Citation Nr: 1329470 Decision Date: 09/13/13 Archive Date: 09/20/13 DOCKET NO. 10-04 402A ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Los Angeles, California THE ISSUES 1. Entitlement to an initial evaluation in excess of 50 percent for posttraumatic stress disorder (PTSD), from August 24, 2007 to April 14, 2011. 2. Entitlement to an evaluation in excess of 70 percent for PTSD, on and after April 15, 2011. 3. Entitlement to a compensable initial evaluation for bilateral hearing loss, from August 24, 2007 to February 13, 2013. 4. Entitlement to an evaluation in excess of 20 percent for bilateral hearing loss, on and after February 14, 2013. REPRESENTATION Veteran represented by: California Department of Veterans Affairs ATTORNEY FOR THE BOARD M. M. Celli, Associate Counsel INTRODUCTION The Veteran served on active duty from May 1968 to May 1970, including service in the Republic of Vietnam. The Veteran's decorations include the Bronze Star Medal, Purple Heart Medal, and Combat Medical Badge. These matters come before the Board of Veterans' Appeals (Board) on appeal from an August 2008 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Los Angeles, California. In a rating decision dated in September 2012, the RO granted a higher initial evaluation of 50 percent for the Veteran's service-connected PTSD, effective August 24, 2007, and in a March 2013 rating decision, the RO granted an increased evaluation of 70 percent for PTSD, effective April 15, 2011. In addition, the March 2013 rating decision granted an increased evaluation of 20 percent for the Veteran's bilateral hearing loss, effective February 14, 2013. As these ratings are not the maximum ratings available for the disabilities, the claims remain in appellate status, and the Board has re-characterized the issues to include staged ratings as shown on the title page. See AB v. Brown, 6 Vet. App. 35 (1993); see also Hart v. Mansfield, 21 Vet. App. 505 (2007). In a February 2010 informal appeal, the Veteran raised the issues of entitlement to service connection for hypertension and entitlement to service connection for a neck disability. As these issues have not been adjudicated by the Agency of Original Jurisdiction (AOJ), the Board does not have jurisdiction over them, and they are referred to the AOJ for appropriate action. FINDINGS OF FACT 1. From August 24, 2007 to April 14, 2011, the Veteran's PTSD was manifested by anxiety, depression, chronic sleep impairment, constricted affect, circumstantial thought processes, daily panic attacks, obsessional rituals, disturbances of motivation and mood, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective work and social relationships, productive of functional impairment comparable to no worse than occupational and social impairment with deficiencies in most areas. 2. On and after April 15, 2011, the Veteran's PTSD was manifested by flattened affect, anxiety, depression, isolation, chronic sleep impairment, near-continuous panic, impairment of short- and long-term memory, impaired abstract thinking, disturbances of motivation and mood, impaired impulse control, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective work and social relationships, productive of functional impairment comparable to no worse than occupational and social impairment with deficiencies in most areas. 3. From August 24, 2007 to February 13, 2013, the Veteran's bilateral hearing loss was clinically shown to be manifested by no worse than Level II hearing in the right ear and Level III hearing in the left ear. 4. On and after February 14, 2013, the Veteran's bilateral hearing loss was clinically shown to be manifested by no worse than Level V hearing in the right ear and in the left ear. CONCLUSIONS OF LAW 1. From August 24, 2007 to April 14, 2011, the criteria for an evaluation of 70 percent for PTSD have been met. 38 U.S.C.A. §§ 1155, 5107(b) (West 2002); 38 C.F.R. §§ 4.7, 4.130, Diagnostic Code 9411 (2012). 2. On and after April 15, 2011, the criteria for an evaluation in excess of 70 percent for PTSD have not been met. 38 U.S.C.A. §§ 1155, 5107(b); 38 C.F.R. §§ 4.7, 4.130, Diagnostic Code 9411. 3. From August 24, 2007 to February 13, 2013, the criteria for a compensable initial evaluation for bilateral hearing loss have not been met. 38 U.S.C.A. §§ 1155, 5103, 5103A, 5107(b) (West 2002); 38 C.F.R. §§ 3.102, 3.321, 4.7, 4.85, Diagnostic Code 6100 (2012). 4. On and after February 14, 2013, the criteria for an evaluation in excess of 20 percent for bilateral hearing loss have not been met. 38 U.S.C.A. §§ 1155, 5103, 5103A, 5107(b); 38 C.F.R. §§ 3.102, 3.321, 4.7, 4.85, Diagnostic Code 6100. REASONS AND BASES FOR FINDINGS AND CONCLUSIONS The Veterans Claims Assistance Act of 2000 (VCAA) describes VA's duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326(a) (2012). Duty to Notify Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his representative, if any, of any information and any medical or lay evidence that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper VCAA notice must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. VCAA notice should be provided to a claimant before the initial unfavorable decision of the Agency of Original Jurisdiction on a claim. Pelegrini v. Principi, 18 Vet. App. 112 (2004); Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006). In March 2006, the U.S. Court of Appeals for Veterans Claims (Court) issued its decision in the consolidated appeal of Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). The Court in Dingess/Hartman held that the VCAA notice requirements of 38 U.S.C. § 5103(a) and 38 C.F.R. § 3.159(b) apply to all five elements of a "service connection" claim. As previously defined by the courts, those five elements include: (1) Veteran status; (2) existence of a disability; (3) a connection between the Veteran's service and the disability; (4) degree of disability; and (5) effective date of the disability. Upon receipt of an application for "service connection," therefore, VA is required to review the information and the evidence presented with the claim and to provide the claimant with notice of what information and evidence not previously provided, if any, will assist in substantiating or is necessary to substantiate the elements of the claim as reasonably contemplated by the application. This includes notice that a disability rating and/or an effective date will be assigned if service connection is awarded. Once service connection has been granted, the context in which the claim initially arose, the claim has been substantiated; therefore, additional VCAA notice under § 5103(a) is not required because the initial intended purpose of the notice has been fulfilled, so any defect in the notice is not prejudicial. Goodwin v. Peake, 22 Vet. App. 128 (2008); Dunlap v. Nicholson, 21 Vet. App. 112 (2007). Rather, thereafter, once a notice of disagreement (NOD) has been filed, for example contesting a downstream issue such as the initial rating assigned for the disability, only the notice requirements for a rating decision and SOC described in 38 U.S.C. §§ 5104 and 7105 control as to the further communications with the Veteran, including as to what evidence is necessary to establish a more favorable decision with respect to downstream elements of the claim. 