Research Service - VA Northeast Ohio Healthcare System
This resource is for researchers, partners and the academic community to conduct research at the VA Northeast Ohio Healthcare System. It provides information on submitting proposals, VA funding updates, required online training, and details about the Research & Education Foundation.
Does my project qualify as research?
Research means a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge.
A “systematic investigation” is an activity that involves a prospective study plan which incorporates data collection, either quantitative or qualitative, and data analysis to answer a study question. Investigations designed to develop or contribute to generalizable knowledge are those designed to draw general conclusions (i.e., knowledge gained from a study may be applied to populations outside of the specific study population), inform policy, or generalize findings.
Publication of Non-Research Activities Outside the VA
The research/non-research evaluation form is only required when there is uncertainty about whether a proposed project constitutes research. If you are certain that your project does NOT constitute research, but need written attestation that the project is not research for the purposes of publication, do not submit the evaluation form for review. Instead, complete contact Christina.Bennett2@va.gov to request a Document of Non-Research Activates form.
Study Forms
The majority of required study forms are available for download within VAIRRS/IRBNet from the Forms and Templates page. Certain forms must be submitted directly to the Research Office, outside of VAIRRS; see below.
Forms That Must Be Submitted OUTSIDE the VAIRRS System:
Conflict of Interest Statements
- New Investigator Packets
- Radiation Safety Forms
Research Financial Conflict of Interest (FCOI) Statements
- All investigators (PI, co-investigators, etc.) must submit a Research Financial Conflict of Interest Statement (OGE Form 450 Alt VA) for each study in which they are listed as an investigator.
- This form must be must be completed and submitted electronically via IRBNet, and all decisions will be issued electronically via IRBNet.
New Investigator Packets
- Principal Investigators must have VA paid appointments and cannot be interns, residents, or fellows.
- If you have not previously served as Principal Investigator on a study at VANEOHS, you will need to complete a New Investigator Packet and submit to the Research Office prior to submitting your study package. Email this packet to VHACLEVAIRRS@va.gov – DO NOT upload into VAIRRS.
Radiation Safety Form
Research studies involving radiation typically require approval from the Radiation Safety Committee (RSC). Required RSC forms can be downloaded below. Please contact the Radiation Safety Officer when you are preparing your study to begin the process. If required, RSC approval must be obtained prior to IRB approval of the study.
For questions regarding Radiation Safety:
Radiation Safety Officer
Additional Forms
If you take sensitive or patient health-related data offsite, you need a Request to Store/ Transport Sensitive Data form. This form is requested through EPAS. Select Cleveland VAMC Store/Transport Sensitive Data Request. You must be logged on to the VA Network to access this website.
For questions regarding New Studies:
R&D Committee Administrator
For questions regarding VA funding applications:
Administrative Officer (216) 791-3800 x64657
VA Innovation and Research Review System (VAIRRS)
The VANEOHS Research Office is pleased to announce the adoption of the VA Innovation and Research Review System (VAIRRS). VAIRRS is the VA's enterprise version of IRBNet, a web-based software used by administrators, committee members, and researchers for electronic protocol submission/management and review and oversight of research. VAIRRS is currently in a phased implementation at all VA medical centers with research programs.
All submissions to the IRB, IACUC, SRS and RDC (e.g., new protocols, amendments, continuing reviews, closures) must be submitted electronically via VAIRRS. E-mail and hard copy submissions will not be accepted. Investigators can self-register for a VAIRRS account and submit protocols at gov.irbnet.org
Study forms and templates are located in VAIRRS. You can download blank copies from the VAIRRS Forms & Templates page. Certain forms that are submitted outside of VAIRRS are available on the LINK page.
Accessing VAIRRS
You can access VAIRRS from virtually any computer by visiting gov.irbnet.org. VAIRRS does not require a connection to the VA network.
All users must be registered to access VAIRRS. New users can create an account by clicking on the “Register Now to get started!” link located on the login page. Be sure to select VA Northeast Ohio Healthcare System as your organization when registering.
