Citation Nr: 9830706 Decision Date: 10/15/98 Archive Date: 10/21/98 DOCKET NO. 96-10 787 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Los Angeles, California THE ISSUES Entitlement to service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, genetic insult, dental problems, and residuals of a severed left index finger. REPRESENTATION Appellant represented by: The American Legion ATTORNEY FOR THE BOARD D. L. Smith, Associate Counsel INTRODUCTION The veteran had active service from November 1945 to November 1947. This appeal is before the Board of Veterans’ Appeals (Board) from an August 1994 determination of the Los Angeles, California, Department of Veterans Affairs (VA) Regional Office (RO). The RO denied entitlement to service connection for abscesses and boils as secondary to radiation exposure, skin rashes as secondary to radiation exposure, dental problems as secondary to radiation exposure, hearing loss, tinnitus, a severed left index finger, and genetic insult. In his notice of disagreement with the above determination, the veteran made clear he was disagreeing with the denial of entitlement to service connection for dental problems and genetic insult. The RO referred the issue of service connection for dental problems to the outpatient clinic and advised the veteran by letter that it had no jurisdiction on claims for service connection for birth/congenital defects for children and grandchildren. The issues of entitlement to service connection for genetic insult and dental problems are addressed in the remand portion of this decision. CONTENTIONS OF APPELLANT ON APPEAL The veteran contends that VA has not resolved the reasonable doubt regarding his claims for service connection in his favor. He asserts that he was exposed to ionizing radiation during Operation CROSSROADS when he was stationed on the Eniwetok Atoll. He also asserts that he severed his finger during service which left it permanently damaged. He contends that service connection is warranted for his claims due to his radiation exposure and the injuries he received during service DECISION OF THE BOARD The Board, in accordance with the provisions of 38 U.S.C.A. § 7104 (West 1991 & Supp. 1998), has reviewed and considered all of the evidence and material of record in the veteran's claims file. Based on its review of the relevant evidence in this matter, and for the following reasons and bases, it is the decision of the Board that the veteran has not met the initial burden of submitting evidence sufficient to justify a belief by a fair and impartial individual that his claims for service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, and the residuals of a severed left index finger are well grounded. FINDING OF FACT The claims for service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, and the residuals of a severed left index finger are not supported by cognizable evidence showing that the claims are plausible or capable of substantiation. CONCLUSION OF LAW The claims for service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, and the residuals of a severed left index finger are not well grounded. 38 U.S.C.A. § 5107(a) (West 1991). REASONS AND BASES FOR FINDING AND CONCLUSION Factual Background The service medical record show that the veteran was treated in April 1946 for painful swelling of the chin. The diagnosis was cellulitis. He was also treated in January 1947 for swelling to the right of the nose which was diagnosed as cellulitis. The September 1947 report of physical examination at separation shows a history of cellulitis of the chin in 1946. Examination of the head and face was normal. Whispered voice testing was 15/15 feet. The report indicates normal clinical evaluations for the extremities and examination of the skin. The examiner indicated "none" under summary of defects. The veteran submitted a newspaper from the Eniwetok Atoll in the Marshall Islands published in June 1946. The paper contains various news items pertinent to the servicemen participating in atomic bomb testing. The record contains a letter from the veteran to his mother written in July 1946 where he indicated that he would have to evacuate the base at Eniwetok because of a bomb test to be conducted the following day. Private medical records show that the veteran was seen for audiological examinations in February and November 1982, and in April 1994. The records show that the veteran has bilateral sloping sensorineural hearing loss. The February 1982 examination report shows that the veteran complained of difficulty hearing with the right ear over the last two years. The report indicates a history of noise exposure in the military and also from working around large compressors for 15 years. The examiner noted that the hearing loss was possibly noise related. The November 1982 examination report show matching tinnitus at 15 decibels. The April 1994 examination report also indicates a history of noise exposure during the military. In an April 1995 statement in support of his claims, the veteran recounted a number of medical abnormalities including having had a growth removed from the top of his head, and cracking of his third finger, the etiology of which was unknown by his dermatologist. Criteria The United States Court of Veterans Appeals (Court) has held that a well grounded claim is “a plausible claim, one which is meritorious on its own or capable of substantiation. Such a claim need not be conclusive but only possible to satisfy the initial burden of § [5107(a)].” Murphy v. Derwinski, 1 Vet. App. 78, 81 (1990). Where a claim is well grounded VA shall assist the claimant in developing the facts pertinent to the claim. 38 U.S.C.A. § 5107(a); Epps v. Gober, 126 F.3d 1464, 1468-69 (Fed. Cir. 1997). In determining whether a claim is well grounded, the claimant’s evidentiary assertions are presumed true unless inherently incredible or when the fact asserted in beyond the competence of the person making the assertion. King v. Brown, 5 Vet. App. 19, 21 (1993). The Court has articulated the requirements for a well grounded claim for service connection as follows: (1) medical evidence of a current disability; (2) medical, or in certain circumstances, lay evidence of inservice incurrence or aggravation of a disease or injury; and, (3) medical evidence of a nexus between the claimed inservice injury or disease and a current disability. See Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd per curiam, 78 F.3d 604 (Fed. Cir. 1996) (table). Where the determinative issue involves medical causation, competent medical evidence to the effect that the claim is plausible is required. Id. Service connection connotes many factors but basically means that the facts, shown by evidence, establish that a particular injury or disease resulting in disability was incurred coincident with active service, or if preexisting such service, was aggravated therein. 38 C.F.R. § 3.303(a) (1998). For the showing of chronic disease in service, there are required a combination of manifestations sufficient to identify the disease entity, and sufficient observation to establish chronicity at the time, as distinguished from merely isolated findings or a diagnosis including the word “chronic.” 38 C.F.R. § 3.303(b) (1998). The regulations also provide that service connection may be granted for any disease diagnosed after discharge when all of the evidence including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. § 3.303(d) (1998). Where a veteran served during a period of war or peacetime service on or after January 1, 1947, and a presumptive disease such as an organic disease of the nervous system becomes manifest to a compensable degree within the applicable time limit from the date of termination of such service, such disease shall be presumed to have been incurred in service, even though there is no evidence of such disease during the period of service. 38 U.S.C.A. §§ 1101, 1112, 1113, 1137 (West 1991 & Supp. 1998); 38 C.F.R. §§ 3.307, 3.309 (1998). Service connection for disability that is claimed to be attributable to exposure to ionizing radiation during service can be demonstrated by three different methods. Davis v. Brown, 10 Vet. App. 209, 211 (1997); Rucker v. Brown, 10 Vet. App. 67, 71 (1997). There are certain types of cancer that are presumptively service connected specific to radiation- exposed veterans. 38 U.S.C.A. § 1112(c); 38 C.F.R. § 3.309(d). Second, “radiogenic diseases” may be service connected pursuant to 38 C.F.R. § 3.311. Third, service connection may be granted under 38 C.F.R. § 3.303(d) when it is established that the disease diagnosed after discharge is the result of exposure to ionizing radiation during active service. See Combee v. Brown, 34 F.3d 1039 (Fed. Cir. 1994). With respect to the first method, the Board notes section 3.309(d)(1) provides that the diseases listed in paragraph (d)(2) of this section shall be service-connected if they become manifest in a radiation-exposed veteran. The provisions of section 3.309(d) limit the diseases subject to presumptive service connection to those specified in section 3.309(d)(2). As to the second method, the provisions of 38 C.F.R. § 3.311 provide for development of claims based on a contention of radiation exposure during active service and postservice development of a radiogenic disease. The provisions do not give rise to a presumption of service connection, but rather establish a procedure for handling claims brought by radiation exposed veterans or their survivors. See Ramey v. Gober, 120 F.3d 1239, 1244 (Fed. Cir. 1997). Section 3.311 essentially states that, in all claims in which it is established that a radiogenic disease first became manifest after service, and it is contended that the disease resulted from radiation exposure, a dose assessment will be made. The regulation provides a list of recognized radiogenic diseases in subsection 3.311(b)(2), and the regulatory time period when the diseases must become manifest. 38 C.F.R. § 3.311(b)(5). In addition, subsection 3.311(b)(4) provides that, even if the claimed disease is not one that is already recognized as radiogenic under subsection 3.311(b)(2), the claim will still be considered, or developed, pursuant to 38 C.F.R. § 3.311 if the appellant cites or submits competent scientific or medical evidence that the claimed disease is radiogenic. Analysis The Board finds that the veteran has not submitted well grounded claims for service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, and the residuals of a severed left index finger. As noted above, the requirements for a well grounded claim for service connection are as follows: (1) medical evidence of a current disability; (2) medical or, in certain circumstances, lay evidence of inservice incurrence or aggravation of a disease or injury; and, (3) medical evidence of a nexus between the claimed inservice injury or disease and a current disability. Caluza v. Brown, 7 Vet. App. at 506. With respect to the veteran's claims for service connection for abscesses and boils, a skin rash, and the residuals of a severed left finger the Board notes that the veteran has not submitted medical evidence establishing current disabilities with respect to these claimed disorders. In order to establish service connection, the veteran must show that an inservice disease or injury has resulted in a present disability. The Court stated in Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992), that “Congress specifically limits entitlement for service-connected disease or injury to cases where such incidents have resulted in a disability.” See also Brock v. Brown, 10 Vet. App. 155, 164 (1997) (finding a claim not well grounded where the evidence of record including a statement of the veteran that he had been treated for the disorder did not show a current disability). The veteran claims that he severed his finger during service which has resulted permanent disability. The service medical records do not show severance of any finger and he has not provided any competent medical evidence regarding any treatment for the residuals of an injury to his finger. Similarly, while the service medical records show treatment for cellulitis, he has not provided any medical evidence that he currently has a disability due to "abscesses and boils." The veteran reported that he had a growth removed from the top of his head and has cracking skin of the third finger, the etiology of which was unknown by his dermatologist. These statements do not constitute competent medical evidence of a current disability. See Espiritu v. Derwinski, 2 Vet. App. 492, 494 (1992) (holding that a witness must be competent in order for his statements or testimony to be probative as to the facts under consideration). With respect to the veteran's claims for service connection for tinnitus and hearing loss, the Board finds that the record does not contain evidence of a nexus between the claimed inservice noise exposure and the current diagnoses of hearing loss and tinnitus. The service medical records do not show decreased hearing acuity or tinnitus at the time of discharge in November 1947, and the medical evidence of record shows that hearing loss was first diagnosed in November 1982. The record does not contain competent medical evidence linking the post service hearing loss and tinnitus to any inservice noise exposure. The Board notes that the private examiner in November 1982 found that the veteran's hearing loss was possibly noise related. The history rendered by the veteran in that examination shows that he had noise exposure during service and also had worked around compressors for 15 years. The examiner's conclusion does not well ground the veteran's claim because it does not relate the veteran's hearing loss to the inservice noise exposure. The veteran’s claim is predicated on his own lay opinion suggesting a link between current disabilities and service. Generally speaking, lay persons are not competent to offer evidence that requires medical knowledge. See Grottveit v. Brown, 5 Vet. App. 91, 93 (1993) (holding that lay assertions of medical causation cannot constitute evidence to render a claim well grounded); see also Espiritu, 2 Vet. App. at 494; King v. Brown, 5 Vet. App. 19, 21 (1993). The question as to whether the veteran currently has disabilities with respect to boils and abscesses, a skin rash, and the residuals of a severed left index finger necessarily involves medical diagnoses; thus, competent medical evidence is required. As no competent medical evidence is of record showing diagnoses of the current claimed disabilities, the veteran’s claims must be denied as not well grounded. Caluza, 7 Vet. App. 506. The question of whether the veteran's hearing loss and tinnitus first diagnosed over thirty years following discharge also requires competent medical evidence. Id. The Board notes that the veteran has submitted evidence which suggests that he was a participant in atmospheric nuclear testing during Operation CROSSROADS. Assuming that the veteran meets the regulatory criteria with respect to a "radiation exposed veteran," the record does not show that he has a current medical diagnosis of a disease specific to a radiation exposed veteran. See 38 C.F.R. § 3.309(d)(2). Accordingly, the veteran is not entitled to service connection as a radiation exposed veteran without one of the listed diseases subject to presumptive service connection in the regulation. See 38 C.F.R. § 3.309(d). The regulations also contain a list of radiogenic diseases for the purpose of developing claims based on a contention of exposure to ionizing radiation. 