Citation Nr: 9816775 Decision Date: 05/29/98 Archive Date: 06/03/98 DOCKET NO. 95-17 162 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Houston, Texas THE ISSUES 1. Entitlement to service connection for a skin disorder secondary to herbicide exposure. 2. Entitlement to service connection for an acquired psychiatric disorder, to include post-traumatic stress disorder. REPRESENTATION Appellant represented by: AMVETS WITNESS AT HEARING ON APPEAL Appellant INTRODUCTION The veteran had active service from January 1971 to December 1972. Throughout his appeal, the veteran has limited his claim of service connection for a skin disorder, stating that the disorder occurred as a result of exposure to Agent Orange or herbicides. In a statement prepared in September 1997, the representative alleged that the issue of service connection for a skin disorder on a direct basis should be addressed. In view of the veteran’s arguments, the Board of Veterans' Appeals (Board) will limit its consideration to the issue as developed and certified for appeal, that is, entitlement to service connection for a skin disorder as a result of herbicide exposure, which is not intertwined with a claim of direct service connection. See Harris v. Derwinski, 1 Vet. App. 180 (1991). The issue of service connection for a skin disorder on a direct basis is referred to the regional office (RO) for development. The issue of entitlement to service connection for an acquired psychiatric disorder, to include post-traumatic stress disorder (PTSD) is addressed in the remand section that follows the decision below. CONTENTIONS OF APPELLANT ON APPEAL The veteran alleges that he initially experienced a skin disorder in service that has continued to the present. He contends that he was exposed to chemicals in service which may have included Agent Orange. DECISION OF THE BOARD The Board, in accordance with the provisions of 38 U.S.C.A. § 7104 (West 1991 & Supp. 1998), has reviewed and considered all of the evidence and material of record in the veteran's claims file. Based on its review of the relevant evidence in this matter, and for the following reasons and bases, it is the decision of the Board that the veteran has not met the initial burden of submitting sufficient evidence to justify a belief by a fair and impartial individual that the claim of service connection for a skin disorder secondary to herbicide exposure is well grounded. FINDING OF FACT Competent evidence of a skin disorder related to exposure to herbicides has not been presented. CONCLUSION OF LAW The veteran’s claim of service connection for a skin disorder due to herbicide exposure is not well-grounded. 38 U.S.C.A. § 5107 (West 1991). REASONS AND BASES FOR FINDING AND CONCLUSION The threshold question that must be resolved with regard to a claim is whether the veteran has presented evidence that the claim is well-grounded. 38 U.S.C.A. § 5107; Murphy v. Derwinski, 1 Vet. App. 78, 81 (1990). A well-grounded claim is a plausible claim, or a claim that appears to be meritorious. Murphy, 1 Vet. App. at 81. An allegation that a disorder is service-connected is not sufficient; the veteran must submit evidence in support of the claim that would “justify a belief by a fair and impartial individual that the claim is plausible.” See 38 U.S.C.A. § 5107(a); Tirpak v. Derwinski, 2 Vet. App. 609, 611 (1992). The quality and quantity of the evidence required to meet this statutory burden of necessity will depend upon the issue presented by the claim. See Grottveit v. Brown, 5 Vet. App. 91, 92-93 (1993). In order for a claim to be well-grounded, there must be competent evidence that the veteran currently has the claimed disability. See Rabideau v. Derwinski, 2 Vet. App. 141, 143 (1992). There must also be evidence of incurrence or aggravation of a disease or injury in service. See Caluza v. Brown, 7 Vet. App. 498, 506 (1995). The veteran must also submit evidence of a nexus between the in- service disease or injury and the current disability. Id. If the determinative issue is one of medical etiology or a medical diagnosis, competent medical evidence must be submitted to make the claim well-grounded. See Grottveit v. Brown, 5 Vet. App. 91, 93 (1993). A lay person is not competent to make a medical diagnosis or to relate a medical disorder to a specific cause. See Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992). However, where the issue does not require medical expertise, lay testimony may be sufficient. See Layno v. Brown, 6 Vet. App. 465, 469 (1994). If the veteran fails to submit evidence in support of a plausible claim, the Department of Veterans Affairs (VA) is under no duty to assist the veteran in the development of his claim. See Grottveit at 93. Furthermore, a claim that is not well-grounded must be denied because it does not present a question of law or fact over which the Board has jurisdiction. See 38 U.S.C.A. § 7105(d)(5) (West 1991); See also Edenfield v. Brown, 8 Vet. App. 384 (1995), Beausoleil v. Brown, 8 Vet. App. 459 (1996). Pertinent law and regulations provide that entitlement to service connection may be allowed for a disability which is incurred in or aggravated by the veteran's period of active service. 