ALL Principal Investigators, Co-Investigators, study coordinators/primary contact personnel and study staff MUST create and activate a VAIRRS account.
- For detailed guidance on how to create a new VAIRRS account, please refer to the New User Registration Training Energizer in the Resources section below.
Resources
The VANEOHS Research Office is pleased to announce the adoption of the VA Innovation and Research Review System (VAIRRS). VAIRRS is the VA's enterprise version of IRBNet, a web-based software used by administrators, committee members, and researchers for electronic protocol submission/management and review and oversight of research. VAIRRS is currently in a phased implementation at all VA medical centers with research programs.
All submissions to the IRB, IACUC, SRS and RDC (e.g., new protocols, amendments, continuing reviews, closures) must be submitted electronically via VAIRRS. E-mail and hard copy submissions will not be accepted. Investigators can self-register for a VAIRRS account and submit protocols at gov.irbnet.org
Study forms and templates are located in VAIRRS. You can download blank copies from the VAIRRS Forms & Templates page. Certain forms that are submitted outside of VAIRRS are available on the LINK page.
Accessing VAIRRS
You can access VAIRRS from virtually any computer by visiting gov.irbnet.org. VAIRRS does not require a connection to the VA network.
All users must be registered to access VAIRRS. New users can create an account by clicking on the “Register Now to get started!” link located on the login page. Be sure to select VA Northeast Ohio Healthcare System as your organization when registering.
- ALL Principal Investigators, Co-Investigators, study coordinators/primary contact personnel and study staff MUST create and activate a VAIRRS account.
- For detailed guidance on how to create a new VAIRRS account, please refer to the New User Registration Training Energizer in the Resources section below.
Link CITI Training to Your IRBNet Account
Good news! CITI training is now integrated with IRBNet, so users can link their IRBNet profiles to their CITI profiles. Once the link is established, the system will automatically import and accept the CITI training that you have completed at your location on a nightly basis.
All staff listed on a project will need to have linked their CITI profile in IRBNet before any new submissions can be approved for that project.
NOTE: If you’ve previously completed CITI training, DO NOT set up a new CITI account. Link your existing account so your training records transfer to IRBNet.
If you have questions, reach out to VHACLEVAIRRS@va.gov.
Where to Begin
Creating and Sharing a New Project
For detailed guidance on how to submit a new project in VAIRRS, please refer to the Researcher Energizer 1 which provides step-by-step instructions on how to create, submit and manage your project. Training Energizers can be found in the “Resources” section above.
Signatures Required in VAIRRS
Packages must be electronically signed by the Principal Investigator before they are submitted. The “Designee” signature mode is not accepted. Signatures cannot be deleted once applied; they are part of the permanent audit record.
Using the “Sign this Package” feature in VAIRRS:
- Enter your Username and Password at gov.irbnet.org
- Enter the IRBNet ID in the search field and click on the study title to open the project
- Review the necessary study details and documents
- From the left-hand menu click “Sign this Package”
- Use the dropdown list to select the appropriate role and click “Sign” Note: if you have previously signed this package, the system will ask you if you wish to sign it again. If you need to re-sign the package for any reason, click “OK”
- Enter your username and password to validate your identity and click “Continue”
- Your electronic signature has been applied to the contents of this package. IRBNet will send a notification to all users who have full access to this project.
- After the package has been signed by the PI, you must submit the package to the Research Administration.
For additional guidance on how to sign a new project or submit your package in VAIRRS, please refer to the Researcher Energizer 1 which provides step-by-step instructions on this process. Training Energizers can be found under the “Resources” section above.
Signing Individual Study Forms Before Uploading Into VAIRRS
Some forms that you will submit as part of your package have a signature field on the form itself, typically requiring PI signature. If an electronic signature box, simply click the box and you will be prompted to enter your VA PIV credentials. Otherwise, follow the instructions below to stamp any document with an official VA signature.
Instructions for adding digital signature to a document using Adobe:
- When you are ready to sign the document, if it is not already a PDF, save as a PDF.
- Open the PDF.
- If using Adobe Reader: In the right panel, click the wrench for “More Tools.” Click the icon that says “Certificates.”
If using Adobe Acrobat DC (full program): In the righthand menu, click the search bar (Search tools) and search for “Digitally Sign” - At the top of the page, click “Digitally Sign” and follow the prompts to add your signature and save the document. NOTE: Your PIV card must be in the computer to add your digital signature to the document.
Responding to a Request for Corrections/Revisions
For detailed guidance on how to respond to corrections/revisions in VAIRRS, please refer to the Researcher Energizer 2 which provides step-by-step instructions on this process. Training Energizers can be found in the “Resources” section above.
Submitting a Continuing Review, Modification, or Other Submission for an Existing Project
If you need to submit a continuing review, modification, or other submission (e.g., adverse event, DSMB report, closure, etc.) for an existing project, you need to create a new package within the existing project. DO NOT create a new project. For detailed guidance on how to create a new package in VAIRRS, please refer to the Researcher Energizer 2 which provides step-by-step instructions on this process. Training Energizers can be found in the “Resources” section above.
Accessing Review Decisions & Board Documents in VAIRRS
When a board issues an official determination or approved (stamped) document, it is published in the Board Documents section of VAIRRS. It is important that researchers read all correspondence and use only stamped, approved documents where applicable to ensure compliance.
To access these documents, log into VAIRRS, click the project title, and click “Reviews.” The Reviews section is organized by Committees. Submissions are listed by package number under the Committee that conducted the review. Locate the package number of the submission and scroll to the Board Documents section. Click the paper icon at the right of the screen to download, view, and save a document.
General Questions
If you have additional questions after reviewing the relevant Training Energizers and FAQ document, contact VHACLEVAIRRS@va.gov
Research Credentialing
Research Credentialing is the formal, systematic process of verifying, screening and evaluating qualifications and other credentials that include education, licensure, relevant training and experience and current competence.
ALL Staff listed on a VA-approved research protocol must complete credentialing.
Research Credentialing Requirements are as follows:
- Signed & dated copy of CV/resume
- Scope of Practice
Please refer to your Scope of Practice for appropriate Research Credentialing training.
Completed credentialing paperwork can be returned in person to Christina Raymond in the research office, Room K-115.
For additional information, contact:
Management Assistant (216) 791-3800 x64660
TMS for Non-VA Appointees (WOC, IPA, Volunteer)
Log into TMS https://www.tms.va.gov/SecureAuth35/
1. Click on Create New User
- VA TMS Self Enrollment
- Select: Veterans Health Administration
- Select: WOC for WOCs and IPAs, or Volunteer for Volunteers
- My Account Information:
- Complete entire page to create account
- My Job Information page:
- VA City: Cleveland
- VA State: Ohio
- VA Location Code: CLE
- VA Point of Contact First Name: Christina
- VA Point of Contact Last Name: Raymond
- VA Point of Contact email address: Christina.Raymond2@va.gov
- Point of Contact Phone Number:
- HIPAA Training (course #10203) Required: check box if working on VA Human Studies
2. Select: VA TMS Self Enrollment
- IMPORTANT: Send an email to the Management Assistant when this is complete so any additional training can be added
3. Complete required "Mandatory Training for Trainees"
4. Obtain Certificate(s) of Completion and forward to the Management Assistant
- AFTER course completion, return to Learning
- Go to My History at bottom right, click View All
- Locate the course and either
- Hover mouse, choose Print Certificate
- In the Action column, click on the printer icon
- Save or print certificate
Human Subject Training
Human Subject Protection (HSP) Education
Participants in human subject research must complete the VA-required human subject protection education every 3 years.
The required courses will be populated for you.