38 C.F.R. § 3.311(b)(2). Section 3.311 provides three threshold criteria for further development of such claims: (1) exposure to ionizing radiation, (2) subsequent development of a radiogenic disease, and (3) manifestation of the disease within the regulatory period. The section further provides that if the foregoing requirements have not been met, it shall not be determined that a disease has resulted from exposure to ionizing radiation under such circumstances. 38 C.F.R. § 3.311(b)(1). The probative evidence of record, however, does not show that the second and third threshold requirements have been met. The veteran has not submitted evidence of that he has been diagnosed with a radiogenic disease within the regulatory period. The Board also notes that VA was not under a duty to refer the claims for service connection to the Under Secretary for Benefits prior to establishing the initial threshold requirement of developing the radiogenic disease. Wandel v. West, 11 Vet. App. 200, 205 (1998). Accordingly, the Board finds that service connection for the veteran's claims is not warranted pursuant to section 3.311 for development of claims based on exposure to ionizing radiation. The Board also finds that there is no competent medical or scientific evidence linking the veteran's claimed disorders to the alleged inservice radiation exposure. Combee v. Brown, 34 F.3d 1039 (Fed. Cir. 1994); 38 C.F.R. § 3.303(d); see also 38 C.F.R. § 3.311(b)(3). The record does not contain any competent scientific or medical evidence to show that any of the claimed disorders are radiogenic diseases or that any of the disorders are related to the veteran’s exposure to radiation during service. The Board further finds that the RO has advised the appellant of the evidence necessary to establish a well grounded claim in the August 1994 rating decision and January 1996 statement of the case. The appellant has not indicated the existence of any evidence that has not already been obtained that would well ground his claims. McKnight v. Gober, 131 F.3d 1483 (Fed. Cir. 1997); Epps v. Brown, 9 Vet. App. 341, 344 (1996), aff’d sub nom. Epps v. Gober, 126 F.3d 1464 (Fed. Cir. 1997). The veteran's service representative contended in the September 1998 written brief that VA has expanded its duty to assist and the obligation of VA to fully develop a claim before making a decision to claims that are not well grounded. In support of this contention the representative cites provisions of the VA Adjudication Procedure Manual M21- 1. He cites to Part III, paragraph 1.03 and Part VI, paragraph 2.10 in support of the proposition that the RO must fully develop a claim prior to a determination of whether a claim is well grounded. The representative further requests the Board to explain why the loss of an earlier effective date would not harm the appellant in the event that the Board denies the claims as well grounded. The representative also requests the Board to explain why the directives of Manual M21-1 do not apply to the circumstances of this appeal should it find the claims not well grounded. Following a review of the record, the Board finds that the RO was not under a duty to assist the appellant in developing facts pertinent to his claims for service connection prior to the submission of a well grounded claim. In this regard the U.S. Court of Appeals for the Federal Circuit recently held that under 38 U.S.C. § 5107(a), VA has a duty to assist only those claimants who have established well grounded claims. Epps v. Gober, 126 F.3d 1464, 1469 (Fed. Cir. 1997). The Court of Appeals further stated with respect to the doctrine of benefit of the doubt contained in 38 U.S.C. § 5107(b): Moreover, the last sentence of § 5107(b) makes it clear that a claimant's § 5107(a) burden to submit evidence sufficient to establish a "well grounded" claim is the claimant's alone. … [T]he statute indicates that giving the benefit of the doubt to a claimant does not relieve the claimant of carrying the burden of establishing a well grounded claim. Id. at 1469. The Board is bound by the precedent decision by the U.S. Court of Appeals for the Federal Circuit in Epps. In Tobler v. Derwinski, 2 Vet. App. 8, 14 (1991), the Court held that a decision in that Court, unless or until overturned in an en banc decision, or by the U.S. Court of Appeals for the Federal Circuit; and, any rulings, interpretations, or conclusions of law contained in such a decision are authoritative and binding as of the date the decision is issued and are to be considered and, when applicable, are to be followed by VA agencies of original jurisdiction, the Board of Veterans' Appeals, and the Secretary in adjudicating and resolving claims. The regulations provide that in consideration of appeals, the Board is bound by applicable statutes, VA regulations, and precedent opinions of the General Counsel of the Department of Veterans Affairs. The Board is not bound by Department manuals, circulars, or similar administrative issues. 38 C.F.R. § 19.5. The Board notes that the Manual M21-1 is issued by the VA Chief Benefits Director and according to the regulation it does not appear that the Board would be bound by such an administrative issue. But see Cohen v. Brown, 10 Vet. App. 128, 138 (1997) (holding that certain Manual M21-1 provisions are substantive rules which are equivalent of VA regulations). The statutory guidance on this issue states that the Board shall be bound in its decisions by the regulations of the department, instructions of the secretary, and the precedent opinions of the chief legal officer of the department. 38 U.S.C.A. § 7103(c). The General Counsel of VA has held that the provisions of Manual M21-1, Part I, paragraph 50.45 did not constitute "instructions of the secretary." VAOPGCPREC 07-92 (O.G.C. Prec. 07-92). Moreover, the Board is not bound by an administrative issuance that is in conflict with binding judicial decisions. Bernard v. Brown, 4 Vet. App. 384, 394 (1993). The regulation promulgated regarding VA's duty to provide assistance in developing claims tracks the language of the statute. 38 C.F.R. § 5107(a); 38 C.F.R. § 3.159. The U.S. Court of Appeals for the Federal Circuit clearly held in Epps that the claimant must submit a well grounded claim before the duty to assist attaches to the claim. Although the Board considered and denied the veteran’s claims on the basis they were not well grounded, and the RO denied the claims on the merits, the appellant has not been prejudiced by the decision. This is because in assuming that the claims were well grounded, the RO accorded the veteran greater consideration than his claims, in fact, warranted under the circumstances. Bernard v. Brown, 4 Vet. App. 384 (1993). In light of the implausibility of the veteran’s claims and the failure to meet his initial burden in the adjudication process, the Board concludes that he has not been prejudiced by the decision to deny his appeal. ORDER The veteran not having submitted well grounded claims of entitlement to service connection for abscesses and boils, a skin rash, bilateral hearing loss, tinnitus, residuals of a severed left index finger, the appeal is denied. REMAND This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board of Veterans’ Appeals or by the United States Court of Veterans Appeals for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans’ Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1998) (Historical and Statutory Notes). In addition, VBA’s ADJUDICATION PROCEDURE MANUAL, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44-8.45 and 38.02-38.03. The veteran’s validly filed notice of disagreement with the RO’s August 1994 rating decision which included a denial of service connection for genetic insult and dental problems placed in appellate status the issues of service connection for genetic insult and dental problems. The RO’s January 1996 statement of case did not include these two issues. The veteran is entitled to a statement of the case on these two issues. Godfrey v. Brown, 7 Vet. App. 398 (1995). Accordingly, in view of the foregoing discussion and to accord due process of law, the Board is deferring adjudication of the issues of entitlement to service connection for genetic insult and dental problems pending a remand of the case to the RO for further development as follows: The RO should issue a statement of the case on the issue of entitlement to service connection for genetic insult and dental problems. The required period of time for a response should be afforded. Thereafter, the case should be returned to the Board for appellate review, if otherwise in order. By this remand, the Board intimates no opinion as to any final outcome warranted. No action is required of the veteran until he is notified by the RO. RONALD R. BOSCH Member, Board of Veterans' Appeals NOTICE OF APPELLATE RIGHTS: Under 38 U.S.C.A. § 7266 (West 1991 & Supp. 1997), a decision of the Board of Veterans’ Appeals granting less than the complete benefit, or benefits, sought on appeal is appealable to the United States Court of Veterans Appeals within 120 days from the date of mailing of notice of the decision, provided that a Notice of Disagreement concerning an issue which was before the Board was filed with the agency of original jurisdiction on or after November 18, 1988. Veterans’ Judicial Review Act, Pub. L. No. 100-687, § 402 (1988). The date that appears on the face of this decision constitutes the date of mailing and the copy of this decision that you have received is your notice of the action taken on your appeal by the Board of Veterans’ Appeals. Appellate rights do not attach to those issues addressed in the remand portion of the Board’s decision, because a remand is in the nature of a preliminary order and does not constitute a decision of the Board on the merits of your appeal. 38 C.F.R. § 20.1100(b) (1998). - 2 -