Citation Nr: 9811542 Decision Date: 04/14/98 Archive Date: 04/28/98 DOCKET NO. 94-04 772 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Jackson, Mississippi THE ISSUES 1. Whether new and material evidence has been submitted to reopen a claim of entitlement to service connection for multiple sclerosis. 2. Whether new and material evidence has been submitted to reopen a claim of entitlement to service connection for a psychiatric disability. REPRESENTATION Appellant represented by: Paralyzed Veterans of America, Inc. WITNESSES AT HEARING ON APPEAL Appellant and spouse ATTORNEY FOR THE BOARD C. Chaplin, Counsel INTRODUCTION The veteran had active service from August 1951 to August 1953. This matter came before the Board of Veterans' Appeals (Board) on appeal from a rating decision of August 1993, from the Jackson, Mississippi, regional office (RO) of the Department of Veterans Affairs (VA) which determined that new and material evidence had not been submitted sufficient to reopen the claims of entitlement to service connection for multiple sclerosis (MS) and a psychiatric disability. This case was remanded in March 1996 for a hearing to be scheduled. The case has been returned to the Board and is ready for appellate review. In October 1997, the veteran’s representative filed a motion requesting that the veteran be permitted to submit additional evidence as the veteran had been hospitalized for a heart attack and was canceling his request for a hearing. His intent had been to submit the additional evidence, recently developed, at the personal hearing. As the veteran has made a demonstration of good cause for the delay of the submission of the additional evidence, the Board accepts the additional evidence. 38 C.F.R. § 20.1304(b) (1997). Although the veteran, through his representative, includes the issue of “[n]ew and material evidence to reopen a claim for a back condition”, this issue is not before the Board on appeal as the veteran did not perfect his appeal on this issue. The evidence is referred to the agency of original jurisdiction for appropriate action. In addition, the veteran claims service connection for a psychiatric disability secondary to multiple sclerosis. The recently submitted medical evidence indicates a possible relationship. This is a new claim and is referred to the agency of original jurisdiction for appropriate development. The Board also points out that a claim by a veteran for compensation may also be considered a claim for pension. The greater benefit will be awarded, unless the claimant specifically elects the lesser benefit. 38 C.F.R. § 3.151 (1997). If service connection is not granted and compensation benefits awarded, the RO should address the claim for pension. CONTENTIONS OF APPELLANT ON APPEAL The appellant contends that the evidence submitted is new and material evidence sufficient to reopen his claims of entitlement to service connection for multiple sclerosis and a psychiatric disorder. DECISION OF THE BOARD The Board, in accordance with the provisions of 38 U.S.C.A. § 7104 (West 1991 & Supp. 1997), has reviewed and considered all of the evidence and material of record in the veteran's claims file. Based on its review of the relevant evidence in this matter, and for the following reasons and bases, it is the decision of the Board that the veteran has submitted new and material evidence sufficient to reopen his claim for service connection for multiple sclerosis. For the reasons and bases discussed below, the veteran’s claim is remanded to the RO for further action. Further, it is the decision of the Board that new and material evidence has not been submitted to reopen a claim of entitlement to service connection on a direct basis for a psychiatric disability. FINDINGS OF FACT 1. All relevant evidence necessary for an equitable disposition of the appeal has been obtained by the agency of original jurisdiction. 2. Service connection for multiple sclerosis was denied by the RO in April 1986. The veteran did not initiate a timely appeal. 3. The RO in a rating decision in January 1992 determined that new and material evidence had not been submitted showing that the veteran’s multiple sclerosis condition was incurred in service. Although the veteran submitted a notice of disagreement, he did not perfect his appeal by submitting a timely substantive appeal. 4. In October 1997, a medical opinion was submitted stating that the first symptoms of MS documented in the record probably were symptoms noted in service in August 1952. 5. Additional evidence submitted since the RO’s rating decision in January 1992 is new and material as to the issue of service connection for multiple sclerosis and is, therefore, sufficient to reopen the veteran’s claim. 6. A Board decision in January 1990 denied service connection for a psychiatric disability. 