For additional information, contact the IRB Administrator
Electronic Patient Records
To receive access to the Computerized Patient Record System (CRPS), you must:
- Watch this training video, accessible from any computer: https://players.brightcove.net/2851863979001/default_default/index.html?videoId=5477475460001
- Complete a CPRS Training Evaluation Form
- Request a CPRS Pocket Guide and iMed Consent Pocket Guide
- Sign an acknowledgment form
- Send the Evaluation and Acknowledge forms to the Management Assistant
For CPRS-related questions, contact the CPRS Helpline
Animal (IACUC) Training
All individuals working with animals in the Animal Research Facility (ARF) must complete the training listed below:
VA CITI Training
- Register or login at: citi program
- Complete registration
- Select “VA Cleveland, OH 541” as the organization
- Complete the following courses (automatically assigned to you):
- "Working with the IACUC"
- "VA ARF Orientation"
- "Occupational Health VA"
- Any other protocol-specific or species-specific courses
Occupational Health
Complete the Laboratory Animal Allergy Screening at Personnel Health (part of new employee physical).
The Management Assistant will schedule appointments for WOC appointees.
Annually in March: Laboratory Animal Allergy Questionnaire Follow-Up (notification sent via email)
ARF Orientation and Hands-on Training
Complete the ARF Orientation and hands-on training with ARF veterinary staff.
New Employee Safety Orientation
See below for details.
Medical Research Safety Training
New Employee Safety Orientation:
Complete the in-person Research Safety Orientation.
To schedule training, contact the Research Safety Coordinator
Annual Safety Training:
- Review the Medical Research Safety Training Manual
- Complete the Research Service Training Safety Exam
- Send the completed exam to the Research Safety Coordinator
A written refresher training is required annually. Individuals are notified via email when this is required.
VA EMPLOYMENT
All forms must be completed as part of the application process for VA paid employees/positions within Medical Research Service. Official job offers are made only by Human Resource Management staff.
- New Employee Information Sheet (to be completed by supervisor)
- OF-306 Declaration for Federal Employment
- Scope of Practice
- VA Form 2850a - Application for Nurses and Nurse Anesthetists
- VA Form 2850c - Application for Associated Health Occupations
- A signed & dated copy of resume/CV
- A copy of college transcripts
WITHOUT COMPENSATION (WOC) APPOINTMENT
Individuals paid by an institution other than the VA, who perform work at the VA and/or have access to VA Patient Information Systems must have a WOC Appointment. All forms must be completed prior to individual performing work at this facility. Paperwork must be received in the research office 4 weeks prior to requested start date.
ALL NEW WOCs:
STEP 1 - To initiate a WOC appointment, Supervisor to complete a New Employee Information Sheet and submit to the Management Assistant
STEP 2 - complete the following forms and send to the Management Assistant
- Intellectual Property Agreement
- OF-306 Declaration for Federal Employment (as the WOC, you must sign and date line 17a only. DO NOT sign line 17b)
- Request For Personal Identity Verification (PIV) Card
- Scope of Practice
- SF61 Appointment Affidavit (notarization NOT required)
- VA Form 0710 - Authorization for Release of Information
- A signed & dated copy of resume/CV
- FOR MDs, RNs, and LICENSED PROFESSIONALS:
- VetPro Enrollment Form
- Credentialing Release of Information Authorization
- Copy of SSN card (MDs only)
- VA Form 2850a - Application for Nurses and Nurse Anesthetists (if applicable)
- VA Form 2850c - Application for Associated Health Occupations (if applicable)
- FOR NON-US CITIZENS:
- I-9 Employment Eligibility Verification
- I-94
- Current/valid passport
- Document that allows you to work in the US, such as DS2019 or I-20/F-1, or I797A or I797B Notice of Action/Approval Notice
STEP 3 - Create VAIRRS Account and upload CV/CITI training
- Please create an account in VAIRRS/IRBNet, if you have not already, to upload your CV/Resume and/or Citiprogram training. VA Research now uses VAIRRS/IRBNet for tracking and storing pertinent Research Citiprogram training, CV/Resumes, Research Scope of Practice and study submission documents.
- Christina Raymond will upload your Scope of Practice in VAIRRS after she receives the completed copy signed by you and your PI and she has the ACOS of Research, Dr. Peachey sign it.
- For details on creating a VAIRRS account and uploading your training, see the New User Registration training energizer on our VAIRRS/IRBNet page.
STEP 4 - Find training options -Safety Training.
ALL RENEWAL WOCs:
- OF-306 Declaration for Federal Employment (as the WOC, you must sign and date line 17a only. DO NOT sign line 17b)
- Self-Certification of Continuous Service
- SF61 Appointment Affidavit
- I-9, if applicable (see above FOR NON-US CITIZENS)
- A signed & dated copy of resume/CV
INTERGOVERNMENTAL PERSONNEL AGREEMENT (IPA)
General Information
- IPAs are set up in 2-year increments for up to 4 years.
- IPAs always start on the 1st of the month.
- Employees participating in an IPA must be permanent employees of their institution for at least 90 days.
- IPAs are for 'higher level' positions, not for RA I's and/or Fellows.
- You are responsible for getting the signature of the participating institution.
- Paperwork must be received in the research office 4 weeks prior to requested start date.
STEP 1 - To initiate an IPA, Supervisor to complete a New Employee Information Sheet and submit to the Management Assistant
STEP 2 - complete the following forms and send to the Management Assistant
- IPA Assignment Agreement
- OF-306 Declaration for Federal Employment
- Request For Personal Identity Verification (PIV) Card
- VA Form-10-230-covid-19-vaccination-form - please complete the form and submit along with a copy of your COVID vaccination card.
- Scope of Practice
- A signed & dated copy of resume/CV
Employee Forms
VA EMPLOYMENT
All forms must be completed as part of the application process for VA paid employees/positions within Medical Research Service. Official job offers are made only by Human Resource Management staff.
- New Employee Information Sheet (to be completed by supervisor)
- OF-306 Declaration for Federal Employment
- Scope of Practice
- VA Form 2850c - Application for Associated Health Occupations (if applicable)
- A signed & dated copy of resume/CV
- A copy of college transcripts
WOC APPOINTMENT
WITHOUT COMPENSATION (WOC) APPOINTMENT
Individuals paid by an institution other than the VA, who perform work at the VA and/or have access to VA Patient Information Systems must have a WOC Appointment. All forms must be completed prior to individual performing work at this facility. Paperwork must be received in the research office 4 weeks prior to requested start date.
ALL NEW WOCs:
STEP 1 - To initiate a WOC appointment, Supervisor to complete a New Employee Information Sheet and submit to the Management Assistant
STEP 2 - complete the following forms and send to the Management Assistant
- Intellectual Property Agreement
- OF-306 Declaration for Federal Employment (as the WOC, you must sign and date line 17a only. DO NOT sign line 17b)
- Patient Data Sheet for TB Test
- Request For Personal Identity Verification (PIV) Card
- Scope of Practice
- SF61 Appointment Affidavit (notarization NOT required)
- VA Form 0710 - Authorization for Release of Information
- VA Form-10-230-covid-19-vaccination-form - please complete the form and submit along with a copy of your COVID vaccination card.
- A signed & dated copy of resume/CV
- FOR MDs, RNs, and LICENSED PROFESSIONALS:
- VetPro Enrollment Form
- Credentialing Release of Information Authorization
- Copy of SSN card (MDs only)
- VA Form 2850a - Application for Nurses and Nurse Anesthetists (if applicable)
- VA Form 2850c - Application for Associated Health Occupations (if applicable)
- FOR NON-US CITIZENS:
- I-9 Employment Eligibility Verification
- I-94
- Current/valid passport
- Document that allows you to work in the US, such as DS2019 or I-20/F-1, or I797A or I797B Notice of Action/Approval Notice
STEP 3 - Create VAIRRS Account and upload CV/CITI training
- Please create an account in VAIRRS/IRBNet, if you have not already, to upload your CV/Resume and/or Citiprogram training. VA Research now uses VAIRRS/IRBNet for tracking and storing pertinent Research Citiprogram training, CV/Resumes, Research Scope of Practice and study submission documents.
