Citation Nr: 1329492 Decision Date: 09/13/13 Archive Date: 09/20/13 DOCKET NO. 09-47 834 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Boise, Idaho THE ISSUES 1. Entitlement to service connection for a right hip disability. 2. Entitlement to service connection for a left knee disability, status post total knee replacement. REPRESENTATION Appellant represented by: Veterans of Foreign Wars of the United States ATTORNEY FOR THE BOARD H. Yoo, Counsel INTRODUCTION The Veteran served on active duty from September 1968 to September 1972. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a February 2009 rating decision of the Department of Veterans Affairs (VA) in Boise, Idaho, which denied the Veteran's claim. In January 2013, the Board remanded this matter for further development. The Board is satisfied that there has been substantial compliance with the remand directives and the Board may proceed with review. See Stegall v. West, 11 Vet. App. 268 (1998). The Board notes that, in addition to the paper claims file, there is a Virtual VA paperless claims file associated with the above claims. A review of the documents in such file reveals that they are either duplicative of the evidence in the paper claims file or are irrelevant to the issue on appeal. The issue entitlement to service connection for a left knee disability, status post total knee replacement, is addressed in the REMAND portion of the decision below and is REMANDED to the RO via the Appeals Management Center (AMC), in Washington, DC. FINDING OF FACT The Veteran's current diagnosis of osteoarthritis of the right hip did not manifest until years after the Veteran's military service and is not attributable to his military service. CONCLUSION OF LAW The criteria for establishing service connection for a right hip disability have not been met. 38 U.S.C.A. §§ 1101, 1110, 1131, 5103, 5103A (West 2002); 38 C.F.R. §§ 3.303, 3.307, 3.309, 3.310 (2012). REASONS AND BASES FOR FINDING AND CONCLUSION I. The Veterans Claims Assistance Act of 2000 With respect to the appellant's claims decided herein, VA has met all statutory and regulatory notice and duty to assist provisions. See 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5106, 5107, 5126 (West 2002); 38 C.F.R. §§ 3.102, 3.156(a), 3.159, 3.326 (2012). Under the VCAA, when VA receives a complete or substantially complete application for benefits, it is required to notify the claimant and his representative, if any, of any information and medical or lay evidence that is necessary to substantiate the claim. See 38 U.S.C.A. § 5103(a) (West 2002); 38 C.F.R. § 3.159(b) (2012); Quartuccio v. Principi, 16 Vet. App. 183 (2002). In Pelegrini v. Principi, 18 Vet. App. 112, 120-21 (2004) (Pelegrini II), the United States Court of Appeals for Veterans Claims (Court) held that VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002); 38 C.F.R. §§ 3.102, 3.56(a), 3.159 and 3.326(a) (2012). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his or her representative, if any, of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; (3) that the claimant is expected to provide. The notice requirements described above apply to all five elements of a service connection claim: (1) veteran status; (2) existence of disability; (3) connection between service and the disability; (4) degree of disability; and (5) effective date of benefits where a claim is granted. Dingess/Hartman v. Nicholson, 19 Vet. App. 473 (2006). In December 2008, February 2013, and June 2013 the agency of original jurisdiction (AOJ) provided the notice required by 38 U.S.C.A. § 5103(a) (West 2002) and 38 C.F.R. § 3.159(b) (2012). Specifically, the AOJ notified the Veteran of information and evidence necessary to substantiate the claims for service connection; information and evidence that VA would seek to provide; and information and evidence that the Veteran was expected to provide. The December 2008 letter also provided the Veteran with the notice pursuant to Dingess. All the law requires is that the duty to notify is satisfied and that claimants are given the opportunity to submit information and evidence in support of their claims. Once this has been accomplished, all due process concerns have been satisfied. See Bernard v. Brown, 4 Vet. App. 384 (1993); Sutton v. Brown, 9 Vet. App. 553 (1996); see also 38 C.F.R. § 20.1102 (2012) (harmless error). In view of the foregoing, the Board finds that the Veteran was notified and aware of the evidence needed to substantiate his claim, as well as the avenues through which he might obtain such evidence, and of the allocation of responsibilities between himself and VA in obtaining such evidence. Accordingly, there is no further duty to notify. Next, VA has a duty to assist the Veteran in the development of the claim. This duty includes assisting him in the procurement of service medical records and pertinent treatment records and providing an examination when necessary. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. The Board finds that all necessary development has been accomplished, and therefore appellate review may proceed without prejudice to the Veteran. See Bernard v. Brown, 4 Vet. App. 384 (1993). The VA has obtained copies of the Veteran's service treatment and personnel records, and has reviewed the evidence in the Virtual VA system. The Veteran's service and VA medical records are in the file. Private medical records identified by the Veteran have been obtained, to the extent possible. The duty to assist also includes providing a medical examination or obtaining a medical opinion when such is necessary to make a decision on a claim, as defined by law. The Veteran was also afforded VA examination in February 2013, and the results of which have been included in the claims file for review. This examination involved review of the claims file and thorough examinations of the Veteran. Given the foregoing, the Board finds that the VA has substantially complied with the duty to obtain the requisite medical information necessary to make a decision on the Veteran's claim. Additionally, the Board finds there has been substantial compliance with its January 2013 remand directives with respect to this appeal. Regarding the Veteran's in-service treatment records, the Board notes that the claim was previously remanded to obtain x-ray and clinical reports from the Naval Hospital in Jacksonville, Florida, dated August and/or September 1972. According to a July 2013 Memorandum, a formal finding on the unavailability of these records were made. A negative response was received and the Veteran was notified. No response from the Veteran was received. The Board notes that the Court has recently noted that "only substantial compliance with the terms of the Board's engagement letter would be required, not strict compliance." See D'Aries v. Peake, 22 Vet. App. 97, 105 (2008); see also Dyment v. West, 13 Vet. App. 141, 146-47 (1999) (holding that there was no Stegall (Stegall v. West, 11 Vet. App. 268) violation when the examiner made the ultimate determination required by the Board's remand.) As previously stated, the Veteran was afforded a VA examination and the AMC attempted to locate additional in-service records from the Naval Hospital. Based on the foregoing, the Board finds that the AMC substantially complied with the mandates of its remands. See Stegall, supra, (finding that a remand by the Board confers on the appellant the right to compliance with its remand orders). As there is no indication that any failure on the part of VA to provide additional notice or assistance reasonably affects the outcome of this case, the Board finds that any such failure is harmless. See Newhouse v. Nicholson, 497 F.3d 1298 (Fed. Cir. 2007). Importantly, the Board notes that the Veteran is represented in this appeal. See Overton v. Nicholson, 20 Vet. App. 427, 438 (2006). The Veteran has submitted argument and evidence in support of the appeal. Based on the foregoing, the Board finds that the Veteran has had a meaningful opportunity to participate in the adjudication of his claims such that the essential fairness of the adjudication is not affected. II. The Merits of the Claim The Veteran and his representative contend that his current hip disability is related to his active military service. Governing rules and regulations Under the laws administered by VA, service connection may be granted for a disability resulting from disease or injury incurred in or aggravated by active service. See 38 U.S.C.A. §§ 1110, 1131 (West 2002); 38 C.F.R. § 3.303(a). Service connection may also be granted for any disease diagnosed after discharge from service when all the evidence, including that pertinent to service, establishes that the disease was incurred during service. 38 C.F.R. § 3.303(d). Generally, the evidence must show: (1) the existence of a present disability; (2) in-service incurrence or aggravation of a disease or injury; and (3) a causal relationship between the present disability and the disease or injury incurred or aggravated during service. 38 C.F.R. § 3.303(a); Shedden v. Principi, 381 F.3d 1163, 1166-67 (Fed. Cir. 2004) (citing Hansen v. Principi, 16 Vet. App. 110, 111 (2002); Caluza v. Brown, 7 Vet. App. 498, 505 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996) (table)). As an alternative to the nexus requirement, service connection for these chronic disabilities may be established through a showing of continuity of symptomatology since service. 38 C.F.R. § 3.303(b) (2012). The option of establishing service connection through a demonstration of continuity of symptomatology rather than through a finding of nexus is specifically limited to the chronic disabilities listed in 38 C.F.R. § 3.309(a). See Walker v. Shinseki, 708 F.3d 1331 (Fed. Cir. 2013). Here, the Board notes that the Veteran has been diagnosed with osteoarthritis of the hip, which is a chronic disease under 38 C.F.R. § 3.309(a) and is subject to the provisions governing service connection based upon continuity of symptomatology. In each case where a veteran is seeking service connection for any disability, due consideration shall be given to the places, types, and circumstances of such veteran's service as shown by such veteran's service record, the official history of each organization in which such veteran served, such veteran's treatment records, and all pertinent medical and lay evidence. See 38 U.S.C.A. § 1154(a) (West 2002 and Supp. 2012). The United States Court of Appeals for the Federal Circuit (Federal Circuit) has rejected the view that competent medical evidence is required when the determinative issue in a claim for benefits involves either medical etiology or a medical diagnosis. Under 38 U.S.C.A. § 1154(a), lay evidence can be competent and sufficient to establish a diagnosis of a condition when (1) a layperson is competent to identify the medical condition, (2) the layperson is reporting a contemporaneous medical diagnosis, or (3) lay testimony describing symptoms at the time supports a later diagnosis by a medical professional. Davidson v. Shinseki, 581 F.3d. 1313 (Fed. Cir. 2009); see also Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir. 2007); Buchanan v. Nicholson, 451 F.3d 1331, 1335 (Fed. Cir. 2006). The Board has thoroughly reviewed all the evidence in the Veteran's claims file. Although the Board has an obligation to provide reasons and bases supporting this decision, there is no need to discuss, in detail, the evidence submitted by the Veteran or on her behalf. See Gonzales v. West, 218 F.3d 1378, 1380-81 (Fed. Cir. 2000) (the Board must review the entire record, but does not have to discuss each piece of evidence). The analysis below focuses on the most salient and relevant evidence and on what this evidence shows, or fails to show, on the claim. The Veteran must not assume that the Board has overlooked pieces of evidence that are not explicitly discussed herein. See Timberlake v. Gober, 14 Vet. App. 122 (2000) (the law requires only that the Board address its reasons for rejecting evidence favorable to the appellant). The Board must assess the credibility and weight of all evidence, including the medical evidence, to determine its probative value, accounting for evidence, which it finds to be persuasive or unpersuasive, and providing reasons for rejecting any evidence favorable to the appellant. Equal weight is not accorded to each piece of evidence contained in the record; not every item of evidence has the same probative value. When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the appellant prevailing in either event, or whether a preponderance of the evidence is against a claim, in which case, the claim is denied. See Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Factual background and analysis According to the Veteran's in-service treatment records, in August 1972 the Veteran was treated for pain in his right hip which he stated was worse after exercise. The pain was described as being in his anterior groin with some radiation in the greater trochanter. It was noted that the pain was causing a limp. There was no hernia and the sensory was intact. The Veteran had good range of motion in the hip. The provisional diagnosis was favoring persistent muscle strain although pathology in the joint space could not be ruled out. The Veteran's September 1972 separation examination noted the Veteran was evaluated for pain in the right through at the Naval Hospital in Jacksonville, Florida. As stated above, these records are unavailable. A hip problem was noted but was not considered disabling and the Veteran qualified for reenlistment. Turning to the post-service treatment records, there is no evidence the Veteran complained of, was treated for, or diagnosed with a hip disability. The Board notes the Veteran has complained of joint pain and while it is clear he indicated the pain was in his knees, it is unclear whether this included his right hip. Pursuant to the Board remand, the Veteran was afforded a VA examination in February 2013 where he stated he was diagnosed with osteoarthritis of the hips in the 2000s. The Veteran reported his right hip pain makes sitting difficult. He stated the pain is constant at a level of 5/10. He stated he did not seek treatment for his pain because he was told to "live with it." The Veteran stated his pain started months prior to separation without injury and although he was seen by doctors, it had not resolved. He reported he did not seek treatment for his pain until 1980 but could not recall whether a diagnosis was given and that the treatment records from this time were unavailable. The Veteran did not seek treatment from 1980 to the present. He stated that he feels his "walk is cocked off to the left side due to a leg length or other problem related to the knee operation which could ma[k]e the right 'hip[/]thigh' sore[.]" An x-ray taken in February 2013 revealed the bony pelvis did not have any abnormality. The calcifications over the pelvis was consistent with phleholiths and degenerative changes was noted in both hips but slightly more prominent on the right. No fracture or acute bony pathology was noted. The range of motion for the right hip was 125 degrees or greater flexion with pain at 90 degrees, and 0 degrees extension with pain. There was abduction lost beyond 10 degrees and adduction was limited such that he could not cross his legs. Rotation was limited such that the Veteran could not toe-out more than 15 degrees. He was able to perform repetitive-use testing with three repetitions. He did not have additional limitation in range of motion of the hip and thigh following repetitive-use testing but did have functional loss and/or functional impairment of the hip and thigh. There was excessive fatigability, incoordination, impaired ability to execute skilled movements smoothly, and pain on movement. The Veteran had normal strength in right hip flexion, abduction, and extension. There was no ankylosis. There was no evidence of hip surgery or scars. The Veteran used a cane for assistance. The examiner also determined the Veteran's right hip disability did not impact his ability to work. Upon review of the claims file, a physical examination, and the Veteran's lay statements, the examiner opined it was less likely than not (less than 50 percent probability) that the right hip disability incurred in or was caused by an in- service injury, event, or illness. Regarding the Veteran's in-service complaint of right hip pain in 1972, the examiner stated there was no plausible diagnosis that could be made. The examiner noted that based on the interview with the Veteran there was no evidence he sought treatment from the late 1980s to the present. While the Veteran's diagnosis is mild osteoarthritis of both hips based on the x-ray, the right side manifested objective loss of the internal rotation and some external rotation characteristics. The pain with the rotation, loss of motion, and anterior thigh radiation was classic. The examiner stated he was "not able to biologically/plausibly relate this to any causation except genetics/aging with consideration of the other common causation in the areas of infection, congenital traumatic, and or neoplastic, assuming that the osteoarthritis is a metabolic condition, otherwise stated, the [service] experience neither caused it nor aggravated it." The examiner further stated that the Veteran's left knee condition did not cause or aggravate the right hip disability. Although the left knee disability can alter the gait, the examiner stated it does not have that affect in this case as the Veteran is able to walk with a cane to relieve the pain. The examiner also stated the medical literature does not support the Veteran's claim that the right hip/thigh condition is caused by and/or aggravated by his left knee. In addition, the examiner addressed the theory that some radiation of the right gluteal pain to the lateral right lower leg and foot may be related to the left knee pain. However, although it is possible the Veteran had degenerative disc disease/ degenerative joint disease of the back that caused this, the examiner stated a lower extremity examination revealed the deep tendon reflexes, sensation, and motor function were intact by VA standards. Accordingly, the examiner concluded that the complaint is not related to (caused and/or aggravated by) the left knee, no matter what the etiology of the later complaint may be. For the reasons that follow, the Board finds that service connection is not warranted for a right hip disability. Although the Board accepts that the Veteran had complained of hip pain during service, the September 1972 separation examination determined it was not considered disabling. Furthermore, there is no objective medical evidence that he sustained an injury or was diagnosed with the current disability during service. Rather, the Veteran did not exhibit any symptoms of his current disability until many years since separation. Here, the record indicates that the Veteran reported he was diagnosed in the early 2000s; approximately thirty years after separation from service. See Maxson v. Gober, 230 F.3d 1330, 1333 (Fed. Cir. 2000) [noting that it was proper to consider the veteran's entire medical history, including the lengthy period of absence of complaint with respect to the condition he now raised]; see also Mense v. Derwinski, 1 Vet. App. 354, 356 (1991) [affirming the Board where it found that the veteran failed to account for the lengthy time period after service for which there was no clinical documentation of the claimed condition]. As such, the Board also finds that the weight of the evidence demonstrates no continuity of symptomatology of a right hip disability since separation of service. The Board has considered the Veteran's lay assertions that his right hip disability is due to his military service. In that regard, the Board acknowledges that the Veteran can attest to factual matters of which he has first-hand knowledge, such as symptomatology. His assertions in that regard are entitled to some probative weight. See Washington v. Nicholson, 19 Vet. App. 362, 368 (2005). Laypersons, however, are not generally competent to render an opinion as to the cause or etiology of any current disability because they do not have the requisite medical knowledge or training. See Rucker v. Brown, 10 Vet. App. 67, 74 (1997) (stating that competency must be distinguished from weight and credibility, which are factual determinations going to the probative value of the evidence). In this case, however, the only evidence of record in support of the Veteran's claim consists of his own lay statements. The Veteran's etiological theories have not been supported by a medical professional. Furthermore, given the complex nature of the Veteran's right hip disability and the lack of medical evidence associating the disability to his military service, the Board concludes that the Veteran's statements and opinions as to diagnosis and etiology are of minimal probative weight. See Jandreau v. Nicholson, 492 F.3d 1372 (Fed. Cir. 2007) (explaining in footnote 4 that a veteran is competent to provide a diagnosis of a simple condition such as a broken leg, but not competent to provide evidence as to more complex medical questions). Accordingly, his opinions are not probative and are outweighed by the medical evidence of record. Although the Board is sympathetic to the Veteran's claim, based on the lack of objective medical evidence demonstrating an etiological link between the right hip disability and his military service, the Board concludes that the preponderance of the evidence is against granting service connection. As such, the benefit-of-the-doubt rule does not apply and the claim for entitlement to service connection for a right hip disability must be denied. See 38 U.S.C.A. § 5107(b) (West 2002 & Supp. 2012); see generally Ortiz v. Principi, 274 F.3d 1361 (Fed Cir. 2001). ORDER Entitlement to service connection for a right hip disability is denied. REMAND Unfortunately, another remand is required in this case. Although the Board sincerely regrets the additional delay, it is necessary to ensure that there is a complete record upon which to decide the Veteran's claim so that he is afforded every possible consideration. VA has a duty to assist claimants in obtaining evidence needed to substantiate a claim. 38 U.S.C.A. §§ 5107(a) 5103A (West 2002 & Supp. 2012); 38 C.F.R. § 3.159(c) (2012). In the January 2013 remand, the Board determined this appeal was not yet ripe for appellate review as the medical records available for review were incomplete. The Veteran reported having undergone left knee surgery in 1991 at the Boise VA Medical Center. However, the earliest medical records available for review were dated in 2000. The Board stated the records reflecting the 1991 surgery were obviously pertinent to the appeal; however, records reflecting the condition of his knee at any point more proximate to service would be helpful to adjudicators in reviewing his appeal. Any VA medical records are deemed to be constructively of record in proceedings before the Board and should be obtained prior to further review of the claims file. Bell v. Derwinski, 2 Vet. App. 611 (1992). As such, the Board directed the RO to obtain recent outpatient treatment records prior to 2000, namely records from a 1991 knee surgery from the VA Medical Center (VAMC) in Boise, Idaho. Although a supplemental statement of the case was issued in July 2013, there is no indication these records have been associated with the claims file. A review of the Virtual VA electronic record also shows that these records have not been included. Furthermore, there is no indication any efforts were made to obtain these records. Thus, in order to comply with the Board's January 2013 remand, the RO must take additional action to obtain VA treatment records prior to 2000. See Stegall v. West, 11 Vet. App. 268 (1998). If these record(s) are located and obtained, the Board is of the opinion that an addendum to the July 2013 examination is needed prior to further appellate review for purposes of obtaining a definitive opinion on whether the Veteran's current disability is etiologically related to his military service. Accordingly, the case is REMANDED for the following action: 1. Take appropriate action to obtain all of the Veteran's VA treatment records that are not currently incorporated into the claims file, namely records prior to 2000 which include a record of a 1991 left knee surgery. The Veteran should also be asked to identify any additional treatment received (VA or private) which the records have not been associated with the claims file. The Veteran should also be requested to submit any private and VA treatment records he has in his possession. If any requested records are not available, or the search for any such records otherwise yields negative results, that fact must clearly be documented in the claims file. Efforts to obtain these records must continue until it is determined that they do not exist or that further attempts to obtain them would be futile. The non-existence or unavailability of such records must be verified and this should be documented for the record. Notice must be provided to the Veteran and his representative. The notice must contain the identity of the records VA was unable to obtain, an explanation of the efforts VA made to obtain the records, a description of any further action VA will take regarding the claim and a notice that the Veteran is ultimately responsible for providing the evidence. The AMC should also inform the Veteran that he can also provide alternative forms of evidence. 2. If the treatment records of the 1991 knee surgery are located and obtained, return any newly obtained records along with the claims file and a copy of this remand to the July 2013 examiner for an addendum opinion. In light of the newly obtained records, the examiner is asked whether it is at least as likely as not (i.e., a 50 percent probability or greater) that the currently shown disability is caused by or related to the Veteran's military service. If this examiner is not available, send the claims file and a copy of this remand to another appropriate examiner to address the above opinion request. Any opinion(s) offered should be accompanied by a clear rationale consistent with the evidence of record. The examiner should discuss the relevant in-service and post- service treatment records and the Veteran's contentions and lay history. If the examiner cannot provide an opinion without resorting to mere speculation, the examiner should so state and explain why with a supporting rationale. 3. After completion of the foregoing and undertaking any further development deemed warranted by the record, the Veteran's claim should be readjudicated based on the entirety of the evidence. If the claim remains denied, the Veteran and his representative must be issued a Supplemental Statement of the Case. An appropriate period of time must be allowed for response. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See 38 U.S.C.A. §§ 5109B, 7112 (West Supp. 2012). ______________________________________________ F. JUDGE FLOWERS Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs