Citation Nr: 9823599 Decision Date: 07/09/98 Archive Date: 08/04/98 DOCKET NO. 97-29 095 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Montgomery, Alabama THE ISSUE Whether new and material evidence has been submitted to reopen a claim of entitlement to service connection for multiple sclerosis. REPRESENTATION Appellant represented by: Paralyzed Veterans of America, Inc. INTRODUCTION The veteran served on active duty from April 1954 to November 1957, and from January 1958 to January 1968. This appeal arose from a February 1997 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Montgomery, Alabama. The RO determined that new and material evidence had not been submitted to reopen a claim of entitlement to service connection for multiple sclerosis. The case has been forwarded to the Board of Veterans’ Appeals (Board) for appellate review. CONTENTIONS OF APPELLANT ON APPEAL The veteran contends that he has submitted new and material evidence not only to reopen his claim for entitlement to service connection for multiple sclerosis, but to warrant a grant of service connection. DECISION OF THE BOARD The Board, in accordance with the provisions of 38 U.S.C.A. § 7104 (West 1991 & Supp. 1998), has reviewed and considered all of the evidence and material of record in the veteran's claims file. Based on its review of the relevant evidence in this matter, and for the following reasons and bases, it is the decision of the Board that new and material evidence has been submitted to reopen a claim of entitlement to service connection for multiple sclerosis. FINDINGS OF FACT 1. The veteran did not timely perfect a substantive appeal from an April 1990 rating decision wherein the RO declined to reopen a previously denied claim of entitlement to service connection for multiple sclerosis. 2. The evidence received since the April 1990 rating decision is new and material, probative of the issue at hand, and when viewed in the context of all the evidence of record, both new and old, raises a reasonable possibility of changing the prior outcome. CONCLUSION OF LAW Evidence submitted subsequent to the April 1990 rating decision wherein the RO declined to reopen a previously deneid claim of entitlement to service connection for multiple sclerosis is new and material, and the veteran’s claim for that benefit has been reopened. 38 U.S.C.A. §§ 5107, 5108, 7105 (West 1991); 38 C.F.R. § 3.156(a) (1997). REASONS AND BASES FOR FINDINGS AND CONCLUSION Factual Background The evidence which was of record prior to the April 1990 rating decision wherein the RO declined to reopen the previously deneid the claim of entitlement to service connection for multiple sclerosis will be briefly summarized below. The service medical records disclosed the veteran received treatment for vertigo, dizziness, and light headedness in 1966. He was considered to be suffering from labyrinthitis of unknown etiology. A post service January 1968 VA special neurological examination was negative for any neurological disorder. A March 1980 VA examination concluded in diagnoses of degenerative disc disease with associated arthritis at C-6 and C-7, and recurrent neuritis of the right radial nerve. VA hospital summaries pertaining to inpatient care of the veteran during August and September 1987 show the veteran was suspected of having functional disease. A magnetic resonance imaging of the head concluded in a finding that multiple sclerosis was to be ruled out. A March 1990 report from the veteran’s private physician shows it was his opinion that the veteran may have multiple sclerosis. Evidence associated with the claims file subsequent to the April 1990 rating decision wherein the RO declined to reopen the previously deneid claim of entitlement to service connection for multiple sclerosis will be reported below. The veteran submitted copies of private treatment reports dated during the early and mid 1990’s primarily referable to nonpertinent disorders. The veteran submitted copies of excerpts from private medical treatises pertaining to the nebulous onset of multiple sclerosis. The veteran submitted correspondence dated in 1991 from a private physician noting that his diagnosis was most likely multiple sclerosis. The veteran submitted a copy of an October 1986 magnetic resonance imaging the diagnostic impression of which was noted to be consistent with demyelinating process such as multiple sclerosis. The veteran’s wife provided her knowledge and observations of the symptomatology displayed by the veteran subsequent to service. Submitted in February 1998 was a statement from Craig N. Bash, M.D., a neuroradialogist, who identified himself as the Deputy Director of Medical Services for the Paralyzed Veterans of America. Dr. Bash noted he had reviewed the veteran’s claims file to include his service medical records. He noted as follows: “The veteran served on active duty from April 1954 until November 1957 and from January 1958 through January 1968. A careful longitudinal review of the service clinical records reveals a history of vision problems and other neurological symptoms that can be related to multiple sclerosis. In November of 1962, the veteran was