7. The RO determined in October 1992 in the statement of the case that new and material evidence had not been submitted to reopen the claim for service connection for psychiatric disorder. No timely appeal was initiated. 8. The evidence received since the RO’s October 1992 decision on the issue of service connection on a direct basis for a psychiatric disability, includes duplicate evidence and evidence which is cumulative and repetitious. Other evidence received is new or not previously of record but does not bear directly or substantially upon the specific matter under consideration or is not probative of the instant issue. It does not present a reasonable possibility that, when considered in the context of all the evidence, would change the outcome of the case. CONCLUSIONS OF LAW 1. Additional documentation received since January 1992 when the RO determined that new and material evidence had not been submitted and denied the claim of entitlement to service connection for multiple sclerosis constitutes evidence sufficient to reopen the veteran’s claim for service connection for multiple sclerosis. 38 U.S.C.A. §§ 5108, 7104 (West 1991); 38 C.F.R. §§ 3.104(a), 3.156 (1997). 2. Evidence received since October 1992, when the RO determined that new and material evidence had not been submitted and denied the claim for service connection on a direct basis for a psychiatric disability, is not new and material, and the veteran's claim for service connection on a direct basis for a psychiatric disability has not been reopened. 38 U.S.C.A. § 5108 (West 1991). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS The veteran is seeking service connection for multiple sclerosis and a psychiatric disability. A longitudinal review of the claims file shows that both claims have previously been denied. Service connection for multiple sclerosis was denied by the RO in April 1986, May 1990 and in January 1992. The law grants a period of one year from the date of notice of the result of the initial determination for the filing of an application for review on appeal; otherwise, that determination becomes final and is not subject to revision on the same factual basis. 38 U.S.C.A. § 7105 (West 1991). As the RO has previously denied service connection for multiple sclerosis and no timely substantive appeal was filed, the decision became final. Even though the decision became final, the claim shall be reopened, and the former disposition of the claim reviewed if new and material evidence is secured or presented. 38 U.S.C.A. § 5108 (West 1991). Service connection for a psychiatric disability was denied by the Board in January 1990. When a claim is disallowed by the Board, it may not thereafter be reopened and allowed, and no claim based on the same factual basis shall be considered. 38 U.S.C.A. § 7104(b) (West 1991). The RO in October 1992 determined that new and material evidence had not been submitted and denied the claim. The veteran did not timely appeal this decision. The veteran submitted a private medical evaluation report of an office visit in April 1990 to the Semmes-Murphy Clinic with a diagnosis of MS to reopen his claim. The RO issued a rating decision in May 1990 that determined that the evaluation by the private medical doctor was not new and material evidence sufficient to reopen a claim of entitlement to service connection for MS. The rating decision also noted that the veteran should be informed that the January 1990 Board decision was final and if he wished to pursue for service connection for a nervous condition, he needed to submit new and material evidence. Although a letter to the veteran in May 1990 addressed only the issue of a nervous condition, the veteran was notified that if he wished to reopen his claim, he needed to submit evidence not previously considered in his case, tending to show that his condition was incurred in or aggravated by his military service. In April 1991, the veteran, through his representative, requested that a search be made for Surgeon General records as he was trying to establish MS during the presumptive period. In addition, records were requested from Drs. Stacey and Blakey and from Dr. Kirk. Although records were requested from Drs. Stacey and Blakey for the period from 1950 to 1956, a reply was received that records for that period could not be located as the records were retained only for ten years. The RO requested a search for additional military records and sick reports and morning reports were received. The search was negative for “SGO records”. No reply was received from Dr. Kirk. In November 1991, the RO notified the veteran that new and material evidence had to be submitted in order to reopen the claim for service connection for multiple sclerosis. A letter rating decision in January 1992 informed the veteran that new and material evidence had not been received on the claim for service connection for multiple sclerosis and the claim was denied. The veteran filed a notice of disagreement and a statement of the case was issued which informed the veteran of the action taken since May 1990 on the claim for service connection for MS. The veteran did not perfect his appeal. The August 1993 rating decision determined that new and material evidence had not been submitted sufficient to reopen a claim of entitlement to service connection for multiple sclerosis and an acquired psychiatric disorder. Evidence reviewed included lay statements dated in June 1993 from D. F., M. C., C. F., and A. C. The RO determined that the lay statements contained no clinical evidence to establish that the veteran incurred an acquired psychiatric disorder while on active duty or that multiple sclerosis was manifested to a degree of 10 percent within seven years after discharge. The veteran disagreed and initiated an appeal. He requested a travel Board hearing; however, in writing in July 1995, he canceled the hearing. At that time, he submitted additional personal statements and lay statements including duplicates of statements previously submitted. Statements were received from M. K., M.C., N.S., C.F., A.C., L.J., D.H., R.S., and T.M. In October 1995, the RO issued a rating decision and a supplemental statement of the case informing the veteran that new and material evidence had not been submitted sufficient to reopen the claims of entitlement to service connection for multiple sclerosis and an acquired psychiatric disorder. In December 1995, the veteran submitted additional statements and copies of articles pertaining to multiple sclerosis. He requested to personally appear at a hearing before a member of the Board in Washington, D.C. Other evidence submitted included multiple medical records pertaining to several medical complaints and disabilities, lay statements and statements from the veteran, and a nursing discharge summary in November 1989 from Mississippi Methodist Rehabilitation Center, The veteran’s representative in February 1996 advised VA in writing that the veteran desired to have a personal hearing at the VARO in Jackson, Mississippi. A hearing was scheduled at the RO in August 1996 at which the veteran presented testimony and indicated his main concern was with his MS condition and trying to prove that he had symptoms in service and shortly after service. The veteran testified that in service he was diagnosed with schizoid personality disorder. He described having a dream one night about having his arms and feet shot off and he was still crawling. He submitted two issues of a magazine published by the National Multiple Sclerosis Society, a personal statement and copies of morning reports with information regarding the veteran showing that he was transferred to the MASH unit.. Other evidence submitted included a consultation in July 1996 with a neurological examination and a discharge summary from the Rehabilitation Institute in July 1996. Lay statements from Rev. B. H., R. F., W. L, and F. P. were submitted. In February 1997 the veteran filed a VA Form 9 indicating his desire to appear before a member of the Board in Washington, D.C. A hearing was first scheduled in September 1997, then, at the veteran’s request was rescheduled in January 1998; however, the veteran canceled the hearing. Evidence submitted in October 1997 included a medical opinion from Dr. Bash, excerpts from 3 Robert J. Joynt, M.D., Ph.D. & Robert C. Griggs, M.D., Clinical Neurology, (Revised Ed. 1996), and another lay statement from W. J. L. dated in August 1997 regarding the veteran being ill in service with a high fever, soiling his clothes, injuring his back, and working in cold weather. Analysis When a veteran seeks to reopen a previously denied claim based upon new evidence, a two-step analysis is required. The first step is to determine if the evidence is new and material; if so, the case is reopened and the merits of the claim must be evaluated on the basis of all of the evidence, both new and old. Manio v. Derwinski, 1 Vet. App. 140, 145 (1991). The claim shall be reopened, and the former disposition of the claim reviewed if new and material evidence is secured or presented. 38 U.S.C.A. § 5108 (West 1991). First, we must determine whether the evidence presented or secured since the prior final disallowance of the claim is “new and material.” New evidence, however, means more than evidence that was not previously physically of record, and is evidence that is more than merely cumulative. Colvin v. Derwinski, 1 Vet. App. 171 (1991). Evidence is “material” where it is relevant to and probative of the issue at hand and where there is a reasonable possibility that, when viewed in the context of all the evidence, both new and old, it would change the outcome. Blackburn v. Brown, 8 Vet. App. 97, 102 (1995); Cox (Billy) v. Brown, 5 Vet. App. 95, 98 (1993); Sklar v. Brown, 5 Vet. App. 140, 145 (1993); Colvin v. Derwinski, 1 Vet. App. 171, 174 (1991). Stated alternatively, “new and material evidence” means evidence not previously submitted to agency decision makers which bears directly and substantially upon the specific matter under consideration, which is neither cumulative nor redundant, and which by itself or in connection with evidence previously assembled is so significant that it must be considered in order to fairly decide the merits of the claim. 38 C.F.R. § 3.156(a) (1997). Evidence which is solely cumulative or repetitious in character will not serve as a basis for reconsideration of a previous decision. 38 C.F.R. § 3.156 (1997). Second, if the Board determines that the evidence is new and material, it must reopen the claim and “evaluate the merits of the veteran’s claim in light of all the evidence, both new and old.” Masors v. Derwinski, 2 Vet. App. 181, 185 (1992). “[A]bsent the submission of new and material evidence, the claim cannot be reopened or readjudicated by the VA.” Henderson v. Brown, 6 Vet. App. 45, 46 (1993). If the appellant fails to meet either part of this threshold requirement, the Board is not required to consider the merits of the claim. 38 U.S.C.A. §§ 5108, 7104(b); 38 C.F.R. § 20.1105 (1997). The United States Court of Veterans Appeals (Court) has discussed the “Manio” process in Evans v. Brown, 9 Vet. App. 273 (1996). The Court outlined that the first step of the Manio two-step process involved three questions: Question 1: Is the newly presented evidence “new” (that is, not of record at the time of the last final disallowance of the claim and not merely cumulative of other evidence that was then of record, see Struck v. Brown, 9 Vet. App. 145, 151; Blackburn, Cox, and Colvin, all supra)?. Question 2: Is it “probative” of “the issue[s] at hand” (Cox and Colvin, both supra) (that is, each issue which was a specified basis for the last final disallowance (see Struck, supra))? Question 3: If it is new and probative, then, in light of all of the evidence of record, is there a reasonable possibility that the outcome of the claim on the merits would be changed (see ibid.)? As Blackburn indicated, affirmative answers to both questions 2 and 3--involving the probative nature of the “new” evidence and the reasonable possibility of outcome change, respectively-- are required in order for “new” evidence to be “material” (notwithstanding the concurring opinion’s assertion to the contrary, section 5108 requires that a claim be reopened “[i]f new and material evidence is presented or secured”). Blackburn, 8 Vet. App. at 102. As to those two “materiality” components, the credibility of the newly presented evidence is generally presumed under Justus [v. Principi, 3 Vet. App. 510 (1992)] and Duran [ v. Brown, 7 Vet. App. 216 (1994)].... In looking at the first materiality component (whether the evidence found to be “new” is also probative) the focus is on the new evidence; as to the second materiality component (whether there is a reasonable possibility that the outcome on the merits would be changed), the focus is on all of the evidence of record rather than just on the new evidence. See Struck and Blackburn, both supra; Glynn v. Brown, 6 Vet. App. 523, 529-29 (1994); Cox and Colvin, both supra. The Court determined that “in order to warrant reopening a previously and finally disallowed claim, the newly presented or secured evidence must be not cumulative of evidence of record at the time of the last prior final disallowance and must tend to prove the merits of the claim as to each essential element that was a specified basis for that last final disallowance of the claim.” Evans v. Brown, 9 Vet. App. 273, 284 (1996). The Court held, in line with Edenfield v. Brown, 8 Vet. App. 384 (1995), that sections 5108, 7104(b), and 7105(c) require that in order to reopen a previously and finally disallowed claim, by either the RO or the Board, there must be “new and material evidence presented or secured” since the time that the claim was finally disallowed on any basis. Multiple sclerosis On the issue of service connection for multiple sclerosis, the last final disallowance was the RO’s decision in January 1992. The RO determined that the April 1990 medical report with a diagnosis of MS was not new and material evidence sufficient to reopen the claim of entitlement to service connection for MS. It did not show that the veteran had MS in service or within the seven year presumptive period. 38 C.F.R. § 3.307 (1997). The evidence previously considered by the RO in 1986 were the service medical records, a VA hospital summary for 1972, and a private medical doctor’s report prepared in 1985 indicating the veteran may have had multiple sclerosis. Although much of the evidence received since the last final denial is duplicative, repetitious and cumulative, we do find a medical opinion that is new and material evidence. A September 1997 opinion by Craig N. Bash, M.D., Neuroradiologist indicated that the veteran now is diagnosed with MS and “the first symptoms documented in this record which probably represent manifestations of MS are those of visual disturbances and weakness described in the service medical records of August 22, 1952.” As the veteran sought treatment in service for blurring of vision, weakness, and musculoskeletal symptoms and the medical evidence of Dr. Bash links his current multiple sclerosis to symptoms manifested in service, it provides the medical evidence of nexus as to create a reasonable possibility of a changed outcome. The Board finds that the September 1997 opinion by Dr. Bash is relevant and probative of the issue at hand. There is a reasonable possibility that the new evidence when viewed in the context of all the evidence would change the outcome. Accordingly, we find the evidence to be new and material evidence sufficient to reopen the claim of entitlement to service connection for multiple sclerosis. Psychiatric disability On the issue of service connection for a psychiatric disability, the last final disallowance was the RO’s decision in October 1992. Evidence considered in the January 1990 Board decision included service medical records, lay statements, an April 1988 VA psychiatric evaluation, a private physician’s statement dated in October 1988, a psychologist’s report of November 1988, and the transcript of a personal hearing at which testimony was received from the veteran and a private psychologist. When evaluated in service in 1952, the diagnosis was stated as schizoid personality, severe, chronic, manifested by unsociability, seclusiveness and feelings of inadequacy. The Board determined that the only psychiatric disorder the veteran had in service was a personality disorder, which is a developmental abnormality and not a disease within the meaning of the applicable legislation providing compensation benefits. The Board also determined that while recent reports indicated the veteran had an anxiety neurosis, the anxiety neurosis was not present while the veteran was on active duty. In July 1992 the veteran sought to reopen his claim for a psychiatric disability, claimed as nervous condition, anxiety, and PTSD based on service records showing he was in for a “NP evaluation”. As this evidence was in the service medical records previously considered, the RO determined this was not new and material evidence and notified the veteran in October 1992. The report of an office visit in April 1990 to the Semmes- Murphy Clinic for an evaluation pertained to multiple sclerosis. This is not new and material evidence as it is not probative to the issue of a psychiatric disability. Other medical records showing treatment for non-related disorders also are not new and material evidence as they are not probative to the issue of a psychiatric disability. Duplicate copies of evidence previously considered clearly is not new and material evidence. Testimony by the veteran is cumulative and not new and material evidence. The lay statements describe behavior of the veteran observed since his discharge from service to the present time. Although we acknowledge the laypersons’ observations of symptomatology and find the statements credible, there is no probative value as they do not establish a clear medical diagnosis of a psychiatric disability. See Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992); Ohland v. Derwinski, 1 Vet. App. 147, 149-50.(1991). The lay statements although corroborated by the medical evidence that the veteran has a psychiatric condition, are not pertinent to developing the veteran's claim of service connection for a psychiatric disability. See Rhodes v. Brown , 4 Vet. App. 124 (1993). The Board finds that the evidence submitted or secured to reopen a claim of entitlement to service connection on a direct basis for a psychiatric disability is not sufficient to reopen the claim. The claim is denied. ORDER The veteran’s application to reopen his claim of entitlement to service connection for multiple sclerosis is granted. New and material evidence not having been presented or secured, the veteran’s request to reopen his claim for entitlement to service connection on a direct basis for a psychiatric disability is denied. REMAND In light of the reopening of his claim, the Board observes that the veteran’s claim of entitlement to service connection for multiple sclerosis is to be determined following a de novo review of the entire record. In considering a similar factual scenario, the Court has held that: . . .when, as here, the Board addresses in its decision a question that had not been addressed by the RO, it must consider whether the claimant has been given adequate notice of the need to submit evidence or argument on that question and an opportunity to submit such evidence and argument and to address that question at a hearing, and if not, whether the claimant has been prejudiced thereby. Bernard v. Brown, 4 Vet. App. 384, 394 (1993). Based on the holding in Bernard, we conclude that the veteran should be provided an opportunity to submit further evidence, testimony and argument in support of his claim prior to our resolution of the instant claim. The veteran seeks service connection for multiple sclerosis claiming that the onset was in service or aggravated by service. As noted above, Dr. Bash provided an opinion in September 1997 that the veteran now is diagnosed with multiple sclerosis (MS) and “the first symptoms documented in this record which probably represent manifestations of MS are those of visual disturbances and weakness described in the service medical records of August 22, 1952.” There is evidence in the claims file to suggest that multiple sclerosis may have pre-existed the veteran’s entry on active duty manifested by symptoms described by the veteran. A medical opinion should be obtained as to whether the veteran’s multiple sclerosis existed prior to service and was aggravated therein or any increase in disability shown was due to the natural progression of the disease. Based on the holding in Bernard, we conclude that the veteran should be provided an opportunity to submit further evidence, testimony and argument in support of his claim prior to our resolution of the instant claim. Additionally, we note that a medical opinion is needed in this case. Therefore, in light of the VA’s duty to assist the veteran in the proper development of his claim as mandated by the provisions of 38 U.S.C.A. § 5107(b) (West 1991) and as interpreted by the Court in Bernard and Littke v. Derwinski, 1 Vet. App. 90, 92- 93 (1990), this case is REMANDED for the following actions: 1. Copies of all VA treatment records not previously secured pertaining to the veteran since his separation from service in 1953 should be obtained and associated with the record. 2. The RO should obtain a medical opinion as to whether the veteran’s multiple sclerosis pre-existed service; if so, was it aggravated during service, or were the symptoms manifested in service, now attributed to multiple sclerosis, the natural progression of the disease. If multiple sclerosis is found not to have preexisted service, the examiner should render an opinion as to whether the symptoms noted in service were the first manifestations of this disorder. 3. The RO should conduct a de novo review the record in light of the additional evidence and readjudicate the claim of entitlement to service connection for multiple sclerosis. If any benefit sought, for which an appeal has been perfected, remains denied, the veteran and his representative should be furnished a supplemental statement of the case, and given the opportunity to respond thereto with additional argument and/or evidence. No opinion, either legal or factual, is intimated as to the merits of the appellant's claim by this REMAND. He is not required to undertake any additional action until he receives further notification from VA. However, while this case is in REMAND status, the appellant is free to submit additional evidence and argument on the questions at issue. Quarles v. Derwinski, 3 Vet. App. 129, 141 (1992). This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board of Veterans’ Appeals or by the United States Court of Veterans Appeals for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans’ Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1997) (Historical and Statutory Notes). In addition, VBA’s ADJUDICATION PROCEDURE MANUAL, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44-8.45 and 38.02-38.03. L. M. BARNARD Acting Member, Board of Veterans' Appeals NOTICE OF APPELLATE RIGHTS: Under 38 U.S.C.A. § 7266 (West 1991 & Supp. 1997), a decision of the Board of Veterans' Appeals granting less than the complete benefit, or benefits, sought on appeal is appealable to the United States Court of Veterans Appeals within 120 days from the date of mailing of notice of the decision, provided that a notice of disagreement concerning an issue which was before the Board was filed with the agency of original jurisdiction on or after November 18, 1988. Veterans' Judicial Review Act, Pub. L. No. 100-687, § 402, 102 Stat. 4105, 4122 (1988). The date that appears on the face of this decision constitutes the date of mailing and the copy of this decision that you have received is your notice of the action taken on your appeal by the Board of Veterans' Appeals. Appellate rights do not attach to those issues addressed in the remand portion of the Board’s decision, because a remand is in the nature of a preliminary order and does not constitute a decision of the Board on the merits of your appeal. 38 C.F.R. § 20.1100(b) (1997). - 2 -