- Christina Raymond will upload your Scope of Practice in VAIRRS after she receives the completed copy signed by you and your PI and she has the ACOS of Research, Dr. Peachey sign it.
- For details on creating a VAIRRS account and uploading your training, see the New User Registration training energizer on our VAIRRS/IRBNet page.
ALL RENEWAL WOCs:
- OF-306 Declaration for Federal Employment (as the WOC, you must sign and date line 17a only. DO NOT sign line 17b)
- Self-Certification of Continuous Service
- SF61 Appointment Affidavit
- I-9, if applicable (see above FOR NON-US CITIZENS)
- A signed & dated copy of resume/CV
IPA
INTERGOVERNMENTAL PERSONNEL AGREEMENT (IPA)
General Information
- IPAs are set up in 2-year increments for up to 4 years.
- IPAs always start on the 1st of the month.
- Employees participating in an IPA must be permanent employees of their institution for at least 90 days.
- IPAs are for 'higher level' positions, not for RA I's and/or Fellows.
- You are responsible for getting the signature of the participating institution.
- Paperwork must be received in the research office 4 weeks prior to requested start date.
STEP 1 - To initiate an IPA, Supervisor to complete a New Employee Information Sheet and submit to the Management Assistant
STEP 2 - complete the following forms and send to the Management Assistant
- IPA Assignment Agreement
- OF-306 Declaration for Federal Employment
- Request For Personal Identity Verification (PIV) Card
- VA Form-10-230-covid-19-vaccination-form - please complete the form and submit along with a copy of your COVID vaccination card.
- Scope of Practice
- A signed & dated copy of resume/CV
Volunteer
VOLUNTEER (minors under age 18)
Paperwork must be received in the research office 4 weeks prior to requested start date.
STEP 1 - To initiate a Volunteer appointment, PI to complete and submit to the Management Assistant
- New Employee Information Sheet
- Provide a short job description of the duties the Volunteer will be performing
STEP 2 - complete the following forms and submit to the Management Assistant
- Scope of Practice
- A signed & dated copy of resume/CV, if applicable
- Volunteer/Guardian must contact Vernell.Whipple@va.gov in the Communications & External Affairs office to process your volunteer to set up a time to complete the VA Volunteer Application. If you have trouble contacting them, please contact the Management Assistant
.
Research Compliance
In 2008, the VA Office of Research and Development (ORD) issued a national mandate that all VA research oversight be conducted by Research Compliance Officers (RCO). The Research Compliance Office works independent of but cooperatively with the Research Service. The RCO reports directly to the Medical Center Director.
The Research Compliance Office oversees the conduct of human, animal, and laboratory studies. Its mission is to protect human research participants, animals used in research, and laboratory staff, and to promote standards of excellence within the VA Northeast Ohio Healthcare System research community.
The VA Office of Research Oversight (ORO) has mandated that the key component of compliance must be auditing of the research program.
- All studies initiated after 1/1/08 (human, animal, and laboratory) must be audited on a rotating basis every three years (regulatory requirements and study conduct).
- 100% of research informed consent forms (human studies) must be audited annually (12-month look-back period)
- 33% of closed studies within the reporting period must be audited
- For-cause audits must be conducted as necessary (investigations of noncompliance, complaints, and allegations) or as requested by IRB, IACUC, SRS, VA ORO, or other oversight agencies.
If you conduct research in the VA or VA leased space, with VA funding, or using VA participants, you are required to conduct those studies in accordance with VHA Handbooks and policies, VA Northeast Ohio Healthcare System policies & procedures, and your approved protocols and grants.
Compliance Guidance:
ORO Audit Tools
Decision Charts for Reporting
Guidance Documents and Submission of Documents
For additional information, contact:
Research Compliance Office at CLERESEARCHCOMPLIANCE@va.gov*
* This link uses regular email and is not secure. Do not send personal or medical information unprotected over the Internet.
Clinical Research Center
A centralized location for resources and expertise to support investigators and research staff to promote efficient, innovative, and compliant clinical trails.
The Clinical Research Center (CRC) at the Louis Stokes Cleveland VA Medical Center opened in 2017 and comprises a 4,000 square feet facility designed to support investigators and their research staff in the conduct of human studies in accordance with Federal regulations. The CRC enables researchers to provide new treatments more efficiently and quickly to patients by supporting new methods and approaches to clinical and translational research and assembles interdisciplinary teams to cover the complete spectrum of medical research. The CRC includes exam rooms, consult rooms, a phlebotomy area for blood draw, specimen processing and storage, secure file storage room, a reception area staffed with a receptionist, as well as offices for study coordinators and administrative work areas. The CRC is led by a Manager and a Clinical Research Physician, both of whom have a strong background in leading and coordinating clinical research studies. They provide guidance and mentoring to investigators and coordinators
Goals of the Center
- Supports-new methods and approaches to clinical and translational research
- Improve institutional procedures
- Provide new treatments more efficiently and quickly to patients
- Assemble interdisciplinary teams
Amenities
AMENITIES
Extensive Clinical Trial Review
Assess new trials to ensure we have sufficient resources, staff, and suitable population for recruitment
Match investigators with new clinical trial opportunities
Management of Clinical Trial
Evaluation of enrollment
Overlap of study staff
Assistance with start up activities
Clinical Research Coordinators
Highly experienced and dedicated clinical research nurses and coordinators
Cross-trained staff
Dedicated Clinical Trial Space
Contact Us
For room scheduling:
Linda Colosimo*
All other concerns/questions:
CRC Director
* These links use regular email and are not secure. Do not send personal or medical information unprotected over the Internet.
SRS Policies and SOP's contact:
Administrative Officer
Research Compliance
In 2008, the VA Office of Research and Development (ORD) issued a national mandate that all VA research oversight be conducted by Research Compliance Officers (RCO). The Research Compliance Office works independent of but cooperatively with the Research Service. The RCO reports directly to the Medical Center Director.
The Research Compliance Office oversees the conduct of human, animal, and laboratory studies. Its mission is to protect human research participants, animals used in research, and laboratory staff, and to promote standards of excellence within the VA Northeast Ohio Healthcare System research community.
The VA Office of Research Oversight (ORO) has mandated that the key component of compliance must be auditing of the research program.
- All studies initiated after 1/1/08 (human, animal, and laboratory) must be audited on a rotating basis every three years (regulatory requirements and study conduct).
- 100% of research informed consent forms (human studies) must be audited annually (12-month look-back period)
- 33% of closed studies within the reporting period must be audited
- For-cause audits must be conducted as necessary (investigations of noncompliance, complaints, and allegations) or as requested by IRB, IACUC, SRS, VA ORO, or other oversight agencies.
If you conduct research in the VA or VA leased space, with VA funding, or using VA participants, you are required to conduct those studies in accordance with VHA Handbooks and policies, VA Northeast Ohio Healthcare System policies & procedures, and your approved protocols and grants.
Compliance Guidance:
ORO Audit Tools
Decision Charts for Reporting
ORO Guidance for RCO Research Audit and Training Requirements
Commonly Used Documents:
Signature and Delegate Authority Log
Subject Log
Guidance Documents and Submission of Documents
For information, contact:
Research Compliance Office at CLERESEARCHCOMPLIANCE@va.gov*
* This link uses regular email and is not secure. Do not send personal or medical information unprotected over the Internet.