hospitalized for paralysis of his right facial muscles. Physical examination revealed “sensory perception was intact over the face generally, although pain and perception was diminished over the right anterior 2/3 of the tongue. There was paralysis of all muscle of facial expressions over the right side of face with exception of some preservation of right orbicularis oculi. Cranial nerves 8-12 were intact. Motor, sensory, and coordination were normal and DTRs were symmetrical and active. No pathological reflexes were elicited.” The diagnosis was neuropathy of facial nerve, cause unknown. In October 1963 the veteran was seen for visual disturbances, to include residual headaches and blurred vision. Distance vision was listed as OD 20/20 OS 20/20. Near vision was OD 20/20 OS 20/20. In November 1963, he was seen for “vision blurred at night.” No prescription was given at that time. In March 1964 the veteran was seen with a complaint of blurred vision. In April 1964 the veteran was to be seen for visual disturbances. He had experienced asthenopia with his near vision. He had experienced “blurred vision” with distance O.S. In April 1964, the veteran was given an ophthalmology survey. He experienced inability to do sustained close work. After 15 minutes, he experienced headaches, redness and tearing of both eyes. The examiner stated: “Unable to reconcile his marked discomfort with his normal vergences, versions and fusional amplitudes. Will refract and consider a reading RX.” In November 1965 the veteran experienced numbness in his right arm and shoulder. There was no history of any trauma. He did have a cervical sebaceous cyst. However, the impression was that “the pain bears no relation to an incidental cyst. There is without question a fasciitis or myositis of a rheumatoid group.” In September 1966 the veteran was hospitalized for a history of severe vertigo. He was treated with Diuril, Nicotinic acid, and Benadryl with minimal relief of symptomatology. The veteran again developed vertiginous symptoms in the summer of 1986. He also developed tremors in his right hand. An MRI taken in October 1986 was consistent with MS. Please note that more recent medical research indicates that MRI is the most sensitive noninvasive method available to detect areas of demyelination and has a profound effect on the diagnosis of MS. MRI can detect multiple lesions in 90% of patients with clinically definite MS and is often used to confirm the diagnosis of MS. The dispositive issue on appeal concerns (1) Does the evidence of record support the diagnosis of MS, and if so, (2) Is the etiology of the veteran’s multiple sclerosis relative to his period of service? In my opinion, the evidence of record indicates that multiple sclerosis was incurred in military service. That this veteran currently has a disability which is related to service. The veteran exhibited symptoms consistent with multiple sclerosis while on active duty. Namely, he had headaches and visual blurring that was not a result of refractive error. He also experienced numbness in his right arm and shoulder. He had a history of vertigo while on active duty. These same symptoms precipitated neurological examinations in 1986. The diagnosis of MS was contemplated. As such, a reasonable basis has been presented to support the grant of service connection for multiple sclerosis. IMPRESSION: In my opinion the above mentioned neurological changes and MRI changes are multiple sclerosis. Therefore, it is at least as likely as not that the veteran’s first manifestations of multiple sclerosis occurred while the veteran was on active duty.” Criteria The well groundedness requirement shall not apply with regard to reopening disallowed claims and revising prior final determinations. Jones v. Brown, 7 Vet. App. 134 (1994). When a claimant seeks to reopen a finally denied claim, the Board must review all of the evidence submitted since that action to determine whether the claim should be reopened and readjudicated on a de novo basis. Glynn v. Brown, 6 Vet. App. 523, 529 (1994). In order to reopen a finally denied claim there must be new and material evidence presented since the time the claim was last finally disallowed on any basis, not only since the claim was last denied on the merits. Evans v. Brown, 9 Vet. App. 273 (1996). When the veteran seeks to reopen his claim under 38 U.S.C.A. § 5108, the Board must conduct a two-step analysis. First, the Board must determine whether the evidence submitted since the previous denial is "new and material.” Second, if the evidence is found to be new and material, the claim is to be reopened and the Board must then “assess the new and material evidence in the context of the other evidence of record and make new factual determinations." Masors v. Derwinski, 2 Vet. App. 181, 185 (1992) (quoting Godwin v. Derwinski, 1 Vet. App. 419, 425 (1991)), and Jones v. Derwinski, 1 Vet. App. 210, 215 (1991)). For the purpose of establishing whether new and material evidence has been submitted, the credibility of the evidence is to be presumed. Justus v. Principi, 3 Vet. App. 510, 513 (1992). “New and material evidence” means evidence not previously submitted to agency decision makers which bears directly and substantially upon the specific matter under consideration, which is neither cumulative nor redundant, and which by itself or in connection with evidence previously assembled is so significant that it must be considered in order to fairly decide the merits of the claim. 38 C.F.R. § 3.156(a) (1997). The United States Court of Veterans Appeals (Court) has held that “new” evidence is that which is not merely cumulative of other evidence of record, and that “material” evidence is that which is relevant and probative of the “issue at hand” and which is of sufficient weight or significance (assuming its credibility) to establish a reasonable possibility that the outcome would change when it is considered in the context of all evidence, both new and old. Cox v. Brown, 5 Vet. App. 95 (1993); Colvin v. Derwinski, 1 Vet. App. 171, 174 (1991) (emphasis added); see also 38 C.F.R. § 3.156. The Court recently clarified that, with respect to the issue of materiality, the newly presented evidence need not be probative of all the elements required to award the claim as in this case dealing with a claim for service connection. Evans v. Brown, 9 Vet. App. 273, 284 (1996). However, such evidence must tend to prove the merits of the claim as to each essential element that was a specified basis for the last final disallowance of the claim. If the evidence is “new” and “probative,” then it must be determined whether the evidence presents a reasonable possibility of changing the outcome of the prior decision based on all the evidence. If these conditions are met, then the evidence is both “new” and “material.” Id. at 284. Under Evans, 9 Vet. App. 273 (1996), evidence is new and material if it (1) is “new” in that it was not previously of record and is not merely cumulative of evidence previously of record, (2) is “probative” of the issue at hand, and (3) in light of all the evidence of record, it raises a reasonable possibility of that the outcome would change. The “issue at hand” pertaining to the petition to reopen the finally denied claim for service connection for multiple sclerosis is whether such disorder was manifested in service or to a compensable degree during the initial seven year period following service. Analysis The veteran seeks to reopen his claim for service connection for multiple sclerosis which the RO declined to reopen in an April 1990 rating decision. When a claim is finally denied by the RO, the claim may not thereafter be reopened and allowed, unless new and material evidence has been presented. The Board also notes that previous rating actions which are final and binding will be accepted as correct in the absence of clear and unmistakable error. 38 C.F.R. § 3.105(a) (1997). The Board finds that new and material evidence sufficient to reopen the veteran’s claim of entitlement to service connection for multiple sclerosis has been submitted. In this regard the Board notes that the veteran has submitted private medical excerpts pertaining to multiple sclerosis. Such excerpts describe the rather nebulous developmental aspects of this disorder and raise a reasonable possibility that various symptomatology experienced by the veteran in service may well have been consistent with nascent multiple sclerosis. Also submitted were correspondence and medical documentation pertaining to multiple sclerosis and its treatment and evaluation. This evidence in and of itself is not new and material as it merely relates to post service treatment of the veteran for the subject disorder at issue and there is no opinion of a nexus of such disorder to the veteran’s period of service. Correspondence from the veteran’s wife provides her knowledge and observations of the veteran’s symptomatology, and while informative, is not from a trained medical specialist and therefore cannot be evaluated on the basis of providing a nexus of the disability at issue to the veteran’s period of service. Espiritu v. Derwinski, 2 Vet. App. 492 (1992). The most important item of evidence submitted to reopen the claim for service connection for multiple sclerosis is the medical statement from a private physician dated in February 1998. He identified himself as the Deputy Director of Medical Services for the Paralyzed Veterans of America. He noted his review of the entire evidentiary record and expressed the opinion that clinical symptomatology complained of and experienced by the veteran and clinical findings as reported in the service medical records were collectively at least as likely as not manifestations of the post service diagnosed multiple sclerosis. This evidence in and of itself provides a substantial basis upon which to predicate a reopening of the veteran’s claim for service connection for multiple sclerosis. In this regard, the Board notes that this evidence is probative of the issue at hand; that is, was multiple sclerosis manifested in service or during the presumptive period following service. This opinion of the physician set out above provides a basis upon which to permit the Board to conclude that the veteran’s claim should be reopened, thereby providing an opportunity for adjudication of the issue of entitlement to service conection for multiple sclerosis on a de novo basis. ORDER The veteran having submitted new and material evidence to reopen a claim of entitlement to service connection for multiple sclerosis, the appeal is granted to this extent. REMAND This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board of Veterans’ Appeals or by the Court for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans’ Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1998) (Historical and Statutory Notes). In addition, VBA’s ADJUDICATION PROCEDURE MANUAL, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44- 8.45 and 38.02-38.03. As the Board determined above, new and material evidence has been submitted to reopen the claim of entitlement to service connection for multiple sclerosis. In this regard, the veteran should be given an opportunity to submit any additional evidence he may have in support of his claim. Also, the claims file should be reviewed by a VA physician who should render an opinion as to the likelihood that multiple sclerosis had its onset in service in view of the private medical opinion on record suggesting that this may be the case. Therefore, pursuant to VA’s duty to assist the veteran in the development of facts pertinent to his claim under 38 U.S.C.A. § 5107(a); 38 C.F.R. § 3.103(a) (1997), the Board will not decide the issue of entitlement to service connection for multiple sclerosis pending a remand of the case to the RO for further development as follows: 1. The RO should contact the veteran and request that he identify the names, addresses, and approximate dates of treatment for all medical health care providers who have treated him for multiple sclerosis since separation from service. After obtaining any necessary authorization, the RO should request and associate with the claims file legible copies of the veteran’s complete treatment reports from all sources identified whose records have not previously been secured. Regardless of the veteran’s response, the RO should secure all outstanding VA treatment reports. 2. The RO should arrange for a VA examination (fee basis if necessary) by a neurologist for the purpose of ascertaining the nature, extent of severity, and etiology of multiple sclerosis. The claims file and a separate copy of this remand must be made available to and reviewed by the examiner prior and pursuant to conduction and completion of the examination. Any further indicated special studies should be conducted. The examiner must be requested to express an opinion as to whether multiple sclerosis was in evidence in service in view of the service medical documentation of record. If the examiner does not feel that multiple sclerosis was in evidence in service, the examiner must be requested to express an opinion as to the most likely date of onset or date that multiple sclerosis was first manifest subsequent to the veteran’s separation from service. Any opinions expressed must be accompanied by a complete rationale. 3. Thereafter, the RO should review the claims file to ensure that all of the foregoing requested development has been completed. In particular, the RO should review the requested examination report and required opinions to ensure that they are responsive to and in complete compliance with the directives of this remand and if they are not, the RO should implement corrective procedures. 4. After undertaking any development deemed essential in addition to that specified above, the RO should adjudicate the issue of entitlement to service connection for multiple sclerosis on a de novo basis. If the benefit requested on appeal is not granted to the veteran’s satisfaction, the RO should issue a supplemental statement of the case. A reasonable period of time for a response should be afforded. Thereafter, the case should be returned to the Board for final appellate review, if otherwise in order. By this remand, the Board intimates no opinion as to any final outcome warranted. No action is required of the veteran until he is notified by the RO. RONALD R. BOSCH Member, Board of Veterans' Appeals NOTICE OF APPELLATE RIGHTS: Under 38 U.S.C.A. § 7266 (West 1991 & Supp. 1997), a decision of the Board of Veterans’ Appeals granting less than the complete benefit, or benefits, sought on appeal is appealable to the United States Court of Veterans Appeals within 120 days from the date of mailing of notice of the decision, provided that a Notice of Disagreement concerning an issue which was before the Board was filed with the agency of original jurisdiction on or after November 18, 1988. Veterans’ Judicial Review Act, Pub. L. No. 100-687, § 402 (1988). The date that appears on the face of this decision constitutes the date of mailing and the copy of this decision that you have received is your notice of the action taken on your appeal by the Board of Veterans’ Appeals. Appellate rights do not attach to those issues addressed in the remand portion of the Board’s decision, because a remand is in the nature of a preliminary order and does not constitute a decision of the Board on the merits of your appeal. 38 C.F.R. § 20.1100(b) (1997). - 2 -