210 Decision Date: 09/12/13 Archive Date: 09/20/13 DOCKET NO. 11-10 806 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Pittsburgh, Pennsylvania THE ISSUES 1. Whether new and material evidence has been received to reopen a previously denied claim for service connection for bilateral hearing loss and, if so, whether service connection is warranted. 2. Entitlement to service connection for tinnitus. REPRESENTATION Appellant represented by: Veterans of Foreign Wars of the United States ATTORNEY FOR THE BOARD B. J. Dempsey, Associate Counsel INTRODUCTION The Veteran served on active duty from July 1968 to December 1972. He is a Vietnam veteran who earned the Combat Action Ribbon (CAR). This matter comes before the Board of Veterans' Appeals (Board) on appeal from a May 2008 decision by the Department of Veterans Affairs (VA) Regional Office (RO) in Pittsburgh, Pennsylvania, which denied service connection for tinnitus and declined to reopen a previously denied claim for service connection for bilateral hearing loss. To establish jurisdiction over the new and material issue on appeal, the Board must first consider whether new and material evidence has been received to reopen the claim. 38 U.S.C.A. §§ 5108, 7105 (West 2002). The Board must proceed in this fashion regardless of the RO's actions. Barnett v. Brown, 83 F.3d 1380 (Fed. Cir. 1996) and VAOPGCPREC 05-92. As discussed fully in the following decision, the Board finds that new and material evidence sufficient to reopen the previously denied claim for service connection for bilateral hearing loss has been received. The Board will, therefore, also address in this decision the underlying claim for service connection for bilateral hearing loss. With respect to tinnitus, the Board finds that the Veteran's February 1989 claim was restricted to service connection for hearing loss. The Veteran's August 2007 letter and the accompanying audiology report from S.M. form a current diagnosis of tinnitus and claim for service connection. Therefore, the Veteran has raised a new claim for tinnitus, obviating the need for new and material evidence. See Boggs v. Peake, 520 F.3d 1330 (Fed. Cir. 2008) (recognizing that claims based on distinctly and properly diagnosed diseases or injuries cannot be considered the same claim); see also Charles v. Principi, 16 Vet. App. 370, 374 (supporting the fact that tinnitus is a condition capable of lay observation and diagnosis). Therefore, the Board has recharacterized the tinnitus claim as noted on the title page to reflect this procedural history. The issues of entitlement to service connection for erectile dysfunction and entitlement to an increased rating for posttraumatic stress disorder (PTSD) have been raised in a June 2012 statement, but have not been adjudicated by the Agency of Original Jurisdiction (AOJ). Therefore, the Board does not have jurisdiction over them, and they are referred to the AOJ for appropriate action. FINDINGS OF FACT 1. In an unappealed February 1990 decision, the RO in Detroit, Michigan, denied service connection for bilateral hearing loss. 2. Evidence received since the final February 1990 denial of service connection for hearing loss relates to an unestablished fact necessary to substantiate that issue and raises a reasonable possibility of substantiating that underlying claim. 3. The Veteran has current diagnoses of bilateral sensorineural hearing loss and tinnitus. 4. The Veteran experienced acoustic trauma in service. 5. The Veteran has demonstrated continuous symptoms of bilateral sensorineural hearing loss since service. 6. The Veteran's tinnitus is related to acoustic trauma in service. CONCLUSIONS OF LAW 1. The February 1990 RO decision denying service connection for bilateral hearing loss is final. 38 U.S.C.A. § 7105(c) (West 2002); 38 C.F.R. §§ 3.104, 20.200, 20.302, 20.1103 (2012). 2. Evidence received since the final February 1990 decision is new and material, and the claim of entitlement to service connection for bilateral hearing loss is reopened. 38 U.S.C.A. §§ 5103, 5103A, 5107, 5108, 7105(c) (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.156, 20.1103 (2012). 3. The criteria for service connection for bilateral hearing loss have been met. 38 U.S.C.A. §§ 1110, 1111, 1112, 1131, 5102, 5103, 5103A, 5107, 5108, 5126 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.156, 3.159, 3.303, 3.307, 3.309, 3.326, 3.385 (2012). 4. The criteria for service connection for tinnitus have been met. 38 U.S.C.A. §§ 1110, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.102, 3.156, 3.159, 3.303 (2012). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Duties to Notify and Assist The Veterans Claims Assistance Act of 2000 (VCAA) and implementing regulations impose obligations on VA to provide claimants with notice and assistance. 