38 U.S.C.A. § 1110 (West 1991). Entitlement to service connection for a limited number of diseases, including chloracne, may be granted if the veteran was exposed to an herbicide agent and otherwise meets the pertinent criteria. 38 U.S.C.A. § 1116 (West 1991); 38 C.F.R. §§ 3.307, 3.309 (1997); see also 59 Fed. Reg. 341-46 (Jan. 4, 1994). At his personal hearing, the veteran testified that he had been exposed to Agent Orange in service as a result of loading and unloading chemicals and barrels from ships. Transcript (T.) at 22, 27. He reported that he had not been informed by a physician of the etiology for his skin discoloration or rashes. T. at 24. Factual Background Service medical records show that when the veteran was examined for entry into service, a history of acne was noted. During service, the veteran was treated in October 1971 for vitiligo. At that time, a two-month history of a depigmented area at the base of the scrotum and over the perianal area with slight pruritus was noted. A separate October 1971 entry reflects a finding of a “crotch rash.” No abnormalities of the skin were found on examination in December 1972 for separation from service. Subsequent to service, private medical records reflect intermittent references to skin disorders, including an irritation on the penis in 1975 and 1981, a small lesion on the penis in 1985, and vitiligo in 1987. Though nearly illegible, a November 1982 entry appears to record a finding of a rash on the thighs. On VA Agent Orange examination in October 1993, the veteran reported that vitiligo had begun in 1973 and had affected his hands, eyes, axilla, abdomen, groin, legs, feet, and genitalia. Examination revealed vitiligo on various areas of the body. The diagnostic assessments included vitiligo, etiology unknown. VA outpatient reports dated in 1994 and 1995 reflect intermittent complaints and findings of vitiligo, tinea pedis, tinea cruris, acne, comedones, folliculitis, and axilla eczema. On VA dermatology examination in September 1996, the veteran reported a history of a skin rash in 1973. He also reported the presence of pimples and blackheads on the face and neck that began as a teenager. He reported that while in service, he did not mix Agent Orange and was not sprayed with Agent Orange. He stated that he walked around barrels of Agent Orange in the compound where he performed guard duty and that he smelled spillage from the barrels. On examination, vitiligo involving the groin, buttocks, lower shins, hands, fingers, axillae, and periorbital areas was found. Multiple black comedones on his cheeks and the back of his neck were also noted. Multiple superficial scars in his face and cheek and temple area, sequelae of acne, were recorded. The examiner concluded that with respect to skin discoloration, skin condition, and chloracne, the disorders that the veteran described and those which were present were vitiligo, not related to Agent Orange; and acne with comedone production, which the examiner “did not think” had any relation to Agent Orange. Analysis The evidence of record shows that the veteran has received treatment for a variety of skin disorders since service. Most recently, diagnoses of vitiligo and acne were made. While the veteran asserts that his current skin disorders are related to herbicide exposure, the Board must point out that none of the disorders for which the veteran has received treatment are among those associated with exposure to herbicides. See 38 C.F.R. § 3.309. When examined most recently by the VA, the examiner specifically concluded that vitiligo was not due to herbicide exposure and “did not think” that the veteran’s acne was so related. The Board stresses that the evidence fails to establish the presence of chloracne, particularly within the time frame required to trigger any potential presumptive grant of service connection. See 38 U.S.C.A. § 1116. Importantly, neither of the current disorders is accorded a presumption of service connection based upon herbicide exposure. Overall, the veteran has failed to provide evidence of the existence of a skin disorder which, for VA purposes, may be presumptively associated with herbicide exposure. In addition, no evidence has been presented which tends to establish a relationship between those disorders present and the veteran’s claimed exposure to herbicides. In this regard, the Board stresses that the veteran repeatedly has been informed of the basis for the denial of his claim, that is, that no relationship between his skin disorders and herbicide exposure has been shown, and he has provided no evidence to the contrary. Further, at his personal hearing, the veteran stated that physicians had not provided him with a reason for the occurrence of his skin disorders. T. at 24. In this case, therefore, a disability that may be considered the result of herbicide exposure has not been shown and there is no indication that evidence to the contrary exists. In view of the applicable law and the evidence of record, the Board must conclude that the veteran has not presented evidence to establish that his claim is well-grounded. 38 U.S.C.A. § 5107(a). Since a well-grounded claim has not been submitted, the VA is not obligated by statute to assist the veteran in the development of facts pertinent to his claim. 38 U.S.C.A. § 5107(a). Although where claims are not well grounded the VA does not have a statutory duty to assist the veteran in developing facts pertinent to the claim, the VA may be obligated under 38 U.S.C.A. § 5103(a) to advise a veteran of evidence needed to complete the application. This obligation depends upon the particular facts of the case and the extent to which the Secretary of the VA has advised the veteran of the evidence necessary to be submitted with a VA benefits claim. Robinette v. Brown, 8 Vet. App. 69 (1995). As indicated above, the Board concludes in this case that the RO fulfilled the obligation under section 5103(a) in the April 1995 statement of the case in which the veteran was informed that the reason for the denial of the claim was that the evidence did not provide any nexus between any current skin disorder and herbicide exposure. Furthermore, by this decision, the Board is informing the veteran of the evidence which is lacking and that is necessary to make the claim well grounded. ORDER Entitlement to service connection for a skin disorder secondary to herbicide exposure is denied. REMAND Service connection for PTSD requires medical evidence establishing a clear diagnosis of the condition, credible supporting evidence of an in-service stressor(s), and a link established by medical evidence between the in-service stressor(s) and the current PTSD. 38 C.F.R. § 3.304(f) (1997). In this case, Vet Center records contain a diagnosis of PTSD, and note that the veteran’s accounts of his combat experience are logical and consistent. On VA examination in September 1996, however, the diagnosis was anxiety disorder, not otherwise specified, with PTSD symptoms (provisional). The examiner commented that the diagnostic criteria for PTSD were not met and that the diagnosis was provisional in light of the lack of documented validation of combat stressor exposure. The Board notes that other than the veteran's own statements, there is no evidence regarding the claimed in-service stressors in the claims file. The question of whether the veteran was exposed to a stressor in service is a factual determination and VA adjudicators are not bound to accept such statements simply because treating medical providers have done so. Cohen v. Brown, 10 Vet. App. 128 (1997); Moreau v. Brown, 9 Vet. App. 389 (1996); Wood v. Derwinski, 1 Vet. App. 190 (1991) (affirmed on reconsideration, 1 Vet. App. 406 (1991)); Wilson v. Derwinski, 2 Vet. App. 614 (1992). While a diagnosis of PTSD has been rendered in this case, critical elements of this diagnosis, most fundamentally those concerning the existence of a stressor or stressors, appear to be based wholly upon statements of history provided to the examiner by the veteran. The United States Court of Veterans Appeals (Court) in Zarycki v. Brown, 6 Vet. App. 91 (1993), set forth the framework for establishing the presence of a recognizable stressor which is the essential prerequisite to support the diagnosis of PTSD. The Court noted that the evidence necessary to establish the existence of the recognizable stressor during service will vary depending on whether or not the veteran was “engaged in combat with the enemy” under 38 U.S.C.A. § 1154(b) (West 1991) and 38 C.F.R. § 3.304 (1997). Whether a veteran "engaged in combat with the enemy" must be determined through recognized military citations or other service department evidence. In other words, the claimant's bare assertions that he "engaged in combat with the enemy" are not sufficient, by themselves, to establish this fact. The record must first contain recognized military citations or other supportive evidence to establish that he "engaged in combat with the enemy." If the determination with respect to this step is affirmative, then (and only then), a second step requires that the veteran's lay testimony regarding claimed stressors must be accepted as conclusive as to their actual occurrence and no further development or corroborative evidence will be required, provided that the veteran's testimony is found to be "satisfactory," e.g., credible, and "consistent with the circumstances, conditions, or hardships of such service." Zarycki at 98. In this case, the record does not contain evidence that would indicate on its face that the veteran “engaged in combat with the enemy.” In an elaboration and clarification of Zarycki, the Court noted in Moreau that since Zarycki, as well as Doran v. Brown, 6 Vet. App. 283 (1994) and West v. Brown, 7 Vet. App. 70 (1994), changes in VA AJUDICATION PROCEDURE MANUAL M21-1 (MANUAL M-21-1) had rendered certain portions of those decisions no longer operative insofar as they were grounded in subsequently revised manual provisions. Further, the Court had held in Dizoglio v. Brown, 9 Vet. App. 163, 166 (1996) that as a matter of law, “if the claimed stressor is not combat-related, [the] appellant’s lay testimony regarding the in-service stressors is insufficient to establish the occurrence of the stressor.” In Moreau, the Court, citing the MANUAL M21-1 Part VI, para. 7.46 (Oct. 11, 1995) (now para. 11.38) held that “credible supporting evidence” of a noncombat stressor “may be obtained from” service records or “other sources.” The Court, however, also held that while the MANUAL M21-1 provisions did not expressly state whether the veteran’s testimony standing alone could constitute credible evidence of the actual occurrence of a noncombat stressor, the Court’s holding in Dizoglio mandated that the veteran’s testimony by itself could not constitute “credible supporting evidence” of the actual existence of the noncombat stressor as a matter of law. Further, the Court held in Moreau, that the fact that a medical opinion was provided relating PTSD to events the veteran described in service could not constitute “credible supporting evidence” of the existence of the claimed noncombat stressor as a matter of law. In addition, the Board points out that VA has adopted the fourth edition of the American Psychiatric Association’s Diagnostic and Statistical Manual for Mental Disorders (DSM- IV) in amending 38 C.F.R. §§ 4.125 & 4.126 (1997). See 61 Fed.Reg. 52695-52702 (1996). The provisions of Manual M21-1 refer to the third revised edition of the DSM. See e.g., Manual M21-1, Part VI, § 11.38 (1996) (same PTSD criteria as DSM-III-R). In Cohen, the Court took judicial notice of the effect of the shift in diagnostic criteria, which essentially changed from an objective standard, i.e., “would evoke...in almost anyone,” in assessing whether a stressor is sufficient to trigger PTSD, to a subjective one. The criteria now require exposure to a traumatic event and response involving intense fear, helplessness, or horror. A more susceptible individual may have PTSD based on exposure to a stressor that would not necessarily have the same effect on “almost everyone.” The sufficiency of a stressor, accordingly, is now a clinical determination for the examining mental health professional. In this case, although the RO contacted the United States Army and Joint Services Environmental Support Group (ESG) for verification of the veteran’s claimed stressors, the ESG responded that the veteran should provide the most specific possible date, type, and location of the incident claimed as the stressor, the numbers and full names of the casualties, unit designations to the company level, and other units involved. The ESG also suggested that the RO obtain in- service daily morning reports, which verify daily personnel actions. The veteran provided information regarding his claimed in- service stressors in statements received in March and June 1994. In a statement received in July 1994, the veteran reported that his mind went “blank” with respect to names and dates. He provided further details of the locations of his assignments and claimed stressors in a statement received in May 1996 and at his videoconference hearing in January 1998. In this regard, the veteran is cautioned that the VA's duty to assist is not a one-way street. If a veteran desires help, especially in verifying stressors, he must provide the factual data necessary to