Citation Nr: 1329566 Decision Date: 09/16/13 Archive Date: 09/20/13 DOCKET NO. 11-07 309 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Hartford, Connecticut THE ISSUES 1. Entitlement to service connection for peripheral neuropathy of the left upper extremity. 2. Entitlement to service connection for peripheral neuropathy of the right upper extremity. 3. Entitlement to service connection for diabetes mellitus, type II. 4. Entitlement to a total disability rating based on individual unemployability due to the service-connected disabilities (TDIU). REPRESENTATION Appellant represented by: Connecticut Department of Veterans Affairs WITNESSES AT HEARING ON APPEAL Veteran and his spouse ATTORNEY FOR THE BOARD A. Spector, Associate Counsel INTRODUCTION The Veteran served on active duty from March 1967 to March 1969. This matter comes to the Board of Veterans' Appeals (Board) on appeal from a February 2010 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Hartford, Connecticut, which denied the above claims. The Veteran filed a notice of disagreement (NOD) with these determinations in July 2010, and timely perfected his appeal in March 2011. The Veteran was afforded a Video Conference hearing before the undersigned Veterans Law Judge in August 2011. A written transcript of that hearing was prepared and incorporated into the evidence of record. The Board notes that, in addition to the paper claims file, there is a Virtual VA paperless claims file associated with the above claims. A review of the documents in such file reveals that they are either duplicative of the evidence in the paper claims file or are irrelevant to the issues on appeal. FINDINGS OF FACT 1. During the August 2011 Video Conference Hearing, the Veteran indicated his desire to withdraw his appeal seeking service connection for peripheral neuropathy of the right and left upper extremities. The Board received such request prior to the promulgation of a decision. 2. The Veteran's diabetes mellitus, type II is presumed to be etiologically related to in-service exposure to an herbicide agent. 3. The Veteran is unable to secure or follow a substantially gainful occupation due to his service- connected disabilities, given his education and occupational background. CONCLUSIONS OF LAW 1. The criteria for withdrawal by the Veteran of a Substantive Appeal pertinent to the issues of entitlement to service connection for peripheral neuropathy of the right and left upper extremities, have been met. 38 U.S.C.A. § 7105(b)(2),(d)(5) (West 2002); 38 C.F.R. §§ 20.202, 20.204 (2012). 2. The Veteran's diagnosed diabetes mellitus, type II was incurred in service. 38 U.S.C.A. §§ 1110, 1112, 1113, 1116, 5107 (West 2002); 38 C.F.R. §§ 3.102, 3.303, 3.307, 3.309(e) (2012). 3. Resolving all reasonable doubt in the Veteran's favor, the criteria for a total disability rating based on unemployability due to the service-connected disabilities are met. 38 U.S.C.A. §§ 1155, 5107 (West 2002); 38 C.F.R. §§ 4.3, 4.16 (2012). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Withdrawal Under 38 U.S.C.A. § 7105, the Board may dismiss any appeal that fails to allege specific error of fact or law in the determination being appealed. A Substantive Appeal may be withdrawn in writing at any time before the Board promulgates a decision. 38 C.F.R. § 20.202. Withdrawal may be made by the appellant or by his or her authorized representative. 38 C.F.R. § 20.204. In August 2011, the Veteran testified during a Video Conference Hearing before the undersigned Veterans Law Judge; a transcript of that hearing is of record. The Veteran stated that he wished to withdraw the issues of service connection for peripheral neuropathy of the right and left upper extremities. Because this statement was later reduced to writing and incorporated into the record in the form of a written transcript, the transcript of that hearing has been accepted as the Veteran's withdrawal of the Substantive Appeal as to those issues. See Tomlin v. Brown, 5 Vet. App. 355 (1993). The appellant has withdrawn the appeal of the issues of entitlement to service connection for peripheral neuropathy of the right and left upper extremities, and, hence, there remain no allegations of errors of fact or law for appellate consideration regarding these issues. As such, the Board does not have jurisdiction to review the appeal of the issues of entitlement to service connection for peripheral neuropathy of the right and left upper extremities, and they are dismissed. II. Duties to Notify and Assist VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126; 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a). Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his or her representative, if any, of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide in accordance with 38 C.F.R. § 3.159(b)(1). This notice must be provided prior to an initial unfavorable decision on a claim by the agency of original jurisdiction (AOJ). Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini v. Principi, 18 Vet. App. 112 (2004). In light of the Board's decision to grant the Veteran's claims of service connection for diabetes mellitus, type II and a TDIU, a discussion as to whether VA's duties to notify and assist the appellant have been satisfied is not required. The Board finds that no further notice or assistance is necessary, and the appeal at this time is not prejudicial to the Veteran. III. Service Connection Service connection may be granted for a disease or injury incurred in or aggravated by service. 38 U.S.C.A. § 1110. Service connection may also be granted for any disease diagnosed after discharge, when all of the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d). Establishing service connection generally requires (1) medical evidence of a current disability; (2) medical, or in certain circumstances, lay evidence of in-service occurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the claimed in-service disease or injury and the present disability. Hickson v. West, 12 Vet. App. 247, 253 (1999); 38 C.F.R. § 3.303(a). However, the absence of a documented disability while in service is not fatal to a claim for service connection. Ledford v. Derwinski, 3 Vet. App. 87, 89 (1992). When a Veteran does not meet the regulatory requirements for a disability at separation, he can still establish service connection by submitting evidence that a current disability is causally related to service. Hensley v. Brown, 5 Vet. App. 155, 159-60 (1993). The Board must assess the credibility and weight of all the evidence, including the medical evidence, to determine its probative value, accounting for the evidence which it finds to be persuasive or unpersuasive, and providing reasons for rejecting any evidence favorable to the claimant. See Masors v. Derwinski, 2 Vet. App. 181 (1992). Equal weight is not accorded to each piece of evidence contained in the record; every item of evidence does not have the same probative value. In determining whether service connection is warranted for a disability, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the Veteran prevailing in either event, or whether a preponderance of the evidence is against the claim, in which case the claim is denied. 38 U.S.C.A. § 5107; Gilbert v. Derwinski, 1 Vet. App. 49 (1990). When there is an approximate balance of positive and negative evidence regarding any issue material to the determination, the benefit of the doubt is afforded to the Veteran. Diabetes Mellitus, type II The Veteran contends that his diabetes mellitus is a result of his time in active service. Specifically, the Veteran contends that his diabetes mellitus, type II is a result of Agent Orange exposure while serving in Vietnam. Certain Veterans - namely, those who served in Vietnam between January 9, 1962, and May 7, 1975 - are presumed by law to have been exposed to herbicides during service. 38 U.S.C.A. § 1116. Generally, the presumption of herbicide exposure does not apply to Vietnam-era Veterans unless they served within the land borders of Vietnam during the prescribed period. Haas v. Peake, 525 F.3d 1168, 1172 (Fed. Cir. 2008) (holding that Veterans who served on ships off the coast of Vietnam but who never set foot within the land borders of Vietnam are not entitled to the presumption of herbicide exposure). The applicable criteria also provide that a disease associated with exposure to certain herbicide agents, listed in 38 C.F.R. § 3.309(e), will be considered to have been incurred in service under the circumstances outlined in this section even though there is no evidence of such disease during the period of service. 38 C.F.R. § 3.307(a). Diabetes mellitus type II is one of these diseases. 38 C.F.R. § 3.309(e). The Veteran's DD-214 shows that he received the Vietnam Service Medal with two Bronze Service Stars, the Republic of Vietnam Campaign Medal, the National Defense Medal, Sharpshooter (Rifle) and the Purple Heart. Additionally, the Department of the Army records note that the Veteran was awarded the Purple Heart for wounds he received in connection with military operations against a hostile force while serving in the Republic of Vietnam. There is no affirmative evidence in the record to establish that the Veteran was not exposed to herbicides during service. In fact, in a December 2010 rating decision, the RO granted service connection for ischemic heart disease, and conceded in-service exposure to herbicides. Therefore, he is entitled to a presumption of exposure to herbicide agents. The Veteran submitted an August 2011 private physician statement. The physician stated that the Veteran was diagnosed with diabetes on March 31, 2010 with a NbA1c test of 6.2. He concluded that this diagnosis may be a result of Agent Orange exposure. On balance, the record of evidence supports the conclusion that the Veteran has a current disability of diabetes mellitus, type II. Since the Veteran is presumed to have been exposed to herbicides and has been diagnosed with a disease presumptively linked to herbicide exposure, namely diabetes mellitus, type II, the Board finds it reasonable to conclude that service connection for diabetes mellitus, type II, is warranted. The appeal is granted. IV. TDIU Consideration Total disability ratings for compensation based on individual unemployability may be assigned where the schedular rating is less than total if it is found that the disabled person is unable to secure or follow a substantially gainful occupation as a result of 1) a single service-connected disability ratable at 60 percent or more, or 2) as a result of two or more disabilities, provided at least one disability is ratable at 40 percent or more, and there is sufficient additional service-connected disability to bring the combined rating to 70 percent or more. See 38 C.F.R. §§ 3.340, 3.34l, 4.16(a). In this regard, the Board highlights that disabilities resulting from a common etiology or a single accident, and disabilities affecting a single body system (i.e., the orthopedic, digestive, respiratory, cardiovascular-renal, or neuropsychiatric system), are considered to be one disability. 38 C.F.R. § 4.16(a). Where these percentage requirements are not met, entitlement to the benefits on an extraschedular basis may be considered when the Veteran is unable to secure and follow a substantially gainful occupation by reason of service-connected disabilities. See 38 C.F.R. § 4.16(b). Entitlement to a TDIU requires the presence of an impairment so severe that it is impossible for the average person to secure and follow a substantially gainful occupation. See 38 U.S.C.A. § 1155; 38 C.F.R. §§ 3.340, 3.341, 4.16. In reaching such a determination, the central inquiry is "whether the Veteran's service-connected disabilities alone are of sufficient severity to produce unemployability." Hatlestad v. Brown, 5 Vet. App. 524, 529 (1993). Consideration may be given to the Veteran's level of education, special training, and previous work experience in arriving at a conclusion, but not to his age or the impairment caused by non-service- connected disabilities. See 38 C.F.R. §§ 3.341, 4.16, 4.19. In making this determination, the Board must assess the credibility and probative value of evidence, and, provided that it offers an adequate statement of reasons or bases, the Board may favor one medical opinion over another. See Owens v. Brown, 7 Vet. App. 429, 433 (1995); Wood v. Derwinski, 1 Vet. App. 190 (1991). While the Board is not free to ignore the opinion of a treating physician, it is free to discount the credibility of that physician's statement. See Guerrieri v. Brown, 4 Vet. App. 467, 471-73 (1993); Sanden v. Derwinski, 2 Vet. App. 97, 101 (1992). The Board notes that the fact that a Veteran is unemployed or has difficulty obtaining employment is insufficient, in and of itself, to establish unemployability. The relevant question is whether the Veteran is capable of performing the physical and mental acts required by employment, not whether he or she can find employment. See Van Hoose v. Brown, 4 Vet. App. 361, 363 (1993) (citing 38 C.F.R. §§ 4.1, 4.15). The Veteran contends that he is entitled to a TDIU. Specifically, he reported that he his psychiatric and heart disabilities have rendered him unemployable. In this case, service connection is in effect for posttraumatic stress disorder, rated as 70 percent disabling; ischemic heart disease, post myocardial infarction, rated as 30 percent disabling; multiple wound scars of the thorax and back, rated as 10 percent disabling; residuals of a left knee injury, rated as noncompensable; and scar of the right frontal temporal area, rated as noncompensable. Additionally, the Board notes that the Veteran's claim of service connection for diabetes mellitus, type II has been granted above. The Veteran's combined disability rating is 80 percent, as of March 4, 2009. Accordingly, the Veteran meets the percentage requirements of 38 C.F.R. § 4.16 because at least one disability is ratable at 40 percent or more, PTSD, and his additional service-connected disabilities bring his combined disability rating to 80 percent, which is above the required 70 percent rating. Of record is a July 2008 Vet Center psychiatric assessment, which noted that the Veteran's PTSD symptoms caused significant impairment of his functioning in employment, social settings, relationships, and marriage. The Veteran and his spouse testified before a Veterans Law Judge at an August 2011 Video Conference hearing. The Veteran believed that his service-connected PTSD and heart condition rendered him incapable of any gainful employment. The Veteran reported previous employment as a steel worker, maintenance helper, and mechanic. He reported that he had an eighth grade education. He testified to such work problems as being up tight, difficulty handling orders, and too much stress. The Veteran's wife stated that his job was kind and worked with his PTSD symptoms, by allowing him to go off by himself. He also reported difficulty going grocery shopping because of the crowds. The Veteran reported that he continued to go to PTSD counseling twice a week. The Veteran worked on wood and made walking sticks, but mostly did this activity by himself. He attended church, but did not participate in any organizations he was a member of. The Veteran reported problems with shortness of breath due to his heart condition, even when sedentary. He easily lost his breathe doing chores or using the stairs, and had to hire people to mow his lawn and weed. The Veteran submitted an August 2011 private physician statement. The physician stated that given the limitation of the Veteran's multiple medical and psychiatric issues, he believed that the Veteran was not able to be employed. After a careful review of the evidence, the Board finds that the Veteran's pertinent lay evidence and the positive nexus opinion provided by the Veteran's private physician, demonstrate that his service-connected medical (ischemic heart disease, multiple wound scars, left knee disability, and scar of the right frontal temporal area) and psychiatric (PTSD) disabilities render him unemployable. Therefore, the Board finds that reasonable doubt exists as to whether the Veteran is able to secure and follow substantially gainful employment as a result of his service-connected disabilities. Accordingly, applying the doctrine of the benefit of the doubt, the Board grants the Veteran's claim of entitlement to a TDIU. 38 U.S.C.A. § 5107(b). ORDER The appeal as to the matters of entitlement to service connection for peripheral neuropathy of the right and left upper extremities are dismissed. Service connection for diabetes mellitus, type II is granted. Subject to the laws and regulations governing monetary awards, entitlement to a total disability rating based on individual unemployability due to the service connected disabilities is granted. ____________________________________________ DEBORAH W. SINGLETON Veterans Law Judge, Board of Veterans' Appeals Department of Veterans Affairs