38 U.S.C.A. §§ 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.102, 3.156(a), 3.326(a) (2012). The Board has considered the legislation regarding VA's duty to notify and to assist claimants but finds that, given the favorable action taken herein with regard to the issue of whether new and material evidence has been received sufficient to reopen the previously denied claim for service connection for hearing loss, as well as the underlying de novo aspects of this appeal, no further discussion of these VCAA requirements is required with respect to these matters. See, e.g., Bernard v. Brown, 4 Vet. App. 384 (1993). II. New and Material Evidence - Hearing Loss The Veteran seeks to reopen his claim for service connection for bilateral hearing loss, which was originally denied by the RO in Detroit, Michigan, in February 1990 on the basis that the Veteran did not have a current diagnosis of hearing loss for VA purposes at that time. See 38 C.F.R. § 3.385. The Veteran did not file a notice of disagreement. In June 1995, the Veteran's claim file was transferred to the jurisdiction of the RO in Pittsburgh, Pennsylvania. In August 2007, the Veteran requested that the RO reopen his claim for bilateral hearing loss and begin a new claim for service connection for tinnitus. A decision of the RO becomes final and is not subject to revision on the same factual basis unless an appeal is initiated within one year of the notice of decision, or within 60 days of the issuance of the statement of the case (SOC). 38 U.S.C.A. § 7105; 38 C.F.R. §§ 3.104, 20.302, 20.1103 (2012). If a claim of entitlement to service connection has been previously denied and that decision became final, the claim can be reopened and reconsidered only if new and material evidence is presented with respect to that claim. 38 U.S.C.A. § 5108; Manio v. Derwinski, 1 Vet. App. 140, 145 (1991). The Board must consider the question of whether new and material evidence has been received because it goes to the Board's jurisdiction to reach the underlying claim and adjudicate the claim de novo. Jackson v. Principi, 265 F.3d 1366 (Fed. Cir. 2001); Barnett v. Brown, 83 F.3d 1380 (Fed. Cir. 1996). If the Board finds no such evidence has been offered, the analysis ends there, and what the RO may have determined in that regard is irrelevant. Barnett, supra. Further analysis, beyond consideration of whether the evidence received is new and material, is not permitted. Id. at 1384; Butler v. Brown, 9 Vet. App. 167, 171 (1996). "New" evidence means existing evidence not previously submitted to agency decision makers. 38 C.F.R. § 3.156(a) (2012). "Material" evidence means existing evidence that, by itself or when considered with previous evidence of record, relates to an unestablished fact necessary to substantiate the claim. Id. New and material evidence can be neither cumulative nor redundant of the evidence of record at the time of the last prior final denial of the claim sought to be reopened, and must raise a reasonable possibility of substantiating the claim. Id. In determining whether the evidence is new and material, the "credibility of the evidence is to be presumed." Justus v. Principi, 3 Vet. App. 510, 513 (1992). However, VA need not accept the patently incredible for purposes of reopening. Duran v. Brown, 7 Vet. App. 216 (1994). A December 2011 VA audiology examination shows pure tone thresholds, in decibels (dB), as follows: HERTZ (Hz) 500 1000 2000 3000 4000 RIGHT 25 20 30 35 35 LEFT 25 25 30 35 45 This evidence is new, having been submitted after the February 1990 rating decision. Further, this evidence is material because it establishes a current hearing loss disability for VA purposes by showing auditory thresholds at 2000 Hz, 3000 Hz and 4000 Hz to be 26 dB or greater in both ears. See 38 C.F.R. § 3.385. In tending to substantiate the Veteran's claim by bolstering an element of the claim for service connection previously found to be absent, the new evidence raises the reasonable possibility of substantiating the claim for service connection for his hearing loss disability. Thus, the Board finds that this additional evidence is both new and material and that reopening the previously denied claim for service connection for bilateral hearing loss is warranted. See 38 U.S.C.A. § 5108. In reaching the conclusion that the February 1990 rating decision is final, the Board is cognizant of Bond v. Shinseki, 659 F.3d 1362 (2011), which held that 38 C.F.R. § 3.156(b) requires that VA evaluate submissions during relevant time periods to determine whether they contain new and material evidence relevant to the pending claim, even if the new submission may support a new claim. Here, no new evidence pertinent to the issue of entitlement to service connection for bilateral hearing loss was received between the February 1990 rating decision and the August 2007 claim. The February 1990 rating decision is thus final. With respect to tinnitus, the Board finds that the Veteran's February 1989 claim was restricted to service connection for hearing loss. The February 1990 rating decision reached no finding on the issue of tinnitus, nor was the issue raised by the Veteran. In