conduct the required search. Wood, 1 Vet. App. at 193. The Board also observes that at his videoconference hearing, the veteran reported that he once sought treatment at the VA Hospital in Houston, TX in approximately 1973. An attempt to procure any associated records is appropriate. In addition, in light of the Court decisions outlined above, the Board determines that an additional VA psychiatric examination is warranted after attempted verification of the appellant’s alleged in-service stressors by the RO. West, 7 Vet. App. at 77-8. Accordingly, this case is REMANDED to the RO for the following: 1. Although the veteran already submitted a statement regarding his claimed stressors, the RO should provide the veteran with an opportunity to submit another statement with as much detail as possible regarding any and all stressful events to which he was allegedly exposed in service. He should be asked to provide specific details about the events such as precise dates, places and identifying information such as names, ranks and units of assignment of any individuals involved in those events. In particular, the veteran should be asked to provide any additional information relating to his references to “dead buddies” and “mid-air conflicts,” noted in his statement received in March 1994; and bombing at the airport when he arrived at Bien Hoa; guard duty in towers, “bunkers” and fox holes; “recons” to the “outer camp of the perimeter;” guard duty aboard US ships, and exposure to enemy fire en route from Saigon to “Ving Jau” or “Vung Tao” noted in statements received in June 1994 and May 1996. He should be advised that the information is vitally necessary to obtain supportive evidence of the stressful events and that he must be as specific as possible because without such details an adequate search for verifying information cannot be conducted. He should be informed of the probative value of any lay statements from persons with knowledge of the alleged stressful events. The RO should attempt to assist the veteran in obtaining such statements. In this respect, the Board takes the opportunity to inform the veteran that the Court has held that asking the veteran to provide the underlying facts, i.e., the names of individuals involved, the dates, and the places where the claimed events occurred, does not constitute an impossible or onerous task. Wood, 1 Vet. App. at 193. This information is vital to the claim. All attempts by the RO to fulfill this request should be documented. 2. The RO should attempt to obtain additional information for submission to the ESG, consistent with its February 1995 letter to the RO. Such information should include a request to the National Archives and Records Administration for pertinent morning reports for a three- month period, verifying daily personnel actions. All attempts by the RO to fulfill this request should be documented. 3. Regardless of additional information provided by the veteran, the RO should review the file and prepare a summary of all of the claimed stressors already reported in previous statements and examination reports, including those detailed above and added to the record since its last request. This summary and all associated documents, including his service personnel records and the names of the ships to which the veteran was assigned, should be sent to the ESG, 7798 Cissna Road, Springfield, VA 22150. The ESG should be requested to provide any information available which might corroborate the veteran's alleged stressors. Further, the ESG should also be asked to supply a ship’s log from the ships upon which the veteran served for the periods when the veteran was on board. If the ESG is unable to provide the ship’s log, the RO should request direction from them as to alternate search possibilities. The RO must carry out all action required by the ESG for an appropriate search, as well as any additional action or follow-up suggested by the ESG. All attempts by the RO to fulfill this request should be documented. 4. The RO should contact the veteran and ask that he provide any additional information regarding treatment for an acquired psychiatric disorder, to include PTSD. After any necessary authorization is obtained, copies of any post-service treatment records not already of record should be obtained, including any records of treatment in approximately 1973 at the Houston VA hospital. The veteran should be informed that he may also supply other evidence, such as lay statements, in support of his claim. All attempts by the RO to fulfill this request should be documented. 5. Following the above, the RO must make a specific determination, based upon the complete record, with respect to whether the veteran was engaged in combat and whether a claimed stressor was related to such combat or the nature of the specific stressor or stressors otherwise. If the RO determines that the record establishes the existence of a stressor or stressors, the RO must specify the in-service stressor or stressors that have been established by the record. In reaching this determination, the RO should address any credibility questions raised by the record. 6. The RO should schedule a special VA psychiatric examination to determine the nature of any existing psychiatric disorders. The entire claims folder and a separate copy of this remand MUST be reviewed by the examiner in conjunction with the examination. In determining whether the veteran has PTSD due to an in-service stressor, the examiner is hereby notified that in circumstances in which verification of the occurrence of the stressor is required (i.e., the veteran did not engage in combat, or the alleged stressor was not combat related), only the verified history detailed in the reports provided by the RO may be relied upon. The examination report should reflect review of pertinent material in the claims folder. All necessary studies or tests, to include psychological testing and evaluation with PTSD sub- scales, should be accomplished. If a diagnosis of PTSD is deemed appropriate, the examiner should specify the credible "stressors" that caused the disorder, the evidence relied upon to establish the existence of the stressor(s), and indicate how the veteran otherwise meets the diagnostic criteria for PTSD. If additional psychiatric disorders are identified, the examiner should reconcile the diagnoses and should specify which symptoms are associated with each of the disorder(s). If certain symptomatology cannot be disassociated from one disorder or another, it should be so specified. The report of the examination should include a complete rationale for all opinions expressed. 7. The RO should review the claims file to ensure that all of the foregoing development has been completed in full. In particular, the RO should review the psychiatric examination report to ensure that any diagnosis of PTSD was based on the verified stressor. The RO should implement corrective procedures as to any Board remand request with which there has not been full compliance. 8. After undertaking any development deemed appropriate in addition to that specified above, the RO should readjudicate the issue of entitlement to service connection for an acquired psychiatric disorder, to include PTSD, in light of the law cited above. If the benefit sought on appeal remains denied, the veteran and his representative should be furnished a supplemental statement of the case which contains any additional applicable laws and regulations and provided the opportunity to respond thereto. The case should then be returned to the Board, if in order, after compliance with customary appellate procedures. No action is required of the veteran until he is so informed. The Board intimates no opinion as to the ultimate decision warranted in this case, pending completion of the requested development. This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board or by the Court for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans’ Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1998) (Historical and Statutory Notes). In addition, VBA’s ADJUDICATION PROCEDURE MANUAL, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44-8.45 and 38.02-38.03. Catherine M. Flatley Acting Member, Board of Veterans' Appeals NOTICE OF APPELLATE RIGHTS: Under 38 U.S.C.A. § 7266 (West 1991 & Supp. 1998), a decision of the Board of Veterans’ Appeals granting less than the complete benefit, or benefits, sought on appeal is appealable to the United States Court of Veterans Appeals within 120 days from the date of mailing of notice of the decision, provided that a Notice of Disagreement concerning an issue which was before the Board was filed with the agency of original jurisdiction on or after November 18, 1988. Veterans’ Judicial Review Act, Pub. L. No. 100-687, § 402, 102 Stat. 4105, 4122 (1988). The date that appears on the face of this decision constitutes the date of mailing and the copy of this decision that you have received is your notice of the action taken on your appeal by the Board of Veterans’ Appeals. Appellate rights do not attach to those issues addressed in the remand portion of the Board’s decision, because a remand is in the nature of a preliminary order and does not constitute a decision of the Board on the merits of your appeal. 38 C.F.R. § 20.1100(b) (1997). - 2 -