38 C.F.R. Section 3.159(b)(3). The RO has provided the Veteran the required SOC discussing the reasons and bases for not assigning a higher initial rating and citing the applicable statutes and regulations. Therefore, the Board finds the Veteran has been informed of what is necessary to achieve higher ratings for the service- connected disabilities at issue. See Bernard v. Brown, 4 Vet. App. 384 (1993); Sutton, 9 Vet. App. 553 (1996). Duty to Assist With regard to the duty to assist, the Veteran's claims file contains service treatment records, VA examination reports, VA treatment records, private treatment records, and lay testimony. In November 2012, the Board remanded the Veteran's claims for additional development. Specifically, the Board directed that the RO/AMC attempt to obtain and associate any outstanding VA treatment records and private treatment records from Dr. J. Beck and Dr. R. Garrison, after obtaining authorization from the Veteran. It appears the record contains all VA treatment records pertinent to the Veteran's claims, as the evidence indicates he receives all psychiatric treatment for his PTSD through a private provider, does not regularly seek treatment for his hearing loss at the VA Medical Center, and the Veteran does not assert such. In addition, a December 2012 notice letter shows the AMC requested that the Veteran provide the necessary authorization. The Veteran responded with a duplicate of his informal appeal along with treatment records from Dr. Beck and Dr. Garrison. The Board also instructed that the RO/AMC schedule the Veteran for examinations to determine the extent and severity of his service-connected PTSD and bilateral hearing loss. To that end, when VA undertakes to provide a VA examination or obtain a VA opinion, it must ensure that the examination or opinion is adequate. Barr v. Nicholson, 21 Vet. App. 303, 312 (2007). The evidence demonstrates that the Veteran underwent additional VA examination for both disabilities in February 2013. In this case, the Board finds the February 2013 VA examinations adequate as they were predicated on a review of the Veteran's claims file and the results of adequate and complete physical examinations. Additionally, clinical findings pertinent to the applicable criteria for rating the Veteran's increased evaluation claims were provided. Further, the February 2013 examination reports provided findings relevant to the Veteran's functional impairment in daily life. Martinak v. Nicholson, 21 Vet. App. 447 (2007). Hence, the examinations provided findings relevant to the criteria for rating the disabilities at issue. Nieves-Rodriguez v. Peake, 22 Vet App 295 (2008). Accordingly, the Board finds that VA's duty to assist with respect to obtaining an examination or opinion on appeal has been met. 38 C.F.R. § 3.159(c)(4). Furthermore, the Board finds the AMC substantially complied with the November 2012 remand directives. See 38 U.S.C.A. § 5103A(b); Stegall v. West, 11 Vet. App. 268 (1998); D'Aries v. Peake, 22 Vet. App. 97 (2008). As all relevant facts have been properly and sufficiently developed in this appeal, no further development is required to comply with the duty to assist the Veteran in developing the facts pertinent to his claims. Essentially, all available evidence that could substantiate the claims has been obtained. Level Criteria Disability evaluations are determined by comparing a veteran's present symptomatology with criteria set forth in VA's Schedule for Rating Disabilities (Rating Schedule), which is based on average impairment in earning capacity. 38 U.S.C.A. § 1155; 38 C.F.R. Part 4 (2012). When a question arises as to which of two ratings applies under a particular diagnostic code, the higher evaluation is assigned if the disability more closely approximates the criteria for the higher rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7. After careful consideration of the evidence, any reasonable doubt remaining is resolved in favor of the veteran. 38 C.F.R. § 4.3 (2012). Further, a disability rating may require re-evaluation in accordance with changes in a veteran's condition. It is thus essential in determining the level of current impairment that the disability is considered in the context of the entire recorded history. 38 C.F.R. § 4.1 (2012). Nevertheless, the present level of disability is of primary concern. Francisco v. Brown, 7 Vet. App. 55, 58 (1994). Staged ratings are appropriate for increased rating claims when the factual findings show distinct time periods where the service-connected disabilities exhibit symptoms that would warrant different ratings. Fenderson v. West, 12 Vet. App. 119, 125-26 (1999); Hart v. Mansfield, 21 Vet. App. 505 (2007). The Board has reviewed all of the evidence in the Veteran's claims file. Although the Board has an obligation to provide reasons and bases supporting this decision, there is no need to discuss, in detail, the extensive evidence of record. Indeed, the Federal Circuit has held that the Board must review the entire record but does not have to discuss each piece of evidence. Gonzales v. West, 218 F.3d 1378, 1380-81 (Fed. Cir. 2000). Therefore, the Board will summarize the relevant evidence where appropriate, and the Board's analysis below will focus specifically on what the evidence shows, or fails to show, as to the claims. PTSD Considerations in evaluating a mental disorder include the frequency, severity, and duration of psychiatric symptoms, the length of remissions, and the veteran's capacity for adjustment during periods of remission. The evaluation must be based on all the evidence of record that bears on occupational and social impairment rather than solely on an examiner's assessment of the level of disability at the moment of the examination. 38 C.F.R. § 4.126(a) (2012). Although the extent of social impairment is a consideration in determining the level of disability, the rating may not be assigned solely on the basis of social impairment. 38 C.F.R. § 4.126(b). According to the Diagnostic and Statistical Manual of Mental Disorders, Fourth edition (DSM-IV), a global assessment of functioning (GAF) score reflects the "psychological, social, and occupational functioning in a hypothetical continuum of mental health-illness." DSM-IV, American Psychiatric Association (1994), pp. 46-47; 38 C.F.R. §§ 4.125(a), 4.130 (2012). A GAF score of 31-40 indicates some impairment in reality testing or communication (e.g., speech is at times illogical, obscure, or irrelevant) or major impairment in several areas, such as work or school, family relations, judgment, thinking, or mood (e.g., depressed man avoids friends, neglects family and is unable to work; child frequently beats up younger children, is defiant at home, and is failing at school). A GAF score of 41-50 indicates serious symptoms (e.g., suicidal ideation, severe obsessional rituals, frequent shoplifting) or any serious impairment in social, occupational, or school functioning (e.g., no friends, unable to keep a job). A GAF score of 51-60 represents moderate symptoms (e.g., flat affect and circumstantial speech, occasional panic attacks) or moderate difficulty in social, occupational, or school functioning (e.g., few friends, conflicts with peers or co-workers). A GAF score of 61-70 indicates some mild symptoms (e.g., depressed mood and mild insomnia) or some difficulty in social, occupational, or school functioning (e.g., occasional truancy, theft within the household), but generally functioning pretty well, and has some meaningful interpersonal relationships. The Veteran's service-connected PTSD has been rated under the provisions of 38 C.F.R. § 4.130, Diagnostic Code 9411, which provides: A 50 percent disability rating is warranted when the Veteran experiences occupational and social impairment with reduced reliability and productivity, due to such symptoms as: flattened affect; circumstantial, circumlocutory, or stereotyped speech; panic attacks more than once a week; difficulty in understanding complex commands; impairment of short- and long-term memory (e.g., retention of only highly learned material, forgetting to complete tasks); impaired judgment; impaired abstract thinking; disturbances of motivation and mood; and difficulty in establishing and maintaining effective work and social relationships. A 70 percent disability rating is warranted when the Veteran experiences occupational and social impairment with deficiencies in most areas, such as work, school, family relations, judgment, thinking, or mood, due to such symptoms as: suicidal ideation; obsessional rituals which interfere with routine activities; speech intermittently illogical, obscure, or irrelevant; near-continuous panic or depression affecting the ability to function independently, appropriately, and effectively; impaired impulse control (such as unprovoked irritability with periods of violence); spatial disorientation; neglect of personal appearance and hygiene; difficulty in adapting to stressful circumstances (including work or work-like setting); and inability to establish and maintain effective relationships. A 100 percent disability rating is warranted for total occupational and social impairment, due to such symptoms as: gross impairment in thought processes or communication; persistent delusions or hallucinations; grossly inappropriate behavior; persistent danger of hurting self or others; intermittent ability to perform activities of daily living (including maintenance of minimal personal hygiene); disorientation to time or place; and memory loss for names of closest relatives, own occupation, or own name. 38 C.F.R. § 4.130. From August 24, 2007 to April 14, 2011 From August 24, 2007 to April 14, 2011, the Veteran's service-connected PTSD is currently rated as 50 percent disabling. To warrant a higher evaluation, the evidence must show occupational and social impairment with deficiencies in most areas. 38 C.F.R. § 4.130. In October 2007, the Veteran underwent VA examination in connection with his claim. The Veteran described symptoms of anxiety, depression, insomnia, and intrusive memories of Vietnam. He reported having to limit his dental practice because he could not deal with irritated patients or insubordinate employees. The Veteran was cleanly groomed and dressed, alert and oriented, and his memory was intact. His attention wandered, his speech was rambling, and his thought processes were circumstantial. His affect was anxious, and he had no suicidal ideations. The Veteran reported re-experiencing symptoms and that he thought about Vietnam daily. The Veteran also described recently becoming active in contacting men from his unit to set up reunions. He stated that he had found it hard to make friends after Vietnam and impossible to make friends with women. He reported dealing with his emotional overload by not expressing any feelings. The Veteran also reported that as his stress increased, his concentration decreased. The Veteran had been married twice and divorced once and had good relationships with his three children. He stated that work had been a problem, in that early in his private practice he found he could not discipline employees or lay them off when business decreased. The Veteran reported restricting the number of his patients and not having any employees in his practice. He stated that he had daily panic attacks and was impulsive and compulsive. The Veteran also reported obsessional rituals. The VA examiner assigned a GAF score range of 41-50. The Veteran underwent additional VA examination in June 2008. The Veteran reported that he currently had a dental practice. He reported nearly constant memories of his Vietnam experiences and that seeing blood and wounds during his job constantly brought back memories of Vietnam. The Veteran was alert and oriented, properly dressed, and his speech was rather slow. His thought processes were coherent, although somewhat circumstantial at times. His affect was rather constricted, his mood was occasionally anxious, and he was on the verge of tears while speaking of his experiences in Vietnam. There was no evidence of delusional thinking, hallucinations, suicidal ideation, or homicidal ideation. The Veteran's intellectual functioning, memory for recent and remote events, comprehension, abstract thinking, and ability to do calculations were intact and average. The Veteran performed activities of daily living and working as a dentist. He had poor interpersonal relations and poor socialization. The VA examiner found the Veteran had recurrent, intrusive, and distressing recollections of the traumatic events, and he experienced psychological distress with exposure to internal or external cues symbolizing or resembling aspects of the traumatic events. The Veteran also avoided thoughts, feelings, or conversations associated with the trauma and made efforts to avoid activities, places, or people that aroused recollections of the trauma. The Veteran manifested diminished interest and participation in significant activities and a restricted range of affect. He also had difficulty with falling or staying asleep, irritability, and disturbance in social functioning. The VA examiner assigned a GAF score of 58. A May 2009 private treatment record indicates the Veteran had some difficulty with anxiety but continued to work as he could in his dental practice. A July 2009 VA treatment record reflects that the Veteran's depression, anxiety, and PTSD were stable and that he was being treated by a private psychiatrist. A September 2009 VA general medical examination shows the Veteran was alert and oriented, with appropriate attire and behavior. There was no apparent nervousness, anxiety, or tension, and the Veteran had no disorganized or incoherent thought processes. His mood was normal and not depressed. Private treatment records from Dr. J. Beck dated in December 2009 and February 2010 show the Veteran struggled with anxiety, panic attacks, and insomnia. It was noted that the Veteran currently had an increase in his anxiety symptoms and on examination was overanxious, slow, and preoccupied. In a February 2010 informal appeal, the Veteran asserted that he had a sleep disorder and claustrophobia as the result of his experiences in Vietnam. He reported being unable to communicate with people and unable to stand crowds of people, as well as anger, loss of memory, and tearfulness. In a February 2011 written statement, the Veteran asserted that as a result of his PTSD, he had nightmares, sleepless nights, family conflict, and severe flashbacks, which hindered his job performance as a dentist. He reported that he could not go to the mall or be in large groups or crowds, which kept him from going to church. Even though he lived in California, the Veteran stated that he had not been able to go to Disneyland with his children, and that when he went into a restaurant he had to sit with his back to a wall or a corner of the building. Given the above record, the Board concludes that, for the period from August 24, 2007 to April 14, 2011, the evidence demonstrates that the manifestations of the Veteran's PTSD were productive of functional impairment comparable to no worse than occupational and social impairment with deficiencies in most areas . See 38 U.S.C.A. § 5107(b); 38 C.F.R. § 4.130, Diagnostic Code 9411. Initially, the Board notes that the Veteran experienced symptoms that are not listed in the rating criteria, and as a result, the Board has considered many of the Veteran's symptoms as "like or similar to" the schedular rating criteria of occupational and social impairment with deficiencies in most areas. See Mauerhan v. Principi, 16 Vet. App. 436 (2002). The evidence demonstrates that during this period the Veteran's PTSD was manifested by anxiety, depression, chronic sleep impairment, constricted affect, rambling speech, circumstantial thought processes, daily panic attacks, obsessional rituals, obsessive/compulsive behavior, disturbances of motivation and mood, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective work and social relationships. Although the June 2008 VA examiner noted that the Veteran performed activities of daily living and worked as a dentist, the VA examiner also found that the Veteran had poor interpersonal relations, poor socialization, and disturbance in social functioning. In addition, the Board finds it significant that the Veteran had to severely limit his dental practice to fewer patients and no employees because he was unable to deal with the stress of patients and employees. During this period, the Veteran's GAF scores ranged from 41 to 58, indicating a range of moderate to severe symptoms. Here, the Board finds the Veteran's symptoms are most accurately reflected by the lower range of GAF scores assigned, which represent occupational and social impairment with deficiencies in most areas. Specifically, the evidence of record reflects symptoms of obsessional rituals, rambling speech, circumstantial thought processes, daily panic attacks, difficulty in adapting to stressful circumstances, particularly in a work setting, and inability to establish and maintain effective relationships. While there were times wherein the Veteran's GAF score improved or worsened, the manifested symptoms remained largely constant. As such, the Board concludes that the evidence as a whole more nearly approximates the criteria for an evaluation of 70 percent for this period. 38 C.F.R. §§ 4.7, 4.130, Diagnostic Code 9411; see Hart v. Mansfield, 21 Vet. App. 505 (2007). However, the Board finds that a rating in excess of 70 percent is not warranted for the Veteran's service-connected PTSD from August 24, 2007 to April 14, 2011. The evidence of record does not show grossly inappropriate behavior; persistent delusions or hallucinations; persistent danger of hurting self or others; disorientation to time or place; or memory loss for names of closest relatives, own occupation, or own name. Rather, the evidence shows that the Veteran was cleanly groomed, alert and oriented, and his memory was intact. There was no evidence of delusional thinking, hallucinations, suicidal ideation, or homicidal ideation. In addition, the June 2008 VA examiner specifically found the Veteran could perform activities of daily living and work as a dentist. For these reasons, the Board finds that the criteria for an evaluation of 70 percent, but no more, for PTSD have been met from August 24, 2007 to April 14, 2011. 38 C.F.R. § 4.130. On and after April 15, 2011 On and after April 15, 2011, the Veteran's PTSD is currently rated as 70 percent disabling. To warrant a higher disability rating, the evidence must show total occupational and social impairment, due to such symptoms as: gross impairment in thought processes or communication; persistent delusions or hallucinations; grossly inappropriate behavior; persistent danger of hurting self or others; intermittent ability to perform activities of daily living (including maintenance of minimal personal hygiene); disorientation to time or place; and/or memory loss for names of closest relatives, own occupation, or own name. 38 C.F.R. § 4.130. In April 2011, the Veteran underwent additional VA examination. The Veteran described re-experiencing of wartime events, flashbacks of combat, nightmares of war, anxiety, depression, hypervigilance, and exaggerated startle response. The VA examiner opined that Veteran's symptoms were severe and constant, continuous, or ongoing. The Veteran reported that his symptoms affected his total daily functioning and resulted in social isolation and withdrawal. The Veteran also stated that he had trouble sleeping. He denied a history of violent behavior and suicide attempts. The Veteran's current relationship with his wife and children was good. Since the trauma, the Veteran reported being socially isolated, guarded, and avoiding crowds. He stated that he was currently self-employed. The Veteran's orientation was within normal limits, his appearance, behavior, and hygiene were appropriate, and he maintained good eye contact. His affect and mood showed a disturbance of motivation and mood, flattened affect, mood swings, anxiety, depressed mood, and impaired impulse control. The impaired impulse control affected his motivation and mood through mood swings and angry outbursts. He was severely depressed, anxious, and irritable. The Veteran's communication, speech, and concentration were within normal limits. His panic attacks were present and occurred near- continuously, affecting his ability to function independently. He had anxiety, shortness of breath, and chest pain. The Veteran denied a history of delusions and hallucinations. There were also no delusions or hallucinations observed, and obsessive-compulsive behavior was absent. The Veteran's thought processes were appropriate, and he was able to understand directions. He did not have slowness of thought nor did he appear confused. His judgment was not impaired, his abstract thinking was normal, and his memory was within normal limits. Suicidal and homicidal ideations were absent. The VA examiner attributed the Veteran's behavior, cognitive, social, affective, and somatic symptoms to his PTSD, which were manifested by social isolation and withdrawal. The VA examiner assigned a GAF score of 50. The VA examiner opined that the effects of the Veteran's PTSD symptoms on his employment and overall quality of life included difficulty working at his full capacity as a dentist. The VA examiner found the Veteran mentally did not have difficulty performing activities and stated that the Veteran's current psychiatric symptoms caused occupational and social impairment with deficiencies in most areas such as work, school, family relations, judgment, thinking, and mood. The VA examiner based the opinion on the Veteran's near-continuous depression affecting the ability to function independently, appropriately, and effectively, impaired impulse control, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective relationships. The VA examiner found the Veteran was unable to establish and maintain effective work and social relationships because he was socially withdrawn from others and unable to maintain effective family role functioning because he was socially isolative and guarded. The Veteran was unable to perform recreation or leisurely pursuits because he had no hobbies. He had no difficulty with physical health or understanding commands. The Veteran also underwent VA examination in February 2013. It was noted that the Veteran experienced severe anxiety with daily panic attacks, such that he began hyperventilating during the examination. He also had such severe depression that he experienced anhedonia with decreased leisure activities. The VA examiner opined that the Veteran's service-connected PTSD resulted in occupational and social impairment with deficiencies in most areas. The Veteran's symptoms included depressed mood, anxiety, panic attacks more than once a week, chronic sleep impairment, impairment of short- and long-term memory, flattened affect, impaired abstract thinking, disturbances of motivation and mood, difficulty in establishing and maintaining effective work and social relationships, difficulty in adapting to stressful circumstances, including work or a work-like setting, and impaired impulse control. The VA examiner assigned a GAF score of 50. It was noted that the Veteran continued to operate his dental practice but at a significantly lower work pace and for only 2.5 days per week. He was unable to deal with any perceived conflict and if questioned by a patient, the Veteran would give his money back and send them away. In fact, the VA examiner opined that it was remarkable that the Veteran continued his dental practice at all, given his symptoms. The VA examiner further opined that the Veteran's anxiety and depression had significantly impacted his ability to deal with his patients and had decreased his leisure time activities, social activities, and intimate relationships and activities with his wife. The VA examiner's rationale for the opinion was that the Veteran's PTSD caused so much anxiety, irritability, impulsivity, depression, poor concentration, and memory that his work pace and productivity was significantly decreased. He also had so much anxiety that he had severe problems in any social environment, including home, work, and other environments. Upon review, the Board concludes that the evidence demonstrates that during this period, manifestations of the Veteran's PTSD were productive of functional impairment comparable to no worse than occupational and social impairment with deficiencies in most areas. See 38 U.S.C.A. § 5107(b); 38 C.F.R. § 4.130, Diagnostic Code 9411. Again, the Board has considered many of the Veteran's symptoms as "like or similar to" the schedular rating criteria of occupational and social impairment with deficiencies in most areas. See Mauerhan, 16 Vet. App. 436 (2002). In this case, the VA examinations of record demonstrate that since April 15, 2011, the Veteran's PTSD was manifested by flattened affect, anxiety, depression, hypervigilance, exaggerated startle response, isolation, chronic sleep impairment, near-continuous panic, impairment of short- and long-term memory, impaired abstract thinking, disturbances of motivation and mood, impaired impulse control, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective work and social relationships. In April 2011, the Veteran reported that his symptoms affected his total daily functioning and resulted in social isolation and withdrawal, and the VA examiner opined that the Veteran's symptoms were severe and constant. In addition, the VA examiner found the effects of the Veteran's PTSD symptoms on his employment and overall quality of life included difficulty working at his full capacity as a dentist. Although the Veteran was mentally able to perform activities, the VA examiner opined that the Veteran's current psychiatric symptoms caused occupational and social impairment with deficiencies in most areas. Likewise, the February 2013 VA examiner opined that the Veteran's service-connected PTSD resulted in occupational and social impairment with deficiencies in most areas. In fact, the VA examiner found that it was remarkable that the Veteran continued his dental practice at all, given his symptoms. The VA examiner stated that the Veteran's PTSD caused so much anxiety, irritability, impulsivity, depression, poor concentration, and memory impairment that his work pace and productivity were significantly decreased and that he had severe problems in any social environment. Furthermore, both the April 2011 and February 2013 VA examiners assigned a GAF score of 50, indicating severe symptoms and severe impairment. Therefore, the Board finds the Veteran's disability picture more closely approximates occupational and social impairment with deficiencies in most areas, and an evaluation in excess of 70 percent is not warranted for the Veteran's service-connected PTSD on and after April 15, 2011. The evidence of record does not show grossly inappropriate behavior; persistent delusions or hallucinations; persistent danger of hurting self or others; disorientation to time or place; or memory loss for names of closest relatives, own occupation, or own name. Instead, the evidence shows the Veteran's appearance, behavior, and hygiene were appropriate, and his communication, speech, and concentration were within normal limits. There was also no evidence of delusional thinking, hallucinations, suicidal ideations, or homicidal ideations. His judgment was not impaired, and his abstract thinking was normal. In addition, the April 2011 VA examiner found the Veteran mentally did not have difficulty performing activities, and the record shows that the Veteran continued to operate his dental practice throughout the pendency of the appeal. As a result, the Board finds an evaluation in excess of 70 percent on and after April 15, 2011 is not warranted. 38 C.F.R. § 4.130 By this decision, the Board has found that an evaluation of 70 percent for PTSD is warranted throughout the pendency of the appeal. However, because total occupational and social impairment is not established, the preponderance of the evidence is against the assignment of a 100 percent rating. Therefore, there is no doubt to be resolved, and an evaluation in excess of 70 percent is not warranted. See 38 C.F.R. § 5107(b); Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Extraschedular Consideration Under Thun v. Peake, 22 Vet. App. 111 (2008), there is a three-step inquiry for determining whether a veteran is entitled to an extraschedular rating. First, the Board must determine whether the evidence presents such an exceptional disability picture that the available schedular evaluations for that service-connected disability are inadequate. Second, if the schedular evaluation does not contemplate the veteran's level of disability and symptomatology and is found inadequate, the Board must determine whether the veteran's disability picture exhibits other related factors such as those provided by the regulation as "governing norms." Third, if the rating schedule is inadequate to evaluate a veteran's disability picture and that picture has related factors such as marked interference with employment or frequent periods of hospitalization, then the case must be referred to the Under Secretary for Benefits or the Director of the Compensation and Pension Service to determine whether, to accord justice, the veteran's disability picture requires the assignment of an extraschedular rating. Here, the Board finds the Veteran's disability picture is not so unusual or exceptional in nature as to render the rating assigned for the periods on appeal inadequate. The Veteran's service-connected PTSD is evaluated as a psychiatric disability, the criteria of which is found by the Board to specifically contemplate the level of occupational and social impairment caused by this disability. Thun, 22 Vet. App. at 115; see also 38 C.F.R. § 4.130, Diagnostic Code 9411. Throughout the pendency of the appeal, the Veteran's PTSD was manifested by occupational and social impairment with deficiencies in most areas, due to such symptoms as anxiety, depression, chronic sleep impairment, constricted affect, circumstantial thought processes, daily panic attacks, obsessional rituals, disturbances of motivation and mood, difficulty in adapting to stressful circumstances, and inability to establish and maintain effective work and social relationships. When comparing this disability picture with the symptoms contemplated by the Rating Schedule, the Board finds that the Veteran's experiences are contemplated by an evaluation of 70 percent. An evaluation in excess of 70 percent is provided for certain manifestations of a psychiatric disability, but the medical evidence does not demonstrate that those manifestations are present in this case. Here, the Board finds that the criteria for an evaluation of 70 percent assigned more than reasonably describe the Veteran's disability level and symptomatology throughout the periods on appeal, and therefore, the schedular evaluation is adequate, and no referral is required. See 38 C.F.R. § 4.130, Diagnostic Code 9411; see also VAOGCPREC 6-96; 61 Fed. Reg. 66749 (1996). Bilateral Hearing Loss In evaluating service-connected hearing loss, disability ratings are derived by a mechanical application of the Rating Schedule to the numeric designations assigned after audiometric evaluations are performed. See Lendenmann v. Principi, 3 Vet. App. 345, 349 (1992). Hearing loss disability evaluations range from noncompensable to 100 percent based on organic impairment of hearing acuity, as measured by controlled speech discrimination tests in conjunction with the average hearing threshold, and measured by pure tone audiometric tests in the frequencies of 1000, 2000, 3000, and 4000 cycles per second. The Rating Schedule establishes 11 auditory acuity levels designated from Level I for essentially normal hearing acuity through Level XI for profound deafness. The horizontal lines in Table VI represent nine categories of the percentage of discrimination based on the controlled speech discrimination test. 38 C.F.R. § 4.85. The vertical columns in Table VI represent nine categories of decibel loss based on the pure tone audiometric test. Id. The numeric designation of impaired hearing (Levels I through XI) is determined for each ear by intersecting the horizontal row appropriate for the percentage of discrimination and the vertical column appropriate for the pure tone decibel loss. The percentage evaluation is found from Table VII by intersecting the horizontal row appropriate for the numeric designation for the ear having the better hearing acuity and the appropriate vertical column to the numeric designation level for the ear having the poorer hearing acuity. See 38 C.F.R. § 4.85(e). The provisions of 38 C.F.R. § 4.86(a) (2012) provide that when the pure tone threshold at each of the four specified frequencies (1000, 2000, 3000, and 4000 Hertz) is 55 decibels or more, the rating specialist will determine the Roman numeral designation for hearing impairment from either Table VI or Table VIA, whichever results in the higher numeral. Each ear will be evaluated separately. The provisions of 38 C.F.R. § 4.86(b) provide that when the pure tone threshold is 30 decibels or less at 1000 Hertz and 70 decibels or more at 2000 Hertz, the rating specialist will determine the Roman numeral designation for hearing impairment from either Table VI or Table VIA, whichever results is the higher numeral. That numeral will then be elevated to the next higher Roman numeral. Each ear will be evaluated separately. From August 24, 2007 to February 13, 2013 From August 24, 2007 to February 13, 2013, the Veteran's service-connected bilateral hearing loss has been assigned a noncompensable evaluation pursuant to Diagnostic Code 6100. The Veteran asserts that he is entitled to a higher evaluation. The competent, clinical evidence of record for this period consists of audiological examinations performed in June 2008 and April 2011. In June 2008, the Veteran underwent VA examination in connection with his claim. The Veteran reported that his current symptoms included difficulty understanding speech, which was worse when background noise was present. The pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 40 70 75 75 LEFT 40 70 70 70 The VA examiner found the Veteran had mild to severe bilateral sensorineural hearing loss. On the basis of the numbers shown above, the Veteran's pure tone threshold average for the right ear was recorded as 65 decibels. His pure tone threshold average for the left ear was recorded as 62.5 decibels. His speech recognition ability was 92 percent for the right ear and 90 percent for the left ear. Applying 38 C.F.R. § 4.85, Table VI to the June 2008 audiological examination findings, the Veteran's right ear hearing loss is a Level II impairment based on a pure tone threshold average of 65 decibels and a 92 percent speech recognition score. The Veteran's left ear hearing loss is a Level III impairment based on a puretone threshold average of 62.5 decibels and a 90 percent speech recognition score. As such, the Veteran's left ear is considered the poorer ear for rating purposes. Applying the criteria from Table VI to Table VII, a noncompensable evaluation is derived. As described above, the rating criteria also provides for rating exceptional patterns of hearing impairment under the provisions of 38 C.F.R. § 4.86. Here, pure tone thresholds at each of the four specified frequencies were not shown to be 55 decibels or more, and therefore, evaluation under 38 C.F.R. § 4.86(a) is not warranted. Furthermore, puretone thresholds were not shown to be 30 decibels or less at 1000 Hertz and 70 decibels or more at 2000 Hertz. As such, the results do not reveal an exceptional pattern of hearing loss in either ear, and the Veteran is not entitled to additional consideration under 38 C.F.R. § 4.86(b). The Veteran also submitted a June 2009 letter from J. Guerrero, who stated that the Veteran exhibited sensorineural, moderate to severe high frequency hearing loss. J. Guerrero reported that the estimate of hearing loss was 30 to 40 percent, especially in the 1000, 2000, and 4000 Hertz ranges. J. Guerrero reported that the Veteran had trouble hearing and understanding speech, especially women and children and noisy environments. According to the record, the pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 40 55 65 70 LEFT 40 60 65 60 The June 2009 record does not reflect any speech recognition scores. An August 2009 VA treatment record shows the Veteran reported hearing loss since service and denied otalgia, otorrhea, aural fullness, ear surgery, vertigo, stroke, and diabetes. The VA physician found the Veteran's right ear had mild sensorineural hearing loss to 1000 Hertz, moderately-severe sensorineural hearing loss from 1.5 to 6 Hertz, and profound sensorineural hearing loss at 8000 Hertz, with a fair word recognition score. In the left ear, the Veteran had mild sensorineural hearing loss to 1000 Hertz and moderately-severe sensorineural hearing loss from 1.5 to 8 Hertz, with a good word recognition score. VA treatment records dated in September 2009 and October 2009 show the Veteran was fitted for hearing aids. In April 2011, the Veteran underwent additional VA examination in conjunction with his claim. The Veteran described his current symptoms of difficulty hearing in a group or when background noise was present and difficulty understanding soft speech and high pitches. Pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 50 70 70 80 LEFT 40 70 65 75 On the basis of the numbers shown above, the Veteran's pure tone threshold average for the right ear was recorded as 67.5 decibels. His pure tone threshold average for the left ear was recorded as 62.5 decibels. His best performance speech recognition ability was 94 percent for the right ear and 96 percent for the left ear. The VA examiner stated that the Maryland CNC speech recognition performance on the right ear was excellent and on the left ear was good. The VA examiner diagnosed bilateral mild to severe sensorineural hearing loss. In the right ear the Veteran had moderately severe, sensorineural hearing loss, and in the left ear, the Veteran had a moderately severe, sensorineural hearing loss. Applying 38 C.F.R. § 4.85, Table VI to the April 2011 audiological examination findings, the Veteran's right ear hearing loss is a Level II impairment based on a pure tone threshold average of 67.5 decibels and a 94 percent speech recognition score. The Veteran's left ear hearing loss is a Level II impairment based on a pure tone threshold average of 62.5 decibels and a 96 percent speech recognition score. Applying the criteria from Table VI to Table VII, a noncompensable rating is derived. In addition, the rating criteria also provides for rating exceptional patterns of hearing impairment under the provisions of 38 C.F.R. § 4.86. Here, pure tone thresholds at each of the four specified frequencies were not shown to be 55 decibels or more, and therefore, evaluation under 38 C.F.R. § 4.86(a) is not warranted. Furthermore, pure tone thresholds were not shown to be 30 decibels or less at 1000 Hertz and 70 decibels or more at 2000 Hertz. Therefore, the results did not reveal an exceptional pattern of hearing loss in either ear, and the Veteran is not entitled to additional consideration under 38 C.F.R. § 4.86(b). As noted above, the evidence of record also includes a May 2002 private audiogram, a June 2009 letter and record from J. Guerrero, and an August 2009 VA treatment . Here, the Board notes that the private records do not indicate that speech discrimination testing was performed as is required for examination for hearing impairment for VA rating purposes. See 38 C.F.R. § 4.85(a). In addition, although J. Guerrero estimated that the Veteran's bilateral hearing loss was 30 to 40 percent, this evidence is not measurable by VA regulations. Further, the August 2009 VA treatment record does not provide specific pure tone thresholds in decibels or specific speech recognition scores. Therefore, the Board finds the reports inadequate for purposes of establishing entitlement to a compensable initial evaluation for bilateral hearing loss consistent with VA regulations. Upon review, the Board finds the evidence of record does not include any audiological examination results demonstrating a higher level of bilateral hearing loss during this period. The Board recognizes the Veteran's assertions regarding the impact of his bilateral hearing loss on his daily life. In June 2009, the Veteran asserted that he had trouble hearing and understanding speech, especially that of women and children and especially in a noisy environment. In April 2011, the Veteran described his current symptoms of difficulty hearing in a group or when background noise was present and difficulty understanding soft speech and high pitches. The Veteran is competent to report the effects of his bilateral hearing loss on his daily functioning. However, the assignment of disability ratings for hearing impairment is derived by a mechanical application of the Rating Schedule to the numeric designation assigned after audiometric results are obtained. Furthermore, the opinions and observations of the Veteran alone cannot meet the burden imposed by the rating criteria under 38 C.F.R. § 4.85, Diagnostic Code 6100 with respect to determining the severity of his service-connected bilateral hearing loss. See Moray v. Brown, 2 Vet. App. 211, 214 (1993); 38 C.F.R. § 3.159(a)(1) and (2) (2012). Thus, the Board must base its determination on the audiological evaluation results of record and is bound by law to apply VA's Rating Schedule based on such results. See 38 U.S.C.A. § 1155; 38 C.F.R. § 4.1; see also Lendenmann v. Principi, 3 Vet. App. 345 (1992). In conclusion, the Board finds the noncompensable evaluation currently assigned for the Veteran's bilateral hearing loss from August 24, 2007 to February 13, 2013 accurately reflects his disability picture, and a higher rating is not appropriate. As the preponderance of the evidence is against the claim, the benefit of the doubt rule is not applicable. See 38 U.S.C.A. § 5107(b); Gilbert, 1 Vet. App. 49, 54-56 (1990). On and after February 14, 2013 On and after February 14, 2013, the Veteran's service- connected bilateral hearing loss has been assigned an evaluation of 20 percent pursuant to Diagnostic Code 6100. The Veteran avers that he is entitled to a higher evaluation. The competent, clinical evidence of record for this period consists of an audiological examination conducted in February 2013. On VA examination on February 14, 2013, pure tone thresholds, in decibels, were as follows: HERTZ 1000 2000 3000 4000 RIGHT 55 65 70 70 LEFT 60 65 70 65 Here, the Veteran's pure tone threshold average for the right ear was recorded as 65 decibels, and his pure tone threshold average for the left ear was recorded as 65 decibels. His speech recognition ability was 92 percent for the right ear and 90 percent for the left ear. The VA examiner diagnosed sensorineural hearing loss in both ears. The Veteran reported that as a result of his hearing loss, he had difficulty understanding speech in the presence of background noise, if the speech was soft. He also reported that he did not understand group conversations well and that he had problems understanding phone conversations. The VA examiner found there had been a slight increase in the Veteran's hearing loss since the last VA examination. The VA examiner opined that the Veteran's hearing loss impacted his ability to communicate efficiently with people and that he had difficulty communicating over the telephone. He also had greater than normal difficulty working in noisy environments. The VA examiner found that the Veteran might not be able to perform jobs that required him to frequently communicate verbally with coworkers or clients, to hear in group settings, such as meetings, or to conduct business over the telephone. Communication was easier for the Veteran in a quiet environment, and the VA examiner found the Veteran would be able to maintain work in quiet settings. The Veteran would also be able to entertain both physical and sedentary type employment as it pertained to his hearing loss condition. The VA examiner's rationale was that the Veteran had a significant hearing loss bilaterally for tones above 1000 Hertz, which included most of the frequencies needed to understand speech. The dynamics of a working environment, such as having a difficult time hearing in noisy environments or in situations where there were multiple conversations occurring at the same time would likely pose difficulty for individuals with this degree of hearing loss. Applying 38 C.F.R. § 4.85, Table VI to the February 2013 audiometric examination findings, the Veteran's right ear hearing loss is a Level II impairment based on a pure tone threshold average of 65 decibels and a 92 percent speech recognition score. The Veteran's left ear hearing loss is a Level III impairment based on a pure tone threshold average of 65 decibels and a 90 percent speech recognition score. As such, the Veteran's left ear is considered the poorer ear for rating purposes. Applying the criteria from Table VI to Table VII, a noncompensable rating is derived. However, as the February 2013 test results demonstrate a pure tone threshold of 55 decibels or more in all four frequencies in both ears, evaluation under 38 C.F.R. § 4.86 is warranted. Applying these findings to 38 C.F.R. § 4.85, Table VIA of the Rating Schedule reveals numeric designations of Level V for the right ear and Level V for the left ear. Per 38 C.F.R. § 4.86(a), the Board will apply the Roman numeral designation for hearing impairment that results in the higher numeral for each ear separately. When comparing the results under both Table VI and Table VIA, at worse the Veteran's right ear is a Level V impairment and his left ear is a Level V impairment, which results in an evaluation of 20 percent for bilateral hearing loss. As the evidence does not demonstrate pure tone thresholds of 70 decibels or more at 2000 Hertz and pure tone thresholds of 30 decibels or less at 1000 Hertz in either ear, the Veteran is not entitled to additional consideration under C.F.R. § 4.86(b) for exceptional patterns of hearing impairment for his service-connected bilateral hearing loss. Again, the Board recognizes the Veteran's assertions regarding the impact of his bilateral hearing loss on his daily life and occupation. On VA examination in February 2013, the Veteran reported that he had difficulty understanding speech in the presence of background noise, if the speech was soft, and difficulty understanding phone conversations. In this respect, the Veteran is competent to report the effects of his bilateral hearing loss on his daily functioning; however, in determining the actual degree of disability, an objective examination is more probative of the degree of the Veteran's impairment. Furthermore, the opinions and observations of the Veteran alone cannot meet the burden imposed by the rating criteria under 38 C.F.R. § 4.85, Diagnostic Code 6100 with respect to determining the severity of his service-connected bilateral hearing loss. See Moray v. Brown, 2 Vet. App. 211, 214 (1993); 38 C.F.R. §§ 3.159(a)(1), (2) (2012). In conclusion, the Board finds the 20 percent disability rating currently assigned for the Veteran's bilateral hearing loss accurately reflects his disability picture on and after February 14, 2013, and a higher evaluation is not appropriate. As the preponderance of the evidence is against the claim, the benefit of the doubt rule is not applicable. See 38 U.S.C.A. § 5107(b); Gilbert, 1 Vet. App. at 54-56. Extraschedular consideration Based on the foregoing, the Board finds that the evidence of record is sufficient to rate the disability for both periods on appeal and to consider whether referral for an extraschedular rating is warranted under 38 C.F.R. § 3.321(b). With respect to the first prong of Thun, the evidence in this case does not show such an exceptional disability picture that the available schedular evaluation for the service-connected bilateral hearing loss is inadequate for either period on appeal. The Veteran asserts that he has difficulty understanding speech in the presence of a group or when background noise is present, with soft speech and high pitches, and with phone conversations. Upon review, the Board finds the rating criteria reasonably describe the Veteran's disability level and symptomatology. The rating criteria contemplate a level of impaired hearing as shown by objective testing, and the evidence does not show that the Veteran experiences any symptomatology not contemplated by the Rating Schedule. Referral for extraschedular consideration is therefore not warranted, and further inquiry into extraschedular consideration is moot. See VAOPGCPREC 6-96; see also Thun, 22 Vet. App. 111 (2008). Total Disability Rating Based on Individual Unemployability (TDIU) Finally, the Board is cognizant of the ruling of the Court in Rice v. Shinseki, 22 Vet. App. 447 (2009). In Rice, the Court held that a claim for a TDIU due to service-connected disability, either expressly raised by the Veteran or reasonably raised by the record, involves an attempt to obtain an appropriate rating for a disability and is part of the claim for an increased rating. In this case, the Veteran has not argued, and the record does not otherwise reflect, that the disabilities on appeal render him totally unemployable. Accordingly, the Board concludes that a claim for a TDIU has not been raised. ORDER Entitlement to an evaluation of 70 percent for PTSD, but no more, is granted from August 24, 2007 to April 14, 2011. Entitlement to an evaluation in excess of 70 percent for PTSD, on and after April 15, 2011, is denied. Entitlement to a compensable initial evaluation for bilateral hearing loss, from August 24, 2007 to February 13, 2013, is denied. Entitlement to an evaluation in excess of 20 percent for bilateral hearing loss, on and after February 14, 2013, is denied. ____________________________________________ U. R. POWELL Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs