BVA9400343 DOCKET NO. 91-46 953 ) DATE ) ) ) THE ISSUES 1. Entitlement to service connection for a back disability. 2. Entitlement to service connection for heart disease. REPRESENTATION Appellant represented by: Sandra K. Meadows, Attorney-at-Law WITNESSES AT HEARING ON APPEAL Appellant and sister ATTORNEY FOR THE BOARD C.M. Flatley, Associate Counsel INTRODUCTION The veteran served on active duty from May 1944 to December 1946. By Department of Veterans Affairs (VA) regional office (RO) rating decisions dated in November 1956 and June 1985, entitlement to service connection was denied for a back disability and for heart disease, respectively. The veteran received timely notification of each determination and no appeal was perfected from either decision. Accordingly, the RO decisions became final, and the veteran's claim of entitlement to service connection for a back disability and heart disease will be reopened only upon the submission of new and material evidence. Manio v. Derwinski, 1 Vet.App. 140, 145(1991), Colvin v. Derwinski, 1 Vet.App. 171, 174(1991); 38 U.S.C.A. §§ 5108, 7105 (West 1991), 38 C.F.R. § 3.156(a)(1993). The veteran's case initially came before the Board of Veterans' Appeals (Board) on appeal from a March 1990 rating decision of the Montgomery, Alabama, RO, which essentially determined that the evidence presented by the veteran in an attempt to reopen his claim of entitlement to service connection for a back disability and heart disease was not sufficient to change the outcome of the prior denial of such benefits. Notice of disagreement for this action was received in September 1990 and the statement of the case was issued in January 1991. The veteran's substantive appeal was received in March 1991. In September 1991, the veteran and his sister appeared and offered testimony at a personal hearing conducted before an RO hearing officer. The case was initially received and docketed at the Board in October 1991. The American Legion, the veteran's accredited representative at that time, submitted written argument to the Board in January 1992. We note that in its adjudication of the veteran's case, the RO reviewed all of the evidence of record and, essentially, reopened the veteran's claim of entitlement to service connection for a back disability and heart disease. Upon review of the record, the Board concludes that, consistent with the principles enunciated in the United States Court of Veterans Appeals (Court) decisions set forth above, new and material evidence sufficient to reopen the veteran's claim has been submitted; a de novo review of his case, therefore, is appropriate. We note that after conducting such a review of the veteran's claim in April 1992, entitlement to the benefits sought was denied by the Board. The veteran appealed the Board's April 1992 decision to the Court, and in July 1993, a joint motion for remand was submitted by the veteran and the Secretary of the Department of Veterans Affairs. In July 1993, the Court vacated the Board's decision and remanded the case to the Board for compliance with the motion for joint remand. REMAND At issue in this case is the veteran's claim that he sustained a back injury in approximately July or August 1945 while serving in Okinawa, Japan. Review of the claims file reflects that at the time of the injury, he was assigned to the 67th Chemical Company, and the veteran reports that he received treatment at the 69th Field Hospital in Okinawa, Japan. The veteran has also noted that remedial treatment for the injury extended from July to October 1945. Previous attempts to obtain service medical records have failed to produce evidence of the veteran's back injury. Review of the record, however, indicates that information used in the records search may have been incomplete or incorrect. Further research, therefore, is indicated. In addition, although a report obtained from the Surgeon General's Office (SGO) contains a service number identical to the veteran's, corresponding identifying information clearly shows that the information supplied on the report does not pertain to him. In its joint motion for remand, the parties stressed that the search for pertinent data should be repeated using specific identifying information and the scope expanded to include other alternate sources such as in-service morning reports. It was also noted that post- service data, including records from the VA Medical Center in Montgomery, Alabama, should be sought. The veteran has also indicated that in 1946, he provided his commanding officer at Camp Shelby, Mississippi, with a letter from his family physician referable to his heart disorder. Although the veteran later appears to question why the letter is not of record, testimony offered at his personal hearing indicates that he had earlier reported that the letter was destroyed by the commanding officer. Overall, we conclude that an attempt to confirm whether the letter currently exists is warranted. Lastly, as indicated above, development of the veteran's case in large part involves a further search for service records. To this end, we stress that compliance with the provisions of the VA Adjudication Procedure Manual M21-1 (M21-1), Part III, Chapter 4, Request for Service Medical Records, particularly §§ 4.02b, c; 4.03a; 4.04; 4.05; 4.07; and 4.08, is indicated. For the reasons noted above, therefore. and consistent with the Court's instruction, this case is REMANDED for the following: 1. Using standard development procedure and M21-1 Part III, Chapter 4, §§ 4.04e(2), 4.07a, and 4.08d as guides, the RO should request the following information from the veteran: (a) any additional information as to his unit assignment at the time of the injury, in addition to the 67th Chemical Company (battalion, detachment, etc.); (b) whether the letter claimed by the veteran to have been provided by his family physician in 1946 was destroyed or whether it may still exist; (c) the names and addresses of any private facilities and physicians from whom he received pertinent treatment, in addition to those noted herein, and the approximate dates of treatment, including treatment reportedly received by the veteran at the Gulf Coast Community Hospital and from Winston Edwards, M.D., whose last recorded address was Highway 231, Wetumka, AL; as appropriate, authorization for the release of information should be obtained; (d) confirmation of the approximate dates of treatment received at the Montgomery and Birmingham, Alabama, VA Medical Centers, the identification of any additional VA Medical Centers, and the dates of pertinent treatment at such facilities. The RO should then attempt to obtain the records associated with information supplied by the veteran both on remand and as noted in the file, particularly with regard to his treatment at the VA Medical Centers in Montgomery and Birmingham, AL. Authorization for the release of information should be secured, as appropriate, and any records obtained should be added to his claims folder. 2. The RO should request an additional search for service records, using specific information reported in the record and supplied by the veteran. In keeping with M21-1, Part III, Chapter 4, the records sought should include the veteran's individual health record and clinical records (regarding the veteran's reported hospitalization and treatment of a back disability) and, if applicable, personnel records, and should refer to specific identifying information, including the veteran's service number, social security number, and any units, including the 67th Chemical Company, with which the veteran may have served, consistent with the provisions of M21-1, Part III, Chapter 4, § 4.08a. Any records obtained should be associated with the veteran's claims folder. 3. The RO should attempt to obtain copies of morning sick reports associated with the veteran's unit recorded from July to approximately October 1945 in accordance with M21- 1, Part III, Chapter 4, § 4.08d; all available necessary information should be provided. Any records obtained should be associated with the veteran's claims folder. 4. The RO should again attempt to obtain from the SGO an extract of the veteran's claimed hospitalization in approximately July 1945 in accordance with the provisions of M21-1, Chapter 4, § 4.05. In its request, it should be emphasized that the prior response received from the SGO did not pertain to the veteran, although the service number was correct. In addition, it should be noted that an Addendum file became available in May 1990, subsequent to the SGO response currently on file which was processed in October 1989. M21-1, Part III, Chapter 4, § 4.05. Any records obtained should be associated with the veteran's claims folder. 5. The RO should attempt to obtain records of treatment claimed by the veteran from O.E. Bell, M.D., Rocky Mount, North Carolina, from 1953 through at least 1956. Any records obtained should be associated with the veteran's claims folder. 6. The RO should then review the veteran's claim in light of the additional evidence, as well as pertinent law, regulations, and Court decisions. If a denial of the veteran's claim is continued, the veteran and his attorney should be provided with a supplemental statement of the case which includes a recitation of all additional pertinent evidence and law and regulations and a full discussion of action taken on the veteran's claim, consistent with the Court's instruction in Gilbert v. Derwinski, 1 Vet.App. 49 (1990). Reasonable response time should be allowed. The case should then be returned to the Board, if in order, after compliance with all customary appellate procedures. No action is required of the veteran until he is so informed. The Board intimates no opinion as to the ultimate decision warranted in this case, pending completion of the requested development. BOARD OF VETERANS' APPEALS WASHINGTON, D.C. 20420 * HARRY M. McALLISTER, M.D. J. U. JOHNSON *38 U.S.C.A. § 7102(a)(2)(A) (West 1991) permits a Board of Veterans' Appeals Section, upon direction of the Chairman of the Board, to proceed with the transaction of business without awaiting assignment of an additional member to the Section when the Section is composed of fewer than three Members due to absence of a Member, vacancy on the Board or inability of the Member assigned to the Section to serve on the panel. The Chairman has directed that the Section proceed with the transaction of business, including the issuance of decisions, without awaiting the assignment of a third Member. Under 38 U.S.C.A. § 7252 (West 1991), only a decision of the Board of Veterans' Appeals is appealable to the United States Court of Veterans Appeals. This remand is in the nature of a preliminary order and does not constitute a decision of the Board on the merits of your appeal. 38 C.F.R. § 20.1100(b) (1992).