contrast, the Veteran's August 2007 letter and the accompanying audiology report from A.P. form a current diagnosis of tinnitus and claim for service connection. Therefore, the Veteran has raised a new claim for tinnitus, obviating the need for new and material evidence. See Boggs v. Peake, 520 F.3d 1330 (Fed. Cir. 2008) (recognizing that claims based on distinctly and properly diagnosed diseases or injuries cannot be considered the same claim); see also Charles v. Principi, 16 Vet. App. 370, 374 (supporting the fact that tinnitus is a condition capable of lay observation and diagnosis). The Board may proceed with a merits adjudication of the Veteran's claim of service connection for hearing loss because the Veteran has had the opportunity to present evidence and argument on the underlying service connection issue and there is no prejudice to the Veteran in the Board considering the merits in the first instance, as the full benefit sought (service connection) is being granted. See Bernard v. Brown, 4 Vet. App. 384 (1993). III. Service Connection Laws and Regulations Service connection may be granted for a disability resulting from disease or injury incurred in or aggravated by active military, naval, or air service. 38 U.S.C.A. §§ 1110, 1131; 38 C.F.R. § 3.303(a). Service connection may be granted for any disease initially diagnosed after service when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). As a general matter, service connection for a disability requires evidence of: (1) the existence of a current disability; (2) the existence of the disease or injury in service, and; (3) a relationship or nexus between the current disability and any injury or disease during service. Shedden v. Principi, 381 F.3d 1163 (Fed. Cir. 2004); see also Hickson v. West, 12 Vet. App. 247, 253 (1999), citing Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996). Under 38 C.F.R. § 3.303(b), service connection will be presumed where there are either chronic symptoms shown in service or continuity of symptomatology since service for diseases identified as chronic in 38 C.F.R. § 3.309(a); Walker v. Shinseki, 708 F.3d 1331, 1338-40 (Fed. Cir. 2013) (holding that continuity of symptomatology is an evidentiary tool to aid in the evaluation of whether a chronic disease existed in service or an applicable presumptive period). Here, bilateral sensorineural hearing loss (organic disease of the nervous system) is a "chronic disease" listed under 38 C.F.R. § 3.309(a); tinnitus is not. Therefore, 38 C.F.R. § 3.303(b) applies to the Veteran's claim for service connection for bilateral hearing loss. For purposes of applying VA laws, impaired hearing is considered a disability when the auditory threshold in any of the frequencies 500, 1000, 2000, 3000, and 4000 hertz (Hz) is 40 decibels or greater; or when the auditory thresholds for at least three of the frequencies 500, 1000, 2000, 3000, and 4000 Hz are 26 decibels or greater; or when speech recognition scores using the Maryland CNC Test are less than 94 percent. 38 C.F.R. § 3.385. VA regulations do not preclude service connection for a hearing loss which first met VA's definition of disability after service. Hensley v. Brown, 5 Vet. App. 155, 159 (1993). Competency of evidence differs from weight and credibility. Competency is a legal concept determining whether testimony may be heard and considered by the trier of fact, while credibility is a factual determination going to the probative value of the evidence to be made after the evidence has been admitted. Rucker v. Brown, 10 Vet. App. 67 (1997); Layno v. Brown, 6 Vet. App. 465 (1994); Cartwright v. Derwinski, 2 Vet. App. 24 (1991) (although interest may affect the credibility of testimony, it does not affect competency to testify). A veteran is competent to report symptoms because this requires only personal knowledge, not medical expertise, as it comes to him through his senses. See Layno, 6 Vet. App. at 469. The Board is charged with the duty to assess the credibility and weight given to evidence. Wensch v. Principi, 15 Vet. App. 362, 367 (2001); Wood v. Derwinski, 1 Vet. App. 190, 193 (1991). In weighing credibility, VA may consider interest, bias, inconsistent statements, bad character, internal inconsistency, facial plausibility, self interest, consistency with other evidence of record, malingering, desire for monetary gain, and demeanor of the witness. Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd per curiam, 78 F.3d 604 (Fed. Cir. 1996). The Board may weigh the absence of contemporaneous medical evidence against the lay evidence in determining credibility, but the Board cannot determine that lay evidence lacks credibility merely because it is unaccompanied by contemporaneous medical evidence. Buchanan v. Nicholson, 451 F.3d 1331 (Fed. Cir. 2006). When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the claimant prevailing in either event, or whether a preponderance of the evidence is against the claim, in which case, the claim is denied. 38 U.S.C.A. § 5107(b); 38 C.F.R. § 3.102. IV. Service Connection Analysis for Hearing Loss and Tinnitus The Veteran contends that he currently suffers from bilateral hearing loss and tinnitus due to military noise exposure. He asserts that he was exposed to the loud noise of mortar attacks and combat while performing his duties as a rifleman during his tour of duty in the Republic of Vietnam. Combat veterans are entitled to have their statements as to injuries sustained in a combat setting accepted, under 38 U.S.C.A. § 1154(b); 38 C.F.R. § 3.304(d). That law does not by itself, however, establish a basis for the grant of service connection. The claimant is still required to meet other evidentiary burdens as to service connection, such as whether there is a current disability or whether there is a link between service and the currently claimed disability, both of which require competent evidence. See Wade v. West, 11 Vet. App. 302 (1998) (holding that evidence of a causal nexus between an in-service event and a current disability is still required even when a veteran is shown to have participated in combat); Collette v. Brown, 82 F.3d 389, 392 (1996). After a review of the evidence, the Board finds that the Veteran currently has a bilateral hearing loss disability for VA purposes. As discussed in the previous section, the Veteran submitted to a VA audiological examination in December 2010, which included an audiogram. Further, speech recognition was evaluated using the Maryland CNC Test, revealing scores of 92 percent in the right ear and 88 percent in the left ear. There is no indication that the audiometric results are unreliable or otherwise inadequate. The audiologist also noted that the Veteran demonstrated mild to moderate sensorineural hearing loss bilaterally. The above evidence sufficiently establishes a "disability" of current bilateral hearing loss as defined by 38 C.F.R. § 3.385 (referred to as "impairment"), as the speech recognition scores using the Maryland CNC Test are less than 94 percent for both ears. Moreover, the auditory threshold at the 2000 Hz, 3000 Hz, and 4000 Hz frequencies is greater than 26 dB in both ears. Similarly, the Board finds that the Veteran has a current tinnitus disability. During the same December 2010 VA audiological examination, the Veteran reported constant tinnitus in both ears. Tinnitus is a condition capable of lay observation and diagnosis. See Charles, 16 Vet. App. at 374 ("ringing in the ears is capable of lay observation"). There is no evidence in the record to suggest that the Veteran's account of having tinnitus is not credible. The Board also finds that the Veteran was exposed to loud noises (i.e., suffered acoustic trauma) during service. The Veteran's DD Form 214 shows that he had Vietnam service, served as a rifleman, and is in receipt of the CAR. The Veteran has reported being exposed to mortar attacks during his period of service. The Board finds the Veteran's competent lay account of having been exposed to military noises is consistent with the circumstances, conditions, and hardships of his service and is, therefore, credible. See 38 U.S.C.A. § 1154(b). The first documented complaint of ear trouble appears in an in-service notation from July 1969, when the Veteran reported otalgia (ear pain) in his right ear. Tinnitus was not reported at the time. Service treatment records (STRs) do not contain any other complaints, diagnoses, or treatment for ear or hearing trouble. Significantly, the Veteran received a normal clinical evaluation of his ears during his December 1972 service separation examination and did not report any history of hearing loss or ear trouble during his January 1971 Report of Medical History, the last on record. However, STRs show an upward threshold shift in hearing ability during service. The May 1968 service entry examination includes an audiogram showing pure tone thresholds, in decibels, as follows: HERTZ (Hz) 500 1000 2000 3000 4000 RIGHT 0 0 -5 X -5 LEFT 10 0 0 X 0 In comparison, the Veteran's audiogram from his December 1972 service separation examination displayed the following: HERTZ (Hz) 500 1000 2000 3000 4000 RIGHT 20 15 15 15 15 LEFT 15 15 15 15 15 Following service, the Veteran first reported impaired hearing in a February 1989 VA Form 21-526. He stated that hearing impairment began between 1969 and 1970. He also reported right ear pain and dullness. A VA audiology examination followed in September 1989, revealing the results below: HERTZ (Hz) 500 1000 2000 3000 4000 RIGHT X 10 10 10 15 LEFT X 15 5 10 15 Speech audiometry showed speech recognition ability of 94 percent in the right ear and 98 percent in the left ear. Also in September 1989, the Veteran submitted a VA Form 21- 2545, in which he reported "right ear pain starting in 1969 with a dullness in hearing." Further, the Veteran explained that "sounds seem to be muffled on the right side" and that he had difficulty hearing low spoken voices. In August 2007, the Veteran sought private medical treatment for sinus problems. During his evaluation, the examiner referred the Veteran for audiometric evaluation, stating that "his largest problem is the hearing loss." When the Veteran returned for audiometric testing later in August 2007, pure tone thresholds, in decibels, were as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 15 15 15 X 35 LEFT 15 15 15 X 40 The audiologist also diagnosed normal to mild sensorineural hearing loss. In April 2011, the Veteran submitted a VA Form 9 in which he reported coming under mortar and rocket attacks in May 1969. He explained that "it was like I was hearing through water" and began hearing buzzing in his ears for the first time. In December 2011, the Veteran submitted to a VA audiology examination and was diagnosed with bilateral mild to moderate sensorineural hearing loss and, as detailed above, displayed hearing loss for VA purposes in both ears. Taking account of the Veteran's medical history, noise exposure in service, and STRs, the VA examiner opined that the Veteran's current hearing loss "is not likely due to noise exposure in service." Nonetheless, the Board finds that the Veteran has displayed continuity of symptomatology sufficient to satisfy service connection on a presumptive basis. He is competent to testify on experiencing symptoms of hearing loss. See Layno v. Brown, 6 Vet. App. 465 (1994) (noting that even disabilities not subject to lay diagnosis may have symptoms detectable by a lay person). The Veteran first reported ear pain in July 1969, as noted in his STRs. Most recently, in his April 2011 VA Form 9, the Veteran stated that he began experiencing hearing impairment following a mortar and rocket attack while serving in Vietnam in May 1969. Although he did not display hearing loss for VA purposes at the time, the Board observes that the December 1972 service separation examination deviates from his May 1968 service entry examination, showing an upward threshold shift. See Hensley v. Brown, 5 Vet. App. 155, 159-60 (1993) (holding that the absence of a hearing loss disability in service does not preclude service connection for a hearing loss disability and noting the need to evaluate upward shifts in tested thresholds during service when there is a current hearing loss disability). The Veteran filed a claim for service connection for hearing loss in February 1989 and stated that he began experiencing symptoms between 1969 and 1970. Similarly, when requesting that his claim be reopened in August 2007, he stated that he began experiencing hearing impairment in service. Here, the Board acknowledges that from 1989 to 2011, the Veteran has consistently maintained that he began experiencing hearing impairment in service. In addition to his receipt of the CAR, he has identified a specific instance where he was subject to significant military noise exposure. His service separation examination confirms that his hearing acuity changed during service. Thus, the Board finds the Veteran credible and affords his testimony substantial weight despite the negative nexus finding of the VA audiologist in January 2011. Therefore, given the competent and credible evidence of continuity of symptomatology since service, the Board finds that service connection for hearing loss on a presumptive basis is warranted. See 38 C.F.R. § 3.303(b); see also Walker, 708 F.3d at 1338-40. Finally, the Board finds that service connection for tinnitus has been established on a direct basis. In August 2007, the Veteran submitted a letter to VA describing "intermittent tinnitus since service" that had become constant. Tinnitus was acknowledged by a private physician in a separate letter from August 2007. In a March 2008 VA Form 21-4138, the Veteran stated that he began experiencing ringing in his ears after a mortar attack in 1969. He explained further that the issue has progressed over time, resulting in a constant ringing noise. The Veteran made similar statements about the progressive nature of the ringing in his ears in a letter from May 2009. In addition, a VA audiologist opinion from January 2011 concludes that "it is at least as likely as not that the veteran's current tinnitus is due to noise exposure." The audiologist's opinion, based on a review of the Veteran's medical history, service duties, and physical examination, is competent, credible and afforded great weight. Further, there is no negative opinion in the record concerning a relationship between the Veteran's tinnitus and in-service noise exposure. As such, the Board finds that there is a nexus connecting the Veteran's current tinnitus disability to in-service noise exposure, and service connection on a direct basis is warranted. See 38 C.F.R. § 3.303(d); see also Shedden, 381 F.3d 1163. ORDER Service connection for bilateral sensorineural hearing loss is granted. Service connection for tinnitus is granted. ____________________________________________ K. J. Alibrando Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs